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Nasdaq · USD

HYPD

HYPERION DEFI, INC.

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Tapewire entity
7220
SEC CIK
0001682639
Parsed reports
233

Last 12 months

Inside the activity.

13 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202590
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202640
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 29, 2026 Filed Sep 30, 2026 21:00 UTC
Knox David R.Chief Financial Officer
Tax withholdingCommon Stock, par value $0.0001 19,563 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-112391 · tm2626681-1_4seq1.xml · nonDerivative · entry 1

Knox David R. · CIK 0002089491 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,556

F1 · shares: These shares were withheld to satisfy tax withholding obligations incurred upon the vesting and settlement of a portion of a previously reported grant of restricted stock units held by the Reporting Person

Read SEC document
August 16, 2026 Filed Aug 18, 2026 21:00 UTC
Jung HyunsuDirector · See Remarks
Tax withholdingCommon Stock, par value $0.0001 40,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-098397 · tm2623434-1_4seq1.xml · nonDerivative · entry 1

Jung Hyunsu · CIK 0002075658 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,345,676

F1 · balance_after: These shares were withheld to satisfy tax withholding obligations incurred upon the vesting and settlement of a portion of a previously reported grant of restricted stock units held by the Reporting Person.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:01 UTC GrantCommon Stock, par value $0.0001 58,917 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-079858 · tm2619508-1_4seq1.xml · nonDerivative · entry 1

GELTZEILER MICHAEL S · CIK 0001182139 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,932

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 30, 2027 and the date of the Issuer's 2027 annual meeting of stockholders; provided, however, that such awards shall vest immediately in full (a) upon the date on which a Corporate Transaction (as defined in the Issuer's Amended and Restated 2018 Omnibus Stock Incentive Plan) has occurred, or (b) the date on which the Reporting Person's service on the Issuer's Board of Directors (the "Board") concludes for any reason other than a self-initiated decision by such Reporting Person to step down from the Board.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:02 UTC GrantCommon Stock, par value $.0001 58,917 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-079860 · tm2619508-3_4seq1.xml · nonDerivative · entry 1

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,078

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 30, 2027 and the date of the Issuer's 2027 annual meeting of stockholders; provided, however, that such awards shall vest immediately in full (a) upon the date on which a Corporate Transaction (as defined in the Issuer's Amended and Restated 2018 Omnibus Stock Incentive Plan) has occurred, or (b) the date on which the Reporting Person's service on the Issuer's Board of Directors (the "Board") concludes for any reason other than a self-initiated decision by such Reporting Person to step down from the Board.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:02 UTC GrantCommon Stock, par value $0.0001 58,917 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-079861 · tm2619508-4_4seq1.xml · nonDerivative · entry 1

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,847

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 30, 2027 and the date of the Issuer's 2027 annual meeting of stockholders; provided, however, that such awards shall vest immediately in full (a) upon the date on which a Corporate Transaction (as defined in the Issuer's Amended and Restated 2018 Omnibus Stock Incentive Plan) has occurred, or (b) the date on which the Reporting Person's service on the Issuer's Board of Directors (the "Board") concludes for any reason other than a self-initiated decision by such Reporting Person to step down from the Board.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:01 UTC GrantCommon Stock, par value $.0001 58,917 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-079859 · tm2619508-2_4seq1.xml · nonDerivative · entry 1

JACOBSON RACHEL · CIK 0001911725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,218

F1 · shares: Represents restricted stock units that fully vest on the earlier of June 30, 2027 and the date of the Issuer's 2027 annual meeting of stockholders; provided, however, that such awards shall vest immediately in full (a) upon the date on which a Corporate Transaction (as defined in the Issuer's Amended and Restated 2018 Omnibus Stock Incentive Plan) has occurred, or (b) the date on which the Reporting Person's service on the Issuer's Board of Directors (the "Board") concludes for any reason other than a self-initiated decision by such Reporting Person to step down from the Board.

