Tapewire

NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2007 Filed Feb 28, 2007 19:07 UTC Exercise / conversionCommon Stock 4,000 $40.13 $160,500.00
Disclosure

SEC source: 0001181431-07-015320 · rrd149220.xml · nonDerivative · entry 1

DORMANN JUERGEN · CIK 0001180528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2007 Filed Mar 1, 2007 17:16 UTC
SANFORD LINDA SSenior Vice President
GrantRst. Stock Unit · Derivative 10,990 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-015708 · rrd149342.xml · derivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,990

Underlying: Common Stock · 10,990 shares

Expires not disclosed

F1 · derivative.exercise_price: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 02/27/2012.

F1 · kind: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 02/27/2012.

F1 · derivative.exercise_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 02/27/2012.

F1 · derivative.expiration_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 02/27/2012.

Read SEC document
February 27, 2007 Filed Mar 1, 2007 17:16 UTC
IWATA JON CSenior Vice President
GrantRst. Stock Unit · Derivative 10,990 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-015710 · rrd149343.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,990

Underlying: Common Stock · 10,990 shares

Expires not disclosed

F1 · derivative.exercise_price: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 02/27/2012.

F1 · kind: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 02/27/2012.

F1 · derivative.exercise_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 02/27/2012.

F1 · derivative.expiration_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 02/27/2012.

Read SEC document
February 25, 2007 Filed Feb 27, 2007 01:26 UTC
Shaughnessy Timothy SVP, Controller
Exercise / conversionRst. Stock Unit · Derivative 216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-014640 · rrd148832.xml · derivative · entry 4

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 0

Underlying: Common Stock · 216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 25, 2007 Filed Feb 27, 2007 01:26 UTC
Shaughnessy Timothy SVP, Controller
Tax withholdingCommon Stock 87 $97.93 $8,519.48
Disclosure

SEC source: 0001181431-07-014640 · rrd148832.xml · nonDerivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 1,222.526

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 25, 2007 Filed Feb 27, 2007 01:26 UTC
Shaughnessy Timothy SVP, Controller
Exercise / conversionCommon Stock 216 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-014640 · rrd148832.xml · nonDerivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 1,309.526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 25, 2007 Filed Feb 27, 2007 01:27 UTC
MOFFAT ROBERT W JRSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 17,241 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-014643 · rrd148825.xml · derivative · entry 3

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 25, 2007 Filed Feb 27, 2007 01:27 UTC
MOFFAT ROBERT W JRSenior Vice President
Tax withholdingCommon Stock 7,450 $97.93 $729,541.25
Disclosure

SEC source: 0001181431-07-014643 · rrd148825.xml · nonDerivative · entry 2

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,941.9055

Read SEC document
February 25, 2007 Filed Feb 27, 2007 01:27 UTC
MOFFAT ROBERT W JRSenior Vice President
Exercise / conversionCommon Stock 17,241 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-014643 · rrd148825.xml · nonDerivative · entry 1

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,391.9055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2007 Filed Feb 27, 2007 01:29 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 17,241 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-014646 · rrd148802.xml · derivative · entry 3

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 25, 2007 Filed Feb 27, 2007 01:29 UTC
KELLY JOHN E IIISenior Vice President
Tax withholdingCommon Stock 7,552 $97.93 $739,529.60
Disclosure

SEC source: 0001181431-07-014646 · rrd148802.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,764.6269

Read SEC document
February 25, 2007 Filed Feb 27, 2007 01:29 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionCommon Stock 17,241 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-014646 · rrd148802.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,316.6269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2007 Filed Feb 20, 2007 19:18 UTC
Rometty Virginia MSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 22,006 $0.00 Strike: $78.13 $0.00
Disclosure

SEC source: 0001181431-07-012720 · rrd147811.xml · derivative · entry 4

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,336

Underlying: Common Stock · 22,006 shares

Expires 2013-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four equal annual installments; the most recent vesting occurred on the date shown above.

Read SEC document
February 16, 2007 Filed Feb 20, 2007 19:18 UTC
Rometty Virginia MSenior Vice President
SaleCommon Stock 22,006 $99.15 $2,181,784.87
Disclosure

SEC source: 0001181431-07-012720 · rrd147811.xml · nonDerivative · entry 3

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,999.5907

F1 · price: The price shown reflects the weighted average of multiple sales, ranging from $99.1200 to $99.1600 per share.

