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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2024 Filed Feb 23, 2024 22:25 UTC
COHN GARY DVice Chairman
Exercise / conversionRst. Stock Unit · Derivative 2,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001702 · primarydocument.xml · derivative · entry 7

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,447

Underlying: Common Stock · 2,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:25 UTC
COHN GARY DVice Chairman
GrantEmp. Stock Option (right to buy) · Derivative 44,908 $0.00 Strike: $180.87 $0.00
Disclosure

SEC source: 0001562180-24-001702 · primarydocument.xml · derivative · entry 6

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,908

Underlying: Common Stock · 44,908 shares

Expires 2034-02-20

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:25 UTC
COHN GARY DVice Chairman
GrantRst. Stock Unit · Derivative 8,982 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001702 · primarydocument.xml · derivative · entry 5

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,982

Underlying: Common Stock · 8,982 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,245 of these units on February 21, 2025, 2,246 of these units on February 21, 2026, 2,245 of these units on February 21, 2027, and 2,246 of these units on February 21, 2028.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,245 of these units on February 21, 2025, 2,246 of these units on February 21, 2026, 2,245 of these units on February 21, 2027, and 2,246 of these units on February 21, 2028.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,245 of these units on February 21, 2025, 2,246 of these units on February 21, 2026, 2,245 of these units on February 21, 2027, and 2,246 of these units on February 21, 2028.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,245 of these units on February 21, 2025, 2,246 of these units on February 21, 2026, 2,245 of these units on February 21, 2027, and 2,246 of these units on February 21, 2028.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:25 UTC
COHN GARY DVice Chairman
Tax withholdingCommon Stock 1,444 $180.87 $261,176.28
Disclosure

SEC source: 0001562180-24-001702 · primarydocument.xml · nonDerivative · entry 4

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,609.604

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:25 UTC
COHN GARY DVice Chairman
Exercise / conversionCommon Stock 2,611 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001702 · primarydocument.xml · nonDerivative · entry 3

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,053.604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:25 UTC
COHN GARY DVice Chairman
Tax withholdingCommon Stock 1,506 $180.87 $272,390.22
Disclosure

SEC source: 0001562180-24-001702 · primarydocument.xml · nonDerivative · entry 2

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,442.604

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:25 UTC
COHN GARY DVice Chairman
Exercise / conversionCommon Stock 2,722 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001702 · primarydocument.xml · nonDerivative · entry 1

COHN GARY D · CIK 0001366945 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,948.604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:26 UTC
Fehring Nicolas A.VP, Controller
Exercise / conversionRst. Stock Unit · Derivative 540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001703 · primarydocument.xml · derivative · entry 8

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,622

Underlying: Common Stock · 540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:26 UTC
Fehring Nicolas A.VP, Controller
Exercise / conversionRst. Stock Unit · Derivative 394 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001703 · primarydocument.xml · derivative · entry 7

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 790

Underlying: Common Stock · 394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:26 UTC
Fehring Nicolas A.VP, Controller
GrantEmp. Stock Option (right to buy) · Derivative 8,421 $0.00 Strike: $180.87 $0.00
Disclosure

SEC source: 0001562180-24-001703 · primarydocument.xml · derivative · entry 6

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,421

Underlying: Common Stock · 8,421 shares

Expires 2034-02-20

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:26 UTC
Fehring Nicolas A.VP, Controller
GrantRst. Stock Unit · Derivative 2,527 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001703 · primarydocument.xml · derivative · entry 5

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,527

Underlying: Common Stock · 2,527 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 631 of these units on February 21, 2025, 632 of these units on February 21, 2026, 632 of these units on February 21, 2027, and 632 of these units on February 21, 2028.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 631 of these units on February 21, 2025, 632 of these units on February 21, 2026, 632 of these units on February 21, 2027, and 632 of these units on February 21, 2028.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 631 of these units on February 21, 2025, 632 of these units on February 21, 2026, 632 of these units on February 21, 2027, and 632 of these units on February 21, 2028.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 631 of these units on February 21, 2025, 632 of these units on February 21, 2026, 632 of these units on February 21, 2027, and 632 of these units on February 21, 2028.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:26 UTC
Fehring Nicolas A.VP, Controller
Tax withholdingCommon Stock 193 $180.87 $34,907.91
Disclosure

