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Nasdaq · USD

HYMC

HYCROFT MINING HOLDING CORP

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Tapewire entity
2340
SEC CIK
0001718405
Parsed reports
254

Last 12 months

Inside the activity.

28 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 2025133
Jan 202650
Feb 202610
Mar 202621
Apr 202630
May 202600
Jun 202607
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2025 Filed Jun 5, 2025 23:17 UTC
Thomas David BrianSVP, General Manager
SaleClass A Common Stock 1,417 $3.76 $5,327.92
Disclosure

SEC source: 0001641172-25-013890 · ownership.xml · nonDerivative · entry 1

Thomas David Brian · CIK 0002025276 · SVP, General Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,070

F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 34,467 were unvested RSUs as of June 4, 2025.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 23:15 UTC
RIDEOUT STANTON KExecutive Vice President & CFO
SaleClass A Common Stock 4,398 $3.81 $16,756.38
Disclosure

SEC source: 0001641172-25-013888 · ownership.xml · nonDerivative · entry 1

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,986

F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 50,167 were unvested RSUs as of June 4, 2025.

Read SEC document
May 27, 2025 Filed May 28, 2025 20:28 UTC
GARRETT DIANE RDirector · President & CEO
SaleClass A Common Stock 4,976 $3.02 $15,027.52
Disclosure

SEC source: 0001641172-25-012707 · ownership.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,474

F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 102,066 were unvested RSUs as of May 27, 2025.

Read SEC document
May 27, 2025 Filed May 28, 2025 20:28 UTC
Thomas David BrianSVP, General Manager
SaleClass A Common Stock 3,389 $3.01 $10,200.89
Disclosure

SEC source: 0001641172-25-012706 · ownership.xml · nonDerivative · entry 1

Thomas David Brian · CIK 0002025276 · SVP, General Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,487

F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 40,648 were unvested RSUs as of May 27, 2025.

Read SEC document
May 27, 2025 Filed May 28, 2025 20:28 UTC
RIDEOUT STANTON KExecutive Vice President & CFO
SaleClass A Common Stock 5,453 $2.97 $16,195.41
Disclosure

SEC source: 0001641172-25-012709 · ownership.xml · nonDerivative · entry 1

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,384

F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 65,324 were unvested RSUs as of May 27, 2025.

Read SEC document
May 27, 2025 Filed May 28, 2025 20:28 UTC
Jennings RebeccaSVP & General Counsel
SaleClass A Common Stock 3,332 $3.02 $10,062.64
Disclosure

SEC source: 0001641172-25-012708 · ownership.xml · nonDerivative · entry 1

Jennings Rebecca · CIK 0001952129 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,108

F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 70,134 were unvested RSUs as of May 27, 2025.

Read SEC document
May 15, 2025 Filed May 19, 2025 21:56 UTC
GARRETT DIANE RDirector · President & CEO
SaleClass A Common Stock 8,193 $2.99 $24,497.07
Disclosure

SEC source: 0001641172-25-011540 · ownership.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,450

F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 121,866 were unvested RSUs as of May 19, 2025.

Read SEC document
May 15, 2025 Filed May 19, 2025 21:56 UTC
Thomas David BrianSVP, General Manager
SaleClass A Common Stock 1,876 $3.01 $5,646.76
Disclosure

SEC source: 0001641172-25-011543 · ownership.xml · nonDerivative · entry 1

Thomas David Brian · CIK 0002025276 · SVP, General Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,876

F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 53,848 were unvested RSUs as of May 19, 2025.

Read SEC document
May 15, 2025 Filed May 19, 2025 21:56 UTC
RIDEOUT STANTON KExecutive Vice President & CFO
SaleClass A Common Stock 5,222 $3.02 $15,770.44
Disclosure

SEC source: 0001641172-25-011542 · ownership.xml · nonDerivative · entry 1

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,837

F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 81,824 were unvested RSUs as of May 19, 2025.

