Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2024 Filed Dec 4, 2024 02:39 UTC |
Vincent Bernadette NDirector
|
GrantRestricted Stock Unit · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-105214 · marketforms-67362.xml · derivative · entry 1 Vincent Bernadette N · CIK 0002047074 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock, par value $0.0001 per share · 8,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ICU common stock. F2 · derivative.exercise_date: The RSUs reported herein will vest in equal installments on the first, second and third anniversaries of June 4, 2024 F2 · derivative.expiration_date: The RSUs reported herein will vest in equal installments on the first, second and third anniversaries of June 4, 2024 Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:47 UTC |
Chung KevinChief Medical Officer
|
PurchaseCommon Stock, par value $0.0001 per share | 1,000 | $4.26 | $4,258.10 |
DisclosureSEC source: 0001213900-24-084108 · marketforms-67084.xml · nonDerivative · entry 1 Chung Kevin · CIK 0001949950 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,435 F1 · balance_after: On June 7, 2024, the Issuer effectuated a 1-for-25 reverse split of the Issuer's common stock resulting in a reduction in the number of shares held by the Reporting Person. In addition, proportionate adjustments were made to the Issuer's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the 1-for-25 reverse split. Read SEC document |
| August 30, 2024 Filed Sep 9, 2024 22:24 UTC |
Green David AChief Financial Officer
|
GrantCommon Stock, par value $0.0001 per share | 8,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-077008 · marketforms-66986.xml · nonDerivative · entry 2 Green David A · CIK 0001372822 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,323 F3 · shares: Represents a grant of fully vested shares of the Issuer's common stock. Read SEC document |
| August 15, 2024 Filed Feb 27, 2025 20:51 UTC |
Neuman JohnDirector
|
PurchaseCommon Stock, par value $0.0001 per share | 10,000 | $5.24 | $52,396.00 |
DisclosureSEC source: 0001213900-25-017946 · marketforms-68494.xml · nonDerivative · entry 3 Neuman John · CIK 0002026279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 F3 · price: 3. The price reported in Column 4 is a weighted average price of $5.2396. These shares were purchased in multiple transactions at prices ranging from $5.19 to $5.24, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 17, 2024 Filed Feb 27, 2025 20:51 UTC |
Neuman JohnDirector
|
PurchaseCommon Stock, par value $0.0001 per share | 10,000 | $4.35 | $43,521.00 |
DisclosureSEC source: 0001213900-25-017946 · marketforms-68494.xml · nonDerivative · entry 2 Neuman John · CIK 0002026279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 F2 · price: 2. The price reported in Column 4 is a weighted average price of $4.3521. These shares were purchased in multiple transactions at prices ranging from $4.29 to $4.37, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 14, 2024 Filed Feb 27, 2025 20:51 UTC |
Neuman JohnDirector
|
PurchaseCommon Stock, par value $0.0001 per share | 10,000 | $3.69 | $36,905.00 |
DisclosureSEC source: 0001213900-25-017946 · marketforms-68494.xml · nonDerivative · entry 1 Neuman John · CIK 0002026279 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 F1 · price: 1. The price reported in Column 4 is a weighted average price of $3.6905. These shares were purchased in multiple transactions at prices ranging from $3.67 to $3.71, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 18, 2024 Filed Sep 9, 2024 22:24 UTC |
Green David AChief Financial Officer
|
GrantCommon Stock, par value $0.0001 per share | 2,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-077008 · marketforms-66986.xml · nonDerivative · entry 1 Green David A · CIK 0001372822 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,223 F1 · shares: Represents a grant of fully vested shares of the Issuer's common stock on a post reverse split basis. The original grant was for 55,556 shares. F2 · shares: On June 7, 2024, the Issuer effectuated a 1-for-25 reverse split of the Issuer's common stock. This amount represents the number of shares of common stock issued to the Reporting Person as of April 18, 2024 on a post-split basis. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 19:02 UTC |
Lobo AndresDirector
|
GrantCommon Stock, par value $0.0001 per share | 32,322 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-001498 · form4.xml · nonDerivative · entry 1 Lobo Andres · CIK 0001949731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,300 F1 · shares: Represents a grant of shares of common stock, $0.0001 par value, of the Issuer (the "Common Stock") in lieu of a portion of the cash fees due to the Reporting Person for services as a director of the Issuer. Such shares are fully vested upon issuance. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 19:01 UTC |
Barnett RickDirector
|
