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Nasdaq · USD

ICUI

ICU MEDICAL INC/DE

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Tapewire entity
2385
SEC CIK
0000883984
Parsed reports
427

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202608
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2019 Filed Mar 8, 2019 18:09 UTC
Lamb Scott EChief Financial Officer,
Exercise / conversionCommon Stock · Derivative 2,742 $0.00 $0.00
Disclosure

SEC source: 0001375852-19-000006 · edgardoc.xml · derivative · entry 3

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,226 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F3 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount.

F4 · derivative.exercise_date: These PRSUs were granted on February 5, 2016. The vesting for these PRSUs is dependent upon the achievement of performance criteria related to the Company's fiscal year 2018 Adjusted EBITDA per share CAGR in comparison to the fiscal year 2015 Adjusted EBITDA per weighted average basic share. The reporting person may potentially earn 100% to 300% of the target award amount originally reported on the date of grant.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 18:09 UTC
Lamb Scott EChief Financial Officer,
Tax withholdingCommon Stock 4,053 $0.00 $0.00
Disclosure

SEC source: 0001375852-19-000006 · edgardoc.xml · nonDerivative · entry 2

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,011

Read SEC document
March 06, 2019 Filed Mar 8, 2019 18:09 UTC
Lamb Scott EChief Financial Officer,
Exercise / conversionCommon Stock 8,226 $0.00 $0.00
Disclosure

SEC source: 0001375852-19-000006 · edgardoc.xml · nonDerivative · entry 1

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 18:07 UTC
McCall Thomas DVice President and Gen'l Mgr.
Exercise / conversionCommon Stock · Derivative 2,037 $0.00 $0.00
Disclosure

SEC source: 0001615186-19-000006 · edgardoc.xml · derivative · entry 3

McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,111 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F3 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount.

F4 · derivative.exercise_date: These PRSUs were granted on February 5, 2016. The vesting for these PRSUs is dependent upon the achievement of performance criteria related to the Company's fiscal year 2018 Adjusted EBITDA per share CAGR in comparison to the fiscal year 2015 Adjusted EBITDA per weighted average basic share. The reporting person may potentially earn 100% to 300% of the target award amount originally reported on the date of grant.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 18:07 UTC
McCall Thomas DVice President and Gen'l Mgr.
Tax withholdingCommon Stock 2,791 $0.00 $0.00
Disclosure

SEC source: 0001615186-19-000006 · edgardoc.xml · nonDerivative · entry 2

McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,210

Read SEC document
March 06, 2019 Filed Mar 8, 2019 18:07 UTC
McCall Thomas DVice President and Gen'l Mgr.
Exercise / conversionCommon Stock 6,111 $0.00 $0.00
Disclosure

SEC source: 0001615186-19-000006 · edgardoc.xml · nonDerivative · entry 1

McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 18:03 UTC
Jain VivekDirector · Chairman and CEO
GrantCommon Stock · Derivative 4,331 $0.00 $0.00
Disclosure

SEC source: 0001410442-19-000004 · edgardoc.xml · derivative · entry 5

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,331

Underlying: Common Stock · 4,331 shares

Expires 2022-03-06

F5 · security: These securities are Restricted Stock Units.

F6 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F7 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 18:03 UTC
Jain VivekDirector · Chairman and CEO
Exercise / conversionCommon Stock · Derivative 2,681 $0.00 $0.00
Disclosure

SEC source: 0001410442-19-000004 · edgardoc.xml · derivative · entry 4

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,362

Underlying: Common Stock · 2,681 shares

Expires 2021-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: These securities are Restricted Stock Units.

F6 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F7 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 18:03 UTC
Jain VivekDirector · Chairman and CEO
Exercise / conversionCommon Stock · Derivative 11,276 $0.00 $0.00
Disclosure

SEC source: 0001410442-19-000004 · edgardoc.xml · derivative · entry 3

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,828 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F3 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount.

