Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2018 Filed May 17, 2018 18:53 UTC |
GORLIN STEVEDirector
|
SaleCommon Stock | 38,708 | $4.00 | $154,928.77 |
DisclosureSEC source: 0001209191-18-031170 · doc4.xml · nonDerivative · entry 3 GORLIN STEVE · CIK 0001033742 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 439,977 F3 · price: Represents the weighted average share price of an aggregate total of 38,708 shares sold in the price range of $4.00 to $4.03 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 16, 2018 Filed May 17, 2018 18:53 UTC |
GORLIN STEVEDirector
|
SaleCommon Stock | 16,200 | $4.05 | $65,634.30 |
DisclosureSEC source: 0001209191-18-031170 · doc4.xml · nonDerivative · entry 2 GORLIN STEVE · CIK 0001033742 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 478,685 F2 · price: Represents the weighted average share price of an aggregate total of 16,200 shares sold in the price range of $4.04 to $4.11 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2018 Filed May 17, 2018 18:53 UTC |
GORLIN STEVEDirector
|
SaleCommon Stock | 26,835 | $4.13 | $110,890.27 |
DisclosureSEC source: 0001209191-18-031170 · doc4.xml · nonDerivative · entry 1 GORLIN STEVE · CIK 0001033742 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 494,885 F1 · price: Represents the weighted average share price of an aggregate total of 26,835 shares sold in the price range of $4.08 to $4.20 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 18:55 UTC |
Nelson SonjaChief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021664 · doc4.xml · derivative · entry 2 Nelson Sonja · CIK 0001674905 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NantKwest, Inc. common stock. F1 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through each applicable vesting date, the restricted stock units ("RSUs") will vest as follows: 50% of the RSUs vested on March 23, 2018, and the remaining 50% of the RSUs will vest on March 23, 2020. F1 · derivative.expiration_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through each applicable vesting date, the restricted stock units ("RSUs") will vest as follows: 50% of the RSUs vested on March 23, 2018, and the remaining 50% of the RSUs will vest on March 23, 2020. Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 18:55 UTC |
Nelson SonjaChief Accounting Officer
|
Exercise / conversionCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021664 · doc4.xml · nonDerivative · entry 1 Nelson Sonja · CIK 0001674905 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through each applicable vesting date, the restricted stock units ("RSUs") will vest as follows: 50% of the RSUs vested on March 23, 2018, and the remaining 50% of the RSUs will vest on March 23, 2020. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:20 UTC |
Thomas John CDirector
|
GiftCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000869 · doc4.xml · nonDerivative · entry 1 Thomas John C · CIK 0001424620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,155 Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 21:35 UTC |
DRISCOLL FREDERICK WDirector
|
GrantCommon Stock | 54,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-053488 · doc4.xml · nonDerivative · entry 1 DRISCOLL FREDERICK W · CIK 0001129890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,621 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of NantKwest, Inc. common stock. Subject to the reporting person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through each applicable vesting date, one thirty-sixth (1/36th) of the RSUs subject to the award will vest monthly over thirty six (36) months, such that the award will be fully vested on September 18, 2020. Read SEC document |
| September 13, 2017 Filed Sep 13, 2017 20:20 UTC |
GORLIN STEVEDirector
|
SaleCommon Stock | 39,604 | $5.93 | $234,728.95 |
DisclosureSEC source: 0001209191-17-052727 · doc4.xml · nonDerivative · entry 1 GORLIN STEVE · CIK 0001033742 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,280 F1 · price: Represents the weighted average share price of an aggregate total of 39,604 shares sold in the price range of $5.90 to $5.955 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 12, 2017 Filed Sep 12, 2017 18:12 UTC |
GORLIN STEVEDirector
|
SaleCommon Stock | 35,811 | $6.03 | $215,832.90 |
DisclosureSEC source: 0001209191-17-052475 · doc4.xml · nonDerivative · entry 3 GORLIN STEVE · CIK 0001033742 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,884 F3 · price: Represents the weighted average share price of an aggregate total of 35,811 shares sold in the price range of $6.00 to $6.10 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 18:12 UTC |
GORLIN STEVEDirector
|
SaleCommon Stock | 53,307 | $6.03 | $321,467.86 |
DisclosureSEC source: 0001209191-17-052475 · doc4.xml · nonDerivative · entry 2 GORLIN STEVE · CIK 0001033742 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,695 F2 · price: Represents the weighted average share price of an aggregate total of 53,307 shares sold in the price range of $6.00 to $6.08 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 18:12 UTC |
GORLIN STEVEDirector
|
SaleCommon Stock | 14,723 | $6.12 | $90,116.54 |
DisclosureSEC source: 0001209191-17-052475 · doc4.xml · nonDerivative · entry 1 GORLIN STEVE · CIK 0001033742 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,002 F1 · price: Represents the weighted average share price of an aggregate total of 14,723 shares sold in the price range of $6.1031 to $6.15 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 16:02 UTC |
GORLIN STEVEDirector