GrantCommon Stock, par value $0.0001 per share | 70,264 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-001496 · form4.xml · nonDerivative · entry 1 Barnett Rick · CIK 0001949746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,664 F1 · shares: Represents a grant of shares of common stock, $0.0001 par value, of the Issuer (the "Common Stock") in lieu of a portion of the cash fees due to the Reporting Person for services as a director of the Issuer. Such shares are fully vested upon issuance. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 23:05 UTC |
Green David AChief Financial Officer
|
GrantCommon Stock, par value $0.0001 per share | 752,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-001502 · form4.xml · nonDerivative · entry 1 Green David A · CIK 0001372822 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 752,500 F1 · shares: Represents shares of the Issuer's common stock underlying restricted stock units ("RSUs") awarded to the Reporting Person. All shares reported herein will vest, subject to continued service, on the first anniversary of Mr. Green's appointment date. Twenty-five percent (25%) of the shares will vest upon completion of one (1) year of service measured from January 10, 2024, and the remaining seventy-five percent (75%) of the shares will vest in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from January 10, 2025. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 23:03 UTC |
Russell Richard D.Director
|
GrantCommon Stock, par value $0.0001 per share | 32,322 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-001500 · form4.xml · nonDerivative · entry 1 Russell Richard D. · CIK 0001634290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,300 F1 · shares: Represents a grant of shares of common stock, $0.0001 par value, of the Issuer (the "Common Stock") in lieu of a portion of the cash fees due to the Reporting Person for services as a director of the Issuer. Such shares are fully vested upon issuance. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 22:59 UTC |
Van Heel KennethDirector
|
GrantCommon Stock, par value $0.0001 per share | 43,564 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-001494 · form4.xml · nonDerivative · entry 1 Van Heel Kenneth · CIK 0001613111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,964 F1 · shares: Represents a grant of shares of common stock, $0.0001 par value, of the Issuer (the "Common Stock") in lieu of a portion of the cash fees due to the Reporting Person for services as a director of the Issuer. Such shares are fully vested upon issuance. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 22:56 UTC |
Collins AllanDirector
|
GrantCommon Stock, par value $0.0001 per share | 37,943 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-001492 · form4.xml · nonDerivative · entry 1 Collins Allan · CIK 0001950453 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,343 F1 · shares: Represents a grant of shares of common stock, $0.0001 par value, of the Issuer (the "Common Stock") in lieu of a portion of the cash fees due to the Reporting Person for services as a director of the Issuer. Such shares are fully vested upon issuance. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 22:53 UTC |
Rodgers Bruce M.Director
|
GrantCommon Stock, par value $0.0001 per share | 36,537 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-001490 · form4.xml · nonDerivative · entry 1 Rodgers Bruce M. · CIK 0001653727 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,515 F1 · shares: Represents a grant of shares of common stock, $0.0001 par value, of the Issuer (the "Common Stock") in lieu of a portion of the cash fees due to the Reporting Person for services as a director of the Issuer. Such shares are fully vested upon issuance. Read SEC document |
| April 12, 2024 Filed Sep 9, 2024 22:23 UTC Amendment |
Green David AChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-077007 · marketforms-66983.xml · derivative · entry 1 Green David A · CIK 0001372822 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock, par value $0.0001 per share · 18,000 shares Expires not disclosed F1 · security: On April 16, 2024, a Form 4 (the "Original Report") was filed on behalf of the Reporting Person which inadvertently overstated the number of restricted stock unites ("RSUs") reported in Column 4 and Column 5 of Table I due to an administrative error. This Form 4 amendment is being filed to correct the aggregate number of RSUs issued to the Reporting Person as of the original transaction date from 30,100 RSUs (752,500 pre reverse split) to 18,000 RSUs (450,000 pre reverse split), and to report the grant of such RSUs on Table II, instead of Table I as set forth on the Original Report. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · shares: On June 7, 2024, the Issuer effectuated a 1-for-25 reverse split of the Issuer's common stock. This amount represents the number of RSUs granted to the Reporting Person as of April 12, 2024 on a post-split basis. F4 · derivative.exercise_date: The RSUs will vest, subject to continued service, on the first anniversary of Mr. Green's appointment date. Twenty-five percent (25%) of the RSUs will vest upon completion of one (1) year of service measured from January 10, 2024, and the remaining seventy-five percent (75%) of the RSUs will vest in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from January 10, 2025. F4 · derivative.expiration_date: The RSUs will vest, subject to continued service, on the first anniversary of Mr. Green's appointment date. Twenty-five percent (25%) of the RSUs will vest upon completion of one (1) year of service measured from January 10, 2024, and the remaining seventy-five percent (75%) of the RSUs will vest in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from January 10, 2025. F3 · derivative.underlying_shares: On June 7, 2024, the Issuer effectuated a 1-for-25 reverse split of the Issuer's common stock. This amount represents the number of RSUs granted to the Reporting Person as of April 12, 2024 on a post-split basis. F3 · balance_after: On June 7, 2024, the Issuer effectuated a 1-for-25 reverse split of the Issuer's common stock. This amount represents the number of RSUs granted to the Reporting Person as of April 12, 2024 on a post-split basis. Read SEC document |
| November 29, 2023 Filed Nov 29, 2023 21:15 UTC |
Schlorff EricDirector · Chief Executive Officer
|
GrantCommon Stock, par value $0.0001 per share | 60,248 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-003302 · form4.xml · nonDerivative · entry 1 Schlorff Eric · CIK 0001949738 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 837,823 F1 · shares: The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee. Read SEC document |
| November 29, 2023 Filed Nov 29, 2023 16:14 UTC |
Baron CarylInterim CFO
|
GrantCommon Stock, par value $0.0001 per share | 20,293 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-003300 · form4.xml · nonDerivative · entry 2 Baron Caryl · CIK 0001949735 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,872 F3 · shares: The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee. F2 · balance_after: Due to rounding errors, (i) the Form 4 filed for the Reporting Person on August 17, 2023 inadvertently understated the number of shares of Common Stock issued to the Reporting Person on August 15, 2023 by 1 share, (ii) the Form 4 filed for the Reporting Person on September 12, 2023 inadvertently understated the number of shares of Common Stock issued to the Reporting Person on August 31, 2023 by 1 share, and (iii) the Form 4 filed for the Reporting Person on September 19, 2023 inadvertently understated the number of shares of Common Stock issued to the Reporting Person on September 15, 2023 by 1 share. These errors have been corrected on this Form 4. Read SEC document |
| November 29, 2023 Filed Nov 29, 2023 21:15 UTC |
Chung KevinChief Medical Officer
|
GrantCommon Stock, par value $0.0001 per share | 63,422 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-003301 · form4.xml · nonDerivative · entry 1 Chung Kevin · CIK 0001949950 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,860 F1 · shares: The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee. Read SEC document |
| November 22, 2023 Filed Nov 27, 2023 21:05 UTC |
Van Heel KennethDirector
|
PurchaseCommon Stock, par value $0.0001 per share | 100,000 | $0.40 | $40,000.00 |
DisclosureSEC source: 0000929638-23-003222 · form4.xml · nonDerivative · entry 1 Van Heel Kenneth · CIK 0001613111 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,400 Read SEC document |
| September 22, 2023 Filed Nov 29, 2023 16:14 UTC |
Baron CarylInterim CFO
|
OtherCommon Stock, par value $0.0001 per share | 15,070 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-003300 · form4.xml · nonDerivative · entry 1 Baron Caryl · CIK 0001949735 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,579 F1 · kind: Represents fully vested shares of common stock issued to the Reporting Person pursuant to the Issuer's equity incentive plan. The securities reported in this transaction were initially withheld by the Issuer to satisfy tax withholding obligations. The Issuer subsequently elected to satisfy the withholding obligations through an alternative method and returned these shares to the Reporting Person. F1 · shares: Represents fully vested shares of common stock issued to the Reporting Person pursuant to the Issuer's equity incentive plan. The securities reported in this transaction were initially withheld by the Issuer to satisfy tax withholding obligations. The Issuer subsequently elected to satisfy the withholding obligations through an alternative method and returned these shares to the Reporting Person. F2 · balance_after: Due to rounding errors, (i) the Form 4 filed for the Reporting Person on August 17, 2023 inadvertently understated the number of shares of Common Stock issued to the Reporting Person on August 15, 2023 by 1 share, (ii) the Form 4 filed for the Reporting Person on September 12, 2023 inadvertently understated the number of shares of Common Stock issued to the Reporting Person on August 31, 2023 by 1 share, and (iii) the Form 4 filed for the Reporting Person on September 19, 2023 inadvertently understated the number of shares of Common Stock issued to the Reporting Person on September 15, 2023 by 1 share. These errors have been corrected on this Form 4. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 23:47 UTC |
Schlorff EricDirector · Chief Executive Officer
|
GrantCommon Stock, par value $0.0001 per share | 41,109 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-002567 · form4.xml · nonDerivative · entry 1 Schlorff Eric · CIK 0001949738 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 779,862 F1 · shares: The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 19:48 UTC |