F4 · derivative.exercise_date: These PRSUs were granted on February 5, 2016. The vesting for these PRSUs is dependent upon the achievement of performance criteria related to the Company's fiscal year 2018 Adjusted EBITDA per share CAGR in comparison to the fiscal year 2015 Adjusted EBITDA per weighted average basic share. The reporting person may potentially earn 100% to 300% of the target award amount originally reported on the date of grant.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 18:03 UTC
Jain VivekDirector · Chairman and CEO
Tax withholdingCommon Stock 18,102 $0.00 $0.00
Disclosure

SEC source: 0001410442-19-000004 · edgardoc.xml · nonDerivative · entry 2

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,991

Read SEC document
March 06, 2019 Filed Mar 8, 2019 18:03 UTC
Jain VivekDirector · Chairman and CEO
Exercise / conversionCommon Stock 36,509 $0.00 $0.00
Disclosure

SEC source: 0001410442-19-000004 · edgardoc.xml · nonDerivative · entry 1

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 22, 2019 02:50 UTC
McCall Thomas DVice President and Gen'l Mgr.
Exercise / conversionPerformance Shares · Derivative 429 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001615186-19-000004 · edgardoc.xml · derivative · entry 3

McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858

Underlying: Common Stock · 429 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the performance stock units.

F3 · derivative.exercise_date: These performance stock units were granted on March 6, 2018. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These performance stock units vest on February 15 of the first, second, and third year following the year of grant.

Read SEC document
February 15, 2019 Filed Feb 22, 2019 02:50 UTC
McCall Thomas DVice President and Gen'l Mgr.
Tax withholdingCommon Stock 149 $0.00 $0.00
Disclosure

SEC source: 0001615186-19-000004 · edgardoc.xml · nonDerivative · entry 2

McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,890

Read SEC document
February 15, 2019 Filed Feb 22, 2019 02:50 UTC
McCall Thomas DVice President and Gen'l Mgr.
Exercise / conversionCommon Stock 429 $0.00 $0.00
Disclosure

SEC source: 0001615186-19-000004 · edgardoc.xml · nonDerivative · entry 1

McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 22, 2019 17:27 UTC
Woolson DanielVP, GM-Infusion Capital
Exercise / conversionPerformance Shares · Derivative 805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001698998-19-000002 · edgardoc.xml · derivative · entry 6

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,609

Underlying: Common Stock · 805 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: These Securities are Performance Stock Units.

F5 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the performance stock units.

F6 · derivative.exercise_date: These performance stock units were granted on March 6, 2018. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These performance stock units vest on February 15 of the first, second, and third year following the year of grant.

Read SEC document
February 15, 2019 Filed Feb 22, 2019 17:27 UTC
Woolson DanielVP, GM-Infusion Capital
Tax withholdingCommon Stock 236 $0.00 $0.00
Disclosure

SEC source: 0001698998-19-000002 · edgardoc.xml · nonDerivative · entry 4

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,163

Read SEC document
February 15, 2019 Filed Feb 22, 2019 17:27 UTC
Woolson DanielVP, GM-Infusion Capital
Exercise / conversionCommon Stock 805 $0.00 $0.00
Disclosure

SEC source: 0001698998-19-000002 · edgardoc.xml · nonDerivative · entry 3

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 22, 2019 17:26 UTC
Lamb Scott EChief Financial Officer,
Exercise / conversionPerformance Shares · Derivative 1,006 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001375852-19-000004 · edgardoc.xml · derivative · entry 3

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,011

Underlying: Common Stock · 1,006 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the performance stock units.

F3 · derivative.exercise_date: These performance stock units were granted on March 6, 2018. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These performance stock units vest on February 15 of the first, second, and third year following the year of grant.

Read SEC document
February 15, 2019 Filed Feb 22, 2019 17:26 UTC
Lamb Scott EChief Financial Officer,
Tax withholdingCommon Stock 348 $0.00 $0.00
Disclosure

SEC source: 0001375852-19-000004 · edgardoc.xml · nonDerivative · entry 2

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,838

Read SEC document
February 15, 2019 Filed Feb 22, 2019 17:26 UTC
Lamb Scott EChief Financial Officer,
Exercise / conversionCommon Stock 1,006 $0.00 $0.00
Disclosure

SEC source: 0001375852-19-000004 · edgardoc.xml · nonDerivative · entry 1

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 22, 2019 17:20 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionPerformance Shares · Derivative 1,006 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001669639-19-000005 · edgardoc.xml · derivative · entry 3

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,011

Underlying: Common Stock · 1,006 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the performance stock units.

