Last 12 months
Inside the activity.
0 purchase rows · 19 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 8 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2020 Filed Mar 10, 2020 18:59 UTC |
Bonnell Brian MichaelChief Financial Officer
|
Exercise / conversionCommon Stock | 722 | $0.00 | $0.00 |
DisclosureSEC source: 0001804831-20-000003 · edgardoc.xml · nonDerivative · entry 1 Bonnell Brian Michael · CIK 0001804831 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 23:56 UTC |
Lamb Scott EChief Financial Officer,
|
Exercise / conversionPerformance Shares · Derivative | 1,006 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001375852-20-000004 · edgardoc.xml · derivative · entry 3 Lamb Scott E · CIK 0001375852 · Chief Financial Officer, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005 Underlying: Common Stock · 1,006 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU). F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs. F3 · derivative.exercise_date: These PRSUs were granted on March 6, 2018. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on February 15 of the first, second, and third year following the year of grant. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 23:56 UTC |
Lamb Scott EChief Financial Officer,
|
Tax withholdingCommon Stock | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0001375852-20-000004 · edgardoc.xml · nonDerivative · entry 2 Lamb Scott E · CIK 0001375852 · Chief Financial Officer, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,274 Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 23:56 UTC |
Lamb Scott EChief Financial Officer,
|
Exercise / conversionCommon Stock | 1,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001375852-20-000004 · edgardoc.xml · nonDerivative · entry 1 Lamb Scott E · CIK 0001375852 · Chief Financial Officer, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 23:48 UTC |
Sanzone Virginia RuthVP, General Counsel
|
Exercise / conversionPerformance Shares · Derivative | 1,006 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001669639-20-000004 · edgardoc.xml · derivative · entry 3 Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005 Underlying: Common Stock · 1,006 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU). F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs. F3 · derivative.exercise_date: These PRSUs were granted on March 6, 2018. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on February 15 of the first, second, and third year following the year of grant. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 23:48 UTC |
Sanzone Virginia RuthVP, General Counsel
|
Tax withholdingCommon Stock | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0001669639-20-000004 · edgardoc.xml · nonDerivative · entry 2 Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532 Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 23:48 UTC |
Sanzone Virginia RuthVP, General Counsel
|
Exercise / conversionCommon Stock | 1,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001669639-20-000004 · edgardoc.xml · nonDerivative · entry 1 Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 23:43 UTC |
Woolson DanielVP, GM-Infusion Capital
|
Exercise / conversionPerformance Shares · Derivative | 805 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001698998-20-000005 · edgardoc.xml · derivative · entry 6 Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804 Underlying: Common Stock · 805 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These Securities are Performance-based Restricted Stock Units (PRSU). F5 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs. F6 · derivative.exercise_date: These PRSUs were granted on March 6, 2018. Vesting of these performance stock units are subject to the satisfaction of both performance-based conditions and time-based criteria. These PRSUs vest on February 15 of the first, second, and third year following the year of grant. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 23:43 UTC |
Woolson DanielVP, GM-Infusion Capital
|
Tax withholdingCommon Stock | 356 | $0.00 | $0.00 |
DisclosureSEC source: 0001698998-20-000005 · edgardoc.xml · nonDerivative · entry 4 Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 23:43 UTC |
Woolson DanielVP, GM-Infusion Capital
|
Exercise / conversionCommon Stock | 805 | $0.00 | $0.00 |
DisclosureSEC source: 0001698998-20-000005 · edgardoc.xml · nonDerivative · entry 3 Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 23:43 UTC |
Woolson DanielVP, GM-Infusion Capital
|
Exercise / conversionCommon Stock · Derivative | 2,282 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001698998-20-000005 · edgardoc.xml · derivative · entry 5 Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,282 shares Expires 2020-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 23:43 UTC |
