HYMC

SEC source: 0001192052-22-000003 · wf-form4_165455356094744.xml · nonDerivative · entry 1

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,898

F1 · shares: The reported transaction relates to the award of 445,804 restricted stock units ("RSUs") granted on June 2, 2022. Subject to the reporting person's continued employment with the Issuer, the RSUs will vest in 3 equal installments on each of June 2, 2023; June 2, 2024 and June 2, 2025. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock ("Common Stock"). The awarded vested RSUs will convert into shares of Common Stock on each applicable vesting date; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.

SEC source: 0001276466-22-000002 · wf-form4_165455376159515.xml · nonDerivative · entry 1

WIESHOFER MARNI · CIK 0001276466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,057

F1 · shares: The reported transaction relates to the Reporting Person's receipt of 52,448 restricted stock units ("RSUs") as the Reporting Person's 2022 annual equity award grant for service as a non-employee member of the Issuer's Board of Directors, of which 26,224 vested on the date of issuance and 26,224 will vest on the earlier of (i) the date of the Issuer's first annual meeting of stockholders after the grant date or (ii) June 2, 2023, subject to Reporting Person's continued service on Issuer's Board of Directors.

F2 · shares: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock ("Common Stock"). The awarded RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on that conversion date, the Reporting Person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Issuer's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the Reporting Person is no longer prohibited from such trading.

SEC source: 0001307983-22-000003 · wf-form4_165455620161566.xml · nonDerivative · entry 1

Naccarati David C · CIK 0001307983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,232

F1 · shares: The reported transaction relates to the Reporting Person's receipt of 52,448 restricted stock units ("RSUs") as the Reporting Person's 2022 annual equity award grant for service as a non-employee member of the Issuer's Board of Directors, of which 26,224 vested on the date of issuance and 26,224 will vest on the earlier of (i) the date of the Issuer's first annual meeting of stockholders after the grant date or (ii) June 2, 2023, subject to Reporting Person's continued service on Issuer's Board of Directors.

F2 · shares: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock ("Common Stock"). The awarded RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on that conversion date, the Reporting Person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Issuer's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the Reporting Person is no longer prohibited from such trading

SEC source: 0001628280-22-016397 · wf-form4_165456714745654.xml · nonDerivative · entry 1

WENG THOMAS S. · CIK 0001603617 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,861

F1 · shares: 1.The reported transaction relates to the Reporting Person's receipt of 52,448 restricted stock units ("RSUs") as the Reporting Person's 2022 annual equity award grant for service as a non-employee member of the Issuer's Board of Directors, of which 26,224 vested on the date of issuance and 26,224 will vest on the earlier of (i) the date of the Issuer's first annual meeting of stockholders after the grant date or (ii) June 2, 2023, subject to Reporting Person's continued service on Issuer's Board of Directors.

F2 · shares: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock (the "Common Stock"). The awarded RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on that conversion date, the Reporting Person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Issuer's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the Reporting Person is no longer prohibited from such trading.

SEC source: 0001628280-22-016404 · wf-form4_165460650648407.xml · nonDerivative · entry 1

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · Director · 10% owner

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 23,495,653

F1 · shares: Represents awards of restricted stock units ("RSUs") granted by the Issuer to AMC Entertainment Holdings, Inc. ("AMC Holdings") on June 2, 2022, in connection with Sean Goodman's service on the Issuer's Board of Directors, which awards consisted of (i) 52,448 RSUs as the 2022 annual equity award grant for Mr. Goodman's service as a non-employee member of the Issuer's Board of Directors, 50% of which vested immediately on the date of grant and the remaining 50% will vest on the earlier of (a) the Issuer's first annual meeting of stockholders held after the grant date or (b) June 2, 2023, subject to Mr. Goodman's continued service on Issuer's Board of Directors and (ii) 34,965 RSUs as the initial equity award for Mr. Goodman's service on Issuer's Board of Directors, which will vest in three equal installments on each of June 2, 2023, June 2, 2024 and June 2, 2025.