SEC source: 0001562180-24-001703 · primarydocument.xml · nonDerivative · entry 4

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,581.217

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:26 UTC
Fehring Nicolas A.VP, Controller
Exercise / conversionCommon Stock 540 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001703 · primarydocument.xml · nonDerivative · entry 3

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,774.217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:26 UTC
Fehring Nicolas A.VP, Controller
Tax withholdingCommon Stock 141 $180.87 $25,502.67
Disclosure

SEC source: 0001562180-24-001703 · primarydocument.xml · nonDerivative · entry 2

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,234.217

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:26 UTC
Fehring Nicolas A.VP, Controller
Exercise / conversionCommon Stock 394 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001703 · primarydocument.xml · nonDerivative · entry 1

Fehring Nicolas A. · CIK 0001875415 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,375.217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:27 UTC
KAVANAUGH JAMES JSr. VP and CFO
Exercise / conversionRst. Stock Unit · Derivative 3,574 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001704 · primarydocument.xml · derivative · entry 8

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,725

Underlying: Common Stock · 3,574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:27 UTC
KAVANAUGH JAMES JSr. VP and CFO
Exercise / conversionRst. Stock Unit · Derivative 3,380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001704 · primarydocument.xml · derivative · entry 7

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,760

Underlying: Common Stock · 3,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:27 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantEmp. Stock Option (right to buy) · Derivative 57,538 $0.00 Strike: $180.87 $0.00
Disclosure

SEC source: 0001562180-24-001704 · primarydocument.xml · derivative · entry 6

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,538

Underlying: Common Stock · 57,538 shares

Expires 2034-02-20

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:27 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantRst. Stock Unit · Derivative 11,508 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001704 · primarydocument.xml · derivative · entry 5

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,508

Underlying: Common Stock · 11,508 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,877 of these units on February 21, 2025, 2,877 of these units on February 21, 2026, 2,877 of these units on February 21, 2027, and 2,877 of these units on February 21, 2028.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,877 of these units on February 21, 2025, 2,877 of these units on February 21, 2026, 2,877 of these units on February 21, 2027, and 2,877 of these units on February 21, 2028.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,877 of these units on February 21, 2025, 2,877 of these units on February 21, 2026, 2,877 of these units on February 21, 2027, and 2,877 of these units on February 21, 2028.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,877 of these units on February 21, 2025, 2,877 of these units on February 21, 2026, 2,877 of these units on February 21, 2027, and 2,877 of these units on February 21, 2028.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:27 UTC
KAVANAUGH JAMES JSr. VP and CFO
Tax withholdingCommon Stock 1,791 $180.87 $323,938.17
Disclosure

SEC source: 0001562180-24-001704 · primarydocument.xml · nonDerivative · entry 4

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,745.6704

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:27 UTC
KAVANAUGH JAMES JSr. VP and CFO
Exercise / conversionCommon Stock 3,574 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001704 · primarydocument.xml · nonDerivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,536.6704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:27 UTC
KAVANAUGH JAMES JSr. VP and CFO
Tax withholdingCommon Stock 1,694 $180.87 $306,393.78
Disclosure

SEC source: 0001562180-24-001704 · primarydocument.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,962.6704

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:27 UTC
KAVANAUGH JAMES JSr. VP and CFO
Exercise / conversionCommon Stock 3,380 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001704 · primarydocument.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,656.6704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:28 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Exercise / conversionRst. Stock Unit · Derivative 6,123 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001705 · primarydocument.xml · derivative · entry 8

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,369

Underlying: Common Stock · 6,123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:28 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Exercise / conversionRst. Stock Unit · Derivative 5,163 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001705 · primarydocument.xml · derivative · entry 7

