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SWINNEY ROBERT S

Disclosed activity across 1 company

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135481
SEC CIK
0001073398

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ICU MEDICAL INC/DEICUI · Entity 2385DirectorSeptember 15, 2021September 15, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ICU MEDICAL INC/DE

Report date September 15, 2021 · Filed September 15, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect20,816 Reported balance After 2021-09-15 transaction · row 1
1 source row

Row 1 · 2021-09-15 · Sale · Disposed 2,157 · Balance 20,816

F1: All shares sold were sold at the exact price disclosed.

Common StockSEC Table I · non-derivativeIndirectby Spouse1,125 Reported balance Holding disclosure · report date 2021-09-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,125

Filing footnotes · ownership attribution and instrument terms

F1: All shares sold were sold at the exact price disclosed.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2021 Filed Sep 15, 2021 21:19 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 2,157 $243.00 $524,151.00
Disclosure

SEC source: 0001073398-21-000006 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,816

F1 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 22:38 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $43.62 $0.00
Disclosure

SEC source: 0001073398-21-000005 · edgardoc.xml · derivative · entry 10

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2021-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 22:38 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $39.38 $0.00
Disclosure

SEC source: 0001073398-21-000005 · edgardoc.xml · derivative · entry 9

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2021-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 22:38 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 207 $204.04 $42,236.36
Disclosure

SEC source: 0001073398-21-000005 · edgardoc.xml · nonDerivative · entry 7

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,973

F1 · security: These securities are Restricted Stock Units.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.01 to $204.91, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 22:38 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 1,293 $202.95 $262,411.63
Disclosure

SEC source: 0001073398-21-000005 · edgardoc.xml · nonDerivative · entry 6

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,180

F1 · security: These securities are Restricted Stock Units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.64 to $203.41, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 22:38 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 215 $204.08 $43,877.52
Disclosure

SEC source: 0001073398-21-000005 · edgardoc.xml · nonDerivative · entry 5

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,473

F1 · security: These securities are Restricted Stock Units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.00 to $204.91, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 22:38 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 2,485 $203.07 $504,621.50
Disclosure

SEC source: 0001073398-21-000005 · edgardoc.xml · nonDerivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,688

F1 · security: These securities are Restricted Stock Units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.87 to $203.42, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 22:38 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 300 $202.16 $60,647.01
Disclosure

SEC source: 0001073398-21-000005 · edgardoc.xml · nonDerivative · entry 3

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,173

F1 · security: These securities are Restricted Stock Units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.84 to $202.64, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 22:38 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock 1,500 $39.38 $59,070.00
Disclosure

SEC source: 0001073398-21-000005 · edgardoc.xml · nonDerivative · entry 2

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 22:38 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock 1,500 $43.62 $65,430.00
Disclosure

SEC source: 0001073398-21-000005 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2021 Filed May 12, 2021 17:45 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 GrantNon-Qualified Stock Option (right to buy) · Derivative 1,295 $0.00 Strike: $196.57 $0.00
Disclosure

SEC source: 0001073398-21-000004 · edgardoc.xml · derivative · entry 5

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,295

Underlying: Common Stock · 1,295 shares

Expires 2031-05-11

F4 · derivative.exercise_date: These stock options vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document
May 11, 2021 Filed May 12, 2021 17:45 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 GrantCommon Stock · Derivative 433 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001073398-21-000004 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433

Underlying: Common Stock · 433 shares

Expires 2022-05-11

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These awards vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document
May 11, 2021 Filed May 12, 2021 17:45 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock · Derivative 468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001073398-21-000004 · edgardoc.xml · derivative · entry 3

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 468 shares

Expires 2021-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These awards vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document
May 11, 2021 Filed May 12, 2021 17:45 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001073398-21-000004 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
March 31, 2021 Filed Mar 31, 2021 21:45 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $44.82 $0.00
Disclosure

SEC source: 0001073398-21-000003 · edgardoc.xml · derivative · entry 3

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2021-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2021 Filed Mar 31, 2021 21:45 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock 1,500 $44.82 $67,230.00
Disclosure

SEC source: 0001073398-21-000003 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:07 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 1,500 $207.00 $310,500.00
Disclosure

SEC source: 0001073398-21-000002 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,505

F1 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
February 02, 2021 Filed Feb 2, 2021 22:01 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $43.12 $0.00
Disclosure

SEC source: 0001073398-21-000001 · edgardoc.xml · derivative · entry 3

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2021-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 2, 2021 22:01 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock 1,500 $43.12 $64,680.00
Disclosure

SEC source: 0001073398-21-000001 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2020 Filed Oct 16, 2020 21:05 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $36.60 $0.00
Disclosure

SEC source: 0001073398-20-000006 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document
October 16, 2020 Filed Oct 16, 2020 21:05 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 277 $202.22 $56,014.94
Disclosure

SEC source: 0001073398-20-000006 · edgardoc.xml · nonDerivative · entry 2

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,505

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
October 16, 2020 Filed Oct 16, 2020 21:05 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock 1,500 $36.60 $54,900.00
Disclosure

SEC source: 0001073398-20-000006 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2020 Filed Jul 16, 2020 21:40 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $37.00 $0.00
Disclosure

SEC source: 0001073398-20-000005 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document
July 16, 2020 Filed Jul 16, 2020 21:40 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 300 $188.46 $56,538.00
Disclosure

SEC source: 0001073398-20-000005 · edgardoc.xml · nonDerivative · entry 2

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,282

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
July 16, 2020 Filed Jul 16, 2020 21:40 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock 1,500 $37.00 $55,500.00
Disclosure

