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Nasdaq · USD

ICUI

ICU MEDICAL INC/DE

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2385
SEC CIK
0000883984
Parsed reports
427

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202608
Sep 202605
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2019 Filed Dec 9, 2019 21:55 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 100 $185.02 $18,502.00
Disclosure

SEC source: 0001073397-19-000006 · edgardoc.xml · nonDerivative · entry 3

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,864

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 21:55 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 12,839 $184.23 $2,365,323.83
Disclosure

SEC source: 0001073397-19-000006 · edgardoc.xml · nonDerivative · entry 2

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,964

F1 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $184.00 to $184.96, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 21:55 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherCommon Stock 12,939 $43.62 $564,399.18
Disclosure

SEC source: 0001073397-19-000006 · edgardoc.xml · nonDerivative · entry 1

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,803

Read SEC document
December 03, 2019 Filed Dec 3, 2019 23:21 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherNon-Qualified Stock Option (right to buy) · Derivative 20,000 $43.62 Strike: $43.62 $872,400.00
Disclosure

SEC source: 0001073397-19-000004 · edgardoc.xml · derivative · entry 5

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2021-07-20

F3 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
December 03, 2019 Filed Dec 3, 2019 23:21 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 6,522 $184.78 $1,205,124.07
Disclosure

SEC source: 0001073397-19-000004 · edgardoc.xml · nonDerivative · entry 3

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,864

F2 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $184.63 to $185.24, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 03, 2019 Filed Dec 3, 2019 23:21 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 13,478 $184.06 $2,480,706.77
Disclosure

SEC source: 0001073397-19-000004 · edgardoc.xml · nonDerivative · entry 2

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,386

F1 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $183.63 to $184.62, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 03, 2019 Filed Dec 3, 2019 23:21 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherCommon Stock 20,000 $43.62 $872,400.00
Disclosure

SEC source: 0001073397-19-000004 · edgardoc.xml · nonDerivative · entry 1

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,864

Read SEC document
October 14, 2019 Filed Oct 15, 2019 16:28 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $37.36 $0.00
Disclosure

SEC source: 0001073398-19-000014 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-10-21

F3 · derivative.exercise_date: These stock options vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 16:28 UTC SaleCommon Stock 373 $153.49 $57,251.77
Disclosure

SEC source: 0001073398-19-000014 · edgardoc.xml · nonDerivative · entry 2

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,472

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 16:28 UTC OtherCommon Stock 1,500 $37.36 $56,040.00
Disclosure

SEC source: 0001073398-19-000014 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,845

Read SEC document
September 04, 2019 Filed Sep 5, 2019 19:39 UTC
Sanzone Virginia RuthVP, General Counsel
SaleCommon Stock 3,000 $154.08 $462,240.60
Disclosure

SEC source: 0001669639-19-000011 · edgardoc.xml · nonDerivative · entry 1

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.07 to $154.24 inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 01, 2019 Filed Sep 4, 2019 15:41 UTC
McGrody Kevin JChief Accounting Officer
Exercise / conversionCommon Stock · Derivative 571 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001615192-19-000010 · edgardoc.xml · derivative · entry 3

McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572

Underlying: Common Stock · 571 shares

Expires 2020-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
September 01, 2019 Filed Sep 4, 2019 15:41 UTC
McGrody Kevin JChief Accounting Officer
Tax withholdingCommon Stock 284 $0.00 $0.00
Disclosure

SEC source: 0001615192-19-000010 · edgardoc.xml · nonDerivative · entry 2

McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955

Read SEC document
September 01, 2019 Filed Sep 4, 2019 15:41 UTC
McGrody Kevin JChief Accounting Officer
Exercise / conversionCommon Stock 571 $0.00 $0.00
Disclosure

SEC source: 0001615192-19-000010 · edgardoc.xml · nonDerivative · entry 1

McGrody Kevin J · CIK 0001615192 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

Read SEC document
August 15, 2019 Filed Aug 15, 2019 22:08 UTC SaleCommon Stock 2,078 $165.18 $343,244.04
Disclosure

SEC source: 0001073398-19-000012 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,345

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 26, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.08 to $165.18 inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
July 15, 2019 Filed Jul 15, 2019 22:58 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $38.85 $0.00
Disclosure

SEC source: 0001073398-19-000010 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-07-22

F3 · derivative.exercise_date: These stock options vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document
July 15, 2019 Filed Jul 15, 2019 22:58 UTC SaleCommon Stock 239 $248.73 $59,446.47
Disclosure

SEC source: 0001073398-19-000010 · edgardoc.xml · nonDerivative · entry 2

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,423

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
July 15, 2019 Filed Jul 15, 2019 22:58 UTC OtherCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001073398-19-000010 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,662

Read SEC document
June 26, 2019 Filed Jun 26, 2019 21:37 UTC
Lamb Scott EChief Financial Officer,
OtherNon-Qualified Stock Option (right to buy) · Derivative 3,325 $58.79 Strike: $58.79 $195,476.75
Disclosure

SEC source: 0001375852-19-000009 · edgardoc.xml · derivative · entry 6

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 3,325 shares

Expires 2024-02-24

F4 · price: Transaction is the exercise of a derivative security; see Column 2.

