ICE

SEC source: 0001209191-20-046797 · doc4.xml · nonDerivative · entry 1

CRISP CHARLES R · CIK 0001015825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,510

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $99.38 - $99.96. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 42,531 shares of common stock and 1,979 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021.

SEC source: 0001209191-20-046391 · doc4.xml · nonDerivative · entry 1

Wassersug Mark · CIK 0001722544 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,271

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $100.08 - $100.955. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 18,772 shares of common stock and 8,499 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.

SEC source: 0001209191-20-045976 · doc4.xml · nonDerivative · entry 1

Martin Lynn C · CIK 0001754817 · President, ICE Data Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,018

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $100.00 - $100.16. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3 · balance_after: Amount of securities beneficially owned includes 136 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 30, 2020.

F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 18,819 shares of common stock and 11,199 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.

SEC source: 0001209191-20-045975 · doc4.xml · nonDerivative · entry 1

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,952

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · balance_after: Amount of securities beneficially owned includes 136 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 30, 2020.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 58,001 shares of common stock and 1,419 unvested restricted stock units ("RSUs"), and 20,532 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.

SEC source: 0001209191-20-046160 · doc4.xml · derivative · entry 3

Hill Scott A · CIK 0001397778 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,375 shares

Expires 2022-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options are fully vested.

SEC source: 0001209191-20-046160 · doc4.xml · nonDerivative · entry 2

Hill Scott A · CIK 0001397778 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,431

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $100.00 - $100.46. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3 · balance_after: Amount of securities beneficially owned includes 136 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 30, 2020.

F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 111,418 shares of common stock and 25,013 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.

SEC source: 0001209191-20-046160 · doc4.xml · nonDerivative · entry 1

Hill Scott A · CIK 0001397778 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

SEC source: 0001209191-21-006110 · doc5.xml · nonDerivative · entry 1

SALERNO FREDERIC V · CIK 0001180138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,107

F1 · shares: The transaction involved a gift of 1,069 shares of the Issuer's common stock by the reporting person to a family trust.

SEC source: 0001209191-20-043613 · doc4.xml · nonDerivative · entry 1

Forneri Jean Marc · CIK 0001343872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,811

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $96.00 - $96.01. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 16,832 shares of common stock and 1,979 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021.

SEC source: 0001209191-20-043614 · doc4.xml · nonDerivative · entry 2

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · CPEX

Disclosed balance after: 3,271,705

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F3 · price: The price range for the aggregate amount sold by the direct holder is $95.53 - $96.17. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F4 · balance_after: These shares are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly.

SEC source: 0001209191-20-043614 · doc4.xml · nonDerivative · entry 1

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · CPEX

Disclosed balance after: 3,335,173

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $94.53 - $95.52. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-042172 · doc4.xml · nonDerivative · entry 1

Wassersug Mark · CIK 0001722544 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,187

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · balance_after: Amount of securities beneficially owned includes 136 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 30, 2020.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 20,688 shares of common stock and 8,499 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.

SEC source: 0001209191-20-039463 · doc4.xml · nonDerivative · entry 1

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,736

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $92.15 - $92.68. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 29,610 shares of common stock and 6,126 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.

SEC source: 0001209191-20-038920 · doc4.xml · nonDerivative · entry 1

Jackson Benjamin · CIK 0001722067 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,816

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 58,865 shares of common stock and 1,419 unvested restricted stock units ("RSUs"), and 20,532 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.

SEC source: 0001209191-20-035522 · doc4.xml · nonDerivative · entry 1

Wassersug Mark · CIK 0001722544 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,499

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $96.71 - $97.25. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 23,000 shares of common stock and 8,499 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.

SEC source: 0001209191-20-034690 · doc4.xml · nonDerivative · entry 1

Hague William Jefferson · CIK 0001652762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,476

F1 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 11,230 shares of common stock and 2,246 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021.

SEC source: 0001209191-20-031817 · doc4.xml · nonDerivative · entry 2

CRISP CHARLES R · CIK 0001015825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,695

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F3 · price: The price range for the aggregate amount sold by the direct holder is $93.14 - $93.72. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F4 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 46,716 shares of common stock and 1,979 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021.

SEC source: 0001209191-20-031817 · doc4.xml · nonDerivative · entry 1

CRISP CHARLES R · CIK 0001015825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,995

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $92.11 - $93.03. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-031828 · doc4.xml · nonDerivative · entry 2

SPRIESER JUDITH A · CIK 0001206994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,275

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F3 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 26,029 shares of common stock and 2,246 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021.

SEC source: 0001209191-20-031828 · doc4.xml · nonDerivative · entry 1

SPRIESER JUDITH A · CIK 0001206994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,375

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $92.17 - $93.14. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-031821 · doc4.xml · nonDerivative · entry 2

Hatfield Fred W · CIK 0001399286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,761

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F3 · price: The price range for the aggregate amount sold by the direct holder is $93.21 - $93.72. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F4 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 32,515 shares of common stock and 2,246 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021.

SEC source: 0001209191-20-031821 · doc4.xml · nonDerivative · entry 1

Hatfield Fred W · CIK 0001399286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,001

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $92.20 - $93.03. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-031826 · doc4.xml · derivative · entry 5

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,694

Underlying: Common Stock · 17,693 shares

Expires 2021-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These options are fully vested.

SEC source: 0001209191-20-031826 · doc4.xml · nonDerivative · entry 4

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 81,570

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F6 · price: The price range for the aggregate amount sold by the direct holder is $93.25 - $94.06. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F7 · balance_after: As previously reported, the reporting person also indirectly owns 81,570 shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.

