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Nasdaq · USD

HYFM

HYDROFARM HOLDINGS GROUP, INC.

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8322
SEC CIK
0001695295
Parsed reports
228

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2023 Filed Aug 2, 2023 20:10 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 135 $1.17 $157.95
Disclosure

SEC source: 0001628280-23-026760 · wf-form4_169100699645892.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,203

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractionalamounts have been rounded to the nearest whole number.

Read SEC document
July 17, 2023 Filed Jul 18, 2023 20:16 UTC Tax withholdingCommon Stock, $0.0001 par value per share 3,560 $0.97 $3,453.20
Disclosure

SEC source: 0001628280-23-025062 · wf-form4_168971137978861.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,805

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:40 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 135 $0.78 $105.57
Disclosure

SEC source: 0001628280-23-024273 · wf-form4_168858963180060.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,338

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 20:22 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 6,298 $1.03 $6,486.94
Disclosure

SEC source: 0001628280-23-023304 · wf-form4_168755171053825.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,793,030

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 25,861 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 21:12 UTC Tax withholdingCommon Stock, $0.0001 par value per share 3,560 $1.03 $3,666.80
Disclosure

SEC source: 0001628280-23-022925 · wf-form4_168738194553317.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,365

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 01:40 UTC GrantCommon Stock 123,763 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-069050 · tm2318176-3_4seq1.xml · nonDerivative · entry 1

Chung Patrick · CIK 0001834801 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,013

F1 · balance_after: Includes 123,763 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest on June 6, 2024.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 01:41 UTC
Peters SusanDirector
GrantCommon Stock 123,763 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-069052 · tm2318176-5_4seq1.xml · nonDerivative · entry 1

Peters Susan · CIK 0001582683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,013

F1 · balance_after: Includes 123,763 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest on June 6, 2024.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 01:40 UTC
Denis MelisaDirector
GrantCommon Stock 123,763 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-069051 · tm2318176-4_4seq1.xml · nonDerivative · entry 1

Denis Melisa · CIK 0001834132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,713

F1 · balance_after: Includes 123,763 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest on June 6, 2024.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 01:40 UTC GrantCommon Stock 123,763 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-069049 · tm2318176-2_4seq1.xml · nonDerivative · entry 1

MOSS RICHARD D · CIK 0001236872 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,013

F1 · balance_after: Includes 123,763 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest on June 6, 2024.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 01:15 UTC GrantCommon Stock 123,763 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-069038 · tm2318176-1_4seq1.xml · nonDerivative · entry 1

Persofsky Renah · CIK 0001835209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,513

F1 · balance_after: Includes 123,763 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest on June 6, 2024.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:00 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 132 $0.92 $121.06
Disclosure

SEC source: 0001104659-23-067636 · tm2317708-1_4seq1.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,473

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 17, 2023 Filed May 18, 2023 20:32 UTC Tax withholdingCommon Stock, $0.0001 par value per share 3,560 $0.98 $3,481.32
Disclosure

SEC source: 0001104659-23-062287 · tm2316216-1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,925

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 16, 2023 Filed May 17, 2023 22:30 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
PurchaseCommon Stock, $0.0001 par value per share 15,000 $1.04 $15,600.00
Disclosure

SEC source: 0001104659-23-061978 · tm2316134-1_4seq1.xml · nonDerivative · entry 2

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,799,328

F2 · shares: The price reflects the weighted average purchase price of the shares of common stock purchased. These shares of common stock were purchased in multiple transactions at prices ranging from $1.035 to $1.04 per share. Mr. Toler undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of common stock purchased on each date.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:30 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
PurchaseCommon Stock, $0.0001 par value per share 35,000 $1.09 $38,150.00
Disclosure

SEC source: 0001104659-23-061978 · tm2316134-1_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,784,328

F1 · shares: The price reflects the weighted average purchase price of the shares of common stock purchased. These shares of common stock were purchased in multiple transactions at prices ranging from $1.065 to $1.09 per share. Mr. Toler undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of common stock purchased on each date.

Read SEC document
April 30, 2023 Filed May 2, 2023 21:00 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 151 $1.57 $237.07
Disclosure

SEC source: 0001104659-23-055073 · tm2314442-1_4seq1.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,605

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
April 18, 2023 Filed Apr 19, 2023 20:15 UTC Tax withholdingCommon Stock, $0.0001 par value per share 3,560 $1.53 $5,446.80
Disclosure

SEC source: 0001104659-23-047199 · tm2313207-1_4.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 349,485

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:17 UTC
PARKER MARK SEXECUTIVE VICE PRESIDENT
Tax withholdingCommon Stock, $0.0001 par value per share 105 $1.73 $181.65
Disclosure

SEC source: 0001104659-23-041515 · tm2311454-2_4.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,756

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:15 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
GrantCommon Stock, $0.0001 par value per share 173,411 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-041508 · tm2311454d1_4.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,749,328

F1 · shares: On March 31, 2023, Mr. Toler was granted 173,411 restricted stock units ("RSUs") under the Issuer's 2020 Equity Incentive Plan. The RSUs will vest 50% on October 31, 2023 and 50% on October 31, 2024.

