Tapewire

Nasdaq · USD

HYFM

HYDROFARM HOLDINGS GROUP, INC.

Export transactions ↓
Tapewire entity
8322
SEC CIK
0001695295
Parsed reports
228

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 08, 2026 Filed Aug 11, 2026 20:17 UTC
Ackerman EricaCAO and Corporate Controller
Tax withholdingCommon Stock, $0.0001 par value per share 138 $1.60 $220.80
Disclosure

SEC source: 0001437749-26-027022 · rdgdoc.xml · nonDerivative · entry 1

Ackerman Erica · CIK 0002041429 · CAO and Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,402

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 334 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number

Read SEC document
August 08, 2026 Filed Aug 11, 2026 20:16 UTC
PARKER MARK SPresident
Tax withholdingCommon Stock, $0.0001 par value per share 740 $1.60 $1,184.00
Disclosure

SEC source: 0001437749-26-027020 · rdgdoc.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,558

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,667 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number

Read SEC document
June 23, 2026 Filed Jun 25, 2026 20:06 UTC GrantCommon Stock, $0.0001 par value per share 30,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-021695 · rdgdoc.xml · nonDerivative · entry 1

Chung Patrick · CIK 0001834801 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,148

F1 · shares: Includes 30,000 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest on June 23, 2027.

Read SEC document
June 23, 2026 Filed Jun 25, 2026 20:06 UTC GrantCommon Stock, $0.0001 par value per share 30,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-021696 · rdgdoc.xml · nonDerivative · entry 1

Yetter Richard Christopher · CIK 0002059900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Includes 30,000 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest on June 23, 2027.

Read SEC document
June 23, 2026 Filed Jun 25, 2026 20:05 UTC GrantCommon Stock, $0.0001 par value per share 30,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-021694 · rdgdoc.xml · nonDerivative · entry 1

Persofsky Renah · CIK 0001835209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,498

F1 · shares: Includes 30,000 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest on June 23, 2027.

Read SEC document
June 23, 2026 Filed Jun 25, 2026 20:05 UTC
Denis MelisaDirector
GrantCommon Stock, $0.0001 par value per share 30,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-021693 · rdgdoc.xml · nonDerivative · entry 1

Denis Melisa · CIK 0001834132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,423

F1 · shares: Includes 30,000 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest on June 23, 2027.

Read SEC document
January 06, 2026 Filed Jan 8, 2026 21:09 UTC
Ackerman EricaCAO and Corporate Controller
Tax withholdingCommon Stock, $0.0001 par value per share 687 $1.51 $1,037.37
Disclosure

SEC source: 0002041429-26-000002 · wk-form4_1767906562.xml · nonDerivative · entry 1

Ackerman Erica · CIK 0002041429 · CAO and Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,540

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,666 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number

Read SEC document
January 06, 2026 Filed Jan 8, 2026 21:10 UTC
Toler William DouglasDirector · Chief Executive Officer · Executive Chairman of Board
Tax withholdingCommon Stock, $0.0001 par value per share 5,189 $1.51 $7,835.39
Disclosure

SEC source: 0001686696-26-000002 · wk-form4_1767906611.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · Chief Executive Officer · Executive Chairman of Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,672

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 17,500 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number

Read SEC document
January 06, 2026 Filed Jan 8, 2026 21:09 UTC
PARKER MARK SPresident
Tax withholdingCommon Stock, $0.0001 par value per share 1,672 $1.51 $2,524.72
Disclosure

SEC source: 0001915363-26-000002 · wk-form4_1767906595.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,328

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,333 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number

Read SEC document
January 06, 2026 Filed Jan 8, 2026 21:09 UTC
O'Brien Kevin PatrickChief Financial Officer
SaleCommon Stock, $0.0001 par value per share 1,150 $1.51 $1,736.50
Disclosure

SEC source: 0001735272-26-000002 · wk-form4_1767906577.xml · nonDerivative · entry 1

O'Brien Kevin Patrick · CIK 0001735272 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,222

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,333 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number