SEC source: 0001209191-20-031826 · doc4.xml · nonDerivative · entry 3

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · CPEX

Disclosed balance after: 3,371,705

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F4 · price: The price range for the aggregate amount sold by the direct holder is $93.09 - $94.05. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F5 · balance_after: These shares are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly.

SEC source: 0001209191-20-031826 · doc4.xml · nonDerivative · entry 2

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,411,142

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $93.165 - $94.09. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 1,330,876 shares of common stock and 80,266 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.

SEC source: 0001209191-20-031826 · doc4.xml · nonDerivative · entry 1

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

SEC source: 0001209191-20-030884 · doc4.xml · nonDerivative · entry 1

Hague William Jefferson · CIK 0001652762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,209

F1 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 11,963 shares of common stock and 2,246 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021.

SEC source: 0001209191-20-030468 · doc4.xml · nonDerivative · entry 1

CRISP CHARLES R · CIK 0001015825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,972

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 48,993 shares of common stock and 1,979 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021.

SEC source: 0001209191-20-030493 · doc4.xml · nonDerivative · entry 1

NOONAN THOMAS E · CIK 0001079742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,766

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 10,787 shares of common stock and 1,979 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021.

SEC source: 0001209191-20-030504 · doc4.xml · nonDerivative · entry 1

TESE VINCENT · CIK 0001042445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,250

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,246 restricted stock units awarded, 1,979 were awarded as compensation for service on the Issuer's board and 267 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Credit LLC.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 34,004 shares of common stock and 2,246 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021.

SEC source: 0001209191-20-030496 · doc4.xml · nonDerivative · entry 1

SALERNO FREDERIC V · CIK 0001180138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,176

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 11,197 shares of common stock and 1,979 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021.

SEC source: 0001209191-20-030472 · doc4.xml · nonDerivative · entry 1

Farooqui Duriya M · CIK 0001699994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,651

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 7,672 shares of common stock and 1,979 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021.

SEC source: 0001209191-20-030481 · doc4.xml · nonDerivative · entry 1

Hague William Jefferson · CIK 0001652762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,350

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,246 restricted stock units awarded, 1,979 were awarded as compensation for service on the Issuer's board and 267 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Futures Europe.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 12,104 shares of common stock and 2,246 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021.

SEC source: 0001209191-20-030477 · doc4.xml · nonDerivative · entry 1

Forneri Jean Marc · CIK 0001343872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,811

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 19,832 shares of common stock and 1,979 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021.

SEC source: 0001209191-20-030499 · doc4.xml · nonDerivative · entry 1

SPRIESER JUDITH A · CIK 0001206994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,310

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,246 restricted stock units awarded, 1,979 were awarded as compensation for service on the Issuer's board and 267 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Credit LLC.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 27,064 shares of common stock and 2,246 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021.

SEC source: 0001209191-20-030485 · doc4.xml · nonDerivative · entry 1

Hatfield Fred W · CIK 0001399286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,311

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,246 restricted stock units awarded, 1,979 were awarded as compensation for service on the Issuer's board and 267 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Credit LLC.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 34,065 shares of common stock and 2,246 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021.

SEC source: 0001209191-20-030465 · doc4.xml · nonDerivative · entry 1

Bowen Sharon · CIK 0001724974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,168

F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share.

F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 7,189 shares of common stock and 1,979 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021.

SEC source: 0001209191-20-025947 · doc4.xml · nonDerivative · entry 1

Surdykowski Andrew J · CIK 0001755922 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,041

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 33,915 shares of common stock and 6,126 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.

SEC source: 0001209191-20-018872 · doc4.xml · nonDerivative · entry 9

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 108,245

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F11 · price: The price range for the aggregate amount sold by the direct holder is $88.42 - $89.24. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F12 · balance_after: As previously reported, the reporting person also indirectly owns 108,245 shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.

SEC source: 0001209191-20-018872 · doc4.xml · nonDerivative · entry 8

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 120,159

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F10 · price: The price range for the aggregate amount sold by the direct holder is $87.40 - $88.39. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-018872 · doc4.xml · nonDerivative · entry 7

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 139,859

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F9 · price: The price range for the aggregate amount sold by the direct holder is $86.12 - $86.99. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-018872 · doc4.xml · nonDerivative · entry 6

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 175,345

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F8 · price: The price range for the aggregate amount sold by the direct holder is $85.11 - $86.03. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-018872 · doc4.xml · nonDerivative · entry 5

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · CPEX

Disclosed balance after: 3,471,705

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F6 · price: The price range for the aggregate amount sold by the direct holder is $89.06 - $89.25. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F7 · balance_after: These shares are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly.

SEC source: 0001209191-20-018872 · doc4.xml · nonDerivative · entry 4

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · CPEX

Disclosed balance after: 3,473,026

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F5 · price: The price range for the aggregate amount sold by the direct holder is $88.06 - $89.05. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-018872 · doc4.xml · nonDerivative · entry 3

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · CPEX

Disclosed balance after: 3,500,474

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F4 · price: The price range for the aggregate amount sold by the direct holder is $87.06 - $88.04. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-018872 · doc4.xml · nonDerivative · entry 2

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · CPEX

Disclosed balance after: 3,524,328

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F3 · price: The price range for the aggregate amount sold by the direct holder is $86.06 - $87.02. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-018872 · doc4.xml · nonDerivative · entry 1

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · CPEX

Disclosed balance after: 3,561,352

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $85.06 - $86.05. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-018092 · doc4.xml · nonDerivative · entry 1

Wassersug Mark · CIK 0001722544 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,735

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 25,236 shares of common stock and 8,499 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.

SEC source: 0001209191-20-013809 · doc4.xml · derivative · entry 7

Sprecher Jeffrey C · CIK 0001343882 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,387

Underlying: Common Stock · 17,693 shares

Expires 2021-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These options are fully vested.