Read SEC document
March 27, 2023 Filed Mar 28, 2023 21:45 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 7,736 $1.69 $13,073.84
Disclosure

SEC source: 0001104659-23-037805 · tm2310798-3_4seq1.xml · nonDerivative · entry 4

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,575,917

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 31,766 stock-settled RSUs, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 27, 2023 Filed Mar 28, 2023 21:45 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 1,624 $1.69 $2,744.56
Disclosure

SEC source: 0001104659-23-037805 · tm2310798-3_4seq1.xml · nonDerivative · entry 3

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,583,653

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,666 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 27, 2023 Filed Mar 28, 2023 21:45 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 1,335 $1.69 $2,256.15
Disclosure

SEC source: 0001104659-23-037805 · tm2310798-3_4seq1.xml · nonDerivative · entry 2

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,585,277

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,480 stock-settled PSUs, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 27, 2023 Filed Mar 28, 2023 21:45 UTC Tax withholdingCommon Stock, $0.0001 par value per share 5,298 $1.69 $8,953.62
Disclosure

SEC source: 0001104659-23-037804 · tm2310798-2_4seq1.xml · nonDerivative · entry 3

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,045

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 12,574 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 27, 2023 Filed Mar 28, 2023 21:45 UTC Tax withholdingCommon Stock, $0.0001 par value per share 922 $1.69 $1,558.18
Disclosure

SEC source: 0001104659-23-037804 · tm2310798-2_4seq1.xml · nonDerivative · entry 2

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,343

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,169 stock-settled PSUs, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 27, 2023 Filed Mar 28, 2023 21:45 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 2,362 $1.69 $3,991.78
Disclosure

SEC source: 0001104659-23-037803 · tm2310798-1_4seq1.xml · nonDerivative · entry 4

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,861

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,989 stock-settled RSUs, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 27, 2023 Filed Mar 28, 2023 21:45 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 510 $1.69 $861.90
Disclosure

SEC source: 0001104659-23-037803 · tm2310798-1_4seq1.xml · nonDerivative · entry 3

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,223

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,507 stock-settled PSUs, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 22, 2023 Filed Mar 23, 2023 20:05 UTC
O'Brien Kevin PatrickChief Accounting Officer
Tax withholdingCommon Stock, $0.0001 par value per share 2,917 $1.87 $5,454.79
Disclosure

SEC source: 0001104659-23-036052 · tm2310374-1_4seq1.xml · nonDerivative · entry 1

O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,448

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,454 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 20, 2023 Filed Mar 20, 2023 20:05 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 6,298 $1.72 $10,832.56
Disclosure

SEC source: 0001104659-23-034443 · tm2310044-1_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,581,132

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 25,861 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 17, 2023 Filed Mar 17, 2023 21:11 UTC Tax withholdingCommon Stock, $0.0001 par value per share 2,748 $1.92 $5,276.16
Disclosure

SEC source: 0001104659-23-033992 · tm239932d1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,095

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 02, 2023 Filed Mar 28, 2023 21:45 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 105 $1.92 $201.60
Disclosure

SEC source: 0001104659-23-037803 · tm2310798-1_4seq1.xml · nonDerivative · entry 2

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,733

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. This transaction is late due to an inadvertent administrative error and not any error of Mr. Parker.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 21:06 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 563 $2.00 $1,126.00
Disclosure

SEC source: 0001104659-23-026704 · tm238072-2_4seq1.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,331

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,666 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 21:05 UTC Tax withholdingCommon Stock, $0.0001 par value per share 1,093 $2.00 $2,186.00
Disclosure

SEC source: 0001104659-23-026702 · tm238072-1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,843

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,333 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 21:06 UTC Tax withholdingCommon Stock, $0.0001 par value per share 2,748 $2.15 $5,908.20
Disclosure

SEC source: 0001104659-23-023778 · tm237411-1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,936

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:01 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 105 $1.87 $196.35
Disclosure

SEC source: 0001104659-23-009882 · tm235286-1_4.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,894

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
January 17, 2023 Filed Jan 17, 2023 21:01 UTC Tax withholdingCommon Stock, $0.0001 par value per share 2,748 $1.69 $4,644.12
Disclosure

SEC source: 0001104659-23-004234 · tm233620-1_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,684

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
January 17, 2023 Filed Mar 28, 2023 21:45 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
GrantCommon Stock, $0.0001 par value per share 5,480 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-037805 · tm2310798-3_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,586,612

F1 · shares: On March 23, 2022, Mr. Toler was granted a target of 21,919 performance stock units ("PSUs") under the Issuer's 2020 Equity Incentive Plan. Each PSU represents the right, upon achievement of certain specified performance-based vesting criteria, to receive one share of the Issuer's common stock. On January 17, 2023, the Compensation Committee of the Board of Directors determined that 25% of the performance-based conditions were met resulting in 5,480 PSUs earned by Mr. Toler. This transaction is late due to an inadvertent administrative error and not any error of Mr. Toler.