F2 · shares: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock ("Common Stock"). The awarded RSUs will convert into shares of the Issuer's Common Stock upon vesting; provided, however, that if, on that conversion date, the Reporting Person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Issuer's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the Reporting Person is no longer prohibited from such trading.

F3 · ownership.nature: This statement is being filed by the following Reporting Persons: American Multi-Cinema, Inc., which is a wholly-owned subsidiary of AMC Holdings.

F4 · ownership.nature: Mr. Goodman is the executive Vice President and Chief Financial Officer of AMC Holdings and serves as a director on the Board of Directors of the Issuer. Each of the Reporting Persons is a "director by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001814564-22-000007 · wf-form4_166880859938404.xml · nonDerivative · entry 1

Harrison Michael James · CIK 0001814564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,557

F1 · shares: The reported transaction relates to the Reporting Person's receipt of 52,448 restricted stock units ("RSUs") as the Reporting Person's 2022 annual equity award grant for service as a non-employee member ofthe Issuer's Board of Directors, of which 26,224 vested on the date of issuance and 26,224 will vest on the earlier of (i) the date of the Issuer's first annual meeting of stockholders after the grant date or (ii) June 2, 2023, subject to Reporting Person's continued service on Issuer's Board of Directors.

F2 · shares: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock ("Common Stock"). The awarded RSUs will convert into shares of Common Stock upon vesting; provided,however, that if, on that conversion date, the Reporting Person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Issuer's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the Reporting Person is no longer prohibited from such trading.

SEC source: 0001567619-22-006709 · doc1.xml · derivative · entry 2

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock, $0.0001 par value · 137,252 shares

Expires 2025-05-29

F3 · derivative.exercise_date: Each Warrant, also known as a PIPE Warrant (as defined in the Issuer's 8-K12B filed on June 4, 2020 (the "8-K12B")), gives the holder thereof the right to purchase one share of common stock, subject to certain exceptions. The PIPE Warrants have an initial exercise price of $11.50 per share of Class A Common Stock. The PIPE Warrants became exercisable on June 28, 2020 and expire May 29, 2025 or earlier upon their redemption or the liquidation of the Issuer.

F4 · derivative.exercise_date: Once exercisable, the PIPE Warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders. The foregoing description of the PIPE warrants does not purport to be complete and are subject to and qualified in their entirety by reference to the Warrant Agreement included as Exhibit 4.3 of the Issuer's 8-K12B filed on June 4, 2020, which is incorporated by reference.

F3 · derivative.expiration_date: Each Warrant, also known as a PIPE Warrant (as defined in the Issuer's 8-K12B filed on June 4, 2020 (the "8-K12B")), gives the holder thereof the right to purchase one share of common stock, subject to certain exceptions. The PIPE Warrants have an initial exercise price of $11.50 per share of Class A Common Stock. The PIPE Warrants became exercisable on June 28, 2020 and expire May 29, 2025 or earlier upon their redemption or the liquidation of the Issuer.

F4 · derivative.expiration_date: Once exercisable, the PIPE Warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders. The foregoing description of the PIPE warrants does not purport to be complete and are subject to and qualified in their entirety by reference to the Warrant Agreement included as Exhibit 4.3 of the Issuer's 8-K12B filed on June 4, 2020, which is incorporated by reference.

F1 · ownership.nature: These securities are directly owned by certain private investment funds (the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds, and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001567619-22-006709 · doc1.xml · nonDerivative · entry 1

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 735,117

F1 · ownership.nature: These securities are directly owned by certain private investment funds (the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds, and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001104659-22-001040 · tm221525-1_4seq1.xml · derivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 10,086,307

Underlying: Class A Common Stock · 14,722 shares

Expires not disclosed

F2 · shares: Sold by Mudrick Senior Secured Fund.