Baron CarylInterim CFO
|
GrantCommon Stock, par value $0.0001 per share | 4,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-002569 · form4.xml · nonDerivative · entry 1 Baron Caryl · CIK 0001949735 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,506 F1 · shares: The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 23:48 UTC |
Chung KevinChief Medical Officer
|
GrantCommon Stock, par value $0.0001 per share | 34,257 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-002568 · form4.xml · nonDerivative · entry 1 Chung Kevin · CIK 0001949950 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,490 F1 · shares: The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee. Read SEC document |
| August 31, 2023 Filed Sep 13, 2023 00:11 UTC |
Schlorff EricDirector · Chief Executive Officer
|
GrantCommon Stock, par value $0.0001 per share | 35,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-002513 · form4.xml · nonDerivative · entry 1 Schlorff Eric · CIK 0001949738 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 738,753 F1 · shares: The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee. Read SEC document |
| August 31, 2023 Filed Sep 12, 2023 20:09 UTC |
Baron CarylInterim CFO
|
GrantCommon Stock, par value $0.0001 per share | 3,374 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-002511 · form4.xml · nonDerivative · entry 1 Baron Caryl · CIK 0001949735 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,396 F1 · shares: The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee. Read SEC document |
| August 31, 2023 Filed Sep 13, 2023 00:12 UTC |
Chung KevinChief Medical Officer
|
GrantCommon Stock, par value $0.0001 per share | 35,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-002515 · form4.xml · nonDerivative · entry 1 Chung Kevin · CIK 0001949950 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,233 F1 · shares: The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee. Read SEC document |
| August 31, 2023 Filed Nov 29, 2023 02:41 UTC Amendment |
Schlorff EricDirector · Chief Executive Officer
|
GrantCommon Stock, par value $0.0001 per share | 33,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-003234 · form4.xml · nonDerivative · entry 1 Schlorff Eric · CIK 0001949738 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 736,466 F1 · shares: The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee. Due to an administrative error, the Form 4 filed for the Reporting Person on September 12, 2023 inadvertently overstated the number of shares of Common Stock issued to the Reporting Person on August 31, 2023 by 1,428 shares. This error has been corrected on this Form 4. Read SEC document |
| August 31, 2023 Filed Nov 29, 2023 02:41 UTC Amendment |
Chung KevinChief Medical Officer
|
GrantCommon Stock, par value $0.0001 per share | 28,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-003235 · form4.xml · nonDerivative · entry 1 Chung Kevin · CIK 0001949950 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,181 F1 · shares: The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee. Due to an administrative error, the Form 4 filed for the Reporting Person on September 12, 2023 inadvertently overstated the number of shares of Common Stock issued to the Reporting Person on August 31, 2023 by 7,053 shares. This error has been corrected on this Form 4. F2 · balance_after: Due to a rounding error, the Form 4 filed for the Reporting Person on August 17, 2023 inadvertently understated the number of shares of Common Stock issued to the Reporting Person on August 15, 2023 by 1 share. This error has been corrected on this Form 4. F3 · balance_after: Includes 44,322 shares of the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest, subject to continued service, on April 6, 2024, the first anniversary of the date of grant. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 21:21 UTC |
Schlorff EricDirector · Chief Executive Officer
|
GrantCommon Stock, par value $0.0001 per share | 21,176 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-002301 · form4.xml · nonDerivative · entry 1 Schlorff Eric · CIK 0001949738 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 703,575 F1 · shares: The securities reported in this transaction are issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 17:21 UTC |
Baron CarylInterim CFO
|
GrantCommon Stock, par value $0.0001 | 2,031 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-002300 · form4.xml · nonDerivative · entry 1 Baron Caryl · CIK 0001949735 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,022 F1 · shares: The securities reported in this transaction are issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 21:21 UTC |
Chung KevinChief Medical Officer
|
GrantCommon Stock, par value $0.0001 per share | 16,930 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-002302 · form4.xml · nonDerivative · entry 1 Chung Kevin · CIK 0001949950 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,055 F1 · shares: The securities reported in this transaction are issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee. Read SEC document |