Read SEC document
June 02, 2026 Filed Jun 2, 2026 22:18 UTC
Jung HyunsuDirector · See Remarks
PurchaseCommon Stock, par value $0.0001 500 $3.68 $1,840.00
Disclosure

SEC source: 0001104659-26-069596 · tm2616727-1_4seq1.xml · nonDerivative · entry 4

Jung Hyunsu · CIK 0002075658 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,385,676

Read SEC document
June 02, 2026 Filed Jun 2, 2026 22:18 UTC
Jung HyunsuDirector · See Remarks
PurchaseCommon Stock, par value $0.0001 500 $3.64 $1,820.00
Disclosure

SEC source: 0001104659-26-069596 · tm2616727-1_4seq1.xml · nonDerivative · entry 3

Jung Hyunsu · CIK 0002075658 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,385,176

Read SEC document
June 01, 2026 Filed Jun 2, 2026 22:18 UTC
Jung HyunsuDirector · See Remarks
PurchaseCommon Stock, par value $0.0001 2,000 $3.81 $7,620.00
Disclosure

SEC source: 0001104659-26-069596 · tm2616727-1_4seq1.xml · nonDerivative · entry 2

Jung Hyunsu · CIK 0002075658 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,384,676

Read SEC document
June 01, 2026 Filed Jun 2, 2026 22:18 UTC
Jung HyunsuDirector · See Remarks
PurchaseCommon Stock, par value $0.0001 5,000 $3.66 $18,300.00
Disclosure

SEC source: 0001104659-26-069596 · tm2616727-1_4seq1.xml · nonDerivative · entry 1

Jung Hyunsu · CIK 0002075658 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,382,676

Read SEC document
May 27, 2026 Filed May 28, 2026 22:35 UTC
Jung HyunsuDirector · See Remarks
Tax withholdingCommon Stock, par value $0.0001 40,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-067696 · tm2615908-1_4seq1.xml · nonDerivative · entry 1

Jung Hyunsu · CIK 0002075658 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,377,676

F1 · shares: These shares were withheld to satisfy tax withholding obligations incurred upon the vesting and settlement of a portion of a previously reported grant of restricted stock units held by the Reporting Person.

Read SEC document
March 30, 2026 Filed Apr 1, 2026 17:00 UTC
Knox David R.Chief Financial Officer
Tax withholdingCommon Stock, par value $0.0001 20,831 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-038601 · tm2610800-1_4seq2.xml · nonDerivative · entry 1

Knox David R. · CIK 0002089491 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,119

F1 · shares: These shares were withheld to satisfy tax withholding obligations incurred upon the vesting and settlement of a portion of a previously reported grant of restricted stock units held by the Reporting Person

Read SEC document
January 12, 2026 Filed Jan 12, 2026 21:02 UTC
Rubenstein RobertGeneral Counsel
GrantCommon Stock, par value $0.0001 75,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-002860 · tm262924-2_4seq1.xml · nonDerivative · entry 1

Rubenstein Robert · CIK 0002103610 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

F1 · shares: Represents restricted stock units ("RSUs") that vest as follows: (1) 37,500 RSUs shall vest on January 12, 2027 and (2) 37,500 RSUs shall vest in equal installments of 9,375 RSUs beginning three months after January 12, 2027 and continuing every three months thereafter until fully vested, subject to the Reporting Person's continued employment with the Company through each such vesting date.

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December 31, 2025 Filed Jan 5, 2026 08:00 UTC
Knox David R.Chief Financial Officer
PurchaseCommon Stock, par value $0.0001 27,950 $3.59 $100,340.50
Disclosure

SEC source: 0001104659-26-000416 · tm261697-1_4seq1.xml · nonDerivative · entry 1

Knox David R. · CIK 0002089491 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,950

Read SEC document
December 29, 2025 Filed Dec 30, 2025 21:01 UTC PurchaseCommon Stock, par value $.0001 11,856 $3.61 $42,800.16
Disclosure

SEC source: 0001104659-25-125207 · tm2534508-2_4seq1.xml · nonDerivative · entry 4

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 34,869

F4 · price: Represents the volume-weighted average purchase price of several purchases made on the open market at prices ranging from $3.54 to $3.65 per share

Read SEC document
December 29, 2025 Filed Dec 30, 2025 21:01 UTC PurchaseCommon Stock, par value $.0001 12,112 $3.60 $43,603.20
Disclosure

SEC source: 0001104659-25-125207 · tm2534508-2_4seq1.xml · nonDerivative · entry 2

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,161

F2 · price: Represents the volume-weighted average purchase price of several purchases made on the open market at prices ranging from $3.54 to $3.65 per share.

