IBM

SEC source: 0001629898-26-000004 · primarydocument.xml · derivative · entry 2

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,071

Underlying: Common Stock · 90,071 shares

Expires 2036-02-25

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

SEC source: 0001629898-26-000004 · primarydocument.xml · derivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,518

Underlying: Common Stock · 22,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,629 of these units on February 26, 2027, 5,630 of these units on February 26, 2028, 5,629 of these units on February 26, 2029, and 5,630 of these units on February 26, 2030.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,629 of these units on February 26, 2027, 5,630 of these units on February 26, 2028, 5,629 of these units on February 26, 2029, and 5,630 of these units on February 26, 2030.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,629 of these units on February 26, 2027, 5,630 of these units on February 26, 2028, 5,629 of these units on February 26, 2029, and 5,630 of these units on February 26, 2030.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,629 of these units on February 26, 2027, 5,630 of these units on February 26, 2028, 5,629 of these units on February 26, 2029, and 5,630 of these units on February 26, 2030.

SEC source: 0001837510-26-000004 · primarydocument.xml · derivative · entry 2

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,138

Underlying: Common Stock · 25,138 shares

Expires 2036-02-25

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

SEC source: 0001837510-26-000004 · primarydocument.xml · derivative · entry 1

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,285

Underlying: Common Stock · 6,285 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,571 of these units on February 26, 2027, 1,571 of these units on February 26, 2028, 1,571 of these units on February 26, 2029, and 1,572 of these units on February 26, 2030.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,571 of these units on February 26, 2027, 1,571 of these units on February 26, 2028, 1,571 of these units on February 26, 2029, and 1,572 of these units on February 26, 2030.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,571 of these units on February 26, 2027, 1,571 of these units on February 26, 2028, 1,571 of these units on February 26, 2029, and 1,572 of these units on February 26, 2030.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,571 of these units on February 26, 2027, 1,571 of these units on February 26, 2028, 1,571 of these units on February 26, 2029, and 1,572 of these units on February 26, 2030.

SEC source: 0001875415-26-000004 · primarydocument.xml · derivative · entry 2

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,584

Underlying: Common Stock · 7,584 shares

Expires 2036-02-25

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

SEC source: 0001875415-26-000004 · primarydocument.xml · derivative · entry 1

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,844

Underlying: Common Stock · 2,844 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 711 of these units on February 26, 2027, 711 of these units on February 26, 2028, 711 of these units on February 26, 2029, and 711 of these units on February 26, 2030.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 711 of these units on February 26, 2027, 711 of these units on February 26, 2028, 711 of these units on February 26, 2029, and 711 of these units on February 26, 2030.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 711 of these units on February 26, 2027, 711 of these units on February 26, 2028, 711 of these units on February 26, 2029, and 711 of these units on February 26, 2030.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 711 of these units on February 26, 2027, 711 of these units on February 26, 2028, 711 of these units on February 26, 2029, and 711 of these units on February 26, 2030.

SEC source: 0002005007-26-000004 · primarydocument.xml · derivative · entry 2

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,258

Underlying: Common Stock · 42,258 shares

Expires 2036-02-25

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

SEC source: 0002005007-26-000004 · primarydocument.xml · derivative · entry 1

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,565

Underlying: Common Stock · 10,565 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,641 of these units on February 26, 2027, 2,641 of these units on February 26, 2028, 2,641 of these units on February 26, 2029, and 2,642 of these units on February 26, 2030.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,641 of these units on February 26, 2027, 2,641 of these units on February 26, 2028, 2,641 of these units on February 26, 2029, and 2,642 of these units on February 26, 2030.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,641 of these units on February 26, 2027, 2,641 of these units on February 26, 2028, 2,641 of these units on February 26, 2029, and 2,642 of these units on February 26, 2030.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,641 of these units on February 26, 2027, 2,641 of these units on February 26, 2028, 2,641 of these units on February 26, 2029, and 2,642 of these units on February 26, 2030.

SEC source: 0002026599-26-000003 · primarydocument.xml · derivative · entry 2

Robinson Anne · CIK 0002026599 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,363

Underlying: Common Stock · 25,363 shares

Expires 2036-02-25

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

SEC source: 0002026599-26-000003 · primarydocument.xml · derivative · entry 1

Robinson Anne · CIK 0002026599 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,341

Underlying: Common Stock · 6,341 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,585 of these units on February 26, 2027, 1,585 of these units on February 26, 2028, 1,585 of these units on February 26, 2029, and 1,586 of these units on February 26, 2030.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,585 of these units on February 26, 2027, 1,585 of these units on February 26, 2028, 1,585 of these units on February 26, 2029, and 1,586 of these units on February 26, 2030.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,585 of these units on February 26, 2027, 1,585 of these units on February 26, 2028, 1,585 of these units on February 26, 2029, and 1,586 of these units on February 26, 2030.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,585 of these units on February 26, 2027, 1,585 of these units on February 26, 2028, 1,585 of these units on February 26, 2029, and 1,586 of these units on February 26, 2030.