F6 · price: The price represents the weighted average price of the warrants sold. The warrants were sold within a range of $0.05 to $0.06, inclusive. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of warrants sold at each separate price within the range.

F5 · derivative.expiration_date: These warrants expire May 29, 2025 or earlier upon their redemption or the liquidation by the Issuer. These warrants to buy shares of Class A Common Stock may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders; however, for so long as the Sponsor (or a permitted transferee under the applicable warrant agreement) continues to hold the warrants, the warrants may not be redeemed.

F7 · balance_after: Represents warrants to purchase shares of Class A Common Stock directly held as follows: 3,960,148 by Mudrick Opportunity Fund; 1,530,893 by Mudrick Drawdown Fund; 0 by Mudrick Senior Secured Fund; 213,920 by Mudrick Drawdown Fund II; and 4,381,346 by the Managed Accounts.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Senior Secured Fund Global, L.P. ("Mudrick Senior Secured Fund"); and Mudrick Senior Secured Fund GP, LLC ("Mudrick Senior Secured Fund GP").

F8 · ownership.nature: Mudrick Capital is the investment manager of each of the Mudrick Funds, and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown Fund GP"), the general partner of Mudrick Drawdown Fund, Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), the general partner of Mudrick Drawdown Fund II, and Mudrick Drawdown Fund II SC, Mudrick Senior Secured Fund GP, the general partner of Mudrick Senior Secured Fund, and Mudrick GP, the general partner of Mudrick Opportunity Fund.

F9 · ownership.nature: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II, Mudrick Senior Secured Fund GP may be deemed to beneficially own the securities owned by Mudrick Senior Secured Fund, and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund.

F10 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

SEC source: 0001104659-22-001040 · tm221525-1_4seq1.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Mudrick Distressed Senior Secured Fund Global, L.P. · CIK 0001723936 · 10% owner

Mudrick Senior Secured Fund GP, LLC · CIK 0001813662 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 24,394,846

F2 · shares: Sold by Mudrick Senior Secured Fund.

F3 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $0.62 to $0.66, inclusive. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.

F4 · balance_after: Represents 24,394,846 shares of Class A Common Stock directly held as follows: 22,473 by Mudrick Capital; 10,079,998 by Mudrick Distressed Opportunity Fund Global, L.P. ("Mudrick Opportunity Fund"); 2,594,137 by Mudrick Distressed Opportunity Drawdown Fund, L.P. ("Mudrick Drawdown Fund"); 2,156,395 by Mudrick Distressed Opportunity Drawdown Fund II, L.P. ("Mudrick Drawdown Fund II"); 622,249 by Mudrick Distressed Opportunity Drawdown Fund II SC, L.P. ("Mudrick Drawdown Fund II SC"); 0 by Mudrick Distressed Senior Secured Fund; and 8,919,594 by certain accounts managed by Mudrick Capital (the "Managed Accounts").

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"); Jason Mudrick; Mudrick Distressed Senior Secured Fund Global, L.P. ("Mudrick Senior Secured Fund"); and Mudrick Senior Secured Fund GP, LLC ("Mudrick Senior Secured Fund GP").

F8 · ownership.nature: Mudrick Capital is the investment manager of each of the Mudrick Funds, and has voting and investment discretion with respect to the securities held by the Mudrick Funds. Jason Mudrick is the sole member of each of Mudrick Capital GP, the general partner of Mudrick Capital, Mudrick Distressed Opportunity Drawdown Fund GP, LLC ("Mudrick Drawdown Fund GP"), the general partner of Mudrick Drawdown Fund, Mudrick Distressed Opportunity Drawdown Fund II GP, LLC ("Mudrick Drawdown Fund II GP"), the general partner of Mudrick Drawdown Fund II, and Mudrick Drawdown Fund II SC, Mudrick Senior Secured Fund GP, the general partner of Mudrick Senior Secured Fund, and Mudrick GP, the general partner of Mudrick Opportunity Fund.