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,329

Underlying: Common Stock · 5,163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:28 UTC
KRISHNA ARVINDDirector · Chairman and CEO
GrantEmp. Stock Option (right to buy) · Derivative 112,269 $0.00 Strike: $180.87 $0.00
Disclosure

SEC source: 0001562180-24-001705 · primarydocument.xml · derivative · entry 6

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,269

Underlying: Common Stock · 112,269 shares

Expires 2034-02-20

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:28 UTC
KRISHNA ARVINDDirector · Chairman and CEO
GrantRst. Stock Unit · Derivative 22,454 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001705 · primarydocument.xml · derivative · entry 5

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,454

Underlying: Common Stock · 22,454 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,613 of these units on February 21, 2025, 5,614 of these units on February 21, 2026, 5,613 of these units on February 21, 2027, and 5,614 of these units on February 21, 2028.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,613 of these units on February 21, 2025, 5,614 of these units on February 21, 2026, 5,613 of these units on February 21, 2027, and 5,614 of these units on February 21, 2028.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,613 of these units on February 21, 2025, 5,614 of these units on February 21, 2026, 5,613 of these units on February 21, 2027, and 5,614 of these units on February 21, 2028.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 5,613 of these units on February 21, 2025, 5,614 of these units on February 21, 2026, 5,613 of these units on February 21, 2027, and 5,614 of these units on February 21, 2028.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:28 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Tax withholdingCommon Stock 3,069 $180.87 $555,090.03
Disclosure

SEC source: 0001562180-24-001705 · primarydocument.xml · nonDerivative · entry 4

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,732.2281

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:28 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Exercise / conversionCommon Stock 6,123 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001705 · primarydocument.xml · nonDerivative · entry 3

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,801.2281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:28 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Tax withholdingCommon Stock 2,583 $180.87 $467,187.21
Disclosure

SEC source: 0001562180-24-001705 · primarydocument.xml · nonDerivative · entry 2

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,678.2281

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:28 UTC
KRISHNA ARVINDDirector · Chairman and CEO
Exercise / conversionCommon Stock 5,163 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001705 · primarydocument.xml · nonDerivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,261.2281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:29 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001706 · primarydocument.xml · derivative · entry 8

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,214

Underlying: Common Stock · 1,738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:29 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 1,051 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001706 · primarydocument.xml · derivative · entry 7

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,104

Underlying: Common Stock · 1,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:29 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
GrantEmp. Stock Option (right to buy) · Derivative 31,997 $0.00 Strike: $180.87 $0.00
Disclosure

SEC source: 0001562180-24-001706 · primarydocument.xml · derivative · entry 6

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,997

Underlying: Common Stock · 31,997 shares

Expires 2034-02-20

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:29 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
GrantRst. Stock Unit · Derivative 6,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001706 · primarydocument.xml · derivative · entry 5

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,400

Underlying: Common Stock · 6,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,600 of these units on February 21, 2025, 1,600 of these units on February 21, 2026, 1,600 of these units on February 21, 2027, and 1,600 of these units on February 21, 2028.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,600 of these units on February 21, 2025, 1,600 of these units on February 21, 2026, 1,600 of these units on February 21, 2027, and 1,600 of these units on February 21, 2028.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,600 of these units on February 21, 2025, 1,600 of these units on February 21, 2026, 1,600 of these units on February 21, 2027, and 1,600 of these units on February 21, 2028.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,600 of these units on February 21, 2025, 1,600 of these units on February 21, 2026, 1,600 of these units on February 21, 2027, and 1,600 of these units on February 21, 2028.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:29 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
Tax withholdingCommon Stock 888 $180.87 $160,612.56
Disclosure

SEC source: 0001562180-24-001706 · primarydocument.xml · nonDerivative · entry 4

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,026.28

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:29 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
Exercise / conversionCommon Stock 1,738 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001706 · primarydocument.xml · nonDerivative · entry 3

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,914.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:29 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
Tax withholdingCommon Stock 537 $180.87 $97,127.19
Disclosure