| August 15, 2023 Filed Nov 29, 2023 02:40 UTC Amendment |
Schlorff EricDirector · Chief Executive Officer
|
GrantCommon Stock, par value $0.0001 per share | 20,317 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-003233 · form4.xml · nonDerivative · entry 1 Schlorff Eric · CIK 0001949738 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 702,176 F1 · shares: The securities reported in this transaction are issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee. Due to an administrative error, the Form 4 filed for the Reporting Person on August 17, 2023 inadvertently overstated the number of shares of Common Stock issued to the reporting person on August 15, 2023 by 859 shares. This error has been corrected on this Form 4. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 20:01 UTC |
Schlorff EricDirector · Chief Executive Officer
|
GrantCommon Stock, par value $0.0001 per share | 417,386 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-001847 · form4.xml · nonDerivative · entry 1 Schlorff Eric · CIK 0001949738 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 682,399 F1 · shares: Represents fully vested shares of common stock issued to the Reporting Person pursuant to the Issuer's equity incentive plan. Such fully vested shares of common stock are issued as payment for the occurrence of an exit event bonus under that certain Transaction Bonus Agreement, dated as of December 23, 2021, as amended, between the Issuer and the Reporting Person. F2 · balance_after: Includes 66,483 shares of the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest, subject to continued service, on April 6, 2024. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 16:01 UTC |
Baron CarylInterim CFO
|
Tax withholdingCommon Stock, par value $0.0001 per share | 15,070 | $0.53 | $7,949.43 |
DisclosureSEC source: 0000929638-23-001717 · form4.xml · nonDerivative · entry 2 Baron Caryl · CIK 0001949735 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,991 F3 · shares: Represents shares withheld to satisfy tax withholding obligations. F2 · balance_after: Includes 53,192 shares of the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest, subject to continued service, on April 6, 2024. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 16:01 UTC |
Baron CarylInterim CFO
|
GrantCommon Stock, par value $0.0001 per share | 56,869 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-001717 · form4.xml · nonDerivative · entry 1 Baron Caryl · CIK 0001949735 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,061 F1 · shares: Represents fully vested shares of common stock issued to the Reporting Person pursuant to the Issuer's equity incentive plan. F2 · balance_after: Includes 53,192 shares of the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest, subject to continued service, on April 6, 2024. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 20:01 UTC |
Chung KevinChief Medical Officer
|
PurchaseCommon Stock, par value $0.0001 per share | 1,150 | $0.48 | $546.37 |
DisclosureSEC source: 0000929638-23-001625 · form4.xml · nonDerivative · entry 4 Chung Kevin · CIK 0001949950 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,125 F1 · balance_after: Includes 44,322 shares of the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest, subject to continued service, on April 6, 2024. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 20:01 UTC |
Chung KevinChief Medical Officer
|
PurchaseCommon Stock, par value $0.0001 per share | 2,300 | $0.48 | $1,092.50 |
DisclosureSEC source: 0000929638-23-001625 · form4.xml · nonDerivative · entry 3 Chung Kevin · CIK 0001949950 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,975 F1 · balance_after: Includes 44,322 shares of the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest, subject to continued service, on April 6, 2024. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 20:01 UTC |
Chung KevinChief Medical Officer
|
PurchaseCommon Stock, par value $0.0001 per share | 4,000 | $0.48 | $1,920.00 |
DisclosureSEC source: 0000929638-23-001625 · form4.xml · nonDerivative · entry 2 Chung Kevin · CIK 0001949950 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,675 F1 · balance_after: Includes 44,322 shares of the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest, subject to continued service, on April 6, 2024. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 20:01 UTC |
Chung KevinChief Medical Officer
|
PurchaseCommon Stock, par value $0.0001 per share | 5,093 | $0.47 | $2,393.71 |
DisclosureSEC source: 0000929638-23-001625 · form4.xml · nonDerivative · entry 1 Chung Kevin · CIK 0001949950 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,675 F1 · balance_after: Includes 44,322 shares of the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest, subject to continued service, on April 6, 2024. Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:01 UTC |
Russell Richard D.Director
|
PurchaseCommon Stock, par value $0.0001 per share | 20,000 | $0.50 | $10,000.00 |
DisclosureSEC source: 0000929638-23-001610 · form4.xml · nonDerivative · entry 1 Russell Richard D. · CIK 0001634290 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,978 F1 · balance_after: Includes 7,978 shares of the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest, subject to continued service, on April 6, 2024. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:13 UTC |