Read SEC document
May 15, 2025 Filed May 19, 2025 21:56 UTC
Jennings RebeccaSVP & General Counsel
SaleClass A Common Stock 3,227 $3.04 $9,810.08
Disclosure

SEC source: 0001641172-25-011541 · ownership.xml · nonDerivative · entry 1

Jennings Rebecca · CIK 0001952129 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,440

F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 83,334 were unvested RSUs as of May 19, 2025.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 18:25 UTC SaleClass A Common Stock 748 $2.20 $1,646.80
Disclosure

SEC source: 0001493152-24-049327 · ownership.xml · nonDerivative · entry 2

WIESHOFER MARNI · CIK 0001276466 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust

Disclosed balance after: 50,022

F4 · balance_after: Of this amount, 11,228 were unvested RSUs as of December 5, 2024.

F2 · balance_after: Each RSU represents a contingent right to receive one share of the issuer's Class A common stock. The RSUs will convert into shares of common stock upon vesting; provided, however, that if, on the conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the issuer's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the second trading day after the date the reporting person is no longer prohibited from trading.

F3 · ownership.direct: Securities are held by the Wieshofer Family Trust dtd 07/06/2005. The reporting person is trustee of the Wieshofer Family Trust dtd 07/06/2005. On November 15, 2024, the reporting person transferred all of the issuer securities then held by the reporting person to the Wieshofer Family Trust dtd 07/06/2005. Although the form of ownership over such securities changed from direct to indirect, there was no change in the beneficial ownership of the shares, and the reporting person continues to be the beneficial holder of such securities.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 18:25 UTC SaleClass A Common Stock 1,500 $2.22 $3,324.45
Disclosure

SEC source: 0001493152-24-049327 · ownership.xml · nonDerivative · entry 1

WIESHOFER MARNI · CIK 0001276466 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust

Disclosed balance after: 50,770

F1 · balance_after: Of this amount, 11,228 were unvested restricted stock units ("RSUs") as of December 5, 2024.

F2 · balance_after: Each RSU represents a contingent right to receive one share of the issuer's Class A common stock. The RSUs will convert into shares of common stock upon vesting; provided, however, that if, on the conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the issuer's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the second trading day after the date the reporting person is no longer prohibited from trading.

F3 · ownership.direct: Securities are held by the Wieshofer Family Trust dtd 07/06/2005. The reporting person is trustee of the Wieshofer Family Trust dtd 07/06/2005. On November 15, 2024, the reporting person transferred all of the issuer securities then held by the reporting person to the Wieshofer Family Trust dtd 07/06/2005. Although the form of ownership over such securities changed from direct to indirect, there was no change in the beneficial ownership of the shares, and the reporting person continues to be the beneficial holder of such securities.

Read SEC document
October 23, 2024 Filed Oct 25, 2024 20:05 UTC
RIDEOUT STANTON KExecutive Vice President & CFO
SaleClass A Common Stock 1,136 $2.79 $3,169.44
Disclosure

SEC source: 0001493152-24-042518 · ownership.xml · nonDerivative · entry 1

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,059

F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 98,491 were unvested RSUs as of October 23, 2024.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:13 UTC
GARRETT DIANE RDirector · President & CEO
SaleClass A Common Stock 3,828 $2.43 $9,305.87
Disclosure

SEC source: 0001493152-24-039204 · ownership.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,643

F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 155,199 were unvested RSUs as of October 1, 2024.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 20:46 UTC
Thomas David BrianSVP, General Manager
SaleClass A Common Stock 1,800 $2.83 $5,094.36
Disclosure

SEC source: 0001493152-24-023600 · ownership.xml · nonDerivative · entry 1

Thomas David Brian · CIK 0002025276 · SVP, General Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,752

F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 61,515 were unvested RSUs as of June 12, 2024.

Read SEC document
June 10, 2024 Filed Aug 23, 2024 20:10 UTC Amendment
Thomas David BrianSVP, General Manager
SaleClass A Common Stock 1,800 $2.83 $5,094.36
Disclosure

SEC source: 0001493152-24-033713 · ownership.xml · nonDerivative · entry 1

Thomas David Brian · CIK 0002025276 · SVP, General Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,752

F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 61,515 were unvested RSUs as of June 12, 2024.