Read SEC document
December 29, 2025 Filed Dec 30, 2025 21:00 UTC
Jung HyunsuDirector · See Remarks
Tax withholdingCommon Stock, par value $0.0001 82,324 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-125202 · tm2534508-1_4seq1.xml · nonDerivative · entry 1

Jung Hyunsu · CIK 0002075658 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,417,676

F1 · shares: These shares were withheld to satisfy tax withholding obligations incurred upon the vesting and settlement of a portion of a previously reported grant of restricted stock units held by the Reporting Person.

Read SEC document
December 26, 2025 Filed Dec 30, 2025 21:01 UTC PurchaseCommon Stock, par value $.0001 3,311 $3.86 $12,777.15
Disclosure

SEC source: 0001104659-25-125207 · tm2534508-2_4seq1.xml · nonDerivative · entry 3

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 23,013

F3 · price: Represents the volume-weighted average purchase price of several purchases made on the open market at prices ranging from $3.78 to $3.93 per share.

Read SEC document
December 26, 2025 Filed Dec 30, 2025 21:01 UTC PurchaseCommon Stock, par value $.0001 3,601 $3.86 $13,910.66
Disclosure

SEC source: 0001104659-25-125207 · tm2534508-2_4seq1.xml · nonDerivative · entry 1

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,049

F1 · price: Represents the volume-weighted average purchase price of several purchases made on the open market at prices ranging from $3.78 to $3.93 per share.

Read SEC document
December 18, 2025 Filed Dec 22, 2025 13:15 UTC PurchaseCommon Stock, par value $.0001 19,702 $3.14 $61,834.73
Disclosure

SEC source: 0001104659-25-123505 · tm2533954-1_4seq1.xml · nonDerivative · entry 2

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 95,150

F2 · shares: Represents the volume-weighted average purchase price of several purchases made on the open market at prices ranging from $3.04 to $3.22 per share.

Read SEC document
December 18, 2025 Filed Dec 22, 2025 13:15 UTC PurchaseCommon Stock, par value $.0001 18,742 $3.14 $58,829.26
Disclosure

SEC source: 0001104659-25-123505 · tm2533954-1_4seq1.xml · nonDerivative · entry 1

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,448

F1 · shares: Represents the volume-weighted average purchase price of several purchases made on the open market at prices ranging from $3.04 to $3.22 per share.

Read SEC document
December 17, 2025 Filed Dec 19, 2025 16:00 UTC PurchaseCommon Stock, par value $0.0001 30,000 $3.01 $90,210.00
Disclosure

SEC source: 0001104659-25-122897 · tm2533954-2_4seq1.xml · nonDerivative · entry 1

GELTZEILER MICHAEL S · CIK 0001182139 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,015

F1 · shares: Represents the volume-weighted average purchase price of several purchases made on the open market at prices ranging from $2.97 to $3.10 per share.

Read SEC document
December 17, 2025 Filed Dec 20, 2025 00:21 UTC PurchaseCommon Stock, par value $0.0001 61,930 $3.02 $187,152.46
Disclosure

SEC source: 0001104659-25-123366 · tm2533954-3_4seq1.xml · nonDerivative · entry 1

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,930

F1 · price: Represents the volume-weighted average purchase price of several purchases made on the open market at prices ranging from $2.98 to $3.1329 per share.

Read SEC document
September 29, 2025 Filed Oct 1, 2025 16:02 UTC
Knox David R.Chief Financial Officer
GrantCommon Stock, par value $0.0001 200,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-095620 · tm2527773-2_4seq1.xml · nonDerivative · entry 2

Knox David R. · CIK 0002089491 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

F2 · shares: Represents restricted stock units ("RSUs") that vest as follows: (1) 100,000 RSUs shall vest upon the Company achieving a market capitalization of one hundred fifty million dollars ($150,000,000) and (2) 100,000 RSUs shall vest upon the Company achieving a market capitalization of five hundred million dollars ($500,000,000) (the "Market Cap Milestones"), with the Market Cap Milestones to be considered achieved if the applicable threshold is achieved on ten (10) trading days out of a rolling thirty (30) day period, subject to the Grantee's continued employment with the Company through each such vesting date.

