Tapewire

Nasdaq · USD

IBKR

Interactive Brokers Group, Inc.

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Tapewire entity
279
SEC CIK
0001381197
Parsed reports
804

Last 12 months

Inside the activity.

9 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202608
Feb 202610
Mar 202610
Apr 202611
May 202610
Jun 202610
Jul 202610
Aug 202610
Sep 202610
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2022 Filed Jan 7, 2022 21:46 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 13,400 $78.24 $1,048,416.00
Disclosure

SEC source: 0001567619-22-000862 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,409,111

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.88 to $78.87.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:46 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 5,000 $77.30 $386,500.00
Disclosure

SEC source: 0001567619-22-000862 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,422,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.88 to $77.87. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (5) to this Form 4.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:43 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 77 $79.61 $6,129.97
Disclosure

SEC source: 0001567619-22-000860 · doc1.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,600

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:43 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 2,284 $78.85 $180,093.40
Disclosure

SEC source: 0001567619-22-000860 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,677

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.59 to $79.10.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:43 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 10,152 $78.15 $793,378.80
Disclosure

SEC source: 0001567619-22-000860 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,961

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.59 to $78.58.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 21:43 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 4,328 $77.07 $333,558.96
Disclosure

SEC source: 0001567619-22-000860 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,113

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.59 to $77.58. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 22:33 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 22 $80.55 $1,772.10
Disclosure

SEC source: 0001567619-22-000645 · doc1.xml · nonDerivative · entry 8

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,427,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 22:33 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 10,478 $79.96 $837,820.88
Disclosure

SEC source: 0001567619-22-000645 · doc1.xml · nonDerivative · entry 7

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,427,533

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.54 to $80.53.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 22:33 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 9,500 $79.23 $752,685.00
Disclosure

SEC source: 0001567619-22-000645 · doc1.xml · nonDerivative · entry 6

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,438,011

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.54 to $79.53.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 22:32 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 158 $80.56 $12,728.48
Disclosure

SEC source: 0001567619-22-000642 · doc1.xml · nonDerivative · entry 8

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,177

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 22:32 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 7,043 $79.96 $563,158.28
Disclosure

SEC source: 0001567619-22-000642 · doc1.xml · nonDerivative · entry 7

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,335

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.54 to $80.44.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 22:32 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 9,641 $79.28 $764,338.48
Disclosure

SEC source: 0001567619-22-000642 · doc1.xml · nonDerivative · entry 6

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,378

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.54 to $79.53.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:33 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 300 $80.81 $24,243.00
Disclosure

SEC source: 0001567619-22-000645 · doc1.xml · nonDerivative · entry 5

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,447,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:33 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 7,700 $80.23 $617,771.00
Disclosure

SEC source: 0001567619-22-000645 · doc1.xml · nonDerivative · entry 4

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,447,811

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.80 to $80.72.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:33 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 3,100 $79.35 $245,985.00
Disclosure

SEC source: 0001567619-22-000645 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,455,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.80 to $79.79.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:33 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 1,100 $78.16 $85,976.00
Disclosure

SEC source: 0001567619-22-000645 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,458,611

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.80 to $78.79.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:33 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 7,800 $77.34 $603,252.00
Disclosure

SEC source: 0001567619-22-000645 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,459,711

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.80 to $77.79. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (7) to this Form 4.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:32 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 315 $80.81 $25,455.15
Disclosure

SEC source: 0001567619-22-000642 · doc1.xml · nonDerivative · entry 5

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,019

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:32 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 5,903 $80.29 $473,951.87
Disclosure

SEC source: 0001567619-22-000642 · doc1.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,334

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.80 to $80.72.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:32 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 2,361 $79.44 $187,557.84
Disclosure

SEC source: 0001567619-22-000642 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,237

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.80 to $79.79.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:32 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 1,337 $78.25 $104,620.25
Disclosure

SEC source: 0001567619-22-000642 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,598

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.80 to $78.79.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:32 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 6,690 $77.37 $517,605.30
Disclosure

SEC source: 0001567619-22-000642 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,935

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.80 to $77.79. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (8) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:27 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 20,000 $79.65 $1,593,000.00
Disclosure

SEC source: 0001567619-22-000061 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,467,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.39 to $79.98.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:25 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 16,842 $79.64 $1,341,296.88
Disclosure

SEC source: 0001567619-22-000060 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,625

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.35 to $79.98.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
December 31, 2021 Filed Jan 6, 2022 17:28 UTC
Yuen NicoleDirector
GrantClass A common stock 315 $79.42 $25,017.30
Disclosure

SEC source: 0001567619-22-000778 · doc1.xml · nonDerivative · entry 1

Yuen Nicole · CIK 0001818969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,547

F1 · shares: This represents an annual grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2021.