Read SEC document
June 02, 2024 Filed Jun 4, 2024 21:24 UTC
GARRETT DIANE RDirector · President & CEO
SaleClass A Common Stock 6,791 $3.42 $23,218.43
Disclosure

SEC source: 0001493152-24-022593 · ownership.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,471

F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 164,814 were unvested RSUs as of June 2, 2024.

Read SEC document
June 02, 2024 Filed Jun 4, 2024 21:24 UTC
RIDEOUT STANTON KExecutive Vice President & CFO
SaleClass A Common Stock 4,684 $3.47 $16,254.89
Disclosure

SEC source: 0001493152-24-022589 · ownership.xml · nonDerivative · entry 1

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,832

F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 101,789 were unvested RSUs as of June 2, 2024.

Read SEC document
June 02, 2024 Filed Aug 2, 2024 20:27 UTC Amendment
RIDEOUT STANTON KExecutive Vice President & CFO
SaleClass A Common Stock 4,684 $3.47 $16,254.89
Disclosure

SEC source: 0001493152-24-030092 · ownership.xml · nonDerivative · entry 1

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,195

F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 101,789 were unvested RSUs as of June 2, 2024.

Read SEC document
May 23, 2024 Filed May 28, 2024 22:22 UTC
GARRETT DIANE RDirector · President & CEO
GrantClass A Common Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-021680 · ownership.xml · nonDerivative · entry 3

GARRETT DIANE R · CIK 0001170429 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,262

F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F5 · shares: Represents the award of RSUs by the issuer. Subject to the reporting person's continued employment with the issuer, 33% of the RSUs vest on each of May 23, 2025 and May 23, 2026 and 34% vest on May 23, 2027. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.

F6 · balance_after: Of this amount, 192,506 were unvested RSUs as of May 23, 2024.

Read SEC document
May 23, 2024 Filed May 28, 2024 21:46 UTC GrantClass A Common Stock 22,455 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-021696 · ownership.xml · nonDerivative · entry 1

Harrison Michael James · CIK 0001814564 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,020

F1 · shares: The reported transaction relates to the reporting person's receipt of 22,455 restricted stock units ("RSUs") as the reporting person's 2024 annual equity award grant for service as a non-employee member of the issuer's Board of Directors, of which 11,228 vested on May 23, 2024 (the date of grant), and 11,227 will vest on the earlier of (i) the date of the first annual meeting of stockholders of the issuer occurring after the date of grant, or (ii) May 23, 2025.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). The RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on the conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the issuer's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the second trading day after the date the reporting person is no longer prohibited from trading.

F3 · balance_after: Of this amount, 11,227 were unvested RSUs as of May 23, 2024.

Read SEC document
May 23, 2024 Filed May 28, 2024 21:47 UTC GrantClass A Common Stock 35,928 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-021695 · ownership.xml · nonDerivative · entry 1

LANG STEPHEN A · CIK 0001263105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,214

F1 · shares: The reported transaction relates to the reporting person's receipt of 35,928 restricted stock units ("RSUs") as the reporting person's 2024 annual equity award grant for service as a non-employee member of the issuer's Board of Directors (22,455 RSUs) and as Chairman of the Board (13,473 RSUs), of which 11,228 RSUs and 6,737 RSUs, respectively, vested on May 23, 2024 (the date of grant), and 11,227 RSUs and 6,736 RSUs, respectively, will vest on the earlier of (i) the date of the first annual meeting of stockholders of the issuer occurring after the date of grant, or (ii) May 23, 2025.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). The RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on the conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the issuer's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the second trading day after the date the reporting person is no longer prohibited from trading.

F3 · balance_after: Of this amount, as of May 23, 2024, 17,963 RSUS were unvested and 14,606 vested RSUs have been deferred.

Read SEC document
May 23, 2024 Filed May 28, 2024 22:24 UTC
RIDEOUT STANTON KExecutive Vice President & CFO
GrantClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-021682 · ownership.xml · nonDerivative · entry 3

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,516

F5 · kind: Represents the award of RSUs by the issuer. Subject to the reporting person's continued employment with the issuer, 33% of the RSUs vest on each of May 23, 2025 and May 23, 2026 and 34% vest on May 23, 2027. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.

