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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2013 Filed Nov 21, 2013 20:25 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 1,907 $185.19 $353,157.33
Disclosure

SEC source: 0001181431-13-060093 · rrd396031.xml · nonDerivative · entry 2

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,851

Read SEC document
November 20, 2013 Filed Nov 21, 2013 20:25 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 1,000 $185.18 $185,180.00
Disclosure

SEC source: 0001181431-13-060093 · rrd396031.xml · nonDerivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,758

Read SEC document
November 20, 2013 Filed Nov 21, 2013 20:26 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 300 $185.50 $55,650.00
Disclosure

SEC source: 0001181431-13-060094 · rrd396032.xml · nonDerivative · entry 2

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 20, 2013 Filed Nov 21, 2013 20:26 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 100 $185.42 $18,542.00
Disclosure

SEC source: 0001181431-13-060094 · rrd396032.xml · nonDerivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Read SEC document
November 20, 2013 Filed Dec 2, 2013 17:24 UTC
IWATA JON CSenior Vice President
GiftCommon Stock 2,682 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-061035 · rrd396441.xml · nonDerivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,151.1885

Read SEC document
November 19, 2013 Filed Dec 2, 2013 17:22 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 153 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-061032 · rrd396438.xml · nonDerivative · entry 6

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · son

Disclosed balance after: 476

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 19, 2013 Filed Dec 2, 2013 17:22 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 153 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-061032 · rrd396438.xml · nonDerivative · entry 5

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · daughter 2

Disclosed balance after: 476

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 19, 2013 Filed Dec 2, 2013 17:22 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 153 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-061032 · rrd396438.xml · nonDerivative · entry 4

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · daughter 1

Disclosed balance after: 476

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 19, 2013 Filed Dec 2, 2013 17:22 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 153 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-061032 · rrd396438.xml · nonDerivative · entry 3

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,066.0041

Read SEC document
November 19, 2013 Filed Dec 2, 2013 17:22 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 153 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-061032 · rrd396438.xml · nonDerivative · entry 2

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,219.0041

Read SEC document
November 19, 2013 Filed Dec 2, 2013 17:22 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 153 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-061032 · rrd396438.xml · nonDerivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,372.0041

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 16,087 $0.00 Strike: $105.96 $0.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · derivative · entry 21

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,087 shares

Expires 2014-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 100 $184.74 $18,474.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 20

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,856.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 587 $184.73 $108,436.51
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 19

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,956.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 213 $184.72 $39,345.36
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 18

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,543.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 200 $184.71 $36,942.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 17

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,756.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 400 $184.69 $73,876.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 16

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,956.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 1,100 $184.68 $203,148.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 15

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,356.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 1,300 $184.60 $239,980.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 14

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,456.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 599 $184.59 $110,569.41
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 13

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,756.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 200 $184.57 $36,914.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 12

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,355.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 100 $184.56 $18,456.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 11

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,555.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 1,000 $184.49 $184,490.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 10

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,655.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 200 $184.48 $36,896.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 9

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,655.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 200 $184.47 $36,894.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 8

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,855.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 100 $184.46 $18,446.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 7

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,055.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 470 $184.45 $86,691.50
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 6

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,155.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 500 $184.44 $92,220.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 5

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,625.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 100 $184.40 $18,440.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 4

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,125.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 92 $184.37 $16,962.04
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,225.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 100 $184.36 $18,436.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,317.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC
KAVANAUGH JAMES JVP, Controller
Exercise / conversionCommon Stock 16,087 $105.96 $1,704,578.52
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,417.7135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:28 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 100 $184.91 $18,491.00
Disclosure

SEC source: 0001181431-13-059591 · rrd395765.xml · nonDerivative · entry 14

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,330.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:28 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 900 $184.90 $166,410.00
Disclosure

SEC source: 0001181431-13-059591 · rrd395765.xml · nonDerivative · entry 13

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,430.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:28 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 700 $184.89 $129,423.00
Disclosure

SEC source: 0001181431-13-059591 · rrd395765.xml · nonDerivative · entry 12

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,330.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:28 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 100 $184.88 $18,488.00
Disclosure

SEC source: 0001181431-13-059591 · rrd395765.xml · nonDerivative · entry 11

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,030.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:28 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 100 $184.87 $18,487.00
Disclosure

SEC source: 0001181431-13-059591 · rrd395765.xml · nonDerivative · entry 10

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,130.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:28 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 1,100 $184.85 $203,335.00
Disclosure

SEC source: 0001181431-13-059591 · rrd395765.xml · nonDerivative · entry 9

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,230.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:28 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 100 $184.84 $18,484.00
Disclosure

SEC source: 0001181431-13-059591 · rrd395765.xml · nonDerivative · entry 8

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,330.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:28 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 200 $184.82 $36,964.00
Disclosure

SEC source: 0001181431-13-059591 · rrd395765.xml · nonDerivative · entry 7

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,430.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:28 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 1,584 $184.81 $292,739.04
Disclosure

SEC source: 0001181431-13-059591 · rrd395765.xml · nonDerivative · entry 6

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,630.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:28 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 1,200 $184.80 $221,760.00
Disclosure

SEC source: 0001181431-13-059591 · rrd395765.xml · nonDerivative · entry 5

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,214.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:28 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 742 $184.79 $137,114.18
Disclosure

SEC source: 0001181431-13-059591 · rrd395765.xml · nonDerivative · entry 4

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,414.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:28 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 1,300 $184.78 $240,214.00
Disclosure

SEC source: 0001181431-13-059591 · rrd395765.xml · nonDerivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,156.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:28 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 100 $184.76 $18,476.00
Disclosure

SEC source: 0001181431-13-059591 · rrd395765.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,456.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:28 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 300 $184.75 $55,425.00
Disclosure

SEC source: 0001181431-13-059591 · rrd395765.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,556.7135

Read SEC document
November 18, 2013 Filed Dec 2, 2013 17:23 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 920 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-061033 · rrd396439.xml · nonDerivative · entry 3

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,443.6555

Read SEC document
November 18, 2013 Filed Dec 2, 2013 17:23 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 920 $0.00 $0.00
Disclosure

SEC source: 0001181431-13-061033 · rrd396439.xml · nonDerivative · entry 2

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,363.6555

Read SEC document
November 15, 2013 Filed Nov 18, 2013 14:38 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 5 $183.19 Strike: $0.00 $915.95
Disclosure

SEC source: 0001181431-13-059384 · rrd395602.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,925

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 15, 2013 Filed Nov 18, 2013 14:39 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 8 $183.19 Strike: $0.00 $1,465.52
Disclosure

SEC source: 0001181431-13-059385 · rrd395603.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,575

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.