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HY

HYSTER-YALE, INC.

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5370
SEC CIK
0001173514
Parsed reports
6,393

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2018 Filed Apr 4, 2018 19:44 UTC GrantClass A Common Stock 358 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013986 · form4.xml · nonDerivative · entry 1

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,366

F1 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 19:43 UTC GrantClass A Common Stock 358 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013985 · form4.xml · nonDerivative · entry 1

Jumper John P · CIK 0001346943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,692

F1 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 19:41 UTC GrantClass A Common Stock 234 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013981 · form4.xml · nonDerivative · entry 2

STROPKI JOHN M · CIK 0001194166 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,387

F2 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 19:41 UTC GrantClass A Common Stock 358 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013981 · form4.xml · nonDerivative · entry 1

STROPKI JOHN M · CIK 0001194166 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,153

F1 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 19:42 UTC
Wong EugeneDirector
GrantClass A Common Stock 234 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013983 · form4.xml · nonDerivative · entry 2

Wong Eugene · CIK 0001317976 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 18,452

F2 · kind: Voluntary Award-Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 19:42 UTC
Wong EugeneDirector
GrantClass A Common Stock 358 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013983 · form4.xml · nonDerivative · entry 1

Wong Eugene · CIK 0001317976 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 18,218

F1 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 19:39 UTC GrantClass A Common Stock 358 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013980 · form4.xml · nonDerivative · entry 1

LABARRE DENNIS W · CIK 0001247923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,790

F1 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 19:37 UTC
BUTLER HELEN RANKINMember of a Group
GrantClass A Common Stock 358 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-013979 · form4.xml · nonDerivative · entry 1

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust.

Disclosed balance after: 25,458

F1 · kind: Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Sep 6, 2018 20:23 UTC
RANKIN ALFRED M ET ALDirector · Chairman
OtherClass A Common Stock 2,661 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026876 · form4.xml · nonDerivative · entry 1

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.

Disclosed balance after: 18,625

F1 · shares: Transfer made pursuant to the terms of the Trust

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Sep 6, 2018 20:50 UTC
RANKIN MATTHEW MMember of a Group
OtherClass A Common Stock 2,661 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026920 · form4.xml · nonDerivative · entry 1

RANKIN MATTHEW M · CIK 0001247948 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through a trust of which the Reporting Person is trustee

Disclosed balance after: 10,838

F1 · shares: Shares transferred pursuant to the terms of the Alfred M. Rankin, Sr. GST

Read SEC document
March 19, 2018 Filed Sep 6, 2018 20:40 UTC
RANKIN ELIZABETH BMember of a Group
OtherClass A Common Stock 2,661 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026896 · form4.xml · nonDerivative · entry 1

RANKIN ELIZABETH B · CIK 0001247945 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through a trust of which the Reporting Person's spouse is trustee

Disclosed balance after: 10,838

F1 · shares: Shares transferred pursuant to the Alfred M. Rankin, Sr. GST

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Sep 6, 2018 20:24 UTC
RANKIN VICTOIRE GMember of a Group
OtherClass A Common Stock 2,661 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026878 · form4.xml · nonDerivative · entry 1

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr

Disclosed balance after: 18,625

F1 · shares: Transfer of shares pursuant to the terms of the trust

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Feb 13, 2019 19:45 UTC OtherClass A Common Stock 2,661 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005592 · form5.xml · nonDerivative · entry 2

Trust dated January 11, 1965, PNC Bank & Alfred M. Rankin, Jr. as Co-Trustees, for the benefit of grandchildren · CIK 0001558829 · member of a group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,625

F1 · shares: Transfer of shares made pursuant to the terms of the GST

Read SEC document
March 08, 2018 Filed Mar 9, 2018 19:00 UTC
TAPLIN THEODORE DMember of a Group
SaleClass A Common Stock 854 $69.65 $59,482.38
Disclosure

SEC source: 0001127602-18-010905 · form4.xml · nonDerivative · entry 1

TAPLIN THEODORE D · CIK 0001247974 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 28

Read SEC document
March 02, 2018 Filed Feb 13, 2019 19:46 UTC
TAPLIN DAVID FMember of a Group
GiftClass A Common Stock 318 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005593 · form5.xml · nonDerivative · entry 5

TAPLIN DAVID F · CIK 0001247978 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,650

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:25 UTC
RANKIN ALFRED M ET ALDirector · Chairman
Tax withholdingClass A Common Stock 2,775 $79.66 $221,042.63
Disclosure

SEC source: 0001127602-18-008984 · form4.xml · nonDerivative · entry 2

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.

Disclosed balance after: 99,813

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:25 UTC
RANKIN ALFRED M ET ALDirector · Chairman
Exercise / conversionClass A Common Stock 21,928 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008984 · form4.xml · nonDerivative · entry 1

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.