Read SEC document
December 05, 2025 Filed Dec 8, 2025 21:09 UTC
Denis MelisaDirector
SaleCommon Stock, $0.0001 par value per share 120 $1.92 $230.40
Disclosure

SEC source: 0001834132-25-000003 · wk-form4_1765228184.xml · nonDerivative · entry 2

Denis Melisa · CIK 0001834132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,423

Read SEC document
December 04, 2025 Filed Dec 8, 2025 21:09 UTC
Denis MelisaDirector
SaleCommon Stock, $0.0001 par value per share 2,875 $1.88 $5,406.73
Disclosure

SEC source: 0001834132-25-000003 · wk-form4_1765228184.xml · nonDerivative · entry 1

Denis Melisa · CIK 0001834132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,543

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:17 UTC GrantCommon Stock, $0.0001 par value per share 20,000 $0.00 $0.00
Disclosure

SEC source: 0002059900-25-000009 · wk-form4_1759436242.xml · nonDerivative · entry 1

Yetter Richard Christopher · CIK 0002059900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: The reporting person received an award of 20,000 restricted stock units on October 1, 2025 which vest on June 9, 2026. Each restricted stock unit represents a right to receive one share of common stock upon vesting.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 20:03 UTC
Toler William DouglasDirector · Executive Chairman of Board
Tax withholdingCommon Stock, $0.0001 par value per share 445 $4.51 $2,006.95
Disclosure

SEC source: 0001628280-25-040899 · wk-form4_1755720181.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · Executive Chairman of Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,861

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,500 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 20:02 UTC
PARKER MARK SPresident
Tax withholdingCommon Stock, $0.0001 par value per share 370 $4.51 $1,668.70
Disclosure

SEC source: 0001628280-25-040897 · wk-form4_1755720165.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,000

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 834 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 20:02 UTC
O'Brien Kevin PatrickChief Financial Officer
Tax withholdingCommon Stock, $0.0001 par value per share 48 $4.51 $216.48
Disclosure

SEC source: 0001628280-25-040898 · wk-form4_1755720173.xml · nonDerivative · entry 1

O'Brien Kevin Patrick · CIK 0001735272 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,372

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 166 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
August 18, 2025 Filed Aug 20, 2025 20:02 UTC
Lindeman Bruce JohnChief Executive Officer
Tax withholdingCommon Stock, $0.0001 par value per share 496 $4.51 $2,236.96
Disclosure

SEC source: 0001628280-25-040896 · wk-form4_1755720156.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,683

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,167 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
August 11, 2025 Filed Aug 13, 2025 12:07 UTC
Ackerman EricaCAO and Corporate Controller
Tax withholdingCommon Stock, $0.0001 par value per share 52 $4.49 $233.48
Disclosure

SEC source: 0001628280-25-040011 · wk-form4_1755086841.xml · nonDerivative · entry 1

Ackerman Erica · CIK 0002041429 · CAO and Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,227

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 333 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
August 11, 2025 Filed Aug 13, 2025 12:08 UTC
PARKER MARK SPresident
Tax withholdingCommon Stock, $0.0001 par value per share 771 $4.49 $3,461.79
Disclosure

SEC source: 0001628280-25-040012 · wk-form4_1755086887.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,370

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,667 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 20:11 UTC GrantCommon Stock, $0.0001 par value per share 30,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030461 · wk-form4_1749586273.xml · nonDerivative · entry 1

Chung Patrick · CIK 0001834801 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,148

F1 · shares: Includes 30,000 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest on June 9, 2026.

F2 · balance_after: Shares beneficially owned has been adjusted to reflect the 1-for-10 reverse stock split effected February 12, 2025.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 20:13 UTC
Peters SusanDirector
GrantCommon Stock, $0.0001 par value per share 30,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030467 · wk-form4_1749586415.xml · nonDerivative · entry 1

Peters Susan · CIK 0001582683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,348

F1 · shares: Includes 30,000 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest on June 9, 2026.

