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HY

HYSTER-YALE, INC.

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5370
SEC CIK
0001173514
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6,393

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2019 Filed Mar 5, 2019 17:30 UTC
Rankin Julia LMember of a Group
PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009781 · form4.xml · nonDerivative · entry 2

Rankin Julia L · CIK 0001314180 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse's proportionate interest in shares held by Rankin Associates VI

Disclosed balance after: 554

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F2 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

F3 · ownership.nature: Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:30 UTC
Rankin Julia LMember of a Group
PurchaseClass A Common Stock 2 $64.96 $129.92
Disclosure

SEC source: 0001127602-19-009781 · form4.xml · nonDerivative · entry 1

Rankin Julia L · CIK 0001314180 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interest in shares held by Rankin Associates VI

Disclosed balance after: 467

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F2 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:28 UTC PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009779 · form4.xml · nonDerivative · entry 1

2013 Trust fbo Evelyn R. Kuipers · CIK 0001663719 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interest in shares held in Rankin Associates VI

Disclosed balance after: 554

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F2 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:27 UTC
Kuipers Evelyn RMember of a Group
PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009778 · form4.xml · nonDerivative · entry 1

Kuipers Evelyn R · CIK 0001663776 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interest in shares held by Rankin Associate VI

Disclosed balance after: 554

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F2 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:26 UTC
BUTLER HELEN RANKINMember of a Group
PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009777 · form4.xml · nonDerivative · entry 6

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Child's proportionate interest in shares held by Rankin Associates VI

Disclosed balance after: 555

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F2 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:26 UTC
BUTLER HELEN RANKINMember of a Group
PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009777 · form4.xml · nonDerivative · entry 5

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Child's proportionate interest in shares held by Rankin Associates VI

Disclosed balance after: 555

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F2 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:26 UTC
BUTLER HELEN RANKINMember of a Group
PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009777 · form4.xml · nonDerivative · entry 4

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse's proportionate interest in Rankin Associates VI

Disclosed balance after: 556

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F2 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:26 UTC
BUTLER HELEN RANKINMember of a Group
PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009777 · form4.xml · nonDerivative · entry 3

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Reporting person's proportionate interest in shares held by Rankin Associates VI

Disclosed balance after: 468

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F2 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:26 UTC
BUTLER HELEN RANKINMember of a Group
PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009777 · form4.xml · nonDerivative · entry 2

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · proportionate limited partnership interests in shares held by Rankin Associates V, L.P.

Disclosed balance after: 93

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F2 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:26 UTC
BUTLER HELEN RANKINMember of a Group
PurchaseClass A Common Stock 130 $64.96 $8,445.15
Disclosure

SEC source: 0001127602-19-009777 · form4.xml · nonDerivative · entry 1

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · held by Trust for the benefit of Reporting Person

Disclosed balance after: 101,648

F1 · shares: Shares purchased pursuant to 10b5-1 plan

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:24 UTC PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009776 · form4.xml · nonDerivative · entry 1

Griffin Bedwell Butler 2002 Trust DTD 11/5/2002 · CIK 0001558745 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interest in shares held by Rankin Associates VI held in trust

Disclosed balance after: 555

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F2 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:23 UTC
Butler Griffin BMember of a Group
PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009775 · form4.xml · nonDerivative · entry 1

Butler Griffin B · CIK 0001558910 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · proportionate interest in shares held by Rankin Associates VI

Disclosed balance after: 555

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F2 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:23 UTC PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009774 · form4.xml · nonDerivative · entry 1

Clara Rankin Butler 2002 Trust DTD 11/5/2002 · CIK 0001558727 · member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interest of shares held by Rankin Associates VI held in trust

Disclosed balance after: 555

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F2 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:22 UTC
Butler Clara RMember of a Group
PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009773 · form4.xml · nonDerivative · entry 1

Butler Clara R · CIK 0001558725 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate limited partnership interest in shares held by Rankin Associates VI

Disclosed balance after: 555

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F2 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:21 UTC
BUTLER JOHN C JRMember of a Group
PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009772 · form4.xml · nonDerivative · entry 6

BUTLER JOHN C JR · CIK 0001247860 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Child's proportionate interest in shares held by Rankin Associates VI

Disclosed balance after: 555

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F3 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:21 UTC
BUTLER JOHN C JRMember of a Group
PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009772 · form4.xml · nonDerivative · entry 5

BUTLER JOHN C JR · CIK 0001247860 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Child's proportionate interest in shares held by Rankin Associates VI

Disclosed balance after: 555

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F3 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:21 UTC
BUTLER JOHN C JRMember of a Group
PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009772 · form4.xml · nonDerivative · entry 4

BUTLER JOHN C JR · CIK 0001247860 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Reporting person's proportionate interest in shares held by Rankin Associates VI

Disclosed balance after: 556

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F3 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:21 UTC
BUTLER JOHN C JRMember of a Group
PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009772 · form4.xml · nonDerivative · entry 3

BUTLER JOHN C JR · CIK 0001247860 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse's proportionate interest in shares held by Rankin Associates VI

Disclosed balance after: 468

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F3 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:21 UTC
BUTLER JOHN C JRMember of a Group
PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009772 · form4.xml · nonDerivative · entry 2

BUTLER JOHN C JR · CIK 0001247860 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse's proportionate limited partnership interests in shares held by Rankin Associates V, L.P.