SEC source: 0001073398-20-000005 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2020 Filed May 14, 2020 16:18 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 GrantNon-Qualified Stock Option (right to buy) · Derivative 1,438 $0.00 Strike: $181.99 $0.00
Disclosure

SEC source: 0001073398-20-000004 · edgardoc.xml · derivative · entry 5

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438

Underlying: Common Stock · 1,438 shares

Expires 2030-05-13

Read SEC document
May 13, 2020 Filed May 14, 2020 16:18 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 GrantCommon Stock · Derivative 468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001073398-20-000004 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

Underlying: Common Stock · 468 shares

Expires 2021-05-13

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These awards vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document
May 13, 2020 Filed May 14, 2020 16:18 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock · Derivative 378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001073398-20-000004 · edgardoc.xml · derivative · entry 3

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 378 shares

Expires 2020-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These awards vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document
May 13, 2020 Filed May 14, 2020 16:18 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock 378 $0.00 $0.00
Disclosure

SEC source: 0001073398-20-000004 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 21:13 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $33.52 $0.00
Disclosure

SEC source: 0001073398-20-000003 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-04-21

F3 · derivative.exercise_date: These stock options vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 21:13 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 1,500 $207.15 $310,725.00
Disclosure

SEC source: 0001073398-20-000003 · edgardoc.xml · nonDerivative · entry 2

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,704

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
April 06, 2020 Filed Apr 6, 2020 21:13 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherCommon Stock 1,500 $33.52 $50,280.00
Disclosure

SEC source: 0001073398-20-000003 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,204

Read SEC document
January 30, 2020 Filed Jan 30, 2020 22:23 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $32.40 $0.00
Disclosure

SEC source: 0001073398-20-000002 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-02-03

F3 · derivative.exercise_date: These stock options vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document
January 30, 2020 Filed Jan 30, 2020 22:23 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 268 $184.07 $49,330.76
Disclosure

SEC source: 0001073398-20-000002 · edgardoc.xml · nonDerivative · entry 2

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,704

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
January 30, 2020 Filed Jan 30, 2020 22:23 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherCommon Stock 1,500 $32.40 $48,600.00
Disclosure

SEC source: 0001073398-20-000002 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,972

Read SEC document
October 14, 2019 Filed Oct 15, 2019 16:28 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $37.36 $0.00
Disclosure

SEC source: 0001073398-19-000014 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-10-21

F3 · derivative.exercise_date: These stock options vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 16:28 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 373 $153.49 $57,251.77
Disclosure

SEC source: 0001073398-19-000014 · edgardoc.xml · nonDerivative · entry 2

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,472

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 16:28 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherCommon Stock 1,500 $37.36 $56,040.00
Disclosure

SEC source: 0001073398-19-000014 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,845

Read SEC document
August 15, 2019 Filed Aug 15, 2019 22:08 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 2,078 $165.18 $343,244.04
Disclosure

SEC source: 0001073398-19-000012 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,345

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 26, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.08 to $165.18 inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 15, 2019 Filed Jul 15, 2019 22:58 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $38.85 $0.00
Disclosure

SEC source: 0001073398-19-000010 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-07-22

F3 · derivative.exercise_date: These stock options vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

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July 15, 2019 Filed Jul 15, 2019 22:58 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 239 $248.73 $59,446.47
Disclosure

SEC source: 0001073398-19-000010 · edgardoc.xml · nonDerivative · entry 2

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,423

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

F2 · price: All shares sold were sold at the exact price disclosed.

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July 15, 2019 Filed Jul 15, 2019 22:58 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001073398-19-000010 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,662

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May 15, 2019 Filed May 16, 2019 16:18 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 GrantNon-Qualified Stock Option (right to buy) · Derivative 1,253 $0.00 Strike: $225.27 $0.00
Disclosure

SEC source: 0001073398-19-000008 · edgardoc.xml · derivative · entry 5

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253

Underlying: Common Stock · 1,253 shares

Expires 2029-05-15

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May 15, 2019 Filed May 16, 2019 16:18 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 GrantCommon Stock · Derivative 378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001073398-19-000008 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378

Underlying: Common Stock · 378 shares

Expires 2020-05-15

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the anniversary of the date of the award.

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May 15, 2019 Filed May 16, 2019 16:18 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock · Derivative 315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001073398-19-000008 · edgardoc.xml · derivative · entry 3

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 315 shares

Expires 2019-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the anniversary of the date of the award.

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May 15, 2019 Filed May 16, 2019 16:18 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 Exercise / conversionCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001073398-19-000008 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 12, 2019 Filed Apr 15, 2019 19:57 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $34.48 Strike: $34.48 $51,720.00
Disclosure

SEC source: 0001073398-19-000006 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-04-20

F3 · derivative.exercise_date: Options exercisable in four equal annual cumulative installments commencing one year after the grant date.

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April 12, 2019 Filed Apr 15, 2019 19:57 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 229 $231.43 $52,997.47
Disclosure

SEC source: 0001073398-19-000006 · edgardoc.xml · nonDerivative · entry 2

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,847

F1 · kind: The exercise/sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 26, 2018.

F2 · price: All shares sold were sold at the exact price disclosed.

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April 12, 2019 Filed Apr 15, 2019 19:57 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 OtherCommon Stock 1,500 $34.48 $51,720.00
Disclosure

SEC source: 0001073398-19-000006 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,076

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March 15, 2019 Filed Mar 18, 2019 18:28 UTC ICU MEDICAL INC/DE ICUI · Entity 2385 SaleCommon Stock 1,464 $234.65 $343,527.60
Disclosure

SEC source: 0001073398-19-000004 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,576

F1 · price: All shares sold were sold at the exact price disclosed.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.