F2 · balance_after: Shares beneficially owned has been adjusted to reflect the 1-for-10 reverse stock split effected February 12, 2025.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 20:13 UTC GrantCommon Stock, $0.0001 par value per share 30,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030466 · wk-form4_1749586406.xml · nonDerivative · entry 1

Persofsky Renah · CIK 0001835209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,498

F1 · shares: Includes 30,000 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest on June 9, 2026.

F2 · balance_after: Shares beneficially owned has been adjusted to reflect the 1-for-10 reverse stock split effected February 12, 2025.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 20:10 UTC
Denis MelisaDirector
GrantCommon Stock, $0.0001 par value per share 30,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030458 · wk-form4_1749586219.xml · nonDerivative · entry 1

Denis Melisa · CIK 0001834132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,418

F1 · shares: Includes 30,000 restricted stock units granted under the Issuer's 2020 Equity Incentive Plan which will vest on June 9, 2026.

F2 · balance_after: Shares beneficially owned has been adjusted to reflect the 1-for-10 reverse stock split effected February 12, 2025.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 20:12 UTC
Ackerman EricaCAO and Corporate Controller
Tax withholdingCommon Stock, $0.0001 par value per share 473 $1.78 $841.94
Disclosure

SEC source: 0001628280-25-017329 · wk-form4_1744315914.xml · nonDerivative · entry 1

Ackerman Erica · CIK 0002041429 · CAO and Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,279

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,151 stock-settled performance stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 20:11 UTC
Lindeman Bruce JohnChief Executive Officer
Tax withholdingCommon Stock, $0.0001 par value per share 1,683 $1.78 $2,995.74
Disclosure

SEC source: 0001628280-25-017328 · wk-form4_1744315893.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,179

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,959 stock-settled performance stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 20:11 UTC
O'Brien Kevin PatrickChief Financial Officer
Tax withholdingCommon Stock, $0.0001 par value per share 863 $1.78 $1,536.14
Disclosure

SEC source: 0001628280-25-017327 · wk-form4_1744315875.xml · nonDerivative · entry 1

O'Brien Kevin Patrick · CIK 0001735272 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,420

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,501 stock-settled performance stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 20:11 UTC
PARKER MARK SPresident
Tax withholdingCommon Stock, $0.0001 par value per share 1,380 $1.78 $2,456.40
Disclosure

SEC source: 0001628280-25-017326 · wk-form4_1744315859.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,141

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,751 stock-settled performance stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
April 08, 2025 Filed Apr 10, 2025 20:10 UTC
Toler William DouglasDirector · Executive Chairman of Board
Tax withholdingCommon Stock, $0.0001 par value per share 2,966 $1.78 $5,279.48
Disclosure

SEC source: 0001628280-25-017325 · wk-form4_1744315822.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · Executive Chairman of Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,306

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 10,001 stock-settled performance stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 20:05 UTC
O'Brien Kevin PatrickChief Financial Officer
Tax withholdingCommon Stock, $0.0001 par value per share 292 $2.85 $832.20
Disclosure

SEC source: 0001628280-25-014957 · wk-form4_1743019550.xml · nonDerivative · entry 1

O'Brien Kevin Patrick · CIK 0001735272 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,283

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 845 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 20:05 UTC
Toler William DouglasDirector · Executive Chairman of Board
Tax withholdingCommon Stock, $0.0001 par value per share 198 $2.85 $564.30
Disclosure

SEC source: 0001628280-25-014956 · wk-form4_1743019538.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · Executive Chairman of Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,272

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 667 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:08 UTC
Ackerman EricaCAO and Corporate Controller
GrantCommon Stock, $0.0001 par value per share 1,151 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009819 · wk-form4_1741122528.xml · nonDerivative · entry 1

Ackerman Erica · CIK 0002041429 · CAO and Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,752

F1 · shares: On April 5, 2024, Ms. Ackerman was granted performance stock units ("PSUs") under the Issuer's 2020 Equity Incentive Plan. Each PSU represents the right, upon achievement of certain specified performance-based vesting criteria, to receive one share of the Issuer's common stock. On February 28, 2025, the Board of Directors determined that certain of the performance-based conditions were met resulting in 1,151 PSUs earned by Ms. Ackerman.