SEC source: 0001769389-26-000002 · primarydocument.xml · nonDerivative · entry 1

HOWARD MICHELLE J · CIK 0001769389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194

SEC source: 0001771933-26-000002 · primarydocument.xml · nonDerivative · entry 1

Miebach Michael · CIK 0001771933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $233.19 to $233.48, inclusive. The reporting person undertakes to provide to International Business Machines Corporation (IBM), any security holder of IBM, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

SEC source: 0001366945-26-000003 · primarydocument.xml · derivative · entry 9

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,491

Underlying: Common Stock · 2,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: On 2/21/24, the reporting person was granted 8,982 RSUs, 2,245 of which vested on 2/21/25, 2,246 of which vested on 2/21/26, 2,245 of which will vest on 2/21/27, and 2,246 of which will vest on 2/21/28.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F5 · derivative.exercise_date: On 2/21/24, the reporting person was granted 8,982 RSUs, 2,245 of which vested on 2/21/25, 2,246 of which vested on 2/21/26, 2,245 of which will vest on 2/21/27, and 2,246 of which will vest on 2/21/28.

F5 · derivative.expiration_date: On 2/21/24, the reporting person was granted 8,982 RSUs, 2,245 of which vested on 2/21/25, 2,246 of which vested on 2/21/26, 2,245 of which will vest on 2/21/27, and 2,246 of which will vest on 2/21/28.

F5 · balance_after: On 2/21/24, the reporting person was granted 8,982 RSUs, 2,245 of which vested on 2/21/25, 2,246 of which vested on 2/21/26, 2,245 of which will vest on 2/21/27, and 2,246 of which will vest on 2/21/28.

SEC source: 0001366945-26-000003 · primarydocument.xml · derivative · entry 8

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,612

Underlying: Common Stock · 2,611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On 2/21/23, the reporting person was granted 10,446 RSUs, 2,611 of which vested on 2/21/24, 2,612 of which vested on 2/21/25, 2,611 of which vested on 2/21/26 and 2,612 of which will vest on 2/21/27.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F4 · derivative.exercise_date: On 2/21/23, the reporting person was granted 10,446 RSUs, 2,611 of which vested on 2/21/24, 2,612 of which vested on 2/21/25, 2,611 of which vested on 2/21/26 and 2,612 of which will vest on 2/21/27.

F4 · derivative.expiration_date: On 2/21/23, the reporting person was granted 10,446 RSUs, 2,611 of which vested on 2/21/24, 2,612 of which vested on 2/21/25, 2,611 of which vested on 2/21/26 and 2,612 of which will vest on 2/21/27.

F4 · balance_after: On 2/21/23, the reporting person was granted 10,446 RSUs, 2,611 of which vested on 2/21/24, 2,612 of which vested on 2/21/25, 2,611 of which vested on 2/21/26 and 2,612 of which will vest on 2/21/27.

SEC source: 0001366945-26-000003 · primarydocument.xml · derivative · entry 7

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 2/21/22, the reporting person was granted 10,891 RSUs, 2,722 of which vested on 2/21/23, 2,722 of which vested on 2/21/24, 2,722 of which vested on 2/21/25 and 2,725 of which vested on 2/21/26.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: On 2/21/22, the reporting person was granted 10,891 RSUs, 2,722 of which vested on 2/21/23, 2,722 of which vested on 2/21/24, 2,722 of which vested on 2/21/25 and 2,725 of which vested on 2/21/26.

F1 · derivative.expiration_date: On 2/21/22, the reporting person was granted 10,891 RSUs, 2,722 of which vested on 2/21/23, 2,722 of which vested on 2/21/24, 2,722 of which vested on 2/21/25 and 2,725 of which vested on 2/21/26.