F9 · ownership.nature: Mudrick Capital, Mudrick Capital GP and Jason Mudrick may be deemed to have beneficial ownership of the equity securities of the Issuer the Mudrick Funds, Mudrick Drawdown Fund GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund, Mudrick Drawdown Fund II GP may be deemed to have beneficial ownership of the securities owned by Mudrick Drawdown Fund II, Mudrick Senior Secured Fund GP may be deemed to beneficially own the securities owned by Mudrick Senior Secured Fund, and Mudrick GP may be deemed to beneficially own the securities owned by Mudrick Opportunity Fund.

F10 · ownership.nature: The Reporting Persons disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities of the Issuer in excess of their respective pecuniary interests.

SEC source: 0001104659-21-140691 · tm2133231-1_4seq1.xml · derivative · entry 6

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,095 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HYMC Class A Common Stock, par value $0.0001 per share.

F2 · derivative.exercise_date: Represents the conversion of vested Restricted Stock Units ("RSUs") previously granted by the Issuer on December 4, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the applicable award agreement.

F2 · derivative.expiration_date: Represents the conversion of vested Restricted Stock Units ("RSUs") previously granted by the Issuer on December 4, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the applicable award agreement.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"), the general partner of Mudrick Capital; and Jason Mudrick, the managing member of Mudrick Capital GP.

F7 · ownership.nature: David Kirsch, a Managing Director and Senior Analyst at Mudrick Capital, served as a director on the Board of Directors of the Issuer until his resignation on November 9, 2021.

SEC source: 0001104659-21-140691 · tm2133231-1_4seq1.xml · derivative · entry 5

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See notes

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HYMC Class A Common Stock, par value $0.0001 per share.

F3 · derivative.exercise_date: Represents the conversion of vested RSUs previously granted by the Issuer on December 4, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the applicable award agreement.

F3 · derivative.expiration_date: Represents the conversion of vested RSUs previously granted by the Issuer on December 4, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the applicable award agreement.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"), the general partner of Mudrick Capital; and Jason Mudrick, the managing member of Mudrick Capital GP.

F7 · ownership.nature: David Kirsch, a Managing Director and Senior Analyst at Mudrick Capital, served as a director on the Board of Directors of the Issuer until his resignation on November 9, 2021.

SEC source: 0001104659-21-140691 · tm2133231-1_4seq1.xml · derivative · entry 4

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HYMC Class A Common Stock, par value $0.0001 per share.

F4 · derivative.exercise_date: Represents the conversion of vested RSUs previously granted by the Issuer on May 24, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the award agreement.

F4 · derivative.expiration_date: Represents the conversion of vested RSUs previously granted by the Issuer on May 24, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the award agreement.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"), the general partner of Mudrick Capital; and Jason Mudrick, the managing member of Mudrick Capital GP.

F7 · ownership.nature: David Kirsch, a Managing Director and Senior Analyst at Mudrick Capital, served as a director on the Board of Directors of the Issuer until his resignation on November 9, 2021.

SEC source: 0001104659-21-140691 · tm2133231-1_4seq1.xml · nonDerivative · entry 3

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 24,429,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the conversion of vested RSUs previously granted by the Issuer on May 24, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the award agreement.

F5 · balance_after: Represents 24,429,256 shares of Class A Common Stock held as follows: 22,473 by Mudrick Capital; 10,079,998 by Mudrick Distressed Opportunity Fund Global, L.P.; 2,594,137 by Mudrick Distressed Opportunity Drawdown Fund, L.P.; 2,156,395 by Mudrick Distressed Opportunity Drawdown Fund II, L.P.; 622,249 by Mudrick Distressed Opportunity Drawdown Fund II SC, L.P.; 34,410 by Mudrick Distressed Senior Secured Fund Global, L.P.; and 8,919,594 by certain accounts managed by Mudrick Capital.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"), the general partner of Mudrick Capital; and Jason Mudrick, the managing member of Mudrick Capital GP.

