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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2020 Filed Jun 10, 2020 01:32 UTC
KRISHNA ARVINDDirector · CEO
Exercise / conversionCommon Stock 2,113 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004395 · primarydocument.xml · nonDerivative · entry 3

KRISHNA ARVIND · CIK 0001629898 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,769.119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:33 UTC
KEVERIAN KENNETH MSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,914 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004396 · primarydocument.xml · derivative · entry 14

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,829

Underlying: Common Stock · 1,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:33 UTC
KEVERIAN KENNETH MSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004396 · primarydocument.xml · derivative · entry 13

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:33 UTC
KEVERIAN KENNETH MSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,993 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004396 · primarydocument.xml · derivative · entry 12

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:33 UTC
KEVERIAN KENNETH MSenior Vice President
GrantRst. Stock Unit · Derivative 12,218 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004396 · primarydocument.xml · derivative · entry 11

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,218

Underlying: Common Stock · 12,218 shares

Expires not disclosed

F4 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,054 of these units on 06/08/2021, 3,054 of these units on 06/08/2022, 3,054 of these units on 06/08/2023, and 3,056 of these units on 06/08/2024

F4 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,054 of these units on 06/08/2021, 3,054 of these units on 06/08/2022, 3,054 of these units on 06/08/2023, and 3,056 of these units on 06/08/2024

F4 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,054 of these units on 06/08/2021, 3,054 of these units on 06/08/2022, 3,054 of these units on 06/08/2023, and 3,056 of these units on 06/08/2024

F4 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,054 of these units on 06/08/2021, 3,054 of these units on 06/08/2022, 3,054 of these units on 06/08/2023, and 3,056 of these units on 06/08/2024

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:33 UTC
KEVERIAN KENNETH MSenior Vice President
Tax withholdingCommon Stock 969 $134.08 $129,918.68
Disclosure

SEC source: 0001562180-20-004396 · primarydocument.xml · nonDerivative · entry 8

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,578.761

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:33 UTC
KEVERIAN KENNETH MSenior Vice President
Exercise / conversionCommon Stock 1,993 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004396 · primarydocument.xml · nonDerivative · entry 7

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,547.761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:33 UTC
KEVERIAN KENNETH MSenior Vice President
Tax withholdingCommon Stock 922 $134.08 $123,617.15
Disclosure

SEC source: 0001562180-20-004396 · primarydocument.xml · nonDerivative · entry 6

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,554.761

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:33 UTC
KEVERIAN KENNETH MSenior Vice President
Exercise / conversionCommon Stock 1,914 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004396 · primarydocument.xml · nonDerivative · entry 5

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,476.761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:33 UTC
KEVERIAN KENNETH MSenior Vice President
Tax withholdingCommon Stock 848 $134.08 $113,695.60
Disclosure

SEC source: 0001562180-20-004396 · primarydocument.xml · nonDerivative · entry 4

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,562.761

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:33 UTC
KEVERIAN KENNETH MSenior Vice President
Exercise / conversionCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004396 · primarydocument.xml · nonDerivative · entry 3

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,410.761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KELLY JOHN E IIIExecutive Vice President
Exercise / conversionRst. Stock Unit · Derivative 3,117 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004397 · primarydocument.xml · derivative · entry 17

KELLY JOHN E III · CIK 0001180452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,235

Underlying: Common Stock · 3,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KELLY JOHN E IIIExecutive Vice President
Exercise / conversionRst. Stock Unit · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004397 · primarydocument.xml · derivative · entry 16

KELLY JOHN E III · CIK 0001180452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KELLY JOHN E IIIExecutive Vice President
Exercise / conversionRst. Stock Unit · Derivative 3,319 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004397 · primarydocument.xml · derivative · entry 15

KELLY JOHN E III · CIK 0001180452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KELLY JOHN E IIIExecutive Vice President
GrantRst. Stock Unit · Derivative 17,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004397 · primarydocument.xml · derivative · entry 14

KELLY JOHN E III · CIK 0001180452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,900

Underlying: Common Stock · 17,900 shares

Expires not disclosed

F4 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 4,475 of these units on 06/08/2021, 4,475 of these units on 06/08/2022, 4,475 of these units on 06/08/2023, and 4,475 of these units on 06/08/2024

F4 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 4,475 of these units on 06/08/2021, 4,475 of these units on 06/08/2022, 4,475 of these units on 06/08/2023, and 4,475 of these units on 06/08/2024

F4 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 4,475 of these units on 06/08/2021, 4,475 of these units on 06/08/2022, 4,475 of these units on 06/08/2023, and 4,475 of these units on 06/08/2024

F4 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 4,475 of these units on 06/08/2021, 4,475 of these units on 06/08/2022, 4,475 of these units on 06/08/2023, and 4,475 of these units on 06/08/2024

