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Nasdaq · USD

HYFM

HYDROFARM HOLDINGS GROUP, INC.

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8322
SEC CIK
0001695295
Parsed reports
228

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 07, 2022 Filed Jan 11, 2022 22:02 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 20,397 $28.29 $577,031.13
Disclosure

SEC source: 0001104659-22-003227 · tm222583-1_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,525,831

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 64,652 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 22:01 UTC
Rumley Joseph DChief Accounting Officer
Tax withholdingCommon Stock, $0.0001 par value per share 368 $25.51 $9,387.68
Disclosure

SEC source: 0001104659-21-153193 · tm2136240d1_4seq1.xml · nonDerivative · entry 1

Rumley Joseph D · CIK 0001501160 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,005

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,091 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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December 20, 2021 Filed Dec 21, 2021 22:02 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 10,177 $26.95 $274,270.15
Disclosure

SEC source: 0001104659-21-152240 · tm2135909-2_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546,228

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 25,861 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 22:01 UTC Tax withholdingCommon Stock, $0.0001 par value per share 3,559 $25.38 $90,327.42
Disclosure

SEC source: 0001104659-21-152239 · tm2135909-1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,538

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · balance_after: On November 18, 2021, the reporting person filed a Form 4 that inadvertently reported that 3,559 shares of common stock were withheld to satisfy a tax withholding obligation. In fact, on November 17, 2021, 3,565 shares of common stock were withheld to satisfy a tax withholding obligation and the reporting person had directly owned 323,097 shares of common stock.

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December 06, 2021 Filed Dec 7, 2021 22:00 UTC
Fitch TerencePresident
Tax withholdingCommon Stock, $0.0001 par value per share 10,218 $29.15 $297,854.70
Disclosure

SEC source: 0001104659-21-147254 · tm2134787-1_4seq1.xml · nonDerivative · entry 1

Fitch Terence · CIK 0001835158 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,893

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 23,275 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 22:24 UTC Tax withholdingCommon Stock, $0.0001 par value per share 3,559 $43.07 $153,286.13
Disclosure

SEC source: 0001104659-21-141286 · tm2133452-1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,103

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 21:00 UTC Tax withholdingCommon Stock, $0.0001 par value per share 3,559 $35.63 $126,807.17
Disclosure

SEC source: 0001104659-21-127619 · tm2130565d1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,662

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

Read SEC document
October 05, 2021 Filed Oct 5, 2021 21:00 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 25,441 $37.82 $962,178.62
Disclosure

SEC source: 0001104659-21-123183 · tm2129279-1_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556,405

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 64,652 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 21:22 UTC Tax withholdingCommon Stock, $0.0001 par value per share 3,565 $46.36 $165,273.40
Disclosure

SEC source: 0001104659-21-117965 · tm2128155-2_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,221

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 21:19 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 10,177 $45.59 $463,969.43
Disclosure

SEC source: 0001104659-21-117960 · tm2128155-1_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581,846

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 25,861 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
September 08, 2021 Filed Sep 9, 2021 21:01 UTC
Fitch TerencePresident
Tax withholdingCommon Stock, $0.0001 par value per share 10,218 $53.08 $542,371.44
Disclosure

SEC source: 0001104659-21-114239 · tm2127094-3_4seq1.xml · nonDerivative · entry 1

Fitch Terence · CIK 0001835158 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,111

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 23,274 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

Read SEC document
September 02, 2021 Filed Sep 8, 2021 00:01 UTC SaleCommon Stock 1,500 $52.54 $78,807.60
Disclosure

SEC source: 0001104659-21-113533 · tm2127094-1_4seq1.xml · nonDerivative · entry 1

Chung Patrick · CIK 0001834801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,119

F1 · shares: Represents the disposition of shares that were automatically sold by Hydrofarm Holdings Group, Inc. ("Issuer") to pay withholding taxes upon the vesting of 2,500 restricted stock units

F2 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.48 to $52.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 2,119 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest at the Issuer's next annual meeting of stockholders.