Read SEC document
February 16, 2007 Filed Feb 20, 2007 19:18 UTC
Rometty Virginia MSenior Vice President
SaleCommon Stock 4,464 $98.97 $441,802.08
Disclosure

SEC source: 0001181431-07-012720 · rrd147811.xml · nonDerivative · entry 2

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,005.5907

Read SEC document
February 16, 2007 Filed Feb 20, 2007 19:18 UTC
Rometty Virginia MSenior Vice President
Exercise / conversionCommon Stock 22,006 $78.13 $1,719,328.78
Disclosure

SEC source: 0001181431-07-012720 · rrd147811.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,469.5907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2007 Filed Feb 16, 2007 15:31 UTC
MACDONALD J RANDALLSenior Vice President
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-012262 · rrd147572.xml · derivative · entry 1

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,510

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 15, 2007 Filed Feb 16, 2007 15:31 UTC
GREENE JESSE J JRVP, Treasurer
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-012263 · rrd147573.xml · derivative · entry 1

GREENE JESSE J JR · CIK 0001111353 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,237

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 09, 2007 Filed Feb 12, 2007 20:51 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 11,000 $99.27 $1,091,950.20
Disclosure

SEC source: 0001181431-07-010492 · rrd146624.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,007.1273

F1 · price: The price shown reflects the weighted average of multiple sales, ranging from $99.2300 to $99.3000 per share.

Read SEC document
February 08, 2007 Filed Feb 9, 2007 17:18 UTC Exercise / conversionBOD Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $58.22 $0.00
Disclosure

SEC source: 0001181431-07-009944 · rrd146471.xml · derivative · entry 6

BLACK CATHLEEN · CIK 0001180520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2008-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
February 08, 2007 Filed Feb 9, 2007 17:18 UTC Exercise / conversionBOD Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $40.13 $0.00
Disclosure

SEC source: 0001181431-07-009944 · rrd146471.xml · derivative · entry 5

BLACK CATHLEEN · CIK 0001180520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2007-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
February 08, 2007 Filed Feb 9, 2007 17:18 UTC SaleCommon Stock 8,000 $99.34 $794,704.00
Disclosure

SEC source: 0001181431-07-009944 · rrd146471.xml · nonDerivative · entry 3

BLACK CATHLEEN · CIK 0001180520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · price: The price shown reflects the weighted average of multiple sales, ranging from $99.2800 to $99.3800 per share.

Read SEC document
February 08, 2007 Filed Feb 9, 2007 17:18 UTC Exercise / conversionCommon Stock 4,000 $58.22 $232,880.00
Disclosure

SEC source: 0001181431-07-009944 · rrd146471.xml · nonDerivative · entry 2

BLACK CATHLEEN · CIK 0001180520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2007 Filed Feb 9, 2007 17:18 UTC Exercise / conversionCommon Stock 4,000 $40.13 $160,500.00
Disclosure

SEC source: 0001181431-07-009944 · rrd146471.xml · nonDerivative · entry 1

BLACK CATHLEEN · CIK 0001180520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 15:56 UTC
ZEITLER WILLIAM MSenior Vice President
GrantPhantom Stock Unit · Derivative 19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009421 · rrd146194.xml · derivative · entry 1

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 15:56 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009422 · rrd146195.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 15:57 UTC
Shaughnessy Timothy SVP, Controller
GrantPhantom Stock Unit · Derivative 2 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009423 · rrd146196.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 473

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 15:57 UTC
Shaughnessy Timothy SVP, Controller
GrantPhantom Stock Unit · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009423 · rrd146196.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,040

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 15:58 UTC
SANFORD LINDA SSenior Vice President
GrantPhantom Stock Unit · Derivative 13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009424 · rrd146197.xml · derivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,226

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 15:58 UTC
Rometty Virginia MSenior Vice President
GrantPhantom Stock Unit · Derivative 39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009425 · rrd146198.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,977

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 15:59 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
GrantPhantom Stock Unit · Derivative 159 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009426 · rrd146199.xml · derivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,737

Underlying: Common Stock · 159 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 15:59 UTC
O DONNELL DANIEL EVP, Secretary
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009427 · rrd146200.xml · derivative · entry 1

O DONNELL DANIEL E · CIK 0001180461 · VP, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,957

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 16:00 UTC
MOFFAT ROBERT W JRSenior Vice President
GrantPhantom Stock Unit · Derivative 15 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009428 · rrd146201.xml · derivative · entry 1

MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,976

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 16:01 UTC
MACDONALD J RANDALLSenior Vice President
GrantPhantom Stock Unit · Derivative 68 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009432 · rrd146203.xml · derivative · entry 1

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,503

Underlying: Common Stock · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 16:01 UTC
MILLS STEVEN ASenior Vice President
GrantPhantom Stock Unit · Derivative 79 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009430 · rrd146202.xml · derivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,278

Underlying: Common Stock · 79 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 16:02 UTC
LOUGHRIDGE MARKSr. VP and CFO
GrantPhantom Stock Unit · Derivative 18 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009433 · rrd146204.xml · derivative · entry 1

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,916

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 16:02 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 22 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009434 · rrd146205.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,008

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 16:03 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009435 · rrd146206.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,366

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 16:03 UTC
HORN PAUL MSenior Vice President
GrantPhantom Stock Unit · Derivative 25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009436 · rrd146207.xml · derivative · entry 1

HORN PAUL M · CIK 0001180448 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,305

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 16:04 UTC
HARRELD J BRUCESenior Vice President
GrantPhantom Stock Unit · Derivative 16 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009437 · rrd146208.xml · derivative · entry 1

HARRELD J BRUCE · CIK 0001180446 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,222

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 16:04 UTC
GREENE JESSE J JRVP, Treasurer
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009438 · rrd146209.xml · derivative · entry 1

GREENE JESSE J JR · CIK 0001111353 · VP, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,231

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 16:05 UTC
ELIX DOUGLAS TSenior Vice President
GrantPhantom Stock Unit · Derivative 17 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009439 · rrd146210.xml · derivative · entry 1

ELIX DOUGLAS T · CIK 0001180444 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,416

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 16:06 UTC
DONOFRIO NICHOLAS MExecutive Vice President
GrantPhantom Stock Unit · Derivative 31 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009440 · rrd146211.xml · derivative · entry 1

DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,195

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 07, 2007 Filed Feb 8, 2007 16:06 UTC
Daniels Michael ESenior Vice President
GrantPhantom Stock Unit · Derivative 26 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-07-009441 · rrd146212.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,389

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.

Read SEC document
February 01, 2007 Filed Feb 3, 2007 01:58 UTC
ZEITLER WILLIAM MSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 30,828 $0.00 Strike: $36.06 $0.00
Disclosure

SEC source: 0001181431-07-008226 · rrd145426.xml · derivative · entry 8

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,828 shares

Expires 2007-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
February 01, 2007 Filed Feb 3, 2007 01:58 UTC
ZEITLER WILLIAM MSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 2,772 $0.00 Strike: $36.06 $0.00
Disclosure

SEC source: 0001181431-07-008226 · rrd145426.xml · derivative · entry 7

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,772 shares

Expires 2007-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
February 01, 2007 Filed Feb 3, 2007 01:58 UTC
ZEITLER WILLIAM MSenior Vice President
Tax withholdingCommon Stock 5,671 $98.57 $558,962.12
Disclosure

SEC source: 0001181431-07-008226 · rrd145426.xml · nonDerivative · entry 5

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,135.1214

Read SEC document
February 01, 2007 Filed Feb 3, 2007 01:58 UTC
ZEITLER WILLIAM MSenior Vice President
GrantCommon Stock 13,194 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-008226 · rrd145426.xml · nonDerivative · entry 4

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,806.1214

F2 · kind: These shares result from performance stock units which vested at the end of the performance period and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
February 01, 2007 Filed Feb 3, 2007 01:58 UTC
ZEITLER WILLIAM MSenior Vice President
SaleCommon Stock 33,600 $99.08 $3,329,252.64
Disclosure

SEC source: 0001181431-07-008226 · rrd145426.xml · nonDerivative · entry 3

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,612.1214

F1 · price: The price shown reflects the weighted average of multiple sales, ranging from $99.02 to $99.14 per share.

Read SEC document
February 01, 2007 Filed Feb 3, 2007 01:58 UTC
ZEITLER WILLIAM MSenior Vice President
Exercise / conversionCommon Stock 30,828 $36.06 $1,111,734.75
Disclosure

SEC source: 0001181431-07-008226 · rrd145426.xml · nonDerivative · entry 2

ZEITLER WILLIAM M · CIK 0001180516 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,212.1214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.