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Nasdaq · USD

ICUI

ICU MEDICAL INC/DE

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2385
SEC CIK
0000883984
Parsed reports
427

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202608
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2020 Filed Mar 10, 2020 18:59 UTC
Bonnell Brian MichaelChief Financial Officer
Exercise / conversionCommon Stock 722 $0.00 $0.00
Disclosure

SEC source: 0001804831-20-000003 · edgardoc.xml · nonDerivative · entry 1

Bonnell Brian Michael · CIK 0001804831 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 14, 2020 23:56 UTC
Lamb Scott EChief Financial Officer,
Exercise / conversionPerformance Shares · Derivative 1,006 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001375852-20-000004 · edgardoc.xml · derivative · entry 3

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005

Underlying: Common Stock · 1,006 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F3 · derivative.exercise_date: These PRSUs were granted on March 6, 2018. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on February 15 of the first, second, and third year following the year of grant.

Read SEC document
February 14, 2020 Filed Feb 14, 2020 23:56 UTC
Lamb Scott EChief Financial Officer,
Tax withholdingCommon Stock 529 $0.00 $0.00
Disclosure

SEC source: 0001375852-20-000004 · edgardoc.xml · nonDerivative · entry 2

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,274

Read SEC document
February 14, 2020 Filed Feb 14, 2020 23:56 UTC
Lamb Scott EChief Financial Officer,
Exercise / conversionCommon Stock 1,006 $0.00 $0.00
Disclosure

SEC source: 0001375852-20-000004 · edgardoc.xml · nonDerivative · entry 1

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 14, 2020 23:48 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionPerformance Shares · Derivative 1,006 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001669639-20-000004 · edgardoc.xml · derivative · entry 3

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005

Underlying: Common Stock · 1,006 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F3 · derivative.exercise_date: These PRSUs were granted on March 6, 2018. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on February 15 of the first, second, and third year following the year of grant.

Read SEC document
February 14, 2020 Filed Feb 14, 2020 23:48 UTC
Sanzone Virginia RuthVP, General Counsel
Tax withholdingCommon Stock 529 $0.00 $0.00
Disclosure

SEC source: 0001669639-20-000004 · edgardoc.xml · nonDerivative · entry 2

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532

Read SEC document
February 14, 2020 Filed Feb 14, 2020 23:48 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionCommon Stock 1,006 $0.00 $0.00
Disclosure

SEC source: 0001669639-20-000004 · edgardoc.xml · nonDerivative · entry 1

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 14, 2020 23:43 UTC
Woolson DanielVP, GM-Infusion Capital
Exercise / conversionPerformance Shares · Derivative 805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001698998-20-000005 · edgardoc.xml · derivative · entry 6

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804

Underlying: Common Stock · 805 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F5 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F6 · derivative.exercise_date: These PRSUs were granted on March 6, 2018. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on February 15 of the first, second, and third year following the year of grant.

Read SEC document
February 14, 2020 Filed Feb 14, 2020 23:43 UTC
Woolson DanielVP, GM-Infusion Capital
Tax withholdingCommon Stock 356 $0.00 $0.00
Disclosure

SEC source: 0001698998-20-000005 · edgardoc.xml · nonDerivative · entry 4

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Read SEC document
February 14, 2020 Filed Feb 14, 2020 23:43 UTC
Woolson DanielVP, GM-Infusion Capital
Exercise / conversionCommon Stock 805 $0.00 $0.00
Disclosure

SEC source: 0001698998-20-000005 · edgardoc.xml · nonDerivative · entry 3

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:43 UTC
Woolson DanielVP, GM-Infusion Capital
Exercise / conversionCommon Stock · Derivative 2,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001698998-20-000005 · edgardoc.xml · derivative · entry 5

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,282 shares

Expires 2020-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:43 UTC
Woolson DanielVP, GM-Infusion Capital
Exercise / conversionCommon Stock 2,282 $0.00 $0.00
Disclosure

SEC source: 0001698998-20-000005 · edgardoc.xml · nonDerivative · entry 2

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:43 UTC
Woolson DanielVP, GM-Infusion Capital
Tax withholdingCommon Stock 1,010 $0.00 $0.00
Disclosure

SEC source: 0001698998-20-000005 · edgardoc.xml · nonDerivative · entry 1

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,469

Read SEC document
February 03, 2020 Filed Feb 3, 2020 22:17 UTC
Sanzone Virginia RuthVP, General Counsel
SaleCommon Stock 2,487 $182.13 $452,957.31
Disclosure

