Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SeaStar Medical Holding CorpICU · Entity 7863 | Director | November 13, 2024 | November 15, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SeaStar Medical Holding Corp
Report date November 13, 2024 · Filed November 15, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 4,000 |
Reported balance
After 2024-11-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-11-13 · Grant · Acquired 4,000 · Balance 4,000 F1: Each restricted stock unit represents a contingent right to receive one share of ICU common stock F2: 100% of the restricted stock units vest on June 4, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of ICU common stock
F2: 100% of the restricted stock units vest on June 4, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2024 Filed Nov 15, 2024 16:38 UTC | SeaStar Medical Holding Corp ICU · Entity 7863 | GrantRestricted Stock Unit · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-099150 · marketforms-67351.xml · derivative · entry 1 Barnett Rick · CIK 0001949746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock, par value $0.0001 per share · 4,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ICU common stock F2 · derivative.exercise_date: 100% of the restricted stock units vest on June 4, 2025. F2 · derivative.expiration_date: 100% of the restricted stock units vest on June 4, 2025. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 19:01 UTC | SeaStar Medical Holding Corp ICU · Entity 7863 | GrantCommon Stock, par value $0.0001 per share | 70,264 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-001496 · form4.xml · nonDerivative · entry 1 Barnett Rick · CIK 0001949746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,664 F1 · shares: Represents a grant of shares of common stock, $0.0001 par value, of the Issuer (the "Common Stock") in lieu of a portion of the cash fees due to the Reporting Person for services as a director of the Issuer. Such shares are fully vested upon issuance. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 21:10 UTC | SeaStar Medical Holding Corp ICU · Entity 7863 | GrantStock Option (Right to Buy) · Derivative | 11,967 | $0.00 Strike: $1.84 | $0.00 |
DisclosureSEC source: 0000929638-23-001148 · form4.xml · derivative · entry 2 Barnett Rick · CIK 0001949746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,967 Underlying: Common Stock · 11,967 shares Expires 2033-04-06 F2 · derivative.exercise_date: All options reported herein will vest, subject to continued service, on the first anniversary of the date of grant. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 21:10 UTC | SeaStar Medical Holding Corp ICU · Entity 7863 | GrantCommon Stock, par value $0.0001 per share | 7,978 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-23-001148 · form4.xml · nonDerivative · entry 1 Barnett Rick · CIK 0001949746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,400 F1 · shares: Represents the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest on the first anniversary of the date of grant. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 16:15 UTC | SeaStar Medical Holding Corp ICU · Entity 7863 | GrantStock Option (Right to Buy) · Derivative | 24,483 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0000899243-22-034684 · doc4.xml · derivative · entry 2 Barnett Rick · CIK 0001949746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,483 Underlying: Common Stock · 24,483 shares Expires 2031-01-08 F2 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding option to purchase shares of SeaStar Medical common stock was assumed and converted into an option to purchase shares of common stock of the Issuer with the same terms and conditions as were applicable to such option immediately prior to the Effective Time, subject to the applicable exchange ratio. F3 · derivative.exercise_date: The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from January 8, 2021 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from January 8, 2022. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 16:15 UTC | SeaStar Medical Holding Corp ICU · Entity 7863 | GrantCommon Stock, par value $0.0001 per share | 8,422 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-034684 · doc4.xml · nonDerivative · entry 1 Barnett Rick · CIK 0001949746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,422 F1 · kind: Represents the Issuer's common stock subject to restricted stock units (RSUs). Pursuant to the Agreement and Plan of Merger by and among the Issuer, LMF Merger Sub, Inc., and SeaStar Medical Inc. ("SeaStar Medical"), dated April 21, 2022 (as amended, the "Merger Agreement"), at the Effective Time (as defined in the Merger Agreement), each award of RSUs based on SeaStar Medical common stock that was outstanding immediately prior to the Effective Time was converted into the right to receive RSUs based on the common stock of the Issuer with the same terms and conditions as were applicable to such SeaStar Medical RSU awards immediately prior to the Effective Time, subject to the applicable exchange ratio. Fifty percent (50%) of the shares subject to RSUs reported herein will vest on the first anniversary of the Effective Time, thereafter the remaining will vest on a monthly basis over a 12-month period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.