Read SEC document
January 17, 2023 Filed Mar 28, 2023 21:45 UTC GrantCommon Stock, $0.0001 par value per share 2,170 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-037804 · tm2310798-2_4seq1.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,265

F1 · shares: On March 23, 2022, Mr. Lindeman was granted a target of 8,677 performance stock units ("PSUs") under the Issuer's 2020 Equity Incentive Plan. Each PSU represents the right, upon achievement of certain specified performance-based vesting criteria, to receive one share of the Issuer's common stock. On January 17, 2023, the Compensation Committee of the Board of Directors determined that 25% of the performance-based conditions were met resulting in 2,170 PSUs earned by Mr. Lindeman. This transaction is late due to an inadvertent administrative error and not any error of Mr. Lindeman.

Read SEC document
January 17, 2023 Filed Mar 28, 2023 21:45 UTC
PARKER MARK SExecutive Vice President
GrantCommon Stock, $0.0001 par value per share 1,507 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-037803 · tm2310798-1_4seq1.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,838

F1 · shares: On March 23, 2022, Mr. Parker was granted a target of 6,028 performance stock units ("PSUs") under the Issuer's 2020 Equity Incentive Plan. Each PSU represents the right, upon achievement of certain specified performance-based vesting criteria, to receive one share of the Issuer's common stock. On January 17, 2023, the Compensation Committee of the Board of Directors determined that 25% of the performance-based conditions were met resulting in 1,507 PSUs earned by Mr. Parker. This transaction is late due to an inadvertent administrative error and not any error of Mr. Parker.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:05 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 19,170 $1.55 $29,713.50
Disclosure

SEC source: 0001104659-23-000833 · tm231550d1_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587,430

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 64,652 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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December 31, 2022 Filed Jan 3, 2023 22:09 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 85 $1.55 $131.75
Disclosure

SEC source: 0001104659-23-000409 · tm231488d1_4seq1.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,999

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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December 20, 2022 Filed Dec 21, 2022 21:05 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 10,177 $1.69 $17,199.13
Disclosure

SEC source: 0001104659-22-129079 · tm2233242-1_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,606,600

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 25,861 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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December 19, 2022 Filed Dec 19, 2022 22:31 UTC Tax withholdingCommon Stock, $0.0001 par value per share 3,564 $1.84 $6,557.76
Disclosure

SEC source: 0001104659-22-128335 · tm2233086-1_4.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,432

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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December 01, 2022 Filed Dec 2, 2022 00:30 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 79 $2.51 $198.29
Disclosure

SEC source: 0001104659-22-123795 · tm2231833-1_4seq1.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,084

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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November 17, 2022 Filed Nov 18, 2022 21:13 UTC Tax withholdingCommon Stock, $0.0001 par value per share 3,559 $2.66 $9,466.94
Disclosure

SEC source: 0001104659-22-120295 · tm2230999-1_4.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,996

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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November 01, 2022 Filed Nov 2, 2022 20:02 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 89 $2.58 $229.62
Disclosure

SEC source: 0001104659-22-113950 · tm2226413-3_4.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,163

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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October 17, 2022 Filed Oct 17, 2022 20:18 UTC Tax withholdingCommon Stock, $0.0001 par value per share 3,559 $2.31 $8,221.29
Disclosure

SEC source: 0001104659-22-109335 · tm2226413-2_4.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,555

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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October 03, 2022 Filed Oct 4, 2022 22:59 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 25,441 $1.94 $49,355.54
Disclosure

SEC source: 0001104659-22-105972 · tm2227519-2_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,616,777

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 64,652 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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October 03, 2022 Filed Oct 4, 2022 22:59 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 88 $1.94 $170.72
Disclosure

SEC source: 0001104659-22-105971 · tm2227519-1_4seq1.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,252

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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September 20, 2022 Filed Sep 21, 2022 20:32 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 10,177 $2.68 $27,274.36
Disclosure

SEC source: 0001104659-22-101953 · tm2226413-1_4.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,642,218

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 25,861 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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September 19, 2022 Filed Sep 20, 2022 20:01 UTC Tax withholdingCommon Stock, $0.0001 par value per share 2,979 $2.74 $8,162.46
Disclosure

SEC source: 0001104659-22-101551 · tm2225113-2_4.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,114

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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September 01, 2022 Filed Sep 2, 2022 20:12 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 88 $3.40 $299.20
Disclosure

SEC source: 0001104659-22-097503 · tm2225113-1_4seq1.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,340

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.