Read SEC document
August 17, 2021 Filed Aug 17, 2021 20:12 UTC Tax withholdingCommon Stock, $0.0001 par value per share 4,154 $41.58 $172,723.32
Disclosure

SEC source: 0001104659-21-107019 · tm2125344-1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,786

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

Read SEC document
July 19, 2021 Filed Jul 19, 2021 22:43 UTC Tax withholdingCommon Stock, $0.0001 par value per share 4,154 $48.11 $199,848.94
Disclosure

SEC source: 0001104659-21-093592 · tm2122580-1_4.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,940

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 20:09 UTC
Rumley Joseph DChief Accounting Officer
GrantCommon Stock, $0.0001 par value per share 7,273 $58.44 $425,034.12
Disclosure

SEC source: 0001104659-21-092104 · tm2122063d2_form4.xml · nonDerivative · entry 1

Rumley Joseph D · CIK 0001501160 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,373

F1 · shares: On July 12, 2021, Mr. Rumley was granted 7,273 restricted stock units ("RSUs") under the Issuer's 2020 Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on July 12, 2022.

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July 02, 2021 Filed Jul 6, 2021 21:20 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 25,441 $56.57 $1,439,197.37
Disclosure

SEC source: 0001104659-21-089487 · tm2121519-1_4seq1.xml · nonDerivative · entry 2

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592,023

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 64,652 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 21:03 UTC GrantCommon Stock 2,119 $59.00 $125,021.00
Disclosure

SEC source: 0001104659-21-087665 · tm2121143-2_4seq1.xml · nonDerivative · entry 1

Chung Patrick · CIK 0001834801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,619

F1 · balance_after: Includes 2,119 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest at the Issuer's next annual meeting of stockholders.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 21:05 UTC GrantCommon Stock 2,119 $59.00 $125,021.00
Disclosure

SEC source: 0001104659-21-087669 · tm2121143-5_4seq1.xml · nonDerivative · entry 1

MOSS RICHARD D · CIK 0001236872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,119

F1 · balance_after: Includes 2,119 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest at the Issuer's next annual meeting of stockholders.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 21:04 UTC
Denis MelisaDirector
GrantCommon Stock 2,119 $59.00 $125,021.00
Disclosure

SEC source: 0001104659-21-087667 · tm2121143-4_4seq1.xml · nonDerivative · entry 1

Denis Melisa · CIK 0001834132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,819

F1 · balance_after: Includes 2,119 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest at the Issuer's next annual meeting of stockholders.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 21:04 UTC
Peters SusanDirector
GrantCommon Stock 2,119 $59.00 $125,021.00
Disclosure

SEC source: 0001104659-21-087666 · tm2121143-3_4seq1.xml · nonDerivative · entry 1

Peters Susan · CIK 0001582683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,119

F1 · balance_after: Includes 2,119 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest at the Issuer's next annual meeting of stockholders.

Read SEC document
June 29, 2021 Filed Jun 30, 2021 21:02 UTC GrantCommon Stock 2,119 $59.00 $125,021.00
Disclosure

SEC source: 0001104659-21-087664 · tm2121143-1_4seq1.xml · nonDerivative · entry 1

Persofsky Renah · CIK 0001835209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,619

F1 · balance_after: Includes 2,119 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest at the Issuer's next annual meeting of stockholders.

Read SEC document
June 21, 2021 Filed Jul 6, 2021 21:20 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 10,177 $54.53 $554,951.81
Disclosure

SEC source: 0001104659-21-089487 · tm2121519-1_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617,464

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 25,861 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. This transaction is late due to an inadvertent administrative error and not any error of the Reporting Person.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:01 UTC Tax withholdingCommon Stock, $0.0001 par value per share 4,154 $57.02 $236,861.08
Disclosure

SEC source: 0001104659-21-083462 · tm2120288d1_4.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,094

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 20:53 UTC
Fitch TerencePresident
Tax withholdingCommon Stock, $0.0001 par value per share 10,219 $56.76 $580,030.44
Disclosure

SEC source: 0001104659-21-078835 · tm2119274-2_4.xml · nonDerivative · entry 1

Fitch Terence · CIK 0001835158 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,329

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 23,275 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

Read SEC document
May 16, 2021 Filed May 17, 2021 20:43 UTC Tax withholdingCommon Stock, $0.0001 par value per share 4,154 $55.93 $232,333.22
Disclosure

SEC source: 0001104659-21-068188 · tm2116754-1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,248

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 00:31 UTC Tax withholdingCommon Stock, $0.0001 par value per share 4,155 $60.09 $249,673.95
Disclosure

SEC source: 0001104659-21-052101 · tm2113376-1_4.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,402