Read SEC document
September 29, 2025 Filed Oct 1, 2025 16:02 UTC
Knox David R.Chief Financial Officer
GrantCommon Stock, par value $0.0001 100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-095620 · tm2527773-2_4seq1.xml · nonDerivative · entry 1

Knox David R. · CIK 0002089491 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Represents restricted stock units ("RSUs") that vest as follows: (1) 50,000 RSUs shall vest on March 29, 2026 and (2) 50,000 RSUs shall vest on September 29, 2026, subject to the Grantee's continued employment with the Company through each such vesting date.

Read SEC document
September 08, 2025 Filed Sep 9, 2025 20:08 UTC GrantCommon Stock, par value $0.0001 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-088619 · tm2525651-2_4seq1.xml · nonDerivative · entry 1

Walters Happy David · CIK 0001779815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Represents restricted stock units ("RSUs") that vest as follows: (1) 25,000 RSUs shall vest on March 31, 2026; (2) 12,500 RSUs shall vest on August 16, 2026; and (3) 12,500 RSUs shall vest on November 16, 2026; provided, however, that such awards shall vest immediately and in full upon a change in control of the Company or termination of the director's board service for other than a voluntary resignation.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 20:46 UTC GrantCommon Stock, par value $.0001 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-080944 · tm2523996-1_4seq1.xml · nonDerivative · entry 1

GELTZEILER MICHAEL S · CIK 0001182139 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,015

F1 · shares: Represents restricted stock units ("RSUs") that vest as follows: (1) 25,000 RSUs shall vest on December 15, 2025; (2) 12,500 RSUs shall vest on May 26, 2026; and (3) 12,500 RSUs shall vest on August 16, 2026; provided, however, that such awards shall vest immediately in full upon the date on which a Corporate Transaction (as defined in the Issuer's Amended and Restated 2018 Omnibus Stock Incentive Plan) has occurred, or (b) the date on which the Reporting Person's service on the Issuer's Board of Directors (the "Board") concludes for any reason other than a self-initiated decision by such Reporting Person to step down from the Board.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 20:47 UTC GrantCommon Stock, par value $.0001 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-080945 · tm2523996-2_4seq1.xml · nonDerivative · entry 1

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,706

F1 · shares: Represents restricted stock units ("RSUs") that vest as follows: (1) 25,000 RSUs shall vest on December 15, 2025; (2) 12,500 RSUs shall vest on May 26, 2026; and (3) 12,500 RSUs shall vest on August 16, 2026; provided, however, that such awards shall vest immediately in full upon the date on which a Corporate Transaction (as defined in the Issuer's Amended and Restated 2018 Omnibus Stock Incentive Plan) has occurred, or (b) the date on which the Reporting Person's service on the Issuer's Board of Directors (the "Board") concludes for any reason other than a self-initiated decision by such Reporting Person to step down from the Board.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 20:49 UTC
Jung HyunsuDirector · Chief Investment Officer
GrantCommon Stock, par value $0.0001 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-080952 · tm2523996-4_4seq1.xml · nonDerivative · entry 1

Jung Hyunsu · CIK 0002075658 · Director · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500,000

F1 · shares: These grants shall vest as follows: (i) 500,000 shares shall vest upon the Issuer achieving a market capitalization of $150,000,000 and (ii) 500,000 shares shall vest upon the Issuer achieving a market capitalization of $500,000,000.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 20:48 UTC GrantCommon Stock, par value $.0001 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-080949 · tm2523996-3_4seq1.xml · nonDerivative · entry 1

JACOBSON RACHEL · CIK 0001911725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,301

F1 · shares: Represents restricted stock units ("RSUs") that vest as follows: (1) 25,000 RSUs shall vest on December 15, 2025; (2) 12,500 RSUs shall vest on May 26, 2026; and (3) 12,500 RSUs shall vest on August 16, 2026; provided, however, that such awards shall vest immediately in full upon the date on which a Corporate Transaction (as defined in the Issuer's Amended and Restated 2018 Omnibus Stock Incentive Plan) has occurred, or (b) the date on which the Reporting Person's service on the Issuer's Board of Directors (the "Board") concludes for any reason other than a self-initiated decision by such Reporting Person to step down from the Board.