SEC source: 0001104659-21-140691 · tm2133231-1_4seq1.xml · nonDerivative · entry 2

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 24,419,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the conversion of vested RSUs previously granted by the Issuer on December 4, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the applicable award agreement.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"), the general partner of Mudrick Capital; and Jason Mudrick, the managing member of Mudrick Capital GP.

SEC source: 0001104659-21-140691 · tm2133231-1_4seq1.xml · nonDerivative · entry 1

Mudrick Capital Management, L.P. · CIK 0001655183 · 10% owner

Mudrick Jason · CIK 0001367262 · 10% owner

Mudrick Capital Management LLC · CIK 0001730922 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Notes

Disclosed balance after: 24,416,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the conversion of vested Restricted Stock Units ("RSUs") previously granted by the Issuer on December 4, 2021, into shares of Class A Common Stock in connection with Mr. Kirsch's separation from service to the board of directors in accordance with the applicable award agreement.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Mudrick Capital Management, L.P. ("Mudrick Capital"); Mudrick Capital Management, LLC ("Mudrick Capital GP"), the general partner of Mudrick Capital; and Jason Mudrick, the managing member of Mudrick Capital GP.

SEC source: 0001140361-21-037715 · form4.xml · derivative · entry 5

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 137,252

Underlying: Class A Common Stock, $0.0001 par value · 50,000 shares

Expires 2025-05-29

F3 · derivative.exercise_date: Each Warrant, also known as a PIPE Warrant (as defined in the Issuer's 8-K12B filed on June 4, 2020 (the "8-K12B")), gives the holder thereof the right to purchase one share of common stock, subject to certain exceptions. The PIPE Warrants have an initial exercise price of $11.50 per share of Class A Common Stock. The PIPE Warrants became exercisable on June 28, 2020 and expire May 29, 2025 or earlier upon their redemption or the liquidation of the Issuer.

F4 · derivative.exercise_date: Once exercisable, the PIPE Warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders. The foregoing description of the PIPE warrants does not purport to be complete and are subject to and qualified in their entirety by reference to the Warrant Agreement included as Exhibit 4.3 of the Issuer's 8-K12B filed on June 4, 2020, which is incorporated by reference.

F3 · derivative.expiration_date: Each Warrant, also known as a PIPE Warrant (as defined in the Issuer's 8-K12B filed on June 4, 2020 (the "8-K12B")), gives the holder thereof the right to purchase one share of common stock, subject to certain exceptions. The PIPE Warrants have an initial exercise price of $11.50 per share of Class A Common Stock. The PIPE Warrants became exercisable on June 28, 2020 and expire May 29, 2025 or earlier upon their redemption or the liquidation of the Issuer.

F4 · derivative.expiration_date: Once exercisable, the PIPE Warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders. The foregoing description of the PIPE warrants does not purport to be complete and are subject to and qualified in their entirety by reference to the Warrant Agreement included as Exhibit 4.3 of the Issuer's 8-K12B filed on June 4, 2020, which is incorporated by reference.

F1 · ownership.nature: These securities are directly owned by certain private investment funds (the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds, and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001140361-21-037715 · form4.xml · nonDerivative · entry 3

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,552,518

F1 · ownership.nature: These securities are directly owned by certain private investment funds (the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds, and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001140361-21-037715 · form4.xml · derivative · entry 4

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 187,252

Underlying: Class A Common Stock, $0.0001 par value · 125,000 shares

Expires 2025-05-29

F3 · derivative.exercise_date: Each Warrant, also known as a PIPE Warrant (as defined in the Issuer's 8-K12B filed on June 4, 2020 (the "8-K12B")), gives the holder thereof the right to purchase one share of common stock, subject to certain exceptions. The PIPE Warrants have an initial exercise price of $11.50 per share of Class A Common Stock. The PIPE Warrants became exercisable on June 28, 2020 and expire May 29, 2025 or earlier upon their redemption or the liquidation of the Issuer.