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,379 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:16 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 25,441 $57.49 $1,462,603.09
Disclosure

SEC source: 0001104659-21-046579 · tm2112131d1_4.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,627,641

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 64,652 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:59 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 10,176 $63.30 $644,140.80
Disclosure

SEC source: 0001104659-21-041564 · tm219089d2_4.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653,082

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 25,860 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 12:35 UTC Tax withholdingCommon Stock, $0.0001 par value per share 47,595 $66.61 $3,170,302.95
Disclosure

SEC source: 0001104659-21-040049 · tm2110591d1_4.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,557

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 100,537 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 17:28 UTC
Fitch TerencePresident
Tax withholdingCommon Stock, $0.0001 par value per share 7,905 $62.84 $496,750.20
Disclosure

SEC source: 0001104659-21-033660 · tm219089d1_4.xml · nonDerivative · entry 1

Fitch Terence · CIK 0001835158 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,548

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 23,375 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:27 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock 22,684 $52.58 $1,192,724.72
Disclosure

SEC source: 0001104659-21-012948 · tm215323-8_4seq1.xml · nonDerivative · entry 3

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,663,258

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 64,652 stock-settled RSUs, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

Read SEC document
January 12, 2021 Filed Feb 5, 2021 21:27 UTC
Fitch TerencePresident
Tax withholdingCommon Stock 53,682 $20.00 $1,073,640.00
Disclosure

SEC source: 0001104659-21-012954 · tm215323-7_4seq1.xml · nonDerivative · entry 1

Fitch Terence · CIK 0001835158 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,453

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 162,922 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

Read SEC document
January 12, 2021 Filed Feb 5, 2021 21:27 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock 37,935 $54.15 $2,054,180.25
Disclosure

SEC source: 0001104659-21-012948 · tm215323-8_4seq1.xml · nonDerivative · entry 2

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,685,942

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 103,443 stock-settled RSUs, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

Read SEC document
January 12, 2021 Filed Feb 5, 2021 21:27 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock 148,085 $20.00 $2,961,700.00
Disclosure

SEC source: 0001104659-21-012948 · tm215323-8_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,723,877

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 452,563 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · price: The reported price in Column 4 is a weighted average sale price.

Read SEC document
December 14, 2020 Filed Dec 14, 2020 22:01 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
ConversionSeries A Convertible Preferred Stock · Derivative 423,757 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-135310 · tm2038234d1_4.xml · derivative · entry 2

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 423,757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A convertible preferred stock (the "Series A Preferred Stock") was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. On December 14, 2020, each share of the Series A Preferred Stock automatically converted into shares of the Issuer's common stock on a one-for-one basis upon the closing of the Issuer's initial public offering for no additional consideration. The Series A Preferred Stock had no expiration date. The number of shares of the Issuer's common stock reflects a 1-for-3.3712 reverse split of each share of the Issuer's common stock effected on November 24, 2020.

F1 · derivative.exercise_date: The Series A convertible preferred stock (the "Series A Preferred Stock") was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. On December 14, 2020, each share of the Series A Preferred Stock automatically converted into shares of the Issuer's common stock on a one-for-one basis upon the closing of the Issuer's initial public offering for no additional consideration. The Series A Preferred Stock had no expiration date. The number of shares of the Issuer's common stock reflects a 1-for-3.3712 reverse split of each share of the Issuer's common stock effected on November 24, 2020.

F1 · derivative.expiration_date: The Series A convertible preferred stock (the "Series A Preferred Stock") was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. On December 14, 2020, each share of the Series A Preferred Stock automatically converted into shares of the Issuer's common stock on a one-for-one basis upon the closing of the Issuer's initial public offering for no additional consideration. The Series A Preferred Stock had no expiration date. The number of shares of the Issuer's common stock reflects a 1-for-3.3712 reverse split of each share of the Issuer's common stock effected on November 24, 2020.

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December 14, 2020 Filed Dec 14, 2020 22:01 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
ConversionCommon Stock 423,757 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-135310 · tm2038234d1_4.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,871,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A convertible preferred stock (the "Series A Preferred Stock") was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. On December 14, 2020, each share of the Series A Preferred Stock automatically converted into shares of the Issuer's common stock on a one-for-one basis upon the closing of the Issuer's initial public offering for no additional consideration. The Series A Preferred Stock had no expiration date. The number of shares of the Issuer's common stock reflects a 1-for-3.3712 reverse split of each share of the Issuer's common stock effected on November 24, 2020.