F5 · shares: Represents the award of RSUs by the issuer. Subject to the reporting person's continued employment with the issuer, 33% of the RSUs vest on each of May 23, 2025 and May 23, 2026 and 34% vest on May 23, 2027. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.

F6 · balance_after: Of this amount, 116,500 were unvested RSUs as of May 23, 2024.

Read SEC document
May 23, 2024 Filed May 28, 2024 21:47 UTC GrantClass A Common Stock 22,455 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-021694 · ownership.xml · nonDerivative · entry 1

WIESHOFER MARNI · CIK 0001276466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,270

F1 · shares: The reported transaction relates to the reporting person's receipt of 22,455 restricted stock units ("RSUs") as the reporting person's 2024 annual equity award grant for service as a non-employee member of the issuer's Board of Directors, of which 11,228 vested on May 23, 2024 (the date of grant), and 11,227 will vest on the earlier of (i) the date of the first annual meeting of stockholders of the issuer occurring after the date of grant, or (ii) May 23, 2025.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). The RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on the conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the issuer's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the second trading day after the date the reporting person is no longer prohibited from trading.

F3 · balance_after: Of this amount, 11,227 were unvested RSUs as of May 23, 2024.

Read SEC document
May 23, 2024 Filed May 28, 2024 21:46 UTC GrantClass A Common Stock 22,455 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-021697 · ownership.xml · nonDerivative · entry 1

Naccarati David C · CIK 0001307983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,939

F1 · shares: The reported transaction relates to the reporting person's receipt of 22,455 restricted stock units ("RSUs") as the reporting person's 2024 annual equity award grant for service as a non-employee member of the issuer's Board of Directors, of which 11,228 vested on May 23, 2024 (the date of grant), and 11,227 will vest on the earlier of (i) the date of the first annual meeting of stockholders of the issuer occurring after the date of grant, or (ii) May 23, 2025.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). The RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on the conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the issuer's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the second trading day after the date the reporting person is no longer prohibited from trading.

F3 · balance_after: Of this amount, 11,227 were unvested RSUs as of May 23, 2024.

Read SEC document
May 23, 2024 Filed May 29, 2024 01:47 UTC GrantClass A Common Stock 22,455 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-021698 · ownership.xml · nonDerivative · entry 1

WENG THOMAS S. · CIK 0001603617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,270

F1 · shares: The reported transaction relates to the reporting person's receipt of 22,455 restricted stock units ("RSUs") as the reporting person's 2024 annual equity award grant for service as a non-employee member of the issuer's Board of Directors, of which 11,228 vested on May 23, 2024 (the date of grant), and 11,227 will vest on the earlier of (i) the date of the first annual meeting of stockholders of the issuer occurring after the date of grant, or (ii) May 23, 2025.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). The RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on the conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the issuer's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the second trading day after the date the reporting person is no longer prohibited from trading.

F3 · balance_after: Of this amount, as of May 23, 2024, 11,227 RSUs were unvested and 13,928 vested RSUs have been deferred.

Read SEC document
May 23, 2024 Filed May 29, 2024 00:56 UTC
Jennings RebeccaSVP & General Counsel
GrantClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-021688 · ownership.xml · nonDerivative · entry 1

Jennings Rebecca · CIK 0001952129 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,667

F1 · kind: Represents the award of restricted stock units ("RSUs") by the issuer. Subject to the reporting person's continued employment with the issuer, 33% of the RSUs vest on each of May 23, 2025 and May 23, 2026 and 34% vest on May 23, 2027. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.

F1 · shares: Represents the award of restricted stock units ("RSUs") by the issuer. Subject to the reporting person's continued employment with the issuer, 33% of the RSUs vest on each of May 23, 2025 and May 23, 2026 and 34% vest on May 23, 2027. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.

F2 · balance_after: Of this amount, 96,667 were unvested RSUs as of May 23, 2024.

