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Nasdaq · USD

ICUI

ICU MEDICAL INC/DE

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2385
SEC CIK
0000883984
Parsed reports
427

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202608
Sep 202605
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2020 Filed Aug 13, 2020 21:18 UTC SaleCommon Stock 790 $190.00 $150,100.00
Disclosure

SEC source: 0001209191-20-046635 · doc4.xml · nonDerivative · entry 1

FINNEY ELISHA W · CIK 0001217439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,483

Read SEC document
July 16, 2020 Filed Jul 16, 2020 21:40 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $37.00 $0.00
Disclosure

SEC source: 0001073398-20-000005 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document
July 16, 2020 Filed Jul 16, 2020 21:40 UTC SaleCommon Stock 300 $188.46 $56,538.00
Disclosure

SEC source: 0001073398-20-000005 · edgardoc.xml · nonDerivative · entry 2

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,282

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2019.

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
July 16, 2020 Filed Jul 16, 2020 21:40 UTC Exercise / conversionCommon Stock 1,500 $37.00 $55,500.00
Disclosure

SEC source: 0001073398-20-000005 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 22:24 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherNon-Qualified Stock Option (right to buy) · Derivative 8,800 $46.53 Strike: $46.53 $409,464.00
Disclosure

SEC source: 0001073397-20-000003 · edgardoc.xml · derivative · entry 12

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,295

Underlying: Common Stock · 8,800 shares

Expires 2022-02-01

F8 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 22:24 UTC
LOPEZ GEORGE ADirector · 10% owner
GiftCommon Stock 4,950 $0.00 $0.00
Disclosure

SEC source: 0001073397-20-000003 · edgardoc.xml · nonDerivative · entry 9

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,814

F7 · price: This was a bona fide gift with no payment in consideration

Read SEC document
June 09, 2020 Filed Jun 10, 2020 22:24 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 1,000 $198.93 $198,933.80
Disclosure

SEC source: 0001073397-20-000003 · edgardoc.xml · nonDerivative · entry 8

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,764

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.30 to $199.10, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 22:24 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 1,100 $197.19 $216,908.78
Disclosure

SEC source: 0001073397-20-000003 · edgardoc.xml · nonDerivative · entry 7

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,764

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.03 to $197.44, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 22:24 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 1,200 $196.16 $235,397.16
Disclosure

SEC source: 0001073397-20-000003 · edgardoc.xml · nonDerivative · entry 6

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,864

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $195.88 to $196.80, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 22:24 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 505 $194.58 $98,264.77
Disclosure

SEC source: 0001073397-20-000003 · edgardoc.xml · nonDerivative · entry 5

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,064

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $194.06 to $194.93, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 22:24 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 4,995 $193.29 $965,505.53
Disclosure

SEC source: 0001073397-20-000003 · edgardoc.xml · nonDerivative · entry 4

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,569

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $192.91 to $193.52, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 22:24 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherCommon Stock 8,800 $46.53 $409,464.00
Disclosure

SEC source: 0001073397-20-000003 · edgardoc.xml · nonDerivative · entry 3

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,564

Read SEC document
June 08, 2020 Filed Jun 10, 2020 22:24 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherNon-Qualified Stock Option (right to buy) · Derivative 1,200 $46.53 Strike: $46.53 $55,836.00
Disclosure

SEC source: 0001073397-20-000003 · edgardoc.xml · derivative · entry 11

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,095

Underlying: Common Stock · 1,200 shares

Expires 2022-02-01

F8 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 22:24 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 1,200 $203.11 $243,735.60
Disclosure

SEC source: 0001073397-20-000003 · edgardoc.xml · nonDerivative · entry 2

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,764

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.00 to $203.27, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 22:24 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherCommon Stock 1,200 $46.53 $55,836.00
Disclosure

SEC source: 0001073397-20-000003 · edgardoc.xml · nonDerivative · entry 1

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,964

Read SEC document
June 03, 2020 Filed Jun 4, 2020 23:38 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherNon-Qualified Stock Option (right to buy) · Derivative 9,331 $46.53 Strike: $46.53 $434,171.43
Disclosure

SEC source: 0001073397-20-000002 · edgardoc.xml · derivative · entry 8

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,295

Underlying: Common Stock · 9,331 shares

Expires 2022-02-01

F4 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 23:38 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 9,331 $199.00 $1,856,869.00
Disclosure

SEC source: 0001073397-20-000002 · edgardoc.xml · nonDerivative · entry 5

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,764

F3 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 23:38 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherCommon Stock 9,331 $46.53 $434,171.43
Disclosure

SEC source: 0001073397-20-000002 · edgardoc.xml · nonDerivative · entry 4

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,095

Read SEC document
June 02, 2020 Filed Jun 3, 2020 20:59 UTC
Jain VivekDirector · Chairman and CEO
GiftCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001410442-20-000005 · edgardoc.xml · nonDerivative · entry 4