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December 14, 2020 Filed Feb 5, 2021 21:31 UTC PurchaseCommon Stock, $0.0001 par value per share 2,500 $20.00 $50,000.00
Disclosure

SEC source: 0001104659-21-012982 · tm215323-2_5seq1.xml · nonDerivative · entry 1

MOSS RICHARD D · CIK 0001236872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Represents shares of common stock of Hydrofarm Holdings Group, Inc. (the "Issuer") purchased by the reporting person through the Issuer's directed share program in connection with the Issuer's initial public offering, which closed on December 14, 2020. Due to an unintentional oversight, the transaction reported on this Form 5 was not previously filed on a Form 4 in a timely manner. The 2,500 shares of common stock of the Issuer were purchased at the initial public offering price of $20.00 per share.

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December 14, 2020 Filed Feb 5, 2021 21:30 UTC
Peters SusanDirector
PurchaseCommon Stock, $0.0001 par value per share 500 $20.00 $10,000.00
Disclosure

SEC source: 0001104659-21-012975 · tm215323-3_5seq1.xml · nonDerivative · entry 1

Peters Susan · CIK 0001582683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: Represents shares of common stock of Hydrofarm Holdings Group, Inc. (the "Issuer") purchased by the reporting person through the Issuer's directed share program in connection with the Issuer's initial public offering, which closed on December 14, 2020. Due to an unintentional oversight, the transaction reported on this Form 5 was not previously filed on a Form 4 in a timely manner. The 500 shares of common stock of the Issuer were purchased at the initial public offering price of $20.00 per share.

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December 14, 2020 Filed Feb 5, 2021 21:29 UTC
Denis MelisaDirector
PurchaseCommon Stock, $0.0001 par value per share 1,200 $20.00 $24,000.00
Disclosure

SEC source: 0001104659-21-012968 · tm215323-1_5seq1.xml · nonDerivative · entry 1

Denis Melisa · CIK 0001834132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

F1 · shares: Represents shares of common stock of Hydrofarm Holdings Group, Inc. (the "Issuer") purchased by the reporting person through the Issuer's directed share program in connection with the Issuer's initial public offering, which closed on December 14, 2020. Due to an unintentional oversight, the transaction reported on this Form 5 was not previously filed on a Form 4 in a timely manner. The 1,200 shares of common stock of the Issuer were purchased at the initial public offering price of $20.00 per share.

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December 14, 2020 Filed Feb 16, 2021 11:08 UTC
Fitch TerencePresident
PurchaseCommon Stock, $0.0001 par value per share 5,000 $20.00 $100,000.00
Disclosure

SEC source: 0001104659-21-022473 · tm216720-1_form5.xml · nonDerivative · entry 1

Fitch Terence · CIK 0001835158 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,453

F1 · shares: Represents shares of common stock of Hydrofarm Holdings Group, Inc. (the "Issuer") purchased by the reporting person through the Issuer's directed share program in connection with the Issuer's initial public offering, which closed on December 14, 2020. Due to an unintentional oversight, the transaction reported on this Form 5 was not previously filed on a Form 4 in a timely manner and was omitted from one Form 4 that was subsequently filed. The 5,000 shares of common stock of the Issuer were purchased at the initial public offering price of $20.00 per share.

F1 · balance_after: Represents shares of common stock of Hydrofarm Holdings Group, Inc. (the "Issuer") purchased by the reporting person through the Issuer's directed share program in connection with the Issuer's initial public offering, which closed on December 14, 2020. Due to an unintentional oversight, the transaction reported on this Form 5 was not previously filed on a Form 4 in a timely manner and was omitted from one Form 4 that was subsequently filed. The 5,000 shares of common stock of the Issuer were purchased at the initial public offering price of $20.00 per share.

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December 10, 2020 Filed Dec 11, 2020 21:54 UTC PurchaseCommon Stock 2,000 $44.69 $89,380.00
Disclosure

SEC source: 0001104659-20-134805 · tm2038234d2_form4.xml · nonDerivative · entry 1

Persofsky Renah · CIK 0001835209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

F1 · balance_after: Includes 2,500 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest on June 14, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.