Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ICU MEDICAL INC/DEICUI · Entity 2385 | Director | May 16, 2017 | May 16, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ICU MEDICAL INC/DE
Report date May 16, 2017 · Filed May 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,942 |
Reported balance
After 2017-05-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-05-16 · Exercise / conversion · Acquired 743 · Balance 69,942 F1: These securities are Restricted Stock Units. |
| Common StockSEC Table II · derivative / convertible security · Expires 2017-05-16 | Direct | 0 |
Reported balance
After 2017-05-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-05-16 · Exercise / conversion · Disposed 743 · Balance 0 F1: These securities are Restricted Stock Units. F2: There is neither a purchase price nor an exercise price for the Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are Restricted Stock Units.
F2: There is neither a purchase price nor an exercise price for the Restricted Stock Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2017 Filed May 16, 2017 23:23 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock · Derivative | 743 | $0.00 | $0.00 |
DisclosureSEC source: 0001073391-17-000003 · edgardoc.xml · derivative · entry 2 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 743 shares Expires 2017-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. Read SEC document |
| May 16, 2017 Filed May 16, 2017 23:23 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock | 743 | $0.00 | $0.00 |
DisclosureSEC source: 0001073391-17-000003 · edgardoc.xml · nonDerivative · entry 1 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. Read SEC document |
| May 09, 2017 Filed May 9, 2017 23:29 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,765 | $158.20 Strike: $158.20 | $279,223.00 |
DisclosureSEC source: 0001073391-17-000002 · edgardoc.xml · derivative · entry 2 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,765 Underlying: Common Stock · 1,765 shares Expires 2027-05-09 Read SEC document |
| May 09, 2017 Filed May 9, 2017 23:29 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | GrantCommon Stock · Derivative | 475 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001073391-17-000002 · edgardoc.xml · derivative · entry 1 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475 Underlying: Common Stock · 475 shares Expires 2018-05-09 F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F2 · price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 22:17 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 1,500 | $37.36 Strike: $37.36 | $56,040.00 |
DisclosureSEC source: 0001073391-17-000001 · edgardoc.xml · derivative · entry 6 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2019-10-21 F2 · price: Transaction is the exercise of a derivative security; see Column 2. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 22:17 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 1,500 | $32.40 Strike: $32.40 | $48,600.00 |
DisclosureSEC source: 0001073391-17-000001 · edgardoc.xml · derivative · entry 5 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2020-02-03 F2 · price: Transaction is the exercise of a derivative security; see Column 2. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 22:17 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 1,500 | $152.20 | $228,300.00 |
DisclosureSEC source: 0001073391-17-000001 · edgardoc.xml · nonDerivative · entry 4 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,199 F1 · price: All shares sold were sold at the exact price disclosed. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 22:17 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 1,500 | $37.36 | $56,040.00 |
DisclosureSEC source: 0001073391-17-000001 · edgardoc.xml · nonDerivative · entry 3 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,699 Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 22:17 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 1,500 | $152.20 | $228,300.00 |
DisclosureSEC source: 0001073391-17-000001 · edgardoc.xml · nonDerivative · entry 2 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,199 F1 · price: All shares sold were sold at the exact price disclosed. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 22:17 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 1,500 | $32.40 | $48,600.00 |
DisclosureSEC source: 0001073391-17-000001 · edgardoc.xml · nonDerivative · entry 1 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,699 Read SEC document |
| October 06, 2016 Filed Oct 7, 2016 19:35 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 1,500 | $38.85 Strike: $38.85 | $58,275.00 |
DisclosureSEC source: 0001073391-16-000010 · edgardoc.xml · derivative · entry 3 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2019-07-22 F2 · price: Transaction is the exercise of a derivative security; see Column 2. Read SEC document |
| October 06, 2016 Filed Oct 7, 2016 19:35 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 1,500 | $140.60 | $210,900.00 |
DisclosureSEC source: 0001073391-16-000010 · edgardoc.xml · nonDerivative · entry 2 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,199 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2016. Read SEC document |
| October 06, 2016 Filed Oct 7, 2016 19:35 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 1,500 | $38.85 | $58,275.00 |
DisclosureSEC source: 0001073391-16-000010 · edgardoc.xml · nonDerivative · entry 1 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,699 Read SEC document |
| September 19, 2016 Filed Sep 19, 2016 21:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 1,500 | $34.48 Strike: $34.48 | $51,720.00 |
DisclosureSEC source: 0001073391-16-000009 · edgardoc.xml · derivative · entry 6 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2019-04-20 F2 · price: Transaction is the exercise of a derivative security; see Column 2. Read SEC document |
| September 19, 2016 Filed Sep 19, 2016 21:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 1,500 | $32.07 Strike: $32.07 | $48,105.00 |
DisclosureSEC source: 0001073391-16-000009 · edgardoc.xml · derivative · entry 5 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2019-02-04 F2 · price: Transaction is the exercise of a derivative security; see Column 2. Read SEC document |
| September 19, 2016 Filed Sep 19, 2016 21:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 1,500 | $123.00 | $184,500.00 |
DisclosureSEC source: 0001073391-16-000009 · edgardoc.xml · nonDerivative · entry 4 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,199 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2016. Read SEC document |
| September 19, 2016 Filed Sep 19, 2016 21:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 1,500 | $122.02 | $183,030.00 |
DisclosureSEC source: 0001073391-16-000009 · edgardoc.xml · nonDerivative · entry 3 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,699 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2016. Read SEC document |
| September 19, 2016 Filed Sep 19, 2016 21:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 1,500 | $34.48 | $51,720.00 |
DisclosureSEC source: 0001073391-16-000009 · edgardoc.xml · nonDerivative · entry 2 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,199 Read SEC document |
| September 19, 2016 Filed Sep 19, 2016 21:22 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 1,500 | $32.07 | $48,105.00 |
DisclosureSEC source: 0001073391-16-000009 · edgardoc.xml · nonDerivative · entry 1 SHERMAN RICHARD MD · CIK 0001073391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,699 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.