Woolson DanielVP, GM-Infusion Capital
|
Exercise / conversionCommon Stock | 2,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001698998-20-000005 · edgardoc.xml · nonDerivative · entry 2 Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 23:43 UTC |
Woolson DanielVP, GM-Infusion Capital
|
Tax withholdingCommon Stock | 1,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001698998-20-000005 · edgardoc.xml · nonDerivative · entry 1 Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,469 Read SEC document |
| February 03, 2020 Filed Feb 3, 2020 22:17 UTC |
Sanzone Virginia RuthVP, General Counsel
|
SaleCommon Stock | 2,487 | $182.13 | $452,957.31 |
DisclosureSEC source: 0001669639-20-000002 · edgardoc.xml · nonDerivative · entry 1 Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019. F2 · price: All shares sold were sold at the exact price disclosed. Read SEC document |
| January 30, 2020 Filed Jan 30, 2020 22:23 UTC |
SWINNEY ROBERT SDirector
|
OtherNon-Qualified Stock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $32.40 | $0.00 |
DisclosureSEC source: 0001073398-20-000002 · edgardoc.xml · derivative · entry 4 SWINNEY ROBERT S · CIK 0001073398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2020-02-03 F3 · derivative.exercise_date: These stock options vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first. Read SEC document |
| January 30, 2020 Filed Jan 30, 2020 22:23 UTC |
SWINNEY ROBERT SDirector
|
SaleCommon Stock | 268 | $184.07 | $49,330.76 |
DisclosureSEC source: 0001073398-20-000002 · edgardoc.xml · nonDerivative · entry 2 SWINNEY ROBERT S · CIK 0001073398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,704 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019. F2 · price: All shares sold were sold at the exact price disclosed. Read SEC document |
| January 30, 2020 Filed Jan 30, 2020 22:23 UTC |
SWINNEY ROBERT SDirector
|
OtherCommon Stock | 1,500 | $32.40 | $48,600.00 |
DisclosureSEC source: 0001073398-20-000002 · edgardoc.xml · nonDerivative · entry 1 SWINNEY ROBERT S · CIK 0001073398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,972 Read SEC document |
| January 21, 2020 Filed Jan 21, 2020 19:49 UTC |
Woolson DanielVP, GM-Infusion Capital
|
Tax withholdingCommon Stock | 999 | $0.00 | $0.00 |
DisclosureSEC source: 0001698998-20-000003 · edgardoc.xml · nonDerivative · entry 2 Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,479 Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 19:49 UTC |
Woolson DanielVP, GM-Infusion Capital
|
Exercise / conversionPerformance Shares · Derivative | 727 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001698998-20-000003 · edgardoc.xml · derivative · entry 4 Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,181 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: These Securities are Performance-based Restricted Stock Units (PRSU). F3 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs. F4 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount. F1 · derivative.exercise_date: These PRSUs were granted on March 27, 2017. The vesting for this performance-based restricted stock unit ("PRSU") award was dependent upon the achievement of a minimum Cumulative Adjusted EBITDA over the Fiscal Years 2017-2019. The reporting person was able to earn PRSUs ranging from 100% to 300% of the target award amount. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 19:49 UTC |
Woolson DanielVP, GM-Infusion Capital
|
Exercise / conversionCommon Stock | 2,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001698998-20-000003 · edgardoc.xml · nonDerivative · entry 1 Woolson Daniel · CIK 0001698998 · VP, GM-Infusion Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 18:59 UTC |
McCall Thomas DVice President and Gen'l Mgr.
|
Exercise / conversionCommon Stock · Derivative | 1,051 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615186-20-000001 · edgardoc.xml · derivative · entry 3 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,153 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU). F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs. F3 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount. F4 · derivative.exercise_date: These PRSUs were granted on March 27, 2017. The vesting for this performance-based restricted stock unit ("PRSU") award was dependent upon the achievement of a minimum Cumulative Adjusted EBITDA over the Fiscal Years 2017-2019. The reporting person was able to earn PRSUs ranging from 100% to 300% of the target award amount. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 18:59 UTC |
McCall Thomas DVice President and Gen'l Mgr.