SEC source: 0001669639-20-000002 · edgardoc.xml · nonDerivative · entry 1

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
January 30, 2020 Filed Jan 30, 2020 22:23 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $32.40 $0.00
Disclosure

SEC source: 0001073398-20-000002 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-02-03

F3 · derivative.exercise_date: These stock options vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document
January 30, 2020 Filed Jan 30, 2020 22:23 UTC SaleCommon Stock 268 $184.07 $49,330.76
Disclosure

SEC source: 0001073398-20-000002 · edgardoc.xml · nonDerivative · entry 2

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,704

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
January 30, 2020 Filed Jan 30, 2020 22:23 UTC OtherCommon Stock 1,500 $32.40 $48,600.00
Disclosure

SEC source: 0001073398-20-000002 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,972

Read SEC document
January 21, 2020 Filed Jan 21, 2020 19:49 UTC
Woolson DanielVP, GM-Infusion Capital
Tax withholdingCommon Stock 999 $0.00 $0.00
Disclosure

SEC source: 0001698998-20-000003 · edgardoc.xml · nonDerivative · entry 2

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,479

Read SEC document
January 17, 2020 Filed Jan 21, 2020 19:49 UTC
Woolson DanielVP, GM-Infusion Capital
Exercise / conversionPerformance Shares · Derivative 727 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001698998-20-000003 · edgardoc.xml · derivative · entry 4

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,181 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F3 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F4 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount.

F1 · derivative.exercise_date: These PRSUs were granted on March 27, 2017. The vesting for this performance-based restricted stock unit ("PRSU") award was dependent upon the achievement of a minimum Cumulative Adjusted EBITDA over the Fiscal Years 2017-2019. The reporting person was able to earn PRSUs ranging from 100% to 300% of the target award amount.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 19:49 UTC
Woolson DanielVP, GM-Infusion Capital
Exercise / conversionCommon Stock 2,181 $0.00 $0.00
Disclosure

SEC source: 0001698998-20-000003 · edgardoc.xml · nonDerivative · entry 1

Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 18:59 UTC
McCall Thomas DVice President and Gen'l Mgr.
Exercise / conversionCommon Stock · Derivative 1,051 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001615186-20-000001 · edgardoc.xml · derivative · entry 3

McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,153 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F3 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount.

F4 · derivative.exercise_date: These PRSUs were granted on March 27, 2017. The vesting for this performance-based restricted stock unit ("PRSU") award was dependent upon the achievement of a minimum Cumulative Adjusted EBITDA over the Fiscal Years 2017-2019. The reporting person was able to earn PRSUs ranging from 100% to 300% of the target award amount.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 18:59 UTC
McCall Thomas DVice President and Gen'l Mgr.
Tax withholdingCommon Stock 1,698 $0.00 $0.00
Disclosure

SEC source: 0001615186-20-000001 · edgardoc.xml · nonDerivative · entry 2

McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,841

Read SEC document
January 17, 2020 Filed Jan 21, 2020 18:59 UTC
McCall Thomas DVice President and Gen'l Mgr.
Exercise / conversionCommon Stock 3,153 $0.00 $0.00
Disclosure

SEC source: 0001615186-20-000001 · edgardoc.xml · nonDerivative · entry 1

McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 18:46 UTC
Lamb Scott EChief Financial Officer,
Exercise / conversionCommon Stock · Derivative 1,778 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001375852-20-000002 · edgardoc.xml · derivative · entry 3

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,334 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F3 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount.

F4 · derivative.exercise_date: These PRSUs were granted on March 27, 2017. The vesting for this performance-based restricted stock unit ("PRSU") award was dependent upon the achievement of a minimum Cumulative Adjusted EBITDA over the Fiscal Years 2017-2019. The reporting person was able to earn PRSUs ranging from 100% to 300% of the target award amount.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 18:46 UTC
Lamb Scott EChief Financial Officer,
Tax withholdingCommon Stock 2,846 $0.00 $0.00
Disclosure

SEC source: 0001375852-20-000002 · edgardoc.xml · nonDerivative · entry 2

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,797

Read SEC document
January 17, 2020 Filed Jan 21, 2020 18:46 UTC
Lamb Scott EChief Financial Officer,
Exercise / conversionCommon Stock 5,334 $0.00 $0.00
Disclosure

SEC source: 0001375852-20-000002 · edgardoc.xml · nonDerivative · entry 1

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 18:41 UTC
Voigtlander Christian B.Chief Operating Officer
Exercise / conversionCommon Stock · Derivative 1,778 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001727477-20-000001 · edgardoc.xml · derivative · entry 3

Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,334 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F3 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F2 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount.