F3 · derivative.exercise_date: These performance stock units were granted on March 6, 2018. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These performance stock units vest on February 15 of the first, second, and third year following the year of grant.

Read SEC document
February 15, 2019 Filed Feb 22, 2019 17:20 UTC
Sanzone Virginia RuthVP, General Counsel
Tax withholdingCommon Stock 348 $0.00 $0.00
Disclosure

SEC source: 0001669639-19-000005 · edgardoc.xml · nonDerivative · entry 2

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,757

Read SEC document
February 15, 2019 Filed Feb 22, 2019 17:20 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionCommon Stock 1,006 $0.00 $0.00
Disclosure

SEC source: 0001669639-19-000005 · edgardoc.xml · nonDerivative · entry 1

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2019 Filed Feb 22, 2019 17:27 UTC
Woolson DanielVP, GM-Infusion Capital
Exercise / conversionCommon Stock · Derivative 2,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001698998-19-000002 · edgardoc.xml · derivative · entry 5

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,282

Underlying: Common Stock · 2,282 shares

Expires 2020-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 13, 2019 Filed Feb 22, 2019 17:27 UTC
Woolson DanielVP, GM-Infusion Capital
Tax withholdingCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001698998-19-000002 · edgardoc.xml · nonDerivative · entry 2

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,594

Read SEC document
February 13, 2019 Filed Feb 22, 2019 17:27 UTC
Woolson DanielVP, GM-Infusion Capital
Exercise / conversionCommon Stock 2,282 $0.00 $0.00
Disclosure

SEC source: 0001698998-19-000002 · edgardoc.xml · nonDerivative · entry 1

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 02:10 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionCommon Stock · Derivative 1,157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001669639-19-000003 · edgardoc.xml · derivative · entry 3

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,157 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 02:10 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionCommon Stock 1,157 $0.00 $0.00
Disclosure

SEC source: 0001669639-19-000003 · edgardoc.xml · nonDerivative · entry 2

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 02:10 UTC
Sanzone Virginia RuthVP, General Counsel
Tax withholdingCommon Stock 425 $0.00 $0.00
Disclosure

SEC source: 0001669639-19-000003 · edgardoc.xml · nonDerivative · entry 1

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942

Read SEC document
February 05, 2019 Filed Feb 6, 2019 01:54 UTC
Voigtlander Christian B.Chief Operating Officer
Exercise / conversionCommon Stock · Derivative 1,157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001727477-19-000002 · edgardoc.xml · derivative · entry 3

Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,157 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 01:54 UTC
Voigtlander Christian B.Chief Operating Officer
Tax withholdingCommon Stock 423 $0.00 $0.00
Disclosure

SEC source: 0001727477-19-000002 · edgardoc.xml · nonDerivative · entry 2

Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,943

Read SEC document
February 05, 2019 Filed Feb 6, 2019 01:54 UTC
Voigtlander Christian B.Chief Operating Officer
Exercise / conversionCommon Stock 1,157 $0.00 $0.00
Disclosure

SEC source: 0001727477-19-000002 · edgardoc.xml · nonDerivative · entry 1

Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 01:35 UTC
Jain VivekDirector · Chairman and CEO
Exercise / conversionCommon Stock · Derivative 3,759 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001410442-19-000002 · edgardoc.xml · derivative · entry 3

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,759 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 01:35 UTC
Jain VivekDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,759 $0.00 $0.00
Disclosure

SEC source: 0001410442-19-000002 · edgardoc.xml · nonDerivative · entry 2

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 01:35 UTC
Jain VivekDirector · Chairman and CEO
Tax withholdingCommon Stock 1,318 $0.00 $0.00
Disclosure