Read SEC document
May 23, 2024 Filed Jun 6, 2024 21:01 UTC
AMC ENTERTAINMENT HOLDINGS, INC.Director · 10% OWNER DIRECTOR
GrantCLASS A COMMON STOCK 22,455 $0.00 $0.00
Disclosure

SEC source: 0001411579-24-000035 · primary_doc.xml · nonDerivative · entry 1

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · Director · 10% OWNER DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Indirect · SEE NOTES

Disclosed balance after: 2,392,880

F1 · shares: The reported transaction relates to the receipt by AMC Entertainment Holdings, Inc. ("AMC Holdings") of 22,455 restricted stock units ("RSUs") as the 2024 annual equity award grant for Sean Goodman's service as a non-employee member of the issuer's Board of Directors, of which 11,228 vested on May 24, 2023 (the date of grant), and 11,227 will vest on the earlier of (i) the date of the first annual meeting of stockholders of the issuer occurring after the date of grant, or (ii) May 23, 2025.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). The RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on the conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the issuer's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the second trading day after the date the reporting person is no longer prohibited from trading.

F3 · balance_after: Of this amount, 12,392 are unvested RSUs.

F4 · ownership.nature: This statement is being filed by the following reporting persons: AMC Holdings and American Multi-Cinema, Inc., which is a wholly owned subsidiary of AMC Holdings.

F5 · ownership.nature: Mr. Goodman is AMC Holdings' executive Vice President and Chief Financial Officer and serves as a director on the Board of Directors of the issuer. Each of the reporting persons is a "director by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Remarks: On November 14, 2023, the issuer effectuated a 1-for-10 reverse stock split of its common stock. All transactions and share amounts reported on this Form 4 give effect to the reverse stock split.

Read SEC document
May 23, 2024 Filed Aug 2, 2024 20:23 UTC Amendment
RIDEOUT STANTON KExecutive Vice President & CFO
GrantClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-030090 · ownership.xml · nonDerivative · entry 3

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,879

F5 · kind: Represents the award of RSUs by the issuer. Subject to the reporting person's continued employment with the issuer, 33% of the RSUs vest on each of May 23, 2025 and May 23, 2026 and 34% vest on May 23, 2027. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.

F5 · shares: Represents the award of RSUs by the issuer. Subject to the reporting person's continued employment with the issuer, 33% of the RSUs vest on each of May 23, 2025 and May 23, 2026 and 34% vest on May 23, 2027. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.

F6 · balance_after: Of this amount, 116,501 were unvested RSUs as of May 23, 2024.

Read SEC document
April 25, 2024 Filed May 28, 2024 22:22 UTC
GARRETT DIANE RDirector · President & CEO
SaleClass A Common Stock 7,783 $3.76 $29,264.08
Disclosure

SEC source: 0001493152-24-021680 · ownership.xml · nonDerivative · entry 2

GARRETT DIANE R · CIK 0001170429 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,262

F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F4 · balance_after: Of this amount, 132,506 were unvested RSUs as of April 25, 2024.

Read SEC document
April 25, 2024 Filed May 28, 2024 22:24 UTC
RIDEOUT STANTON KExecutive Vice President & CFO
SaleClass A Common Stock 5,094 $3.70 $18,847.80
Disclosure

SEC source: 0001493152-24-021682 · ownership.xml · nonDerivative · entry 2

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,516

F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F4 · balance_after: Of this amount, 66,500 were unvested RSUs as of April 25, 2024.

Read SEC document
April 25, 2024 Filed Aug 2, 2024 20:23 UTC Amendment
RIDEOUT STANTON KExecutive Vice President & CFO
SaleClass A Common Stock 5,094 $3.70 $18,847.80
Disclosure

SEC source: 0001493152-24-030090 · ownership.xml · nonDerivative · entry 2

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,879

F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F4 · balance_after: Of this amount, 66,501 were unvested RSUs as of April 25, 2024.

Read SEC document
March 25, 2024 Filed May 28, 2024 22:22 UTC
GARRETT DIANE RDirector · President & CEO
SaleClass A Common Stock 1,498 $2.16 $3,235.68
Disclosure

SEC source: 0001493152-24-021680 · ownership.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,045

F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 132,506 were unvested RSUs as of March 25, 2024.