SEC source: 0001366945-26-000003 · primarydocument.xml · nonDerivative · entry 6

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,590.186

SEC source: 0001366945-26-000003 · primarydocument.xml · nonDerivative · entry 5

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,833.186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001366945-26-000003 · primarydocument.xml · nonDerivative · entry 4

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,587.186

SEC source: 0001366945-26-000003 · primarydocument.xml · nonDerivative · entry 3

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,031.186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001366945-26-000003 · primarydocument.xml · nonDerivative · entry 2

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,420.186

SEC source: 0001366945-26-000003 · primarydocument.xml · nonDerivative · entry 1

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,927.186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001433640-26-000003 · primarydocument.xml · derivative · entry 9

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,754

Underlying: Common Stock · 2,877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: On 2/21/24, the reporting person was granted 11,508 RSUs, 2,877 of which vested on 2/21/25, 2,877 of which vested on 2/21/26, 2,877 of which will vest on 2/21/27, and 2,877 of which will vest on 2/21/28.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F5 · derivative.exercise_date: On 2/21/24, the reporting person was granted 11,508 RSUs, 2,877 of which vested on 2/21/25, 2,877 of which vested on 2/21/26, 2,877 of which will vest on 2/21/27, and 2,877 of which will vest on 2/21/28.

F5 · derivative.expiration_date: On 2/21/24, the reporting person was granted 11,508 RSUs, 2,877 of which vested on 2/21/25, 2,877 of which vested on 2/21/26, 2,877 of which will vest on 2/21/27, and 2,877 of which will vest on 2/21/28.

F5 · balance_after: On 2/21/24, the reporting person was granted 11,508 RSUs, 2,877 of which vested on 2/21/25, 2,877 of which vested on 2/21/26, 2,877 of which will vest on 2/21/27, and 2,877 of which will vest on 2/21/28.

SEC source: 0001433640-26-000003 · primarydocument.xml · derivative · entry 8

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,575

Underlying: Common Stock · 3,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On 2/21/23, the reporting person was granted 14,299 RSUs, 3,574 of which vested on 2/21/24, 3,575 of which vested on 2/21/25, 3,575 of which vested on 2/21/26 and 3,575 of which will vest on 2/21/27.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F4 · derivative.exercise_date: On 2/21/23, the reporting person was granted 14,299 RSUs, 3,574 of which vested on 2/21/24, 3,575 of which vested on 2/21/25, 3,575 of which vested on 2/21/26 and 3,575 of which will vest on 2/21/27.

F4 · derivative.expiration_date: On 2/21/23, the reporting person was granted 14,299 RSUs, 3,574 of which vested on 2/21/24, 3,575 of which vested on 2/21/25, 3,575 of which vested on 2/21/26 and 3,575 of which will vest on 2/21/27.

F4 · balance_after: On 2/21/23, the reporting person was granted 14,299 RSUs, 3,574 of which vested on 2/21/24, 3,575 of which vested on 2/21/25, 3,575 of which vested on 2/21/26 and 3,575 of which will vest on 2/21/27.

SEC source: 0001433640-26-000003 · primarydocument.xml · derivative · entry 7

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 2/21/22, the reporting person was granted 13,520 RSUs, 3,380 of which vested on 2/21/23, 3,380 of which vested on 2/21/24, 3,380 of which vested on 2/21/25 and 3,380 of which vested on 2/21/26.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: On 2/21/22, the reporting person was granted 13,520 RSUs, 3,380 of which vested on 2/21/23, 3,380 of which vested on 2/21/24, 3,380 of which vested on 2/21/25 and 3,380 of which vested on 2/21/26.

F1 · derivative.expiration_date: On 2/21/22, the reporting person was granted 13,520 RSUs, 3,380 of which vested on 2/21/23, 3,380 of which vested on 2/21/24, 3,380 of which vested on 2/21/25 and 3,380 of which vested on 2/21/26.

SEC source: 0001433640-26-000003 · primarydocument.xml · nonDerivative · entry 6

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,391.9073

SEC source: 0001433640-26-000003 · primarydocument.xml · nonDerivative · entry 5

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,833.9073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001433640-26-000003 · primarydocument.xml · nonDerivative · entry 4

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,956.9073

SEC source: 0001433640-26-000003 · primarydocument.xml · nonDerivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,748.9073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001433640-26-000003 · primarydocument.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,173.9073

SEC source: 0001433640-26-000003 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,867.9073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001629898-26-000003 · primarydocument.xml · derivative · entry 9

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,227

Underlying: Common Stock · 5,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: On 2/21/24, the reporting person was granted 22,454 RSUs, 5,613 of which vested on 2/21/25, 5,614 of which vested on 2/21/26, 5,613 of which will vest on 2/21/27, and 5,614 of which will vest on 2/21/28

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F5 · derivative.exercise_date: On 2/21/24, the reporting person was granted 22,454 RSUs, 5,613 of which vested on 2/21/25, 5,614 of which vested on 2/21/26, 5,613 of which will vest on 2/21/27, and 5,614 of which will vest on 2/21/28