F4 · derivative.exercise_date: These PRSUs were granted on March 27, 2017. The vesting for this performance-based restricted stock unit ("PRSU") award was dependent upon the achievement of a minimum Cumulative Adjusted EBITDA over the Fiscal Years 2017-2019. The reporting person was able to earn PRSUs ranging from 100% to 300% of the target award amount.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 18:41 UTC
Voigtlander Christian B.Chief Operating Officer
Tax withholdingCommon Stock 2,845 $0.00 $0.00
Disclosure

SEC source: 0001727477-20-000001 · edgardoc.xml · nonDerivative · entry 2

Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,321

Read SEC document
January 17, 2020 Filed Jan 21, 2020 18:41 UTC
Voigtlander Christian B.Chief Operating Officer
Exercise / conversionCommon Stock 5,334 $0.00 $0.00
Disclosure

SEC source: 0001727477-20-000001 · edgardoc.xml · nonDerivative · entry 1

Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F2 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 18:19 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionCommon Stock · Derivative 1,778 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001375852-20-000001 · edgardoc.xml · derivative · entry 3

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,334 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F3 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount.

F4 · derivative.exercise_date: These PRSUs were granted on March 27, 2017. The vesting for this performance-based restricted stock unit ("PRSU") award was dependent upon the achievement of a minimum Cumulative Adjusted EBITDA over the Fiscal Years 2017-2019. The reporting person was able to earn PRSUs ranging from 100% to 300% of the target award amount.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 18:19 UTC
Sanzone Virginia RuthVP, General Counsel
Tax withholdingCommon Stock 2,847 $0.00 $0.00
Disclosure

SEC source: 0001375852-20-000001 · edgardoc.xml · nonDerivative · entry 2

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,542

Read SEC document
January 17, 2020 Filed Jan 21, 2020 18:19 UTC
Sanzone Virginia RuthVP, General Counsel
Exercise / conversionCommon Stock 5,334 $0.00 $0.00
Disclosure

SEC source: 0001375852-20-000001 · edgardoc.xml · nonDerivative · entry 1

Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 18:02 UTC
Jain VivekDirector · Chairman and CEO
Exercise / conversionCommon Stock · Derivative 5,978 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001410442-20-000002 · edgardoc.xml · derivative · entry 3

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,934 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU).

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs.

F3 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount.

F4 · derivative.exercise_date: These PRSUs were granted on March 27, 2017. The vesting for this performance-based restricted stock unit ("PRSU") award was dependent upon the achievement of a minimum Cumulative Adjusted EBITDA over the Fiscal Years 2017-2019. The reporting person was able to earn PRSUs ranging from 100% to 300% of the target award amount.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 18:02 UTC
Jain VivekDirector · Chairman and CEO
Tax withholdingCommon Stock 9,476 $0.00 $0.00
Disclosure

SEC source: 0001410442-20-000002 · edgardoc.xml · nonDerivative · entry 2

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,403

Read SEC document
January 17, 2020 Filed Jan 21, 2020 18:02 UTC
Jain VivekDirector · Chairman and CEO
Exercise / conversionCommon Stock 17,934 $0.00 $0.00
Disclosure

SEC source: 0001410442-20-000002 · edgardoc.xml · nonDerivative · entry 1

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 19:15 UTC
LOPEZ GEORGE ADirector · 10% owner
GiftCommon Stock 9,100 $0.00 $0.00
Disclosure

SEC source: 0001073397-19-000008 · edgardoc.xml · nonDerivative · entry 1

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,764

F1 · price: Shares transferred as a bona fide gift without any consideration.

Read SEC document
December 10, 2019 Filed Dec 10, 2019 22:29 UTC
Lamb Scott EChief Financial Officer,
OtherNon-Qualified Stock Option (right to buy) · Derivative 20,815 $58.79 Strike: $58.79 $1,223,713.85
Disclosure

SEC source: 0001375852-19-000011 · edgardoc.xml · derivative · entry 10

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 20,815 shares

Expires 2024-02-24

F7 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days.