Read SEC document
March 25, 2024 Filed May 28, 2024 22:24 UTC
RIDEOUT STANTON KExecutive Vice President & CFO
SaleClass A Common Stock 944 $2.16 $2,039.04
Disclosure

SEC source: 0001493152-24-021682 · ownership.xml · nonDerivative · entry 1

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,610

F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 66,500 were unvested RSUs as of March 25, 2024.

Read SEC document
March 25, 2024 Filed Aug 2, 2024 20:23 UTC Amendment
RIDEOUT STANTON KExecutive Vice President & CFO
SaleClass A Common Stock 944 $2.16 $2,039.04
Disclosure

SEC source: 0001493152-24-030090 · ownership.xml · nonDerivative · entry 1

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,973

F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 83,167 were unvested RSUs as of March 25, 2024.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 22:46 UTC
GARRETT DIANE RDirector · President & CEO
SaleClass A Common Stock 67,629 $0.34 $23,129.12
Disclosure

SEC source: 0001493152-23-020495 · ownership.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,125,447

F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 1,710,921 are unvested RSUs as of June 5, 2023.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 22:44 UTC
RIDEOUT STANTON KExecutive Vice President & CFO
SaleClass A Common Stock 45,621 $0.34 $15,602.38
Disclosure

SEC source: 0001493152-23-020493 · ownership.xml · nonDerivative · entry 1

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,099,177

F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold.

F3 · balance_after: Of this amount, 858,532 are unvested RSUs as of June 5, 2023.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 00:10 UTC
RIDEOUT STANTON KExecutive Vice President & CFO
SaleClass A Common Stock 2,100 $0.34 $715.89
Disclosure

SEC source: 0001493152-23-019859 · ownership.xml · nonDerivative · entry 1

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,144,798

F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock.

F2 · price: The sale price represents the weighted average sale price of the shares sold at prices ranging from $0.335 to $0.3417 per share. Upon request by the Commission's staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price range set forth in this Form 4.

F3 · balance_after: Of this amount, 1,005,647 are unvested RSUs as of May 31, 2023.

Read SEC document
May 24, 2023 Filed May 26, 2023 16:05 UTC
AMERICAN MULTI-CINEMA, INC.Director · 10% owner
GrantClass A Common Stock 208,623 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-019260 · ownership.xml · nonDerivative · entry 1

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · Director · 10% owner

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Notes

Disclosed balance after: 23,704,276

F1 · shares: The reported transaction relates to the receipt by AMC Entertainment Holdings, Inc. ("AMC Holdings") of 208,623 restricted stock units ("RSUs") as the 2023 annual equity award grant for Sean Goodman's service as a non-employee member of the issuer's Board of Directors, of which 104,312 vested on May 24, 2023 (the date of grant), and 104,311 will vest on the earlier of (i) the date of the first annual meeting of stockholders of the issuer occurring after the date of grant, or (ii) May 24, 2024.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). The RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on the conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the issuer's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the second trading day after the date the reporting person is no longer prohibited from trading.

F3 · balance_after: Of this amount, 127,621 are unvested RSUs.

F4 · ownership.nature: This statement is being filed by the following reporting persons: AMC Holdings and American Multi-Cinema, Inc., which is a wholly owned subsidiary of AMC Holdings.

F5 · ownership.nature: Mr. Goodman is AMC Holdings' executive Vice President and Chief Financial Officer and serves as a director on the Board of Directors of the issuer. Each of the reporting persons is a "director by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

Read SEC document
May 24, 2023 Filed May 26, 2023 16:06 UTC GrantClass A Common Stock 208,623 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-019263 · ownership.xml · nonDerivative · entry 1

Harrison Michael James · CIK 0001814564 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,666

F1 · shares: The reported transaction relates to the reporting person's receipt of 208,623 restricted stock units ("RSUs") as the reporting person's 2023 annual equity award grant for service as a non-employee member of the issuer's Board of Directors, of which 104,312 vested on May 24, 2023 (the date of grant), and 104,311 will vest on the earlier of (i) the date of the first annual meeting of stockholders of the issuer occurring after the date of grant, or (ii) May 24, 2024.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). The RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on the conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the issuer's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the second trading day after the date the reporting person is no longer prohibited from trading.