F5 · derivative.expiration_date: On 2/21/24, the reporting person was granted 22,454 RSUs, 5,613 of which vested on 2/21/25, 5,614 of which vested on 2/21/26, 5,613 of which will vest on 2/21/27, and 5,614 of which will vest on 2/21/28

F5 · balance_after: On 2/21/24, the reporting person was granted 22,454 RSUs, 5,613 of which vested on 2/21/25, 5,614 of which vested on 2/21/26, 5,613 of which will vest on 2/21/27, and 5,614 of which will vest on 2/21/28

SEC source: 0001629898-26-000003 · primarydocument.xml · derivative · entry 8

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,123

Underlying: Common Stock · 6,123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On 2/21/23, the reporting person was granted 24,492 RSUs, 6,123 of which vested on 2/21/24, 6,123 of which vested on 2/21/25, 6,123 of which vested on 2/21/26 and 6,123 of which will vest on 2/21/27.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F4 · derivative.exercise_date: On 2/21/23, the reporting person was granted 24,492 RSUs, 6,123 of which vested on 2/21/24, 6,123 of which vested on 2/21/25, 6,123 of which vested on 2/21/26 and 6,123 of which will vest on 2/21/27.

F4 · derivative.expiration_date: On 2/21/23, the reporting person was granted 24,492 RSUs, 6,123 of which vested on 2/21/24, 6,123 of which vested on 2/21/25, 6,123 of which vested on 2/21/26 and 6,123 of which will vest on 2/21/27.

F4 · balance_after: On 2/21/23, the reporting person was granted 24,492 RSUs, 6,123 of which vested on 2/21/24, 6,123 of which vested on 2/21/25, 6,123 of which vested on 2/21/26 and 6,123 of which will vest on 2/21/27.

SEC source: 0001629898-26-000003 · primarydocument.xml · derivative · entry 7

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 2/21/22, the reporting person was granted 20,655 RSUs, 5,163 of which vested on 2/21/23, 5,163 of which vested on 2/21/24, 5,163 of which vested on 2/21/25 and 5,166 of which vested on 2/21/26.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: On 2/21/22, the reporting person was granted 20,655 RSUs, 5,163 of which vested on 2/21/23, 5,163 of which vested on 2/21/24, 5,163 of which vested on 2/21/25 and 5,166 of which vested on 2/21/26.

F1 · derivative.expiration_date: On 2/21/22, the reporting person was granted 20,655 RSUs, 5,163 of which vested on 2/21/23, 5,163 of which vested on 2/21/24, 5,163 of which vested on 2/21/25 and 5,166 of which vested on 2/21/26.

SEC source: 0001629898-26-000003 · primarydocument.xml · nonDerivative · entry 6

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,894.283

SEC source: 0001629898-26-000003 · primarydocument.xml · nonDerivative · entry 5

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,708.283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001629898-26-000003 · primarydocument.xml · nonDerivative · entry 4

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,094.283

SEC source: 0001629898-26-000003 · primarydocument.xml · nonDerivative · entry 3

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,163.283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001629898-26-000003 · primarydocument.xml · nonDerivative · entry 2

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,040.283

SEC source: 0001629898-26-000003 · primarydocument.xml · nonDerivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,627.283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001837510-26-000003 · primarydocument.xml · derivative · entry 9

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: On 2/21/24, the reporting person was granted 6,400 RSUs, 1,600 of which vested on 2/21/25, 1,600 of which vested on 2/21/26, 1,600 of which will vest on 2/21/27, and 1,600 of which will vest on 2/21/28.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F5 · derivative.exercise_date: On 2/21/24, the reporting person was granted 6,400 RSUs, 1,600 of which vested on 2/21/25, 1,600 of which vested on 2/21/26, 1,600 of which will vest on 2/21/27, and 1,600 of which will vest on 2/21/28.

F5 · derivative.expiration_date: On 2/21/24, the reporting person was granted 6,400 RSUs, 1,600 of which vested on 2/21/25, 1,600 of which vested on 2/21/26, 1,600 of which will vest on 2/21/27, and 1,600 of which will vest on 2/21/28.

F5 · balance_after: On 2/21/24, the reporting person was granted 6,400 RSUs, 1,600 of which vested on 2/21/25, 1,600 of which vested on 2/21/26, 1,600 of which will vest on 2/21/27, and 1,600 of which will vest on 2/21/28.