F2 · balance_after: Shares beneficially owned has been adjusted to reflect the 1-for-10 reverse stock split effected February 12, 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:08 UTC
Lindeman Bruce JohnChief Executive Officer
GrantCommon Stock, $0.0001 par value per share 3,959 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009816 · wk-form4_1741122476.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,862

F1 · shares: On April 5, 2024, Mr. Lindeman was granted performance stock units ("PSUs") under the Issuer's 2020 Equity Incentive Plan. Each PSU represents the right, upon achievement of certain specified performance-based vesting criteria, to receive one share of the Issuer's common stock. On February 28, 2025, the Board of Directors determined that certain of the performance-based conditions were met resulting in 3,959 PSUs earned by Mr. Lindeman.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:09 UTC
Toler William DouglasDirector · Executive Chairman of Board
GrantCommon Stock, $0.0001 par value per share 10,001 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009825 · wk-form4_1741122581.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · Executive Chairman of Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,470

F1 · shares: On April 5, 2024, Mr. Toler was granted performance stock units ("PSUs") under the Issuer's 2020 Equity Incentive Plan. Each PSU represents the right, upon achievement of certain specified performance-based vesting criteria, to receive one share of the Issuer's common stock. On February 28, 2025, the Board of Directors determined that certain of the performance-based conditions were met resulting in 10,001 PSUs earned by Mr. Toler.

F2 · balance_after: Shares beneficially owned has been adjusted to reflect the 1-for-10 reverse stock split effected February 12, 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:06 UTC
PARKER MARK SPresident
GrantCommon Stock, $0.0001 par value per share 2,751 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009809 · wk-form4_1741122361.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,521

F1 · shares: On April 5, 2024, Mr. Parker was granted performance stock units ("PSUs") under the Issuer's 2020 Equity Incentive Plan. Each PSU represents the right, upon achievement of certain specified performance-based vesting criteria, to receive one share of the Issuer's common stock. On February 28, 2025, the Board of Directors determined that certain of the performance-based conditions were met resulting in 2,751 PSUs earned by Mr. Parker.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:07 UTC
O'Brien Kevin PatrickChief Financial Officer
GrantCommon Stock, $0.0001 par value per share 2,501 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009812 · wk-form4_1741122417.xml · nonDerivative · entry 1

O'Brien Kevin Patrick · CIK 0001735272 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,575

F1 · shares: On April 5, 2024, Mr. O'Brien was granted performance stock units ("PSUs") under the Issuer's 2020 Equity Incentive Plan. Each PSU represents the right, upon achievement of certain specified performance-based vesting criteria, to receive one share of the Issuer's common stock. On February 28, 2025, the Board of Directors determined that certain of the performance-based conditions were met resulting in 2,501 PSUs earned by Mr. O'Brien.

F2 · balance_after: Shares beneficially owned has been adjusted to reflect the 1-for-10 reverse stock split effected February 12, 2025.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:18 UTC
PARKER MARK SPresident
Tax withholdingCommon Stock, $0.0001 par value per share 84 $5.39 $452.76
Disclosure

SEC source: 0001628280-25-009044 · wk-form4_1740777472.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,770

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 167 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · balance_after: Shares beneficially owned has been adjusted to reflect the 1-for-10 reverse stock split effected February 12, 2025.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:16 UTC
Lindeman Bruce JohnChief Executive Officer
Tax withholdingCommon Stock, $0.0001 par value per share 160 $5.39 $862.40
Disclosure

SEC source: 0001628280-25-009039 · wk-form4_1740777411.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,903

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 334 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · balance_after: Shares beneficially owned has been adjusted to reflect the 1-for-10 reverse stock split effected February 12, 2025.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:09 UTC
Ackerman EricaCAO and Corporate Controller
GrantCommon Stock, $0.0001 par value per share 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000254 · wk-form4_1735938567.xml · nonDerivative · entry 1

Ackerman Erica · CIK 0002041429 · CAO and Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,010