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KELLY JOHN E IIIExecutive Vice President
Tax withholdingCommon Stock 1,626 $134.08 $218,005.95
Disclosure

SEC source: 0001562180-20-004397 · primarydocument.xml · nonDerivative · entry 8

KELLY JOHN E III · CIK 0001180452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,658.3586

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KELLY JOHN E IIIExecutive Vice President
Exercise / conversionCommon Stock 3,319 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004397 · primarydocument.xml · nonDerivative · entry 7

KELLY JOHN E III · CIK 0001180452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,284.3586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KELLY JOHN E IIIExecutive Vice President
Tax withholdingCommon Stock 1,527 $134.08 $204,732.53
Disclosure

SEC source: 0001562180-20-004397 · primarydocument.xml · nonDerivative · entry 6

KELLY JOHN E III · CIK 0001180452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,965.3586

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KELLY JOHN E IIIExecutive Vice President
Exercise / conversionCommon Stock 3,117 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004397 · primarydocument.xml · nonDerivative · entry 5

KELLY JOHN E III · CIK 0001180452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,492.3586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KELLY JOHN E IIIExecutive Vice President
Tax withholdingCommon Stock 1,347 $134.08 $180,599.03
Disclosure

SEC source: 0001562180-20-004397 · primarydocument.xml · nonDerivative · entry 4

KELLY JOHN E III · CIK 0001180452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,375.3586

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KELLY JOHN E IIIExecutive Vice President
Exercise / conversionCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004397 · primarydocument.xml · nonDerivative · entry 3

KELLY JOHN E III · CIK 0001180452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,722.3586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KAVANAUGH JAMES JSr. VP and CFO
Exercise / conversionRst. Stock Unit · Derivative 2,871 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004398 · primarydocument.xml · derivative · entry 13

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,743

Underlying: Common Stock · 2,871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KAVANAUGH JAMES JSr. VP and CFO
Exercise / conversionRst. Stock Unit · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004398 · primarydocument.xml · derivative · entry 12

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KAVANAUGH JAMES JSr. VP and CFO
Exercise / conversionRst. Stock Unit · Derivative 2,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004398 · primarydocument.xml · derivative · entry 11

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantRst. Stock Unit · Derivative 22,020 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004398 · primarydocument.xml · derivative · entry 10

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,020

Underlying: Common Stock · 22,020 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,505 of these units on 06/08/2021, 5,505 of these units on 06/08/2022, 5,505 of these units on 06/08/2023, and 5,505 of these units on 06/08/2024

F3 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,505 of these units on 06/08/2021, 5,505 of these units on 06/08/2022, 5,505 of these units on 06/08/2023, and 5,505 of these units on 06/08/2024

F3 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,505 of these units on 06/08/2021, 5,505 of these units on 06/08/2022, 5,505 of these units on 06/08/2023, and 5,505 of these units on 06/08/2024

F3 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,505 of these units on 06/08/2021, 5,505 of these units on 06/08/2022, 5,505 of these units on 06/08/2023, and 5,505 of these units on 06/08/2024

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KAVANAUGH JAMES JSr. VP and CFO
Tax withholdingCommon Stock 1,391 $134.08 $186,498.33
Disclosure

SEC source: 0001562180-20-004398 · primarydocument.xml · nonDerivative · entry 8

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,540.8498

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KAVANAUGH JAMES JSr. VP and CFO
Exercise / conversionCommon Stock 2,871 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004398 · primarydocument.xml · nonDerivative · entry 7

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,931.8498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KAVANAUGH JAMES JSr. VP and CFO
Tax withholdingCommon Stock 1,026 $134.08 $137,560.95
Disclosure

SEC source: 0001562180-20-004398 · primarydocument.xml · nonDerivative · entry 6

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,060.8498

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KAVANAUGH JAMES JSr. VP and CFO
Exercise / conversionCommon Stock 2,113 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004398 · primarydocument.xml · nonDerivative · entry 5

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,086.8498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KAVANAUGH JAMES JSr. VP and CFO
Tax withholdingCommon Stock 969 $134.08 $129,918.68
Disclosure

SEC source: 0001562180-20-004398 · primarydocument.xml · nonDerivative · entry 4

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,973.8498

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
KAVANAUGH JAMES JSr. VP and CFO
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004398 · primarydocument.xml · nonDerivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,942.8498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
Gherson Diane JSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 2,078 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004399 · primarydocument.xml · derivative · entry 13

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,157

Underlying: Common Stock · 2,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
Gherson Diane JSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004399 · primarydocument.xml · derivative · entry 12

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
Gherson Diane JSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,932 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004399 · primarydocument.xml · derivative · entry 11

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
Gherson Diane JSenior Vice President
GrantRst. Stock Unit · Derivative 12,786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004399 · primarydocument.xml · derivative · entry 10

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,786

Underlying: Common Stock · 12,786 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,196 of these units on 06/08/2021, 3,196 of these units on 06/08/2022, 3,196 of these units on 06/08/2023, and 3,198 of these units on 06/08/2024.