|
Tax withholdingCommon Stock | 1,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-20-000001 · edgardoc.xml · nonDerivative · entry 2 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,841 Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 18:59 UTC |
McCall Thomas DVice President and Gen'l Mgr.
|
Exercise / conversionCommon Stock | 3,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001615186-20-000001 · edgardoc.xml · nonDerivative · entry 1 McCall Thomas D · CIK 0001615186 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 18:46 UTC |
Lamb Scott EChief Financial Officer,
|
Exercise / conversionCommon Stock · Derivative | 1,778 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001375852-20-000002 · edgardoc.xml · derivative · entry 3 Lamb Scott E · CIK 0001375852 · Chief Financial Officer, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,334 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU). F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs. F3 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount. F4 · derivative.exercise_date: These PRSUs were granted on March 27, 2017. The vesting for this performance-based restricted stock unit ("PRSU") award was dependent upon the achievement of a minimum Cumulative Adjusted EBITDA over the Fiscal Years 2017-2019. The reporting person was able to earn PRSUs ranging from 100% to 300% of the target award amount. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 18:46 UTC |
Lamb Scott EChief Financial Officer,
|
Tax withholdingCommon Stock | 2,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001375852-20-000002 · edgardoc.xml · nonDerivative · entry 2 Lamb Scott E · CIK 0001375852 · Chief Financial Officer, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,797 Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 18:46 UTC |
Lamb Scott EChief Financial Officer,
|
Exercise / conversionCommon Stock | 5,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001375852-20-000002 · edgardoc.xml · nonDerivative · entry 1 Lamb Scott E · CIK 0001375852 · Chief Financial Officer, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 18:41 UTC |
Voigtlander Christian B.Chief Operating Officer
|
Exercise / conversionCommon Stock · Derivative | 1,778 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001727477-20-000001 · edgardoc.xml · derivative · entry 3 Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,334 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU). F3 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs. F2 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount. F4 · derivative.exercise_date: These PRSUs were granted on March 27, 2017. The vesting for this performance-based restricted stock unit ("PRSU") award was dependent upon the achievement of a minimum Cumulative Adjusted EBITDA over the Fiscal Years 2017-2019. The reporting person was able to earn PRSUs ranging from 100% to 300% of the target award amount. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 18:41 UTC |
Voigtlander Christian B.Chief Operating Officer
|
Tax withholdingCommon Stock | 2,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001727477-20-000001 · edgardoc.xml · nonDerivative · entry 2 Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,321 Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 18:41 UTC |
Voigtlander Christian B.Chief Operating Officer
|
Exercise / conversionCommon Stock | 5,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001727477-20-000001 · edgardoc.xml · nonDerivative · entry 1 Voigtlander Christian B. · CIK 0001727477 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU). F2 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 18:19 UTC |
Sanzone Virginia RuthVP, General Counsel
|
Exercise / conversionCommon Stock · Derivative | 1,778 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001375852-20-000001 · edgardoc.xml · derivative · entry 3 Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,334 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU). F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs. F3 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount. F4 · derivative.exercise_date: These PRSUs were granted on March 27, 2017. The vesting for this performance-based restricted stock unit ("PRSU") award was dependent upon the achievement of a minimum Cumulative Adjusted EBITDA over the Fiscal Years 2017-2019. The reporting person was able to earn PRSUs ranging from 100% to 300% of the target award amount. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 18:19 UTC |
Sanzone Virginia RuthVP, General Counsel
|