F4 · derivative.exercise_date: Once exercisable, the PIPE Warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders. The foregoing description of the PIPE warrants does not purport to be complete and are subject to and qualified in their entirety by reference to the Warrant Agreement included as Exhibit 4.3 of the Issuer's 8-K12B filed on June 4, 2020, which is incorporated by reference.

F3 · derivative.expiration_date: Each Warrant, also known as a PIPE Warrant (as defined in the Issuer's 8-K12B filed on June 4, 2020 (the "8-K12B")), gives the holder thereof the right to purchase one share of common stock, subject to certain exceptions. The PIPE Warrants have an initial exercise price of $11.50 per share of Class A Common Stock. The PIPE Warrants became exercisable on June 28, 2020 and expire May 29, 2025 or earlier upon their redemption or the liquidation of the Issuer.

F4 · derivative.expiration_date: Once exercisable, the PIPE Warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders. The foregoing description of the PIPE warrants does not purport to be complete and are subject to and qualified in their entirety by reference to the Warrant Agreement included as Exhibit 4.3 of the Issuer's 8-K12B filed on June 4, 2020, which is incorporated by reference.

F1 · ownership.nature: These securities are directly owned by certain private investment funds (the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds, and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001140361-21-037715 · form4.xml · nonDerivative · entry 2

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,590,817

F1 · ownership.nature: These securities are directly owned by certain private investment funds (the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds, and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001140361-21-037715 · form4.xml · nonDerivative · entry 1

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,671,942

F1 · ownership.nature: These securities are directly owned by certain private investment funds (the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds, and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000905148-21-000629 · form4.xml · derivative · entry 3

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 312,252

Underlying: Class A Common Stock, $0.0001 par value · 272,822 shares

Expires 2025-05-29

F3 · derivative.exercise_date: Each Warrant, also known as a PIPE Warrant (as defined in the Issuer's 8-K12B filed on June 4, 2020 (the "8-K12B")), gives the holder thereof the right to purchase one share of common stock, subject to certain exceptions. The PIPE Warrants have an initial exercise price of $11.50 per share of Class A Common Stock. The PIPE Warrants became exercisable on June 28, 2020 and expire May 29, 2025 or earlier upon their redemption or the liquidation of the Issuer.

F4 · derivative.exercise_date: Once exercisable, the PIPE Warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders. The foregoing description of the PIPE warrants does not purport to be complete and are subject to and qualified in their entirety by reference to the Warrant Agreement included as Exhibit 4.3 of the Issuer's 8-K12B filed on June 4, 2020, which is incorporated by reference.

F3 · derivative.expiration_date: Each Warrant, also known as a PIPE Warrant (as defined in the Issuer's 8-K12B filed on June 4, 2020 (the "8-K12B")), gives the holder thereof the right to purchase one share of common stock, subject to certain exceptions. The PIPE Warrants have an initial exercise price of $11.50 per share of Class A Common Stock. The PIPE Warrants became exercisable on June 28, 2020 and expire May 29, 2025 or earlier upon their redemption or the liquidation of the Issuer.

F4 · derivative.expiration_date: Once exercisable, the PIPE Warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders. The foregoing description of the PIPE warrants does not purport to be complete and are subject to and qualified in their entirety by reference to the Warrant Agreement included as Exhibit 4.3 of the Issuer's 8-K12B filed on June 4, 2020, which is incorporated by reference.

F1 · ownership.nature: These securities are directly owned by certain private investment funds (the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds, and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000905148-21-000629 · form4.xml · derivative · entry 2

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 585,074

Underlying: Class A Common Stock, $0.0001 par value · 327,943 shares

Expires 2025-05-29

F3 · derivative.exercise_date: Each Warrant, also known as a PIPE Warrant (as defined in the Issuer's 8-K12B filed on June 4, 2020 (the "8-K12B")), gives the holder thereof the right to purchase one share of common stock, subject to certain exceptions. The PIPE Warrants have an initial exercise price of $11.50 per share of Class A Common Stock. The PIPE Warrants became exercisable on June 28, 2020 and expire May 29, 2025 or earlier upon their redemption or the liquidation of the Issuer.