F2 · price: The price represents the closing price of the issuer's Class A common stock on December 31, 2021, the vesting date.

F3 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.

Read SEC document
December 31, 2021 Filed Jan 6, 2022 17:26 UTC GrantClass A common stock 315 $79.42 $25,017.30
Disclosure

SEC source: 0001567619-22-000776 · doc1.xml · nonDerivative · entry 1

Damgard John M. · CIK 0001762420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

F1 · shares: This represents an annual grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2021.

F2 · price: The price represents the closing price of the issuer's Class A common stock on December 31, 2021, the vesting date.

F3 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.

Read SEC document
December 31, 2021 Filed Jan 6, 2022 17:23 UTC
Katz GaryDirector
GrantClass A common stock 315 $79.42 $25,017.30
Disclosure

SEC source: 0001567619-22-000771 · doc1.xml · nonDerivative · entry 1

Katz Gary · CIK 0001694922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582

F1 · shares: This represents an annual grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2021.

F2 · price: The price represents the closing price of the issuer's Class A common stock on December 31, 2021, the vesting date.

F3 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.

Read SEC document
December 31, 2021 Filed Jan 6, 2022 22:30 UTC
Uhde PhilipDirector
GrantClass A common stock 315 $79.42 $25,017.30
Disclosure

SEC source: 0001567619-22-000781 · doc1.xml · nonDerivative · entry 2

Uhde Philip · CIK 0001772442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,768

F3 · shares: This represents an annual grant of restricted stock units under the Plan for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2021.

F4 · price: The price represents the closing price of the issuer's Class A common stock on December 31, 2021, the vesting date.

F5 · balance_after: This amount includes (a) securities acquired by the Reporting Person; (b) Class A common stock attributable to vested restricted stock units that were awarded under the Plan; and (c) unvested restricted stock units that were awarded under the Plan.

Read SEC document
December 31, 2021 Filed Jan 6, 2022 22:01 UTC
Galik MilanDirector · Chief Executive Officer
GrantClass A common stock 315 $79.42 $25,017.30
Disclosure

SEC source: 0001567619-22-000742 · doc1.xml · nonDerivative · entry 2

Galik Milan · CIK 0001391404 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148,745

F3 · shares: This represents an annual grant of restricted stock units under the Plan for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2021.

F4 · price: The price represents the closing price of the issuer's Class A common stock on December 31, 2021, the vesting date.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.

Read SEC document
December 31, 2021 Filed Jan 6, 2022 22:01 UTC
Galik MilanDirector · Chief Executive Officer
GrantClass A common stock 110,217 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000742 · doc1.xml · nonDerivative · entry 1

Galik Milan · CIK 0001391404 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148,430

F1 · shares: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2022 and 20% on each of the first four anniversaries of 5/9/2022.

F1 · price: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2022 and 20% on each of the first four anniversaries of 5/9/2022.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.

Read SEC document
December 31, 2021 Filed Jan 6, 2022 21:58 UTC
Nemser Earl HDirector · Vice Chairman
GrantClass A common stock 315 $79.42 $25,017.30
Disclosure

SEC source: 0001567619-22-000738 · doc1.xml · nonDerivative · entry 2

Nemser Earl H · CIK 0001391400 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,031

F3 · shares: This represents an annual grant of restricted stock units under the Plan for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2021.

F4 · price: The price represents the closing price of the issuer's Class A common stock on December 31, 2021, the vesting date.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.

Read SEC document
December 31, 2021 Filed Jan 6, 2022 21:58 UTC
Nemser Earl HDirector · Vice Chairman
GrantClass A common stock 12,967 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000738 · doc1.xml · nonDerivative · entry 1

Nemser Earl H · CIK 0001391400 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,716

F1 · shares: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2022 and 20% on each of the first four anniversaries of 5/9/2022.

F1 · price: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2022 and 20% on each of the first four anniversaries of 5/9/2022.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.

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December 31, 2021 Filed Jan 6, 2022 21:54 UTC
Brody Paul JonathanDirector · Chief Financial Officer
GrantClass A common stock 315 $79.42 $25,017.30
Disclosure

SEC source: 0001567619-22-000737 · doc1.xml · nonDerivative · entry 2

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,717

F3 · shares: This represents an annual grant of restricted stock units under the Plan for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2021.

F4 · price: The price represents the closing price of the issuer's Class A common stock on December 31, 2021, the vesting date.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.

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December 31, 2021 Filed Jan 6, 2022 21:54 UTC
Brody Paul JonathanDirector · Chief Financial Officer
GrantClass A common stock 36,307 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000737 · doc1.xml · nonDerivative · entry 1

Brody Paul Jonathan · CIK 0001391403 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,402

F1 · shares: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2022 and 20% on each of the first four anniversaries of 5/9/2022.

F1 · price: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2022 and 20% on each of the first four anniversaries of 5/9/2022.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.