Tax withholdingCommon Stock | 2,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001375852-20-000001 · edgardoc.xml · nonDerivative · entry 2 Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,542 Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 18:19 UTC |
Sanzone Virginia RuthVP, General Counsel
|
Exercise / conversionCommon Stock | 5,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001375852-20-000001 · edgardoc.xml · nonDerivative · entry 1 Sanzone Virginia Ruth · CIK 0001669639 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 18:02 UTC |
Jain VivekDirector · Chairman and CEO
|
Exercise / conversionCommon Stock · Derivative | 5,978 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001410442-20-000002 · edgardoc.xml · derivative · entry 3 Jain Vivek · CIK 0001410442 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,934 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These Securities are Performance-based Restricted Stock Units (PRSU). F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the PRSUs. F3 · shares: Each PRSU reflects the contingent right to receive a variable number of shares of common stock based on achieving performance goals. At the determination date, based on certification of the achievement of the performance criteria, the reporting person earned 300% of the target award amount. F4 · derivative.exercise_date: These PRSUs were granted on March 27, 2017. The vesting for this performance-based restricted stock unit ("PRSU") award was dependent upon the achievement of a minimum Cumulative Adjusted EBITDA over the Fiscal Years 2017-2019. The reporting person was able to earn PRSUs ranging from 100% to 300% of the target award amount. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 18:02 UTC |
Jain VivekDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 9,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001410442-20-000002 · edgardoc.xml · nonDerivative · entry 2 Jain Vivek · CIK 0001410442 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,403 Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 18:02 UTC |
Jain VivekDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 17,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001410442-20-000002 · edgardoc.xml · nonDerivative · entry 1 Jain Vivek · CIK 0001410442 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 19:15 UTC |
LOPEZ GEORGE ADirector · 10% owner
|
GiftCommon Stock | 9,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001073397-19-000008 · edgardoc.xml · nonDerivative · entry 1 LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,764 F1 · price: Shares transferred as a bona fide gift without any consideration. Read SEC document |
| December 10, 2019 Filed Dec 10, 2019 22:29 UTC |
Lamb Scott EChief Financial Officer,
|
OtherNon-Qualified Stock Option (right to buy) · Derivative | 20,815 | $58.79 Strike: $58.79 | $1,223,713.85 |
DisclosureSEC source: 0001375852-19-000011 · edgardoc.xml · derivative · entry 10 Lamb Scott E · CIK 0001375852 · Chief Financial Officer, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 20,815 shares Expires 2024-02-24 F7 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days. Read SEC document |
| December 10, 2019 Filed Dec 10, 2019 22:29 UTC |
Lamb Scott EChief Financial Officer,
|
SaleCommon Stock | 173 | $179.19 | $30,999.14 |
DisclosureSEC source: 0001375852-19-000011 · edgardoc.xml · nonDerivative · entry 8 Lamb Scott E · CIK 0001375852 · Chief Financial Officer, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,309 F6 · price: he price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $179.18 to $179.19, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 10, 2019 Filed Dec 10, 2019 22:29 UTC |
Lamb Scott EChief Financial Officer,
|
SaleCommon Stock | 15,904 | $178.14 | $2,833,140.15 |
DisclosureSEC source: 0001375852-19-000011 · edgardoc.xml · nonDerivative · entry 7 Lamb Scott E · CIK 0001375852 · Chief Financial Officer, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,482 F5 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $178.00 to $178.65, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 10, 2019 Filed Dec 10, 2019 22:29 UTC |
Lamb Scott EChief Financial Officer,
|
SaleCommon Stock | 4,738 | $177.22 | $839,674.52 |
DisclosureSEC source: 0001375852-19-000011 · edgardoc.xml · nonDerivative · entry 6 Lamb Scott E · CIK 0001375852 · Chief Financial Officer, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,386 F4 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $177.00 to $177.90, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 10, 2019 Filed Dec 10, 2019 22:29 UTC |