F4 · derivative.exercise_date: Once exercisable, the PIPE Warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders. The foregoing description of the PIPE warrants does not purport to be complete and are subject to and qualified in their entirety by reference to the Warrant Agreement included as Exhibit 4.3 of the Issuer's 8-K12B filed on June 4, 2020, which is incorporated by reference.

F3 · derivative.expiration_date: Each Warrant, also known as a PIPE Warrant (as defined in the Issuer's 8-K12B filed on June 4, 2020 (the "8-K12B")), gives the holder thereof the right to purchase one share of common stock, subject to certain exceptions. The PIPE Warrants have an initial exercise price of $11.50 per share of Class A Common Stock. The PIPE Warrants became exercisable on June 28, 2020 and expire May 29, 2025 or earlier upon their redemption or the liquidation of the Issuer.

F4 · derivative.expiration_date: Once exercisable, the PIPE Warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders. The foregoing description of the PIPE warrants does not purport to be complete and are subject to and qualified in their entirety by reference to the Warrant Agreement included as Exhibit 4.3 of the Issuer's 8-K12B filed on June 4, 2020, which is incorporated by reference.

F1 · ownership.nature: These securities are directly owned by certain private investment funds (the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds, and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000905148-21-000629 · form4.xml · nonDerivative · entry 1

WHITEBOX ADVISORS LLC · CIK 0001257391 · 10% owner

WHITEBOX GENERAL PARTNER LLC · CIK 0001650272 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,743,317

F1 · ownership.nature: These securities are directly owned by certain private investment funds (the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds, and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds.

F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000902664-21-004083 · ownership.xml · nonDerivative · entry 1

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,995,316

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.96 to $2.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003735 · ownership.xml · nonDerivative · entry 2

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,168,876

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.13 to $2.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003735 · ownership.xml · nonDerivative · entry 1

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,213,507

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.07 to $2.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003708 · ownership.xml · nonDerivative · entry 2

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,229,681

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003708 · ownership.xml · nonDerivative · entry 1

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,360,369

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.29 to $2.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003526 · ownership.xml · nonDerivative · entry 2

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,434,009

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.70 to $2.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003526 · ownership.xml · nonDerivative · entry 1

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,463,422

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.74 to $2.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003502 · ownership.xml · nonDerivative · entry 2

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,540,209

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.78 to $2.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003502 · ownership.xml · nonDerivative · entry 1

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,548,999

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.88 to $2.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003388 · ownership.xml · nonDerivative · entry 1

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,583,909

F1 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003329 · ownership.xml · nonDerivative · entry 1

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,583,961

F1 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003298 · ownership.xml · nonDerivative · entry 2

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,594,976

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.15 to $3.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003298 · ownership.xml · nonDerivative · entry 1

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,646,805

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.17 to $3.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003258 · ownership.xml · nonDerivative · entry 2

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,802,291

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.19 to $3.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003258 · ownership.xml · nonDerivative · entry 1

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,869,736

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.10 to $3.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003222 · ownership.xml · nonDerivative · entry 2

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,919,679

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.10 to $3.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F1 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003222 · ownership.xml · nonDerivative · entry 1

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,925,090

F1 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003192 · ownership.xml · nonDerivative · entry 2

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,926,522

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.20 to $3.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F1 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003192 · ownership.xml · nonDerivative · entry 1

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,982,667

F1 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F2 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003174 · ownership.xml · nonDerivative · entry 2

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,986,167

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.49 to $3.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0001718405-21-000095 · wf-form4_162387394883129.xml · nonDerivative · entry 1