F3 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days.

Read SEC document
June 26, 2019 Filed Jun 26, 2019 21:37 UTC
Lamb Scott EChief Financial Officer,
SaleCommon Stock 3,325 $250.00 $831,250.00
Disclosure

SEC source: 0001375852-19-000009 · edgardoc.xml · nonDerivative · entry 4

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,309

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 11, 2019.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
June 26, 2019 Filed Jun 26, 2019 21:37 UTC
Lamb Scott EChief Financial Officer,
OtherCommon Stock 3,325 $58.79 $195,476.75
Disclosure

SEC source: 0001375852-19-000009 · edgardoc.xml · nonDerivative · entry 3

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,634

Read SEC document
June 25, 2019 Filed Jun 26, 2019 21:37 UTC
Lamb Scott EChief Financial Officer,
OtherNon-Qualified Stock Option (right to buy) · Derivative 21,675 $58.79 Strike: $58.79 $1,274,273.25
Disclosure

SEC source: 0001375852-19-000009 · edgardoc.xml · derivative · entry 5

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,325

Underlying: Common Stock · 21,675 shares

Expires 2024-02-24

F4 · price: Transaction is the exercise of a derivative security; see Column 2.

F3 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days.

Read SEC document
June 25, 2019 Filed Jun 26, 2019 21:37 UTC
Lamb Scott EChief Financial Officer,
SaleCommon Stock 21,675 $250.00 $5,418,750.00
Disclosure

SEC source: 0001375852-19-000009 · edgardoc.xml · nonDerivative · entry 2

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,309

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 11, 2019.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
June 25, 2019 Filed Jun 26, 2019 21:37 UTC
Lamb Scott EChief Financial Officer,
OtherCommon Stock 21,675 $58.79 $1,274,273.25
Disclosure

SEC source: 0001375852-19-000009 · edgardoc.xml · nonDerivative · entry 1

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,984

Read SEC document
June 10, 2019 Filed Jun 11, 2019 20:24 UTC
McGrody Kevin JController
OtherNon-Qualified Stock Option (right to buy) · Derivative 438 $61.76 Strike: $61.76 $27,050.88
Disclosure

SEC source: 0001615192-19-000008 · edgardoc.xml · derivative · entry 7

McGrody Kevin J · CIK 0001615192 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 438 shares

Expires 2023-02-06

F5 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 20:24 UTC
McGrody Kevin JController
OtherNon-Qualified Stock Option (right to buy) · Derivative 3,805 $58.79 Strike: $58.79 $223,695.95
Disclosure

SEC source: 0001615192-19-000008 · edgardoc.xml · derivative · entry 6

McGrody Kevin J · CIK 0001615192 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,805 shares

Expires 2024-02-24

F5 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 20:24 UTC
McGrody Kevin JController
SaleCommon Stock 4,243 $231.89 $983,909.27
Disclosure

SEC source: 0001615192-19-000008 · edgardoc.xml · nonDerivative · entry 5

McGrody Kevin J · CIK 0001615192 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668

F4 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 20:24 UTC
McGrody Kevin JController
SaleCommon Stock 82 $231.95 $19,019.90
Disclosure

SEC source: 0001615192-19-000008 · edgardoc.xml · nonDerivative · entry 4

McGrody Kevin J · CIK 0001615192 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,911

F3 · shares: Shares were previously acquired through the Registrant's Employee Stock Purchase Plan.

F4 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 20:24 UTC
McGrody Kevin JController
SaleCommon Stock 3,019 $231.37 $698,506.03
Disclosure

SEC source: 0001615192-19-000008 · edgardoc.xml · nonDerivative · entry 3

McGrody Kevin J · CIK 0001615192 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,993

F1 · shares: These securities are vested Restricted Stock Units.

F2 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $231.23 to $231.75, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 20:24 UTC
McGrody Kevin JController
OtherCommon Stock 438 $61.76 $27,050.88
Disclosure

SEC source: 0001615192-19-000008 · edgardoc.xml · nonDerivative · entry 2

McGrody Kevin J · CIK 0001615192 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,012

Read SEC document
June 10, 2019 Filed Jun 11, 2019 20:24 UTC
McGrody Kevin JController
OtherCommon Stock 3,805 $58.79 $223,695.95
Disclosure

SEC source: 0001615192-19-000008 · edgardoc.xml · nonDerivative · entry 1

McGrody Kevin J · CIK 0001615192 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,574

Read SEC document
May 22, 2019 Filed May 28, 2019 22:32 UTC
Jain VivekDirector · Chairman and CEO
GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001410442-19-000008 · edgardoc.xml · nonDerivative · entry 1

