Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Interactive Brokers Group, Inc.IBKR · Entity 279 | Director | December 31, 2023 | January 09, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Interactive Brokers Group, Inc.
Report date December 31, 2023 · Filed January 09, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 2,572 |
Reported balance
After 2023-12-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-31 · Grant · Acquired 302 · Balance 2,572 F1: This represents an annual grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2023. F2: The price represents the closing price of the issuer's Class A common stock on December 29, 2023. F3: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This represents an annual grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2023.
F2: The price represents the closing price of the issuer's Class A common stock on December 29, 2023.
F3: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2023 Filed Jan 9, 2024 23:24 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | GrantClass A common stock | 302 | $82.90 | $25,035.80 |
DisclosureSEC source: 0001381197-24-000035 · form4.xml · nonDerivative · entry 1 Uhde Philip · CIK 0001772442 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,572 F1 · shares: This represents an annual grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2023. F2 · price: The price represents the closing price of the issuer's Class A common stock on December 29, 2023. F3 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 20:37 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 100 | $83.92 | $8,392.00 |
DisclosureSEC source: 0001381197-23-000023 · form4.xml · nonDerivative · entry 4 Uhde Philip · CIK 0001772442 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,270 F5 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 20:37 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 3,200 | $83.36 | $266,752.00 |
DisclosureSEC source: 0001381197-23-000023 · form4.xml · nonDerivative · entry 3 Uhde Philip · CIK 0001772442 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,370 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.81 to $83.77. F1 · balance_after: This amount includes (a) securities acquired by the Reporting Person; (b) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); and (c) unvested restricted stock units that were awarded under the Plan. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 20:37 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 47,592 | $82.09 | $3,906,827.28 |
DisclosureSEC source: 0001381197-23-000023 · form4.xml · nonDerivative · entry 2 Uhde Philip · CIK 0001772442 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,570 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.81 to $82.80. F1 · balance_after: This amount includes (a) securities acquired by the Reporting Person; (b) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); and (c) unvested restricted stock units that were awarded under the Plan. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 20:37 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 57,952 | $81.42 | $4,718,451.84 |
DisclosureSEC source: 0001381197-23-000023 · form4.xml · nonDerivative · entry 1 Uhde Philip · CIK 0001772442 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,162 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.81 to $81.80. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (4) to this Form 4. F1 · balance_after: This amount includes (a) securities acquired by the Reporting Person; (b) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); and (c) unvested restricted stock units that were awarded under the Plan. Read SEC document |
| December 31, 2022 Filed Jan 6, 2023 21:16 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | GrantClass A common stock | 346 | $72.35 | $25,033.10 |
DisclosureSEC source: 0001567619-23-000628 · doc1.xml · nonDerivative · entry 1 Uhde Philip · CIK 0001772442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,114 F1 · shares: This represents an annual grant of restricted stock units under the 2007 Stock Incentive Plan as amended for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2022. F2 · price: The price represents the closing price of the issuer's Class A common stock on December 30, 2022. F3 · balance_after: This amount includes (a) securities acquired by the Reporting Person; (b) Class A common stock attributable to vested restricted stock units that were awarded under the Plan; and (c) unvested restricted stock units that were awarded under the Plan. Read SEC document |
| December 31, 2021 Filed Jan 6, 2022 22:30 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | GrantClass A common stock | 315 | $79.42 | $25,017.30 |
DisclosureSEC source: 0001567619-22-000781 · doc1.xml · nonDerivative · entry 2 Uhde Philip · CIK 0001772442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,768 F3 · shares: This represents an annual grant of restricted stock units under the Plan for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2021. F4 · price: The price represents the closing price of the issuer's Class A common stock on December 31, 2021, the vesting date. F5 · balance_after: This amount includes (a) securities acquired by the Reporting Person; (b) Class A common stock attributable to vested restricted stock units that were awarded under the Plan; and (c) unvested restricted stock units that were awarded under the Plan. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 16:40 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleCommon Stock | 1,652 | $39.20 | $64,758.40 |
DisclosureSEC source: 0000902664-20-001911 · ownership.xml · nonDerivative · entry 2 Uhde Philip · CIK 0001772442 · Director · See Remarks Echinus Advisors, LLC · CIK 0001602970 · Director · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.075 to $39.33, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1 · ownership.nature: These securities were held for the account of Echinus Partners, LP, a Delaware limited partnership (the "Echinus Fund"). Echinus Advisors, LLC, a Delaware limited liability Company ("Echinus"), serves as the investment manager to the Echinus Fund. Mr. Philip Uhde ("Mr. Uhde") is the manager and majority controlling person of Echinus. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 16:40 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | OtherClass A Common Stock, $0.01 par value per share | 2,409,873 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-20-001911 · ownership.xml · nonDerivative · entry 1 Uhde Philip · CIK 0001772442 · Director · See Remarks Echinus Advisors, LLC · CIK 0001602970 · Director · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,652 F2 · kind: On April 23, 2020, the securities were distributed pro rata to the partners of the Echinus Fund (the "Distribution"). F2 · price: On April 23, 2020, the securities were distributed pro rata to the partners of the Echinus Fund (the "Distribution"). F1 · ownership.nature: These securities were held for the account of Echinus Partners, LP, a Delaware limited partnership (the "Echinus Fund"). Echinus Advisors, LLC, a Delaware limited liability Company ("Echinus"), serves as the investment manager to the Echinus Fund. Mr. Philip Uhde ("Mr. Uhde") is the manager and majority controlling person of Echinus. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| December 31, 2019 Filed Jan 6, 2022 22:30 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | GrantClass A common stock | 1,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-000781 · doc1.xml · nonDerivative · entry 1 Uhde Philip · CIK 0001772442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,453 F1 · shares: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest in five equal installments, beginning December 31, 2020. These shares were inadvertently excluded from Form 4 reporting. F1 · price: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest in five equal installments, beginning December 31, 2020. These shares were inadvertently excluded from Form 4 reporting. F2 · balance_after: This amount includes (a) securities acquired by the Reporting Person and (b) unvested restricted stock units that were awarded under Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.