Stieber Jeffrey · CIK 0001817399 · SVP Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,909

F1 · balance_after: The total reported in line one of Column 5 reflects the sale of the Issuer's Class A Common Stock ("Common Stock") in the reported transaction and (i) 9,605 restricted stock units ("RSUs") representing a contingent right to receive one share of the Issuer's Common Stock, which RSUs were issued to the Reporting person on December 15, 2020, with 4,731 vesting on May 27, 2022 and 4,874 vesting on May 29, 2023, subject to Reporting Person's continued employment with the Issuer and (ii) 32,304 RSUs issued on March 2, 2021, which will vest 33% on March 15, 2022; 33% on March 15, 2023 and 34% on March 15, 2024 subject to the reporting person's continued employment with the Issuer. The amount of the remaining RSUs which were granted on May 20, 2019 and vest on February 18, 2022, will be determined based upon the Common Stock price on February 18, 2022.

F2 · balance_after: RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on that conversion date, the Reporting Person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Issuer's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the Reporting Person is no longer prohibited from such trading.

SEC source: 0000902664-21-003174 · ownership.xml · nonDerivative · entry 1

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,997,467

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.48 to $3.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-21-003147 · ownership.xml · nonDerivative · entry 1

HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner

Highbridge MSF International Ltd. · CIK 0001308315 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,067,467

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.66 to $3.95, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · ownership.nature: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

F3 · ownership.nature: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0001718405-21-000089 · wf-form4_162336480476542.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director · President, CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,615

F1 · balance_after: The total reported in line one of Column 5 includes the shares of the Issuer's Class A Common Stock ("Common Stock") purchased in the reported transaction and (i) 23,427 restricted stock units ("RSUs") representing a contingent right to receive one share of the Issuer's Common Stock, which RSUs were issued to the Reporting person on December 15, 2020, with 11,539 vesting on May 27, 2022 and 11,888 vesting on May 29, 2023, subject to Reporting Person's continued employment with the Issuer, (ii) 154,495 RSUs issued on March 2, 2021, which will vest 33% on March 15, 2022; 33% on March 15, 2023 and 34% on March 15, 2024 subject to the reporting person's continued employment with the Issuer, (iii) 96,154 RSUs issued on September 8, 2020 which will vest on September 8, 2024, subject to the Reporting Person's continued employment with the Issuer and (iv) 37,539 shares of Common Stock held directly by the Reporting Person.

F2 · balance_after: RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on that conversion date, the Reporting Person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Issuer's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the Reporting Person is no longer prohibited from such trading.

SEC source: 0001718405-21-000088 · wf-form4_162336477976116.xml · nonDerivative · entry 1

Harrison Michael James · CIK 0001814564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,109

SEC source: 0001718405-21-000090 · wf-form4_162336484182708.xml · nonDerivative · entry 1

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,094

F1 · balance_after: The total reported in line one of Column 5 includes the shares of the Issuer's Class A Common Stock ("Common Stock") purchased in the reported transaction and (i) 12,803 restricted stock units ("RSUs") representing a contingent right to receive one share of the Issuer's Common Stock, which RSUs were issued to the Reporting person on December 15, 2020, with 6,306 vesting on May 27, 2022 and 6,497 vesting on May 29, 2023, subject to Reporting Person's continued employment with the Issuer, (ii) 79,003 RSUs issued on March 2, 2021, which will vest 33% on March 15, 2022; 33% on March 15, 2023 and 34% on March 15, 2024 subject to the reporting person's continued employment with the Issuer, (iii) 32,982 RSUs issued on October 20, 2020 which will vest on October 20, 2024, subject to the Reporting Person's continued employment with the Issuer and (iv) 21,306 shares of Common Stock held directly by the Reporting Person.

F2 · balance_after: RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on that conversion date, the Reporting Person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Issuer's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the Reporting Person is no longer prohibited from such trading.