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,181

F1 · price: This was a bona fide gift with no payment in consideration

Read SEC document
June 02, 2020 Filed Jun 4, 2020 23:38 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherNon-Qualified Stock Option (right to buy) · Derivative 4,118 $46.53 Strike: $46.53 $191,610.54
Disclosure

SEC source: 0001073397-20-000002 · edgardoc.xml · derivative · entry 7

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,626

Underlying: Common Stock · 4,118 shares

Expires 2022-02-01

F4 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 23:38 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 464 $201.39 $93,445.66
Disclosure

SEC source: 0001073397-20-000002 · edgardoc.xml · nonDerivative · entry 3

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,764

F2 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $201.11 to $202.01, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 23:38 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 3,654 $200.15 $731,350.29
Disclosure

SEC source: 0001073397-20-000002 · edgardoc.xml · nonDerivative · entry 2

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,228

F1 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $200.00 to $200.92, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 23:38 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherCommon Stock 4,118 $46.53 $191,610.54
Disclosure

SEC source: 0001073397-20-000002 · edgardoc.xml · nonDerivative · entry 1

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,882

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:59 UTC
Jain VivekDirector · Chairman and CEO
SaleCommon Stock 2,768 $202.52 $560,572.32
Disclosure

SEC source: 0001410442-20-000005 · edgardoc.xml · nonDerivative · entry 3

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,211

F3 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $202.50 to $202.73, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:59 UTC
Jain VivekDirector · Chairman and CEO
SaleCommon Stock 12,232 $204.18 $2,497,479.61
Disclosure

SEC source: 0001410442-20-000005 · edgardoc.xml · nonDerivative · entry 2

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,979

F2 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $204.00 to $204.25, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 20:51 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherNon-Qualified Stock Option (right to buy) · Derivative 10,113 $46.53 Strike: $46.53 $470,557.89
Disclosure

SEC source: 0001073397-20-000001 · edgardoc.xml · derivative · entry 7

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,744

Underlying: Common Stock · 10,113 shares

Expires 2022-02-01

F3 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 20:51 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherNon-Qualified Stock Option (right to buy) · Derivative 6,438 $43.62 Strike: $43.62 $280,825.56
Disclosure

SEC source: 0001073397-20-000001 · edgardoc.xml · derivative · entry 6

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,438 shares

Expires 2021-07-20

F3 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 20:51 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherCommon Stock 10,113 $46.53 $470,557.89
Disclosure

SEC source: 0001073397-20-000001 · edgardoc.xml · nonDerivative · entry 4

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,764

Read SEC document
May 28, 2020 Filed Jun 1, 2020 20:51 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 3 $198.09 $594.27
Disclosure

SEC source: 0001073397-20-000001 · edgardoc.xml · nonDerivative · entry 3

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,651

F2 · price: All shares sold were sold at the exact price disclosed.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 20:51 UTC
LOPEZ GEORGE ADirector · 10% owner
SaleCommon Stock 16,548 $197.37 $3,266,143.30
Disclosure

SEC source: 0001073397-20-000001 · edgardoc.xml · nonDerivative · entry 2

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,654

F1 · price: The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $197.00 to $197.85, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 20:51 UTC
LOPEZ GEORGE ADirector · 10% owner
OtherCommon Stock 6,438 $43.62 $280,825.56
Disclosure

SEC source: 0001073397-20-000001 · edgardoc.xml · nonDerivative · entry 1

LOPEZ GEORGE A · CIK 0001073397 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,202

Read SEC document
May 21, 2020 Filed Jun 3, 2020 20:59 UTC
Jain VivekDirector · Chairman and CEO
GiftCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001410442-20-000005 · edgardoc.xml · nonDerivative · entry 1

Jain Vivek · CIK 0001410442 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,211

F1 · price: This was a bona fide gift with no payment in consideration

Read SEC document
May 13, 2020 Filed May 14, 2020 19:59 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 1,438 $0.00 Strike: $181.99 $0.00
Disclosure

SEC source: 0001209191-20-029138 · doc4.xml · derivative · entry 4

Hoffmeister David F · CIK 0001305975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438

Underlying: Common Stock · 1,438 shares

Expires 2030-05-13

Read SEC document
May 13, 2020 Filed May 14, 2020 19:59 UTC GrantCommon Stock · Derivative 468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029138 · doc4.xml · derivative · entry 3

Hoffmeister David F · CIK 0001305975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

Underlying: Common Stock · 468 shares

Expires 2021-05-13

F4 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the anniversary of the date of the award or the following annual stockholder meeting, whichever occurs first.

Read SEC document
May 13, 2020 Filed May 14, 2020 19:59 UTC Exercise / conversionCommon Stock · Derivative 378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029138 · doc4.xml · derivative · entry 2

Hoffmeister David F · CIK 0001305975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 378 shares

Expires 2020-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the anniversary of the date of the award or the following annual stockholder meeting, whichever occurs first.