Read SEC document
June 17, 2025 Filed Jul 9, 2025 20:04 UTC
Jung HyunsuDirector · Chief Investment Officer
GrantCommon Stock, par value $0.0001 500,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-066692 · tm2520236-6_4seq1.xml · nonDerivative · entry 1

Jung Hyunsu · CIK 0002075658 · Director · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

F1 · shares: These grants vested in full immediately effective with Mr. Jung's start date with the Company on June 17, 2025.

Read SEC document
June 13, 2025 Filed Jul 9, 2025 20:03 UTC GrantCommon Stock, par value $.0001 7,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-066686 · tm2520236-3_4seq1.xml · nonDerivative · entry 1

GELTZEILER MICHAEL S · CIK 0001182139 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,015

F1 · shares: These grants vested in full upon the closing of the Company's private placement financing on June 20, 2025.

Read SEC document
June 13, 2025 Filed Jul 9, 2025 20:02 UTC GrantCommon Stock, par value $.0001 5,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-066684 · tm2520236-2_4seq1.xml · nonDerivative · entry 1

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,706

F1 · shares: These grants vested in full upon the closing of the Company's private placement financing on June 20, 2025.

Read SEC document
June 13, 2025 Filed Jul 9, 2025 20:04 UTC GrantCommon Stock, par value $.0001 5,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-066690 · tm2520236-5_4seq1.xml · nonDerivative · entry 1

JACOBSON RACHEL · CIK 0001911725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,301

F1 · shares: These grants vested in full upon the closing of the Company's private placement financing on June 20, 2025.

Read SEC document
June 13, 2025 Filed Jul 9, 2025 20:03 UTC
Rowe Michael MDirector · Chief Executive Officer
GrantCommon Stock, par value $0.0001 6,600 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-066687 · tm2520236-4_4seq1.xml · nonDerivative · entry 1

Rowe Michael M · CIK 0001744774 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,975

F1 · shares: These grants vested in full upon the closing of the Company's private placement financing on June 20, 2025.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 21:36 UTC
Palanki RamDirector
GrantCommon Stock, par value $.0001 3,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-038175 · tm2512986-6_4seq1.xml · nonDerivative · entry 1

Palanki Ram · CIK 0001937411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,236

F1 · shares: Represents restricted stock units that will fully vest upon the closing of the Issuer's proposed business combination with Betaliq, Inc. Vesting is subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: On January 31, 2025, the Issuer effected a reverse stock split of its common stock at a ratio of 1-for-80 (the "Reverse Split"). The Reporting Person's ownership of the Issuer's securities has been adjusted to reflect the impact of the Reverse Split.

Read SEC document
April 21, 2025 Filed Apr 24, 2025 01:27 UTC GrantCommon Stock, par value $.0001 5,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-038167 · tm2512986-1_4seq1.xml · nonDerivative · entry 1

GELTZEILER MICHAEL S · CIK 0001182139 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,016

F1 · shares: Represents restricted stock units that will fully vest upon the closing of the Issuer's proposed business combination with Betaliq, Inc. Vesting is subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: On January 31, 2025, the Issuer effected a reverse stock split of its common stock at a ratio of 1-for-80 (the "Reverse Split"). The Reporting Person's ownership of the Issuer's securities has been adjusted to reflect the impact of the Reverse Split.

Read SEC document
April 21, 2025 Filed Apr 23, 2025 21:34 UTC GrantCommon Stock, par value $.0001 8,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-038174 · tm2512986-5_4seq1.xml · nonDerivative · entry 1

MATHER CHARLES E IV · CIK 0001563422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,953

F1 · shares: Represents restricted stock units that will fully vest upon the closing of the Issuer's proposed business combination with Betaliq, Inc. Vesting is subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: On January 31, 2025, the Issuer effected a reverse stock split of its common stock at a ratio of 1-for-80 (the "Reverse Split"). The Reporting Person's ownership of the Issuer's securities has been adjusted to reflect the impact of the Reverse Split.