|
SaleCommon Stock | 20,000 | $8.13 | $162,600.00 |
DisclosureSEC source: 0001209191-17-041194 · doc4.xml · nonDerivative · entry 2 GORLIN STEVE · CIK 0001033742 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,725 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 16:02 UTC |
GORLIN STEVEDirector
|
SaleCommon Stock | 20,000 | $7.43 | $148,600.00 |
DisclosureSEC source: 0001209191-17-041194 · doc4.xml · nonDerivative · entry 1 GORLIN STEVE · CIK 0001033742 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,725 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 20:03 UTC |
Thomas John CDirector
|
SaleCommon Stock | 10,000 | $7.54 | $75,400.00 |
DisclosureSEC source: 0001209191-17-041195 · doc4.xml · nonDerivative · entry 3 Thomas John C · CIK 0001424620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,655 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2016. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 20:03 UTC |
Thomas John CDirector
|
SaleCommon Stock | 20,000 | $7.44 | $148,800.00 |
DisclosureSEC source: 0001209191-17-041195 · doc4.xml · nonDerivative · entry 2 Thomas John C · CIK 0001424620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,655 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2016. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 20:03 UTC |
Thomas John CDirector
|
SaleCommon Stock | 10,000 | $7.43 | $74,300.00 |
DisclosureSEC source: 0001209191-17-041195 · doc4.xml · nonDerivative · entry 1 Thomas John C · CIK 0001424620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,655 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2016. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:13 UTC |
Thomas John CDirector
|
GrantCommon Stock | 23,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039436 · doc4.xml · nonDerivative · entry 1 Thomas John C · CIK 0001424620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,655 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of NantKwest, Inc. common stock. F2 · shares: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the RSUs subject to the award shall vest on the one year anniversary of the vesting commencement date on the same day of the month as the vesting commencement date. The vesting commencement date for this award is June 9, 2017. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:13 UTC |
POTTS JOHN T JRDirector
|
GrantCommon Stock | 23,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039435 · doc4.xml · nonDerivative · entry 1 POTTS JOHN T JR · CIK 0001202447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,253 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of NantKwest, Inc. common stock. F2 · shares: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the RSUs subject to the award shall vest on the one year anniversary of the vesting commencement date on the same day of the month as the vesting commencement date. The vesting commencement date for this award is June 9, 2017. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:11 UTC |
Kusserow RichardDirector
|
GrantCommon Stock | 23,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039432 · doc4.xml · nonDerivative · entry 1 Kusserow Richard · CIK 0001647634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,053 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of NantKwest, Inc. common stock. F2 · shares: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the RSUs subject to the award shall vest on the one year anniversary of the vesting commencement date on the same day of the month as the vesting commencement date. The vesting commencement date for this award is June 9, 2017. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:09 UTC |
BLASZYK MICHAEL DDirector
|
GrantCommon Stock | 23,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039429 · doc4.xml · nonDerivative · entry 1 BLASZYK MICHAEL D · CIK 0001371407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,753 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of NantKwest, Inc. common stock. F2 · shares: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the RSUs subject to the award shall vest on the one year anniversary of the vesting commencement date on the same day of the month as the vesting commencement date. The vesting commencement date for this award is June 9, 2017. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:29 UTC |
Thomas John CDirector
|
GiftCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036789 · doc4.xml · nonDerivative · entry 1 Thomas John C · CIK 0001424620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,902 Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 13:12 UTC |
Tajak Richard J.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022924 · doc4.xml · derivative · entry 3 Tajak Richard J. · CIK 0001434575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of NantKwest, Inc. common stock. F2 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through each applicable vesting date, the restricted stock units ("RSUs") will vest as follows: 1/4th of the RSUs subject to the award shall vest 3 months following the vesting commencement date on the same day of the month as the vesting commencement date, and 1/4th of the RSUs subject to the award shall vest every 3 months thereafter on the same day of the month as the vesting commencement date such that the award shall be fully vested on March 23, 2017. The vesting commencement date for this award is March 23, 2016. F2 · derivative.expiration_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through each applicable vesting date, the restricted stock units ("RSUs") will vest as follows: 1/4th of the RSUs subject to the award shall vest 3 months following the vesting commencement date on the same day of the month as the vesting commencement date, and 1/4th of the RSUs subject to the award shall vest every 3 months thereafter on the same day of the month as the vesting commencement date such that the award shall be fully vested on March 23, 2017. The vesting commencement date for this award is March 23, 2016. Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 13:12 UTC |