Chung KevinChief Medical Officer
|
PurchaseCommon Stock, par value $0.0001 per share | 7,500 | $0.70 | $5,248.50 |
DisclosureSEC source: 0000929638-23-001544 · form4.xml · nonDerivative · entry 1 Chung Kevin · CIK 0001949950 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,582 F1 · balance_after: Includes 44,322 shares of the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest, subject to continued service, on April 6, 2024. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 20:49 UTC |
Chung KevinChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 66,483 | $0.00 Strike: $1.84 | $0.00 |
DisclosureSEC source: 0000929638-23-001129 · form4.xml · derivative · entry 3 Chung Kevin · CIK 0001949950 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,483 Underlying: Common Stock · 66,483 shares Expires 2033-04-06 F2 · derivative.exercise_date: All options reported herein will vest, subject to continued service, on the first anniversary of the date of grant. Read SEC document |
| April 06, 2023 Filed Apr 11, 2023 01:11 UTC |
Schlorff EricDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 99,724 | $0.00 Strike: $1.84 | $0.00 |
DisclosureSEC source: 0000929638-23-001151 · form4.xml · derivative · entry 2 Schlorff Eric · CIK 0001949738 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,724 Underlying: Common Stock · 99,724 shares Expires 2033-04-06 F2 · derivative.exercise_date: All options reported herein will vest, subject to continued service, on the first anniversary of the date of grant. Read SEC document |
| April 06, 2023 Filed Apr 11, 2023 01:11 UTC |
Schlorff EricDirector · Chief Executive Officer
|
GrantCommon Stock, par value $0.0001 per share | 66,483 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-001151 · form4.xml · nonDerivative · entry 1 Schlorff Eric · CIK 0001949738 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,013 F1 · shares: Represents the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest on the first anniversary of the date of grant. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 21:09 UTC |
Lobo AndresDirector
|
GrantStock Option (Right to Buy) · Derivative | 11,967 | $0.00 Strike: $1.84 | $0.00 |
DisclosureSEC source: 0000929638-23-001147 · form4.xml · derivative · entry 2 Lobo Andres · CIK 0001949731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,967 Underlying: Common Stock · 11,967 shares Expires 2033-04-06 F2 · derivative.exercise_date: All options reported herein will vest, subject to continued service, on the first anniversary of the date of grant. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 21:09 UTC |
Lobo AndresDirector
|
GrantCommon Stock, par value $0.0001 per share | 7,978 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-001147 · form4.xml · nonDerivative · entry 1 Lobo Andres · CIK 0001949731 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,978 F1 · shares: Represents the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest on the first anniversary of the date of grant. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 21:10 UTC |
Barnett RickDirector
|
GrantStock Option (Right to Buy) · Derivative | 11,967 | $0.00 Strike: $1.84 | $0.00 |
DisclosureSEC source: 0000929638-23-001148 · form4.xml · derivative · entry 2 Barnett Rick · CIK 0001949746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,967 Underlying: Common Stock · 11,967 shares Expires 2033-04-06 F2 · derivative.exercise_date: All options reported herein will vest, subject to continued service, on the first anniversary of the date of grant. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 21:10 UTC |
Barnett RickDirector
|
GrantCommon Stock, par value $0.0001 per share | 7,978 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-001148 · form4.xml · nonDerivative · entry 1 Barnett Rick · CIK 0001949746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,400 F1 · shares: Represents the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest on the first anniversary of the date of grant. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 21:11 UTC |
Baron CarylInterim CFO
|
GrantStock Option (Right to Buy) · Derivative | 16,621 | $0.00 Strike: $1.84 | $0.00 |
DisclosureSEC source: 0000929638-23-001152 · form4.xml · derivative · entry 2 Baron Caryl · CIK 0001949735 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,621 Underlying: Common Stock · 16,621 shares Expires 2033-04-06 F2 · derivative.exercise_date: All options reported herein will vest, subject to continued service, on the first anniversary of the date of grant. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 21:11 UTC |
Baron CarylInterim CFO
|
GrantCommon Stock, par value $0.0001 per share | 11,080 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-001152 · form4.xml · nonDerivative · entry 1 Baron Caryl · CIK 0001949735 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,192 F1 · shares: Represents the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest on the first anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.