F3 · balance_after: Of this amount, 104,311 are unvested RSUs.

F4 · balance_after: Includes 4,486 shares of Common Stock that were not previously reported. Such shares do not represent an unreported transaction; rather, they are the result of a calculation error in prior filings.

Read SEC document
May 24, 2023 Filed May 26, 2023 16:06 UTC GrantClass A Common Stock 333,797 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-019262 · ownership.xml · nonDerivative · entry 1

LANG STEPHEN A · CIK 0001263105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 462,886

F1 · shares: The reported transaction relates to the reporting person's receipt of 333,797 restricted stock units ("RSUs") as the reporting person's 2023 annual equity award grant for service as a non-employee member of the issuer's Board of Directors (208,623 RSUs) and as Chairman of the Board of Directors (125,174 RSUs), of which 104,312 RSUs and 62,587 RSUs, respectively, vested on May 24, 2023 (the date of grant), and 104,311 RSUs and 62,587 RSUs, respectively, will vest on the earlier of (i) the date of the first annual meeting of stockholders of the issuer occurring after the date of grant, or (ii) May 24, 2024.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). The RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on the conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the issuer's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the second trading day after the date the reporting person is no longer prohibited from trading.

F3 · balance_after: Of this amount, 171,402 are unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 18:59 UTC GrantClass A Common Stock 208,623 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-019377 · ownership.xml · nonDerivative · entry 1

WIESHOFER MARNI · CIK 0001276466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,166

F1 · shares: The reported transaction relates to the reporting person's receipt of 208,623 restricted stock units ("RSUs") as the reporting person's 2023 annual equity award grant for service as a non-employee member of the issuer's Board of Directors, of which 104,312 vested on May 24, 2023 (the date of grant), and 104,311 will vest on the earlier of (i) the date of the first annual meeting of stockholders of the issuer occurring after the date of grant, or (ii) May 24, 2024.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). The RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on the conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the issuer's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the second trading day after the date the reporting person is no longer prohibited from trading.

F3 · balance_after: Of this amount, 104,311 are unvested RSUs.

F4 · balance_after: Includes 4,486 shares of Common Stock that were not previously reported. Such shares do not represent an unreported transaction; rather, they are the result of a calculation error in prior filings.

Read SEC document
May 24, 2023 Filed May 26, 2023 16:06 UTC GrantClass A Common Stock 208,623 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-019266 · ownership.xml · nonDerivative · entry 1

Naccarati David C · CIK 0001307983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,855

F1 · shares: The reported transaction relates to the reporting person's receipt of 208,623 restricted stock units ("RSUs") as the reporting person's 2023 annual equity award grant for service as a non-employee member of the issuer's Board of Directors, of which 104,312 vested on May 24, 2023 (the date of grant), and 104,311 will vest on the earlier of (i) the date of the first annual meeting of stockholders of the issuer occurring after the date of grant, or (ii) May 24, 2024.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). The RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on the conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the issuer's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the second trading day after the date the reporting person is no longer prohibited from trading.

F3 · balance_after: Of this amount, 108,815 are unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:05 UTC GrantClass A Common Stock 208,623 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-019264 · ownership.xml · nonDerivative · entry 1

WENG THOMAS S. · CIK 0001603617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,166

F1 · shares: The reported transaction relates to the reporting person's receipt of 208,623 restricted stock units ("RSUs") as the reporting person's 2023 annual equity award grant for service as a non-employee member of the issuer's Board of Directors, of which 104,312 vested on May 24, 2023 (the date of grant), and 104,311 will vest on the earlier of (i) the date of the first annual meeting of stockholders of the issuer occurring after the date of grant, or (ii) May 24, 2024.

F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). The RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on the conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the issuer's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the second trading day after the date the reporting person is no longer prohibited from trading.

F3 · balance_after: Of this amount, 104,311 are unvested RSUs.

F4 · balance_after: Includes 1,682 shares of Common Stock that were not previously reported. Such shares do not represent an unreported transaction; rather, they are the result of a calculation error in prior filings.