Read SEC document
April 21, 2025 Filed Apr 24, 2025 01:37 UTC GrantCommon Stock, par value $.0001 3,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-038176 · tm2512986-7_4seq1.xml · nonDerivative · entry 1

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,707

F1 · shares: Represents restricted stock units that will fully vest upon the closing of the Issuer's proposed business combination with Betaliq, Inc. Vesting is subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: On January 31, 2025, the Issuer effected a reverse stock split of its common stock at a ratio of 1-for-80 (the "Reverse Split"). The Reporting Person's ownership of the Issuer's securities has been adjusted to reflect the impact of the Reverse Split.

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April 21, 2025 Filed Apr 24, 2025 01:31 UTC GrantCommon Stock, par value $.0001 3,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-038171 · tm2512986-3_4seq1.xml · nonDerivative · entry 1

JACOBSON RACHEL · CIK 0001911725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,302

F1 · shares: Represents restricted stock units that will fully vest upon the closing of the Issuer's proposed business combination with Betaliq, Inc. Vesting is subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: On January 31, 2025, the Issuer effected a reverse stock split of its common stock at a ratio of 1-for-80 (the "Reverse Split"). The Reporting Person's ownership of the Issuer's securities has been adjusted to reflect the impact of the Reverse Split.

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April 21, 2025 Filed Apr 24, 2025 01:33 UTC
Kern BrenChief Operating Officer
GrantCommon Stock, par value $0.0001 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-038172 · tm2512986-4_4seq1.xml · nonDerivative · entry 1

Kern Bren · CIK 0001957543 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,031

F1 · shares: Represents restricted stock units that will fully vest on the earliest of the following events: (i) one year from the date of issuance, (ii) a change in control of the Issuer, and (iii) the date on which the Reporting Person's employment with the Issuer is terminated, except in the event of a voluntary resignation by the Reporting Person. Vesting is subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: On January 31, 2025, the Issuer effected a reverse stock split of its common stock at a ratio of 1-for-80 (the "Reverse Split"). The Reporting Person's ownership of the Issuer's securities has been adjusted to reflect the impact of the Reverse Split.

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April 21, 2025 Filed Apr 24, 2025 01:30 UTC GrantCommon Stock, par value $.0001 5,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-038169 · tm2512986-2_4seq1.xml · nonDerivative · entry 1

Ianchulev Tsontcho · CIK 0001728916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,124

F1 · shares: Represents restricted stock units that will fully vest upon the closing of the Issuer's proposed business combination with Betaliq, Inc. Vesting is subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: On January 31, 2025, the Issuer effected a reverse stock split of its common stock at a ratio of 1-for-80 (the "Reverse Split"). The Reporting Person's ownership of the Issuer's securities has been adjusted to reflect the impact of the Reverse Split.

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April 21, 2025 Filed Apr 29, 2025 19:57 UTC Amendment
Palanki RamDirector
GrantCommon Stock, par value $.0001 3,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-041552 · tm2513522-5_4aseq1.xml · nonDerivative · entry 1

Palanki Ram · CIK 0001937411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,235

F1 · shares: Represents restricted stock units that will fully vest upon the closing of the Issuer's proposed business combination with Betaliq, Inc. Vesting is subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: On January 31, 2025, the Issuer effected a reverse stock split of its common stock at a ratio of 1-for-80 (the "Reverse Split"). The Reporting Person's ownership of the Issuer's securities has been adjusted to reflect the impact of the Reverse Split.

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April 21, 2025 Filed Apr 29, 2025 23:51 UTC Amendment GrantCommon Stock, par value $.0001 5,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-041548 · tm2513522-1_4aseq1.xml · nonDerivative · entry 1

GELTZEILER MICHAEL S · CIK 0001182139 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,015

F1 · shares: Represents restricted stock units that will fully vest upon the closing of the Issuer's proposed business combination with Betaliq, Inc. Vesting is subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: On January 31, 2025, the Issuer effected a reverse stock split of its common stock at a ratio of 1-for-80 (the "Reverse Split"). The Reporting Person's ownership of the Issuer's securities has been adjusted to reflect the impact of the Reverse Split.

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April 21, 2025 Filed Apr 29, 2025 19:56 UTC Amendment GrantCommon Stock, par value $.0001 8,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-041551 · tm2513522-4_4aseq1.xml · nonDerivative · entry 1

MATHER CHARLES E IV · CIK 0001563422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,950

F1 · shares: Represents restricted stock units that will fully vest upon the closing of the Issuer's proposed business combination with Betaliq, Inc. Vesting is subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: On January 31, 2025, the Issuer effected a reverse stock split of its common stock at a ratio of 1-for-80 (the "Reverse Split"). The Reporting Person's ownership of the Issuer's securities has been adjusted to reflect the impact of the Reverse Split.