Tajak Richard J.Chief Financial Officer
|
Tax withholdingCommon Stock | 1,983 | $3.43 | $6,801.69 |
DisclosureSEC source: 0001209191-17-022924 · doc4.xml · nonDerivative · entry 2 Tajak Richard J. · CIK 0001434575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,876 Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 13:12 UTC |
Tajak Richard J.Chief Financial Officer
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022924 · doc4.xml · nonDerivative · entry 1 Tajak Richard J. · CIK 0001434575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of NantKwest, Inc. common stock. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:11 UTC |
SOON-SHIONG PATRICKDirector · Chairman and CEO · 10% owner
Cambridge Equities, LP10% owner
MP 13 Ventures, LLC10% owner
|
GiftCommon Stock | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001159 · doc4.xml · nonDerivative · entry 1 SOON-SHIONG PATRICK · CIK 0001189020 · Director · Chairman and CEO · 10% owner Cambridge Equities, LP · CIK 0001629222 · 10% owner MP 13 Ventures, LLC · CIK 0001629186 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,556,557 F1 · kind: Shares transferred for no value by Cambridge Equities, LP to the Chan Soon-Shiong NantHealth Foundation, a 501(c)(3) non-profit Delaware corporation. F2 · ownership.nature: Shares held by Cambridge Equities, LP ("Cambridge Equities"). MP 13 Ventures, LLC ("MP 13 Ventures") is the general partner of Cambridge Equities and may be deemed to have beneficial ownership of the shares held by Cambridge Equities. The reporting person is the sole member of MP 13 Ventures and has voting and dispositive power over the shares held by Cambridge Equities. Read SEC document |
| December 23, 2016 Filed Dec 28, 2016 19:04 UTC |
Tajak Richard J.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156930 · doc4.xml · derivative · entry 3 Tajak Richard J. · CIK 0001434575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of NantKwest, Inc. common stock. F2 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through each applicable vesting date, the restricted stock units ("RSUs") will vest as follows: 1/4th of the RSUs subject to the award shall vest 3 months following the vesting commencement date on the same day of the month as the vesting commencement date, and 1/4th of the RSUs subject to the award shall vest every 3 months thereafter on the same day of the month as the vesting commencement date such that the award shall be fully vested on March 23, 2017. The vesting commencement date for this award is March 23, 2016. F2 · derivative.expiration_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through each applicable vesting date, the restricted stock units ("RSUs") will vest as follows: 1/4th of the RSUs subject to the award shall vest 3 months following the vesting commencement date on the same day of the month as the vesting commencement date, and 1/4th of the RSUs subject to the award shall vest every 3 months thereafter on the same day of the month as the vesting commencement date such that the award shall be fully vested on March 23, 2017. The vesting commencement date for this award is March 23, 2016. Read SEC document |
| December 23, 2016 Filed Dec 28, 2016 19:04 UTC |
Tajak Richard J.Chief Financial Officer
|
Tax withholdingCommon Stock | 1,717 | $6.15 | $10,559.55 |
DisclosureSEC source: 0001209191-16-156930 · doc4.xml · nonDerivative · entry 2 Tajak Richard J. · CIK 0001434575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,858 Read SEC document |
| December 23, 2016 Filed Dec 28, 2016 19:04 UTC |
Tajak Richard J.Chief Financial Officer
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156930 · doc4.xml · nonDerivative · entry 1 Tajak Richard J. · CIK 0001434575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of NantKwest, Inc. common stock. Read SEC document |
| November 25, 2016 Filed Nov 29, 2016 22:42 UTC |
Thomas John CDirector
|
SaleCommon Stock | 6,168 | $7.50 | $46,260.00 |
DisclosureSEC source: 0001209191-16-152339 · doc4.xml · nonDerivative · entry 1 Thomas John C · CIK 0001424620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,621 Read SEC document |
| November 23, 2016 Filed Nov 23, 2016 21:26 UTC |
Thomas John CDirector
|
SaleCommon Stock | 7,000 | $7.50 | $52,500.00 |
DisclosureSEC source: 0001209191-16-151970 · doc4.xml · nonDerivative · entry 2 Thomas John C · CIK 0001424620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,789 Read SEC document |
| November 23, 2016 Filed Dec 3, 2016 02:04 UTC Amendment |
Thomas John CDirector
|
SaleCommon Stock | 7,719 | $7.50 | $57,892.50 |
DisclosureSEC source: 0001209191-16-153188 · doc4a.xml · nonDerivative · entry 1 Thomas John C · CIK 0001424620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,070 F1 · shares: This amendment is filed to include 719 shares sold by the reporting person on November 23, 2016. These 719 shares were incorrectly included in the amount of shares beneficially owned by the reporting person in a subsequent Form 4 filed November 29, 2016. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:26 UTC |