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,945

F1 · price: Shares transferred as a bona fide gift without any consideration.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:19 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 1,253 $0.00 Strike: $225.27 $0.00
Disclosure

SEC source: 0001645866-19-000002 · edgardoc.xml · derivative · entry 5

Greenberg David C. · CIK 0001645866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253

Underlying: Common Stock · 1,253 shares

Expires 2029-05-15

Read SEC document
May 15, 2019 Filed May 16, 2019 16:19 UTC GrantCommon Stock · Derivative 378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645866-19-000002 · edgardoc.xml · derivative · entry 4

Greenberg David C. · CIK 0001645866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378

Underlying: Common Stock · 378 shares

Expires 2020-05-15

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the anniversary of the date of the award.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:19 UTC Exercise / conversionCommon Stock · Derivative 315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645866-19-000002 · edgardoc.xml · derivative · entry 3

Greenberg David C. · CIK 0001645866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 315 shares

Expires 2019-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the anniversary of the date of the award.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:19 UTC Exercise / conversionCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001645866-19-000002 · edgardoc.xml · nonDerivative · entry 1

Greenberg David C. · CIK 0001645866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:46 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 1,253 $0.00 Strike: $225.27 $0.00
Disclosure

SEC source: 0001209191-19-030253 · doc4.xml · derivative · entry 4

FINNEY ELISHA W · CIK 0001217439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253

Underlying: Common Stock · 1,253 shares

Expires 2029-05-15

Read SEC document
May 15, 2019 Filed May 16, 2019 16:46 UTC GrantCommon Stock · Derivative 378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030253 · doc4.xml · derivative · entry 3

FINNEY ELISHA W · CIK 0001217439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378

Underlying: Common Stock · 378 shares

Expires 2020-05-15

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the anniversary of the date of the award.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:46 UTC Exercise / conversionCommon Stock · Derivative 315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030253 · doc4.xml · derivative · entry 2

FINNEY ELISHA W · CIK 0001217439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 315 shares

Expires 2019-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the anniversary of the date of the award.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:46 UTC Exercise / conversionCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030253 · doc4.xml · nonDerivative · entry 1

FINNEY ELISHA W · CIK 0001217439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:29 UTC
Abbey DonaldDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,253 $0.00 Strike: $225.27 $0.00
Disclosure

SEC source: 0001209191-19-030246 · doc4.xml · derivative · entry 4

Abbey Donald · CIK 0001534342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253

Underlying: Common Stock · 1,253 shares

Expires 2029-05-15

Read SEC document
May 15, 2019 Filed May 16, 2019 16:29 UTC
Abbey DonaldDirector
GrantCommon Stock · Derivative 378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030246 · doc4.xml · derivative · entry 3

Abbey Donald · CIK 0001534342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378

Underlying: Common Stock · 378 shares

Expires 2020-05-15

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the anniversary of the date of the award.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:29 UTC
Abbey DonaldDirector
Exercise / conversionCommon Stock · Derivative 315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030246 · doc4.xml · derivative · entry 2

Abbey Donald · CIK 0001534342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 315 shares

Expires 2019-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the anniversary of the date of the award.

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May 15, 2019 Filed May 16, 2019 16:29 UTC
Abbey DonaldDirector
Exercise / conversionCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030246 · doc4.xml · nonDerivative · entry 1

Abbey Donald · CIK 0001534342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:42 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 1,253 $0.00 Strike: $225.27 $0.00
Disclosure

SEC source: 0001209191-19-030250 · doc4.xml · derivative · entry 4

Hoffmeister David F · CIK 0001305975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253

Underlying: Common Stock · 1,253 shares

Expires 2029-05-15

Read SEC document
May 15, 2019 Filed May 16, 2019 16:42 UTC GrantCommon Stock · Derivative 378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030250 · doc4.xml · derivative · entry 3

Hoffmeister David F · CIK 0001305975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378

Underlying: Common Stock · 378 shares

Expires 2020-05-15

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the anniversary of the date of the award.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:42 UTC Exercise / conversionCommon Stock · Derivative 315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030250 · doc4.xml · derivative · entry 2

Hoffmeister David F · CIK 0001305975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 315 shares

Expires 2019-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the anniversary of the date of the award.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:42 UTC Exercise / conversionCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030250 · doc4.xml · nonDerivative · entry 1

Hoffmeister David F · CIK 0001305975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:18 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 1,253 $0.00 Strike: $225.27 $0.00
Disclosure

SEC source: 0001073398-19-000008 · edgardoc.xml · derivative · entry 5

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253

Underlying: Common Stock · 1,253 shares

Expires 2029-05-15

Read SEC document
May 15, 2019 Filed May 16, 2019 16:18 UTC GrantCommon Stock · Derivative 378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001073398-19-000008 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378

Underlying: Common Stock · 378 shares

Expires 2020-05-15

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the anniversary of the date of the award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.