Read SEC document
May 13, 2020 Filed May 14, 2020 19:59 UTC Exercise / conversionCommon Stock 378 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029138 · doc4.xml · nonDerivative · entry 1

Hoffmeister David F · CIK 0001305975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2020 Filed May 14, 2020 19:50 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 1,438 $0.00 Strike: $181.99 $0.00
Disclosure

SEC source: 0001209191-20-029137 · doc4.xml · derivative · entry 4

FINNEY ELISHA W · CIK 0001217439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438

Underlying: Common Stock · 1,438 shares

Expires 2030-05-13

Read SEC document
May 13, 2020 Filed May 14, 2020 19:50 UTC GrantCommon Stock · Derivative 468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029137 · doc4.xml · derivative · entry 3

FINNEY ELISHA W · CIK 0001217439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

Underlying: Common Stock · 468 shares

Expires 2021-05-13

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the anniversary of the date of the award or the following annual stockholder meeting, whichever occurs first.

Read SEC document
May 13, 2020 Filed May 14, 2020 19:50 UTC Exercise / conversionCommon Stock · Derivative 378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029137 · doc4.xml · derivative · entry 2

FINNEY ELISHA W · CIK 0001217439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 378 shares

Expires 2020-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the anniversary of the date of the award or the following annual stockholder meeting, whichever occurs first.

Read SEC document
May 13, 2020 Filed May 14, 2020 19:50 UTC Exercise / conversionCommon Stock 378 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029137 · doc4.xml · nonDerivative · entry 1

FINNEY ELISHA W · CIK 0001217439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2020 Filed May 14, 2020 16:54 UTC
Abbey DonaldDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,438 $0.00 Strike: $181.99 $0.00
Disclosure

SEC source: 0001209191-20-029075 · doc4.xml · derivative · entry 4

Abbey Donald · CIK 0001534342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438

Underlying: Common Stock · 1,438 shares

Expires 2030-05-13

Read SEC document
May 13, 2020 Filed May 14, 2020 16:54 UTC
Abbey DonaldDirector
GrantCommon Stock · Derivative 468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029075 · doc4.xml · derivative · entry 3

Abbey Donald · CIK 0001534342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

Underlying: Common Stock · 468 shares

Expires 2021-05-13

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the anniversary of the date of the award or the following annual stockholder meeting, whichever occurs first.

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May 13, 2020 Filed May 14, 2020 16:54 UTC
Abbey DonaldDirector
Exercise / conversionCommon Sock · Derivative 378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029075 · doc4.xml · derivative · entry 2

Abbey Donald · CIK 0001534342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 378 shares

Expires 2020-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These Restricted Stock Units vest on the anniversary of the date of the award or the following annual stockholder meeting, whichever occurs first.

Read SEC document
May 13, 2020 Filed May 14, 2020 16:54 UTC
Abbey DonaldDirector
Exercise / conversionCommon Stock 378 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029075 · doc4.xml · nonDerivative · entry 1

Abbey Donald · CIK 0001534342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2020 Filed May 14, 2020 16:18 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 1,438 $0.00 Strike: $181.99 $0.00
Disclosure

SEC source: 0001073398-20-000004 · edgardoc.xml · derivative · entry 5

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438

Underlying: Common Stock · 1,438 shares

Expires 2030-05-13

Read SEC document
May 13, 2020 Filed May 14, 2020 16:18 UTC GrantCommon Stock · Derivative 468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001073398-20-000004 · edgardoc.xml · derivative · entry 4

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

Underlying: Common Stock · 468 shares

Expires 2021-05-13

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These awards vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document
May 13, 2020 Filed May 14, 2020 16:18 UTC Exercise / conversionCommon Stock · Derivative 378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001073398-20-000004 · edgardoc.xml · derivative · entry 3

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 378 shares

Expires 2020-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These awards vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document
May 13, 2020 Filed May 14, 2020 16:18 UTC Exercise / conversionCommon Stock 378 $0.00 $0.00
Disclosure

SEC source: 0001073398-20-000004 · edgardoc.xml · nonDerivative · entry 1

SWINNEY ROBERT S · CIK 0001073398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2020 Filed May 14, 2020 16:25 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 1,438 $0.00 Strike: $181.99 $0.00
Disclosure

SEC source: 0001645866-20-000001 · edgardoc.xml · derivative · entry 5

Greenberg David C. · CIK 0001645866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438

Underlying: Common Stock · 1,438 shares

Expires 2030-05-13

Read SEC document
May 13, 2020 Filed May 14, 2020 16:25 UTC GrantCommon Stock · Derivative 468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645866-20-000001 · edgardoc.xml · derivative · entry 4

Greenberg David C. · CIK 0001645866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

Underlying: Common Stock · 468 shares

Expires 2021-05-13

F1 · security: These securities are Restricted Stock Units.

F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units.

F3 · derivative.exercise_date: These awards vest on the anniversary of the date of the grant or the following annual stockholder meeting, whichever occurs first.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.