SEC source: 0001410442-19-000002 · edgardoc.xml · nonDerivative · entry 1

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,825

Read SEC document
February 05, 2019 Filed Feb 6, 2019 01:01 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
Exercise / conversionCommon Stock · Derivative 1,215 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001189727-19-000002 · edgardoc.xml · derivative · entry 3

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,215 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 01:01 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
Tax withholdingCommon Stock 445 $0.00 $0.00
Disclosure

SEC source: 0001189727-19-000002 · edgardoc.xml · nonDerivative · entry 2

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770

Read SEC document
February 05, 2019 Filed Feb 6, 2019 01:01 UTC
BURCAR ALISON DVice President and Gen'l Mgr.
Exercise / conversionCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001189727-19-000002 · edgardoc.xml · nonDerivative · entry 1

BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 05, 2019 Filed Feb 6, 2019 01:16 UTC
McCall Thomas DVice President and Gen'l Mgr.
Exercise / conversionCommon Stock · Derivative 679 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001615186-19-000002 · edgardoc.xml · derivative · entry 3

McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 679 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

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February 05, 2019 Filed Feb 6, 2019 01:16 UTC
McCall Thomas DVice President and Gen'l Mgr.
Exercise / conversionCommon Stock 679 $0.00 $0.00
Disclosure

SEC source: 0001615186-19-000002 · edgardoc.xml · nonDerivative · entry 2

McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 05, 2019 Filed Feb 6, 2019 01:16 UTC
McCall Thomas DVice President and Gen'l Mgr.
Tax withholdingCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001615186-19-000002 · edgardoc.xml · nonDerivative · entry 1

McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,931

Read SEC document
February 05, 2019 Filed Feb 6, 2019 00:44 UTC
McGrody Kevin JController
Exercise / conversionCommon Stock · Derivative 290 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001615192-19-000002 · edgardoc.xml · derivative · entry 3

McGrody Kevin J · CIK 0001615192 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 290 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

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February 05, 2019 Filed Feb 6, 2019 00:44 UTC
McGrody Kevin JController
Exercise / conversionCommon Stock 290 $0.00 $0.00
Disclosure

SEC source: 0001615192-19-000002 · edgardoc.xml · nonDerivative · entry 2

McGrody Kevin J · CIK 0001615192 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 00:44 UTC
McGrody Kevin JController
Tax withholdingCommon Stock 119 $0.00 $0.00
Disclosure

SEC source: 0001615192-19-000002 · edgardoc.xml · nonDerivative · entry 1

McGrody Kevin J · CIK 0001615192 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,619

Read SEC document
February 05, 2019 Filed Feb 6, 2019 00:24 UTC
Lamb Scott EChief Financial Officer,
Exercise / conversionCommon Stock · Derivative 914 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001375852-19-000002 · edgardoc.xml · derivative · entry 3

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 914 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

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February 05, 2019 Filed Feb 6, 2019 00:24 UTC
Lamb Scott EChief Financial Officer,
Exercise / conversionCommon Stock 914 $0.00 $0.00
Disclosure

SEC source: 0001375852-19-000002 · edgardoc.xml · nonDerivative · entry 2

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 00:24 UTC
Lamb Scott EChief Financial Officer,
Tax withholdingCommon Stock 339 $0.00 $0.00
Disclosure

SEC source: 0001375852-19-000002 · edgardoc.xml · nonDerivative · entry 1

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,266

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January 28, 2019 Filed Jan 28, 2019 23:54 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $32.07 $0.00
Disclosure

SEC source: 0001073398-19-000002 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-02-04

F3 · derivative.exercise_date: Options exercisable in four equal annual cumulative installments commencing one year after the grant date.

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January 28, 2019 Filed Jan 28, 2019 23:54 UTC SaleCommon Stock 1,500 $242.19 $363,285.00
Disclosure

SEC source: 0001073398-19-000002 · edgardoc.xml · nonDerivative · entry 2

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,040

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

F2 · price: All shares sold were sold at the exact price disclosed.

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January 28, 2019 Filed Jan 28, 2019 23:54 UTC OtherCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001073398-19-000002 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,540

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.