SEC source: 0001562180-24-001706 · primarydocument.xml · nonDerivative · entry 2

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,176.28

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:29 UTC
LAMOREAUX NICKLE JACLYNSenior Vice President
Exercise / conversionCommon Stock 1,051 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001706 · primarydocument.xml · nonDerivative · entry 1

LAMOREAUX NICKLE JACLYN · CIK 0001837510 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,713.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:29 UTC
Thomas Robert DavidSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 3,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001707 · primarydocument.xml · derivative · entry 8

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,348

Underlying: Common Stock · 3,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:29 UTC
Thomas Robert DavidSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 2,628 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001707 · primarydocument.xml · derivative · entry 7

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,259

Underlying: Common Stock · 2,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:29 UTC
Thomas Robert DavidSenior Vice President
GrantEmp. Stock Option (right to buy) · Derivative 53,328 $0.00 Strike: $180.87 $0.00
Disclosure

SEC source: 0001562180-24-001707 · primarydocument.xml · derivative · entry 6

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,328

Underlying: Common Stock · 53,328 shares

Expires 2034-02-20

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:29 UTC
Thomas Robert DavidSenior Vice President
GrantRst. Stock Unit · Derivative 10,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001707 · primarydocument.xml · derivative · entry 5

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,666

Underlying: Common Stock · 10,666 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,666 of these units on February 21, 2025, 2,667 of these units on February 21, 2026, 2,666 of these units on February 21, 2027, and 2,667 of these units on February 21, 2028.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,666 of these units on February 21, 2025, 2,667 of these units on February 21, 2026, 2,666 of these units on February 21, 2027, and 2,667 of these units on February 21, 2028.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,666 of these units on February 21, 2025, 2,667 of these units on February 21, 2026, 2,666 of these units on February 21, 2027, and 2,667 of these units on February 21, 2028.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,666 of these units on February 21, 2025, 2,667 of these units on February 21, 2026, 2,666 of these units on February 21, 2027, and 2,667 of these units on February 21, 2028.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:29 UTC
Thomas Robert DavidSenior Vice President
Tax withholdingCommon Stock 1,572 $180.87 $284,327.64
Disclosure

SEC source: 0001562180-24-001707 · primarydocument.xml · nonDerivative · entry 4

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,479.301

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:29 UTC
Thomas Robert DavidSenior Vice President
Exercise / conversionCommon Stock 3,115 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001707 · primarydocument.xml · nonDerivative · entry 3

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,051.301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:29 UTC
Thomas Robert DavidSenior Vice President
Tax withholdingCommon Stock 1,326 $180.87 $239,833.62
Disclosure

SEC source: 0001562180-24-001707 · primarydocument.xml · nonDerivative · entry 2

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,936.301

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:29 UTC
Thomas Robert DavidSenior Vice President
Exercise / conversionCommon Stock 2,628 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001707 · primarydocument.xml · nonDerivative · entry 1

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,262.301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2024 Filed Feb 13, 2024 21:17 UTC
Thomas Robert DavidSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 22,068 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001280 · primarydocument.xml · derivative · entry 3

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,714

Underlying: Common Stock · 22,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On 02/11/2020, the reporting person was granted 35,601 RSUs, 21,360 of which vested 02/11/24, and 14,241 of which will vest on 02/11/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · balance_after: On 02/11/2020, the reporting person was granted 35,601 RSUs, 21,360 of which vested 02/11/24, and 14,241 of which will vest on 02/11/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.

Read SEC document
February 11, 2024 Filed Feb 13, 2024 21:17 UTC
Thomas Robert DavidSenior Vice President
Tax withholdingCommon Stock 10,346 $185.52 $1,919,338.19
Disclosure

SEC source: 0001562180-24-001280 · primarydocument.xml · nonDerivative · entry 2

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,634.301

Read SEC document
February 11, 2024 Filed Feb 13, 2024 21:17 UTC
Thomas Robert DavidSenior Vice President
Exercise / conversionCommon Stock 22,068 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001280 · primarydocument.xml · nonDerivative · entry 1

Thomas Robert David · CIK 0002005007 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,980.301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.