Read SEC document
December 10, 2019 Filed Dec 10, 2019 22:29 UTC
Lamb Scott EChief Financial Officer,
SaleCommon Stock 173 $179.19 $30,999.14
Disclosure

SEC source: 0001375852-19-000011 · edgardoc.xml · nonDerivative · entry 8

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,309

F6 · price: he price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $179.18 to $179.19, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 10, 2019 Filed Dec 10, 2019 22:29 UTC
Lamb Scott EChief Financial Officer,
SaleCommon Stock 15,904 $178.14 $2,833,140.15
Disclosure

SEC source: 0001375852-19-000011 · edgardoc.xml · nonDerivative · entry 7

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,482

F5 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $178.00 to $178.65, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 10, 2019 Filed Dec 10, 2019 22:29 UTC
Lamb Scott EChief Financial Officer,
SaleCommon Stock 4,738 $177.22 $839,674.52
Disclosure

SEC source: 0001375852-19-000011 · edgardoc.xml · nonDerivative · entry 6

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,386

F4 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $177.00 to $177.90, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 10, 2019 Filed Dec 10, 2019 22:29 UTC
Lamb Scott EChief Financial Officer,
OtherCommon Stock 20,815 $58.79 $1,223,713.85
Disclosure

SEC source: 0001375852-19-000011 · edgardoc.xml · nonDerivative · entry 5

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,124

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December 09, 2019 Filed Dec 10, 2019 22:29 UTC
Lamb Scott EChief Financial Officer,
OtherNon-Qualified Stock Option (right to buy) · Derivative 9,185 $58.79 Strike: $58.79 $539,986.15
Disclosure

SEC source: 0001375852-19-000011 · edgardoc.xml · derivative · entry 9

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,815

Underlying: Common Stock · 9,185 shares

Expires 2024-02-24

F7 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days.

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December 09, 2019 Filed Dec 10, 2019 22:29 UTC
Lamb Scott EChief Financial Officer,
SaleCommon Stock 11 $184.00 $2,024.00
Disclosure

SEC source: 0001375852-19-000011 · edgardoc.xml · nonDerivative · entry 4

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,309

F3 · price: All shares sold were sold at the exact price disclosed.

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December 09, 2019 Filed Dec 10, 2019 22:29 UTC
Lamb Scott EChief Financial Officer,
SaleCommon Stock 41 $181.09 $7,424.62
Disclosure

SEC source: 0001375852-19-000011 · edgardoc.xml · nonDerivative · entry 3

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,320

F2 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $181.00 to $181.15, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 22:29 UTC
Lamb Scott EChief Financial Officer,
SaleCommon Stock 9,133 $180.57 $1,649,150.38
Disclosure

SEC source: 0001375852-19-000011 · edgardoc.xml · nonDerivative · entry 2

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,361

F1 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $180.00 to $180.98, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 22:29 UTC
Lamb Scott EChief Financial Officer,
OtherCommon Stock 9,185 $58.79 $539,986.15
Disclosure

SEC source: 0001375852-19-000011 · edgardoc.xml · nonDerivative · entry 1

Lamb Scott E · CIK 0001375852 · Chief Financial Officer,

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,494

Read SEC document
December 06, 2019 Filed Dec 9, 2019 21:55 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherNon-Qualified Stock Option (right to buy) · Derivative 623 $43.62 Strike: $43.62 $27,175.26
Disclosure

SEC source: 0001073397-19-000006 · edgardoc.xml · derivative · entry 8

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,438

Underlying: Common Stock · 623 shares

Expires 2021-07-20

F4 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

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December 06, 2019 Filed Dec 9, 2019 21:55 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 623 $186.13 $115,957.56
Disclosure

SEC source: 0001073397-19-000006 · edgardoc.xml · nonDerivative · entry 5

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,864

F3 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $186.00 to $186.31, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 21:55 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherCommon Stock 623 $43.62 $27,175.26
Disclosure

SEC source: 0001073397-19-000006 · edgardoc.xml · nonDerivative · entry 4

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,487

Read SEC document
December 05, 2019 Filed Dec 9, 2019 21:55 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherNon-Qualified Stock Option (right to buy) · Derivative 12,939 $43.62 Strike: $43.62 $564,399.18
Disclosure

SEC source: 0001073397-19-000006 · edgardoc.xml · derivative · entry 7

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,061

Underlying: Common Stock · 12,939 shares

Expires 2021-07-20

F4 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.