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December 31, 2021 Filed Jan 6, 2022 21:50 UTC
Frank Thomas AJChief Information Officer
GrantClass A common stock 14,264 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000735 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,441

F1 · shares: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2022 and 20% on each of the first four anniversaries of 5/9/2022.

F1 · price: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2022 and 20% on each of the first four anniversaries of 5/9/2022.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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December 31, 2021 Filed Jan 6, 2022 21:47 UTC
Mendonca DenisChief Accounting Officer
GrantClass A common stock 7,132 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000734 · doc1.xml · nonDerivative · entry 1

Mendonca Denis · CIK 0001665345 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,015

F1 · shares: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2022 and 20% on each of the first four anniversaries of 5/9/2022.

F1 · price: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2022 and 20% on each of the first four anniversaries of 5/9/2022.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.

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December 31, 2021 Filed Jan 13, 2022 20:57 UTC GrantClass A common stock 315 $79.42 $25,017.30
Disclosure

SEC source: 0001567619-22-001158 · doc1.xml · nonDerivative · entry 1

Harris Lawrence E · CIK 0001406586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,636

F1 · shares: This represents an annual grant of restricted stock units under the 2007 Stock Incentive Plan as amended for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2021.

F2 · price: The price represents the closing price of the issuer's Class A common stock on December 31, 2021, the vesting date.

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December 31, 2021 Filed Feb 2, 2022 22:37 UTC GrantClass A common stock 315 $79.42 $25,017.30
Disclosure

SEC source: 0001567619-22-002368 · doc1.xml · nonDerivative · entry 1

Peterffy William · CIK 0001812281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,547

F1 · shares: This represents an annual grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2021.

F2 · price: The price represents the closing price of the issuer's Class A common stock on December 31, 2021, the vesting date.

F3 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.

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December 31, 2021 Filed Jan 6, 2023 21:12 UTC
Frank Thomas AJChief Information Officer
GrantClass A common stock 14,264 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-000621 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,441

F1 · shares: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2022 and 20% on each of the first four anniversaries of 5/9/2022.

F1 · price: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2022 and 20% on each of the first four anniversaries of 5/9/2022.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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December 30, 2021 Filed Jan 3, 2022 22:27 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 300 $81.41 $24,423.00
Disclosure

SEC source: 0001567619-22-000061 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,487,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.33 to $81.45.

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December 30, 2021 Filed Jan 3, 2022 22:27 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 19,700 $80.70 $1,589,790.00
Disclosure

SEC source: 0001567619-22-000061 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,487,811

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.33 to $81.32. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (4) to this Form 4.

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December 30, 2021 Filed Jan 3, 2022 22:25 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 865 $81.32 $70,341.80
Disclosure

SEC source: 0001567619-22-000060 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,467

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.27 to $81.34.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:25 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 14,953 $80.66 $1,206,108.98
Disclosure

SEC source: 0001567619-22-000060 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,332

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.27 to $81.26. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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December 29, 2021 Filed Dec 30, 2021 21:03 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 20,000 $81.02 $1,620,400.00
Disclosure

SEC source: 0001567619-21-022673 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,507,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.75 to $81.49.

Read SEC document
December 29, 2021 Filed Dec 30, 2021 21:01 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 16,842 $81.03 $1,364,707.26
Disclosure

SEC source: 0001567619-21-022672 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,285

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.75 to $81.63.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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December 28, 2021 Filed Dec 30, 2021 21:03 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 3,400 $82.45 $280,330.00
Disclosure

SEC source: 0001567619-21-022673 · doc1.xml · nonDerivative · entry 2

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,527,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.26 to $82.64.

Read SEC document
December 28, 2021 Filed Dec 30, 2021 21:03 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 16,600 $81.58 $1,354,228.00
Disclosure

SEC source: 0001567619-21-022673 · doc1.xml · nonDerivative · entry 1

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,530,911

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.26 to $82.25. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (4) to this Form 4.

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December 28, 2021 Filed Dec 30, 2021 21:01 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 2,361 $82.47 $194,711.67
Disclosure

SEC source: 0001567619-21-022672 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,127

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.25 to $82.71.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
December 28, 2021 Filed Dec 30, 2021 21:01 UTC
Frank Thomas AJChief Information Officer
SaleClass A common stock 13,851 $81.60 $1,130,241.60
Disclosure

SEC source: 0001567619-21-022672 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,488

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.25 to $82.24. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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December 27, 2021 Filed Dec 28, 2021 21:24 UTC
Peterffy ThomasDirector · Chairman
SaleClass A common stock 1,900 $80.79 $153,501.00
Disclosure

SEC source: 0001567619-21-022566 · doc1.xml · nonDerivative · entry 3

Peterffy Thomas · CIK 0001391405 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,547,511

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.69 to $80.98.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.