F3 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,196 of these units on 06/08/2021, 3,196 of these units on 06/08/2022, 3,196 of these units on 06/08/2023, and 3,198 of these units on 06/08/2024.

F3 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,196 of these units on 06/08/2021, 3,196 of these units on 06/08/2022, 3,196 of these units on 06/08/2023, and 3,198 of these units on 06/08/2024.

F3 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,196 of these units on 06/08/2021, 3,196 of these units on 06/08/2022, 3,196 of these units on 06/08/2023, and 3,198 of these units on 06/08/2024.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
Gherson Diane JSenior Vice President
Tax withholdingCommon Stock 1,007 $134.08 $135,013.53
Disclosure

SEC source: 0001562180-20-004399 · primarydocument.xml · nonDerivative · entry 8

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,945.5164

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
Gherson Diane JSenior Vice President
Exercise / conversionCommon Stock 2,078 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004399 · primarydocument.xml · nonDerivative · entry 7

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,952.5164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
Gherson Diane JSenior Vice President
Tax withholdingCommon Stock 937 $134.08 $125,628.28
Disclosure

SEC source: 0001562180-20-004399 · primarydocument.xml · nonDerivative · entry 6

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,874.5164

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
Gherson Diane JSenior Vice President
Exercise / conversionCommon Stock 1,932 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004399 · primarydocument.xml · nonDerivative · entry 5

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,811.5164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
Gherson Diane JSenior Vice President
Tax withholdingCommon Stock 848 $134.08 $113,695.60
Disclosure

SEC source: 0001562180-20-004399 · primarydocument.xml · nonDerivative · entry 4

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,879.5164

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:34 UTC
Gherson Diane JSenior Vice President
Exercise / conversionCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004399 · primarydocument.xml · nonDerivative · entry 3

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,727.5164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:35 UTC
Del Bene Robert FVP, Controller
Exercise / conversionRst. Stock Unit · Derivative 937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004400 · primarydocument.xml · derivative · entry 13

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,876

Underlying: Common Stock · 937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:35 UTC
Del Bene Robert FVP, Controller
Exercise / conversionRst. Stock Unit · Derivative 857 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004400 · primarydocument.xml · derivative · entry 12

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858

Underlying: Common Stock · 857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:35 UTC
Del Bene Robert FVP, Controller
Exercise / conversionRst. Stock Unit · Derivative 605 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004400 · primarydocument.xml · derivative · entry 11

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:35 UTC
Del Bene Robert FVP, Controller
GrantRst. Stock Unit · Derivative 6,495 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004400 · primarydocument.xml · derivative · entry 10

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,495

Underlying: Common Stock · 6,495 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,623 of these units on 06/08/2021, 1,623 of these units on 06/08/2022, 1,623 of these units on 06/08/2023, and 1,626 of these units on 06/08/2024.

F3 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,623 of these units on 06/08/2021, 1,623 of these units on 06/08/2022, 1,623 of these units on 06/08/2023, and 1,626 of these units on 06/08/2024.

F3 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,623 of these units on 06/08/2021, 1,623 of these units on 06/08/2022, 1,623 of these units on 06/08/2023, and 1,626 of these units on 06/08/2024.

F3 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,623 of these units on 06/08/2021, 1,623 of these units on 06/08/2022, 1,623 of these units on 06/08/2023, and 1,626 of these units on 06/08/2024.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:35 UTC
Del Bene Robert FVP, Controller
Tax withholdingCommon Stock 499 $134.08 $66,903.43
Disclosure

SEC source: 0001562180-20-004400 · primarydocument.xml · nonDerivative · entry 8

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,141.776

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:35 UTC
Del Bene Robert FVP, Controller
Exercise / conversionCommon Stock 937 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004400 · primarydocument.xml · nonDerivative · entry 7

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,640.776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:35 UTC
Del Bene Robert FVP, Controller
Tax withholdingCommon Stock 457 $134.08 $61,272.28
Disclosure

SEC source: 0001562180-20-004400 · primarydocument.xml · nonDerivative · entry 6

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,703.776

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:35 UTC
Del Bene Robert FVP, Controller
Exercise / conversionCommon Stock 857 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004400 · primarydocument.xml · nonDerivative · entry 5

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,160.776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:35 UTC
Del Bene Robert FVP, Controller
Tax withholdingCommon Stock 322 $134.08 $43,172.15
Disclosure

SEC source: 0001562180-20-004400 · primarydocument.xml · nonDerivative · entry 4

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,303.776

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.