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April 21, 2025 Filed Apr 29, 2025 23:58 UTC Amendment GrantCommon Stock, par value $.0001 3,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-041553 · tm2513522-6_4aseq1.xml · nonDerivative · entry 1

Strahlman Ellen R · CIK 0001575385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,706

F1 · shares: Represents restricted stock units that will fully vest upon the closing of the Issuer's proposed business combination with Betaliq, Inc. Vesting is subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: On January 31, 2025, the Issuer effected a reverse stock split of its common stock at a ratio of 1-for-80 (the "Reverse Split"). The Reporting Person's ownership of the Issuer's securities has been adjusted to reflect the impact of the Reverse Split.

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April 21, 2025 Filed Apr 29, 2025 23:54 UTC Amendment GrantCommon Stock, par value $.0001 3,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-041550 · tm2513522-3_4aseq1.xml · nonDerivative · entry 1

JACOBSON RACHEL · CIK 0001911725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,301

F1 · shares: Represents restricted stock units that will fully vest upon the closing of the Issuer's proposed business combination with Betaliq, Inc. Vesting is subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: On January 31, 2025, the Issuer effected a reverse stock split of its common stock at a ratio of 1-for-80 (the "Reverse Split"). The Reporting Person's ownership of the Issuer's securities has been adjusted to reflect the impact of the Reverse Split.

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April 21, 2025 Filed Apr 29, 2025 23:52 UTC Amendment GrantCommon Stock, par value $.0001 5,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-041549 · tm2513522-2_4aseq1.xml · nonDerivative · entry 1

Ianchulev Tsontcho · CIK 0001728916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,122

F1 · shares: Represents restricted stock units that will fully vest upon the closing of the Issuer's proposed business combination with Betaliq, Inc. Vesting is subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: On January 31, 2025, the Issuer effected a reverse stock split of its common stock at a ratio of 1-for-80 (the "Reverse Split"). The Reporting Person's ownership of the Issuer's securities has been adjusted to reflect the impact of the Reverse Split.

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February 21, 2025 Filed Jun 4, 2025 01:18 UTC
LASRY MARC10% owner
OtherConvertible Debt · Derivative 5,952,381 Not disclosed Strike: $1.68 Not disclosed
Disclosure

SEC source: 0001213900-25-050946 · marketforms-69781.xml · derivative · entry 2

Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner

Avenue Venture Opportunities Fund, L.P. · CIK 0001792691 · 10% owner

Avenue Venture Opportunities Fund II, L.P. · CIK 0001886343 · 10% owner

LASRY MARC · CIK 0001259927 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes 1 and 2.

Disclosed balance after: 0

Underlying: Common Stock · 5,952,381 shares

Expires not disclosed

F3 · kind: On February 21, 2025, ACM II, as "Agent", and AVOF and AVOF II, as "Lenders", and Issuer entered into a Second Amendment to Supplement to Loan and Security Agreement dated November 22, 2022 (collectively, as amended and supplemented, the "Agreement"), pursuant to which Lenders have the right in their discretion at any time on or after April 1, 2025, to convert an aggregate amount of up to $10,000,000 of the aggregate principal amount of the outstanding Growth Capital Loans (as defined in the Agreement) into common stock of Issuer at a per share price of $1.68.

F4 · shares: See footnote 3.

F5 · price: Not applicable.

F5 · derivative.expiration_date: Not applicable.

F6 · balance_after: Reporting Persons have not converted any debt to date.

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August 30, 2024 Filed Sep 3, 2024 12:07 UTC
Jones Andrew D.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001104659-24-096026 · tm2423190-2_4seq1.xml · derivative · entry 1

Jones Andrew D. · CIK 0001811872 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2034-08-30

F1 · derivative.exercise_date: Represents grant of stock options, which vest in equal quarterly installments on the first, second, third and fourth anniversaries of the date of grant, such that the stock options will be fully vested and exercisable on August 30, 2028.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.