Disclosed balance after: 102,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:44 UTC
Breier GregoryVice President-Tax
Tax withholdingClass A Common Stock 54 $79.66 $4,301.37
Disclosure

SEC source: 0001127602-18-009002 · form4.xml · nonDerivative · entry 2

Breier Gregory · CIK 0001607958 · Vice President-Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,615

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:44 UTC
Breier GregoryVice President-Tax
Exercise / conversionClass A Common Stock 821 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009002 · form4.xml · nonDerivative · entry 1

Breier Gregory · CIK 0001607958 · Vice President-Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:42 UTC
Frentzko BrianVP and Treasurer
Tax withholdingClass A Common Stock 56 $79.66 $4,460.68
Disclosure

SEC source: 0001127602-18-009001 · form4.xml · nonDerivative · entry 2

Frentzko Brian · CIK 0001558841 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,644

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:42 UTC
Frentzko BrianVP and Treasurer
Exercise / conversionClass A Common Stock 821 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009001 · form4.xml · nonDerivative · entry 1

Frentzko Brian · CIK 0001558841 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:41 UTC
Gerbick AmyAssoc. General Counsel
Tax withholdingClass A Common Stock 28 $79.66 $2,230.34
Disclosure

SEC source: 0001127602-18-009000 · form4.xml · nonDerivative · entry 2

Gerbick Amy · CIK 0001609375 · Assoc. General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:41 UTC
Gerbick AmyAssoc. General Counsel
Exercise / conversionClass A Common Stock 376 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009000 · form4.xml · nonDerivative · entry 1

Gerbick Amy · CIK 0001609375 · Assoc. General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:40 UTC Tax withholdingClass A Common Stock 59 $79.66 $4,699.65
Disclosure

SEC source: 0001127602-18-008999 · form4.xml · nonDerivative · entry 2

LANGER JENNIFER M · CIK 0001539140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,044

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:40 UTC Exercise / conversionClass A Common Stock 821 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008999 · form4.xml · nonDerivative · entry 1

LANGER JENNIFER M · CIK 0001539140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:38 UTC
MILLER LAUREN EOfficer of a subsidiary
Tax withholdingClass A Common Stock 36 $79.66 $2,867.58
Disclosure

SEC source: 0001127602-18-008998 · form4.xml · nonDerivative · entry 2

MILLER LAUREN E · CIK 0001247936 · Officer of a subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,711

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:38 UTC
MILLER LAUREN EOfficer of a subsidiary
Exercise / conversionClass A Common Stock 1,999 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008998 · form4.xml · nonDerivative · entry 1

MILLER LAUREN E · CIK 0001247936 · Officer of a subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:37 UTC
Pascarelli Charles FExecutive Officer
Tax withholdingClass A Common Stock 88 $79.66 $7,009.64
Disclosure

SEC source: 0001127602-18-008997 · form4.xml · nonDerivative · entry 2

Pascarelli Charles F · CIK 0001577016 · Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,442

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:37 UTC
Pascarelli Charles FExecutive Officer
Exercise / conversionClass A Common Stock 3,707 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008997 · form4.xml · nonDerivative · entry 1

Pascarelli Charles F · CIK 0001577016 · Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:36 UTC
Prasad RajivVP GPD - NMHG
Tax withholdingClass A Common Stock 283 $79.66 $22,542.37
Disclosure

SEC source: 0001127602-18-008996 · form4.xml · nonDerivative · entry 2

Prasad Rajiv · CIK 0001558950 · VP GPD - NMHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,988

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:36 UTC
Prasad RajivVP GPD - NMHG
Exercise / conversionClass A Common Stock 4,052 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008996 · form4.xml · nonDerivative · entry 1

Prasad Rajiv · CIK 0001558950 · VP GPD - NMHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:35 UTC
Salgado Anthony JOfficer of Subsidiary
Tax withholdingClass A Common Stock 52 $79.66 $4,142.06
Disclosure

SEC source: 0001127602-18-008995 · form4.xml · nonDerivative · entry 2

Salgado Anthony J · CIK 0001665271 · Officer of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,197

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:35 UTC
Salgado Anthony JOfficer of Subsidiary
Exercise / conversionClass A Common Stock 2,079 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008995 · form4.xml · nonDerivative · entry 1

Salgado Anthony J · CIK 0001665271 · Officer of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:34 UTC
SCHILLING KENNETH CSenior Vice President and CFO
Tax withholdingClass A Common Stock 34 $79.66 $2,708.27
Disclosure

SEC source: 0001127602-18-008993 · form4.xml · nonDerivative · entry 2

SCHILLING KENNETH C · CIK 0001247961 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,836

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:34 UTC
SCHILLING KENNETH CSenior Vice President and CFO
Exercise / conversionClass A Common Stock 2,686 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008993 · form4.xml · nonDerivative · entry 1