Thomas John CDirector
|
SaleCommon Stock | 13,000 | $7.50 | $97,500.00 |
DisclosureSEC source: 0001209191-16-151970 · doc4.xml · nonDerivative · entry 1 Thomas John C · CIK 0001424620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,789 Read SEC document |
| October 07, 2016 Filed Feb 10, 2017 19:21 UTC |
GORLIN STEVEDirector
|
GiftCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009775 · doc5.xml · nonDerivative · entry 2 GORLIN STEVE · CIK 0001033742 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 521,720 Read SEC document |
| October 07, 2016 Filed Feb 10, 2017 19:21 UTC |
GORLIN STEVEDirector
|
GiftCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009775 · doc5.xml · nonDerivative · entry 1 GORLIN STEVE · CIK 0001033742 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,725 Read SEC document |
| September 23, 2016 Filed Sep 27, 2016 19:37 UTC |
Tajak Richard J.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-142963 · doc4.xml · derivative · entry 3 Tajak Richard J. · CIK 0001434575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of NantKwest, Inc. common stock. F2 · derivative.exercise_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through each applicable vesting date, the restricted stock units ("RSUs") will vest as follows: 1/4th of the RSUs subject to the award shall vest 3 months following the vesting commencement date on the same day of the month as the vesting commencement date, and 1/4th of the RSUs subject to the award shall vest every 3 months thereafter on the same day of the month as the vesting commencement date such that the award shall be fully vested on March 23, 2017. The vesting commencement date for this award is March 23, 2016. F2 · derivative.expiration_date: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through each applicable vesting date, the restricted stock units ("RSUs") will vest as follows: 1/4th of the RSUs subject to the award shall vest 3 months following the vesting commencement date on the same day of the month as the vesting commencement date, and 1/4th of the RSUs subject to the award shall vest every 3 months thereafter on the same day of the month as the vesting commencement date such that the award shall be fully vested on March 23, 2017. The vesting commencement date for this award is March 23, 2016. Read SEC document |
| September 23, 2016 Filed Sep 27, 2016 19:37 UTC |
Tajak Richard J.Chief Financial Officer
|
Tax withholdingCommon Stock | 1,717 | $7.91 | $13,581.47 |
DisclosureSEC source: 0001209191-16-142963 · doc4.xml · nonDerivative · entry 2 Tajak Richard J. · CIK 0001434575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,575 Read SEC document |
| September 23, 2016 Filed Sep 27, 2016 19:37 UTC |
Tajak Richard J.Chief Financial Officer
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-142963 · doc4.xml · nonDerivative · entry 1 Tajak Richard J. · CIK 0001434575 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of NantKwest, Inc. common stock. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 22:40 UTC |
Simon Barry J.Director · President and COO
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SaleCommon Stock | 30,000 | $7.40 | $222,000.00 |
DisclosureSEC source: 0001209191-16-140825 · doc4.xml · nonDerivative · entry 2 Simon Barry J. · CIK 0001647994 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334,906 Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 22:40 UTC |
Simon Barry J.Director · President and COO
|
SaleCommon Stock | 2,000 | $8.84 | $17,671.20 |
DisclosureSEC source: 0001209191-16-140825 · doc4.xml · nonDerivative · entry 1 Simon Barry J. · CIK 0001647994 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By mother-in-law Disclosed balance after: 21,143 F1 · price: Represents the weighted average share price of an aggregate total of 400 shares sold in the price range of $60.00 to $60.01 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 29, 2016 Filed Feb 11, 2017 00:24 UTC |
Thomas John CDirector
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GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009780 · doc5.xml · nonDerivative · entry 1 Thomas John C · CIK 0001424620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,402 Read SEC document |
| August 03, 2016 Filed Feb 14, 2017 01:49 UTC |
POTTS JOHN T JRDirector
|
GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010246 · doc5.xml · nonDerivative · entry 2 POTTS JOHN T JR · CIK 0001202447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,500 Read SEC document |
| August 02, 2016 Filed Feb 14, 2017 01:49 UTC |
POTTS JOHN T JRDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 135,500 | $0.00 Strike: $0.22 | $0.00 |
DisclosureSEC source: 0001209191-17-010246 · doc5.xml · derivative · entry 3 POTTS JOHN T JR · CIK 0001202447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,800 Underlying: Common Stock · 135,500 shares Expires 2024-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Subject to the reporting person's continuing service, one twenty-fourth (1/24th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the second (2nd) anniversary of the vesting commencement date. The vesting commencement date for this option is March 17, 2014. Read SEC document |
| August 02, 2016 Filed Feb 14, 2017 01:49 UTC |
POTTS JOHN T JRDirector
|
Exercise / conversionCommon Stock | 135,500 | $0.22 | $29,281.55 |
DisclosureSEC source: 0001209191-17-010246 · doc5.xml · nonDerivative · entry 1 POTTS JOHN T JR · CIK 0001202447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.