Read SEC document
May 03, 2023 Filed May 3, 2023 20:28 UTC
GARRETT DIANE RDirector · President and CEO
SaleClass A Common Stock 12,700 $0.40 $5,039.36
Disclosure

SEC source: 0001493152-23-015307 · ownership.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,193,076

F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units held by the reporting person that were converted to shares of common stock.

F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units held by the reporting person that were converted to shares of common stock.

F2 · price: This sale price represents the weighted average sale price of the shares sold at prices ranging from $0.3933 to $0.41 per share. Upon request by the Commission's staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Of this amount, 1,999,732 are unvested RSUs.

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May 03, 2023 Filed May 4, 2023 20:05 UTC
Jennings RebeccaSenior Vice President
PurchaseClass A Common Stock 11,940 $0.42 $5,008.83
Disclosure

SEC source: 0001493152-23-015433 · ownership.xml · nonDerivative · entry 1

Jennings Rebecca · CIK 0001952129 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 11,940

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April 18, 2023 Filed Apr 20, 2023 21:29 UTC
GARRETT DIANE RDirector · President and CEO
GrantClass A Common Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-013138 · ownership.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,205,776

F1 · kind: Represents the award of restricted stock units ("RSUs"). Subject to the reporting person's continued employment with the issuer, 1/3 of the RSUs vest on each of April 18, 2024, April 18, 2025, and April 18, 2026. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.

F1 · shares: Represents the award of restricted stock units ("RSUs"). Subject to the reporting person's continued employment with the issuer, 1/3 of the RSUs vest on each of April 18, 2024, April 18, 2025, and April 18, 2026. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.

F2 · balance_after: Of this amount, 1,998,470 are unvested RSUs.

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April 18, 2023 Filed Apr 20, 2023 21:30 UTC
RIDEOUT STANTON KExecutive Vice President & CFO
GrantClass A Common Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-013140 · ownership.xml · nonDerivative · entry 1

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,146,898

F1 · kind: Represents the award of restricted stock units ("RSUs"). Subject to the reporting person's continued employment with the issuer, 1/3 of the RSUs vest on each of April 18, 2024, April 18, 2025, and April 18, 2026. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.

F1 · shares: Represents the award of restricted stock units ("RSUs"). Subject to the reporting person's continued employment with the issuer, 1/3 of the RSUs vest on each of April 18, 2024, April 18, 2025, and April 18, 2026. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.

F2 · balance_after: Of this amount, 1,146,898 are unvested RSUs as of April 20, 2023.

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April 18, 2023 Filed Apr 20, 2023 21:29 UTC
Jennings RebeccaSenior Vice President
GrantClass A Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-013137 · ownership.xml · nonDerivative · entry 1

Jennings Rebecca · CIK 0001952129 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,000

F1 · kind: Represents the award of restricted stock units ("RSUs"). Subject to the reporting person's continued employment with the issuer, 1/3 of the RSUs vest on each of April 18, 2024, April 18, 2025, and April 18, 2026. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.

F1 · shares: Represents the award of restricted stock units ("RSUs"). Subject to the reporting person's continued employment with the issuer, 1/3 of the RSUs vest on each of April 18, 2024, April 18, 2025, and April 18, 2026. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.

F2 · balance_after: Represents unvested RSUs.

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April 18, 2023 Filed Jun 2, 2023 00:07 UTC Amendment
RIDEOUT STANTON KExecutive Vice President & CFO
GrantClass A Common Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-019857 · ownership.xml · nonDerivative · entry 1

RIDEOUT STANTON K · CIK 0001192052 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,146,898

F1 · kind: Represents the award of restricted stock units ("RSUs"). Subject to the reporting person's continued employment with the issuer, 1/3 of the RSUs vest on each of April 18, 2024, April 18, 2025, and April 18, 2026. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.

F1 · shares: Represents the award of restricted stock units ("RSUs"). Subject to the reporting person's continued employment with the issuer, 1/3 of the RSUs vest on each of April 18, 2024, April 18, 2025, and April 18, 2026. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.

F2 · balance_after: Of this amount, 1,012,144 are unvested RSUs as of April 18, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.