SCHILLING KENNETH C · CIK 0001247961 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:32 UTC
Somayajula GopichandExecutive Officer
Tax withholdingClass A Common Stock 138 $79.66 $10,992.39
Disclosure

SEC source: 0001127602-18-008990 · form4.xml · nonDerivative · entry 2

Somayajula Gopichand · CIK 0001577041 · Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,934

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:32 UTC
Somayajula GopichandExecutive Officer
Exercise / conversionClass A Common Stock 1,531 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008990 · form4.xml · nonDerivative · entry 1

Somayajula Gopichand · CIK 0001577041 · Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:31 UTC
Taylor Suzanne SchulzeSenior VP, GC and Secretary
Tax withholdingClass A Common Stock 42 $79.66 $3,345.51
Disclosure

SEC source: 0001127602-18-008987 · form4.xml · nonDerivative · entry 2

Taylor Suzanne Schulze · CIK 0001395289 · Senior VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,527

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:31 UTC
Taylor Suzanne SchulzeSenior VP, GC and Secretary
Exercise / conversionClass A Common Stock 2,441 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008987 · form4.xml · nonDerivative · entry 1

Taylor Suzanne Schulze · CIK 0001395289 · Senior VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:29 UTC
Ulmer RaymondVP Finance Americas of NMHG
Tax withholdingClass A Common Stock 66 $79.66 $5,257.23
Disclosure

SEC source: 0001127602-18-008986 · form4.xml · nonDerivative · entry 2

Ulmer Raymond · CIK 0001607955 · VP Finance Americas of NMHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,747

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:29 UTC
Ulmer RaymondVP Finance Americas of NMHG
Exercise / conversionClass A Common Stock 801 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008986 · form4.xml · nonDerivative · entry 1

Ulmer Raymond · CIK 0001607955 · VP Finance Americas of NMHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:28 UTC
WILSON COLINOfficer of a subsidiary
Tax withholdingClass A Common Stock 781 $79.66 $62,210.56
Disclosure

SEC source: 0001127602-18-008985 · form4.xml · nonDerivative · entry 2

WILSON COLIN · CIK 0001247998 · Officer of a subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,137

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:28 UTC
WILSON COLINOfficer of a subsidiary
Exercise / conversionClass A Common Stock 12,554 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008985 · form4.xml · nonDerivative · entry 1

WILSON COLIN · CIK 0001247998 · Officer of a subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:22 UTC
RANKIN VICTOIRE GMember of a Group
Tax withholdingClass A Common Stock 2,775 $79.66 $221,042.63
Disclosure

SEC source: 0001127602-18-008983 · form4.xml · nonDerivative · entry 2

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr

Disclosed balance after: 99,813

F3 · kind: Spouse's Cashless-Exercise-Award shares that Reporting Person's spouse surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her 2013 LTIP Stock Award

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of all such shares.

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February 26, 2018 Filed Feb 28, 2018 17:22 UTC
RANKIN VICTOIRE GMember of a Group
Exercise / conversionClass A Common Stock 21,928 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-008983 · form4.xml · nonDerivative · entry 1

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr

Disclosed balance after: 102,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Spouse's LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of all such shares.

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January 02, 2018 Filed Jan 4, 2018 19:18 UTC
RANKIN CLAIBORNE RDirector · Member of a Group
GrantClass A Common Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001008 · form4.xml · nonDerivative · entry 10

RANKIN CLAIBORNE R · CIK 0001247952 · Director · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin

Disclosed balance after: 130,860

F6 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

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January 02, 2018 Filed Jan 4, 2018 17:21 UTC
BUTLER HELEN RANKINMember of a Group
GrantClass A Common Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-000970 · form4.xml · nonDerivative · entry 14

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust.

Disclosed balance after: 25,100

F2 · kind: Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of all such shares.

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January 02, 2018 Filed Jan 4, 2018 17:18 UTC
BUTLER JOHN C JRMember of a Group
GrantClass A Common Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-000968 · form4.xml · nonDerivative · entry 14

BUTLER JOHN C JR · CIK 0001247860 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in trust fbo Reporting Person.

Disclosed balance after: 25,100

F2 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

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January 02, 2018 Filed Jan 4, 2018 19:14 UTC
RANKIN CHLOE OMember of a Group
GrantClass A Common Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001004 · form4.xml · nonDerivative · entry 10

RANKIN CHLOE O · CIK 0001247951 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin

Disclosed balance after: 130,860

F8 · kind: Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F1 · ownership.nature: Reporting Person disclaims beneficial ownership of all such shares.

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January 02, 2018 Filed Jan 4, 2018 17:14 UTC GrantClass A Common Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-000964 · form4.xml · nonDerivative · entry 1

LABARRE DENNIS W · CIK 0001247923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,432

F1 · kind: Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.