Lamb Scott EChief Financial Officer,
|
OtherCommon Stock | 20,815 | $58.79 | $1,223,713.85 |
DisclosureSEC source: 0001375852-19-000011 · edgardoc.xml · nonDerivative · entry 5 Lamb Scott E · CIK 0001375852 · Chief Financial Officer, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,124 Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:29 UTC |
Lamb Scott EChief Financial Officer,
|
OtherNon-Qualified Stock Option (right to buy) · Derivative | 9,185 | $58.79 Strike: $58.79 | $539,986.15 |
DisclosureSEC source: 0001375852-19-000011 · edgardoc.xml · derivative · entry 9 Lamb Scott E · CIK 0001375852 · Chief Financial Officer, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,815 Underlying: Common Stock · 9,185 shares Expires 2024-02-24 F7 · derivative.exercise_date: Twenty-five percent of the shares shall vest on each of the first, second,third, and fourth anniversaries of the grant date . Fifty percent of the vested shares shall become exercisable if, during the term of the option, the closing price of the Company's common stock is equal to or more than one-hundred and twenty-five percent of the exercise price per share for thirty consecutive trading days. The remaining fifty percent of the vested shares shall become exercisable if, after the date of award and on or before the expiration date, the closing price of the Company's common stock is equal to or more than one-hundred and fifty percent of eh exercise price for 30 consecutive trading days. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:29 UTC |
Lamb Scott EChief Financial Officer,
|
SaleCommon Stock | 11 | $184.00 | $2,024.00 |
DisclosureSEC source: 0001375852-19-000011 · edgardoc.xml · nonDerivative · entry 4 Lamb Scott E · CIK 0001375852 · Chief Financial Officer, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,309 F3 · price: All shares sold were sold at the exact price disclosed. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:29 UTC |
Lamb Scott EChief Financial Officer,
|
SaleCommon Stock | 41 | $181.09 | $7,424.62 |
DisclosureSEC source: 0001375852-19-000011 · edgardoc.xml · nonDerivative · entry 3 Lamb Scott E · CIK 0001375852 · Chief Financial Officer, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,320 F2 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $181.00 to $181.15, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:29 UTC |
Lamb Scott EChief Financial Officer,
|
SaleCommon Stock | 9,133 | $180.57 | $1,649,150.38 |
DisclosureSEC source: 0001375852-19-000011 · edgardoc.xml · nonDerivative · entry 2 Lamb Scott E · CIK 0001375852 · Chief Financial Officer, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,361 F1 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $180.00 to $180.98, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:29 UTC |
Lamb Scott EChief Financial Officer,
|
OtherCommon Stock | 9,185 | $58.79 | $539,986.15 |
DisclosureSEC source: 0001375852-19-000011 · edgardoc.xml · nonDerivative · entry 1 Lamb Scott E · CIK 0001375852 · Chief Financial Officer, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,494 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:55 UTC |
LOPEZ GEORGE ADirector · 10% owner
|
OtherNon-Qualified Stock Option (right to buy) · Derivative | 623 | $43.62 Strike: $43.62 | $27,175.26 |
DisclosureSEC source: 0001073397-19-000006 · edgardoc.xml · derivative · entry 8 LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,438 Underlying: Common Stock · 623 shares Expires 2021-07-20 F4 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:55 UTC |
LOPEZ GEORGE ADirector · 10% owner
|
SaleCommon Stock | 623 | $186.13 | $115,957.56 |
DisclosureSEC source: 0001073397-19-000006 · edgardoc.xml · nonDerivative · entry 5 LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,864 F3 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $186.00 to $186.31, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:55 UTC |
LOPEZ GEORGE ADirector · 10% owner
|
OtherCommon Stock | 623 | $43.62 | $27,175.26 |
DisclosureSEC source: 0001073397-19-000006 · edgardoc.xml · nonDerivative · entry 4 LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,487 Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 21:55 UTC |
LOPEZ GEORGE ADirector · 10% owner
|
OtherNon-Qualified Stock Option (right to buy) · Derivative | 12,939 | $43.62 Strike: $43.62 | $564,399.18 |
DisclosureSEC source: 0001073397-19-000006 · edgardoc.xml · derivative · entry 7 LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,061 Underlying: Common Stock · 12,939 shares Expires 2021-07-20 F4 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.