SEC source: 0001837510-26-000003 · primarydocument.xml · derivative · entry 8

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,738

Underlying: Common Stock · 1,738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On 2/21/23, the reporting person was granted 6,952 RSUs, 1,738 of which vested on 2/21/24, 1,738 of which vested on 2/21/25, 1,738 of which vested on 2/21/26 and 1,738 of which will vest on 2/21/27.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F4 · derivative.exercise_date: On 2/21/23, the reporting person was granted 6,952 RSUs, 1,738 of which vested on 2/21/24, 1,738 of which vested on 2/21/25, 1,738 of which vested on 2/21/26 and 1,738 of which will vest on 2/21/27.

F4 · derivative.expiration_date: On 2/21/23, the reporting person was granted 6,952 RSUs, 1,738 of which vested on 2/21/24, 1,738 of which vested on 2/21/25, 1,738 of which vested on 2/21/26 and 1,738 of which will vest on 2/21/27.

F4 · balance_after: On 2/21/23, the reporting person was granted 6,952 RSUs, 1,738 of which vested on 2/21/24, 1,738 of which vested on 2/21/25, 1,738 of which vested on 2/21/26 and 1,738 of which will vest on 2/21/27.

SEC source: 0001837510-26-000003 · primarydocument.xml · derivative · entry 7

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 2/21/22, the reporting person was granted 4,206 RSUs, 1,051 of which vested on 2/21/23, 1,051 of which vested on 2/21/24, 1,051 of which vested on 2/21/25 and 1,053 of which vested on 2/21/26.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: On 2/21/22, the reporting person was granted 4,206 RSUs, 1,051 of which vested on 2/21/23, 1,051 of which vested on 2/21/24, 1,051 of which vested on 2/21/25 and 1,053 of which vested on 2/21/26.

F1 · derivative.expiration_date: On 2/21/22, the reporting person was granted 4,206 RSUs, 1,051 of which vested on 2/21/23, 1,051 of which vested on 2/21/24, 1,051 of which vested on 2/21/25 and 1,053 of which vested on 2/21/26.

SEC source: 0001837510-26-000003 · primarydocument.xml · nonDerivative · entry 6

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,755.3368

SEC source: 0001837510-26-000003 · primarydocument.xml · nonDerivative · entry 5

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,572.3368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001837510-26-000003 · primarydocument.xml · nonDerivative · entry 4

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,972.3368

SEC source: 0001837510-26-000003 · primarydocument.xml · nonDerivative · entry 3

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,860.3368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001837510-26-000003 · primarydocument.xml · nonDerivative · entry 2

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,122.3368

SEC source: 0001837510-26-000003 · primarydocument.xml · nonDerivative · entry 1

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,660.3368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001875415-26-000003 · primarydocument.xml · derivative · entry 9

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,264

Underlying: Common Stock · 632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: On 2/21/24, the reporting person was granted 2,527 RSUs, 631 of which vested on 2/21/25, 632 of which vested on 2/21/26, 632 of which will vest on 2/21/27, and 632 of which will vest on 2/21/28.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F5 · derivative.exercise_date: On 2/21/24, the reporting person was granted 2,527 RSUs, 631 of which vested on 2/21/25, 632 of which vested on 2/21/26, 632 of which will vest on 2/21/27, and 632 of which will vest on 2/21/28.

F5 · derivative.expiration_date: On 2/21/24, the reporting person was granted 2,527 RSUs, 631 of which vested on 2/21/25, 632 of which vested on 2/21/26, 632 of which will vest on 2/21/27, and 632 of which will vest on 2/21/28.

F5 · balance_after: On 2/21/24, the reporting person was granted 2,527 RSUs, 631 of which vested on 2/21/25, 632 of which vested on 2/21/26, 632 of which will vest on 2/21/27, and 632 of which will vest on 2/21/28.

SEC source: 0001875415-26-000003 · primarydocument.xml · derivative · entry 8

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541

Underlying: Common Stock · 540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On 2/21/23, the reporting person was granted 2,162 RSUs, 540 of which vested on 2/21/24, 541 of which vested on 2/21/25, 540 of which vested on 2/21/26 and 541 of which will vest on 2/21/27.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F4 · derivative.exercise_date: On 2/21/23, the reporting person was granted 2,162 RSUs, 540 of which vested on 2/21/24, 541 of which vested on 2/21/25, 540 of which vested on 2/21/26 and 541 of which will vest on 2/21/27.

F4 · derivative.expiration_date: On 2/21/23, the reporting person was granted 2,162 RSUs, 540 of which vested on 2/21/24, 541 of which vested on 2/21/25, 540 of which vested on 2/21/26 and 541 of which will vest on 2/21/27.

F4 · balance_after: On 2/21/23, the reporting person was granted 2,162 RSUs, 540 of which vested on 2/21/24, 541 of which vested on 2/21/25, 540 of which vested on 2/21/26 and 541 of which will vest on 2/21/27.