F1 · shares: The reporting person received an award of 50,000 restricted stock units on January 1, 2025, vesting in three equal annual installments beginning on January 1, 2026. Each restricted stock unit represents a right to receive one share of common stock upon vesting.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:09 UTC
PARKER MARK SPresident
GrantCommon Stock, $0.0001 par value per share 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000252 · wk-form4_1735938538.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,546

F1 · shares: The reporting person received an award of 100,000 restricted stock units on January 1, 2025, vesting in three equal annual installments beginning on January 1, 2026. Each restricted stock unit represents a right to receive one share of common stock upon vesting.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:08 UTC
O'Brien Kevin PatrickChief Financial Officer
GrantCommon Stock, $0.0001 par value per share 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000251 · wk-form4_1735938505.xml · nonDerivative · entry 1

O'Brien Kevin Patrick · CIK 0001735272 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,754

F1 · shares: The reporting person received an award of 100,000 restricted stock units on January 1, 2025, vesting in three equal annual installments beginning on January 1, 2026. Each restricted stock unit represents a right to receive one share of common stock upon vesting.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:08 UTC
Lindeman Bruce JohnChief Executive Officer
GrantCommon Stock, $0.0001 par value per share 250,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000249 · wk-form4_1735938480.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,640

F1 · shares: The reporting person received an award of 250,000 restricted stock units on January 1, 2025, vesting in three equal annual installments beginning on January 1, 2026. Each restricted stock unit represents a right to receive one share of common stock upon vesting.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:07 UTC
Toler William DouglasDirector · Executive Chairman of Board
GrantCommon Stock, $0.0001 par value per share 350,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000248 · wk-form4_1735938449.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · Executive Chairman of Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,204,702

F1 · shares: The reporting person received an award of 350,000 restricted stock units on January 1, 2025, vesting in two equal annual installments beginning on January 1, 2026. Each restricted stock unit represents a right to receive one share of common stock upon vesting.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 21:02 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
Tax withholdingCommon Stock, $0.0001 par value per share 21,113 $0.68 $14,293.50
Disclosure

SEC source: 0001628280-24-044975 · wk-form4_1730754128.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,854,702

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 86,706 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 21:01 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 138 $0.68 $93.43
Disclosure

SEC source: 0001628280-24-044974 · wk-form4_1730754098.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,546

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:01 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 134 $0.69 $92.33
Disclosure

SEC source: 0001628280-24-041869 · wk-form4_1727899282.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,684

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 23:59 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 134 $0.44 $58.36
Disclosure

SEC source: 0001628280-24-039417 · wk-form4_1725490793.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,818

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 309 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 23:01 UTC
Toler William DouglasDirector · CEO and Chairman of the Board
PurchaseCommon Stock, $0.0001 par value per share 100,000 $0.50 $49,800.00
Disclosure

SEC source: 0001104659-24-095827 · tm2423183-1_4seq1.xml · nonDerivative · entry 1

Toler William Douglas · CIK 0001686696 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875,815

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4944 to $0.4987, inclusive. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of common stock purchased on such date.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 20:05 UTC
O'Brien Kevin PatrickChief Accounting Officer
Tax withholdingCommon Stock, $0.0001 par value per share 479 $0.55 $265.32
Disclosure

SEC source: 0001628280-24-037889 · wk-form4_1724184321.xml · nonDerivative · entry 1

O'Brien Kevin Patrick · CIK 0001735272 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,754

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,667 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number

Read SEC document
August 19, 2024 Filed Aug 20, 2024 20:04 UTC
PARKER MARK SExecutive Vice President
Tax withholdingCommon Stock, $0.0001 par value per share 3,624 $0.55 $2,007.33
Disclosure

SEC source: 0001628280-24-037888 · wk-form4_1724184281.xml · nonDerivative · entry 1

PARKER MARK S · CIK 0001915363 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,952

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,333 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 20:03 UTC Tax withholdingCommon Stock, $0.0001 par value per share 4,957 $0.55 $2,745.68
Disclosure

SEC source: 0001628280-24-037886 · wk-form4_1724184193.xml · nonDerivative · entry 1

Lindeman Bruce John · CIK 0001649692 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,640

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 11,667 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.