Disclosed balance after: 93

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F3 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:21 UTC
BUTLER JOHN C JRMember of a Group
PurchaseClass A Common Stock 130 $64.96 $8,445.15
Disclosure

SEC source: 0001127602-19-009772 · form4.xml · nonDerivative · entry 1

BUTLER JOHN C JR · CIK 0001247860 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust for the benefit of Reporting Person's Spouse

Disclosed balance after: 101,648

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:16 UTC
Williams Helen CharlesMember of a Group
PurchaseClass A Common Stock 1 $64.96 $64.96
Disclosure

SEC source: 0001127602-19-009771 · form4.xml · nonDerivative · entry 1

Williams Helen Charles · CIK 0001558823 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate Interest in shares held by Rankin Associates VI

Disclosed balance after: 555

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F2 · price: 2019-Mar-1-Weighted Average - Share Price represents average price between $64.71 and $64.99.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:46 UTC
RANKIN ALFRED M ET ALDirector · Chairman
Tax withholdingClass A Common Stock 1,405 $73.62 $103,429.08
Disclosure

SEC source: 0001127602-19-007500 · form4.xml · nonDerivative · entry 2

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.

Disclosed balance after: 148,776

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:46 UTC
RANKIN ALFRED M ET ALDirector · Chairman
Exercise / conversionClass A Common Stock 21,763 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007500 · form4.xml · nonDerivative · entry 1

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.

Disclosed balance after: 150,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:04 UTC
Breier GregoryVice President-Tax
Tax withholdingClass A Common Stock 8 $73.62 $588.92
Disclosure

SEC source: 0001127602-19-007522 · form4.xml · nonDerivative · entry 2

Breier Gregory · CIK 0001607958 · Vice President-Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,098

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:04 UTC
Breier GregoryVice President-Tax
Exercise / conversionClass A Common Stock 718 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007522 · form4.xml · nonDerivative · entry 1

Breier Gregory · CIK 0001607958 · Vice President-Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:59 UTC
Frentzko BrianVP and Treasurer
Tax withholdingClass A Common Stock 8 $73.62 $588.92
Disclosure

SEC source: 0001127602-19-007511 · form4.xml · nonDerivative · entry 2

Frentzko Brian · CIK 0001558841 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,354

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:59 UTC
Frentzko BrianVP and Treasurer
Exercise / conversionClass A Common Stock 718 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007511 · form4.xml · nonDerivative · entry 1

Frentzko Brian · CIK 0001558841 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:55 UTC
Somayajula GopichandExecutive Officer
Tax withholdingClass A Common Stock 46 $73.62 $3,386.29
Disclosure

SEC source: 0001127602-19-007505 · form4.xml · nonDerivative · entry 2

Somayajula Gopichand · CIK 0001577041 · Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,226

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:55 UTC
Somayajula GopichandExecutive Officer
Exercise / conversionClass A Common Stock 1,338 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007505 · form4.xml · nonDerivative · entry 1

Somayajula Gopichand · CIK 0001577041 · Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:57 UTC Tax withholdingClass A Common Stock 8 $73.62 $588.92
Disclosure

SEC source: 0001127602-19-007508 · form4.xml · nonDerivative · entry 2

LANGER JENNIFER M · CIK 0001539140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,754

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:57 UTC Exercise / conversionClass A Common Stock 718 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007508 · form4.xml · nonDerivative · entry 1

LANGER JENNIFER M · CIK 0001539140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:35 UTC
Taylor Suzanne SchulzeSenior VP, GC and Secretary
GrantClass A Common Stock 2,136 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007484 · form4.xml · nonDerivative · entry 1

Taylor Suzanne Schulze · CIK 0001395289 · Senior VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,663

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:54 UTC
Gerbick AmyAssoc. General Counsel
Tax withholdingClass A Common Stock 3 $73.62 $220.85
Disclosure

SEC source: 0001127602-19-007504 · form4.xml · nonDerivative · entry 2

Gerbick Amy · CIK 0001609375 · Assoc. General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:54 UTC
Gerbick AmyAssoc. General Counsel
Exercise / conversionClass A Common Stock 328 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007504 · form4.xml · nonDerivative · entry 1

Gerbick Amy · CIK 0001609375 · Assoc. General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:52 UTC
Prasad RajivVP GPD - NMHG
Tax withholdingClass A Common Stock 29 $73.62 $2,134.84
Disclosure

SEC source: 0001127602-19-007503 · form4.xml · nonDerivative · entry 2

Prasad Rajiv · CIK 0001558950 · VP GPD - NMHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,850

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:52 UTC
Prasad RajivVP GPD - NMHG
Exercise / conversionClass A Common Stock 4,891 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007503 · form4.xml · nonDerivative · entry 1

Prasad Rajiv · CIK 0001558950 · VP GPD - NMHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:50 UTC
LeBlanc David MVP, Strategy, Planning, Bsn De
Tax withholdingClass A Common Stock 6 $73.62 $441.69
Disclosure

SEC source: 0001127602-19-007502 · form4.xml · nonDerivative · entry 2

LeBlanc David M · CIK 0001382166 · VP, Strategy, Planning, Bsn De

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:50 UTC
LeBlanc David MVP, Strategy, Planning, Bsn De
Exercise / conversionClass A Common Stock 546 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007502 · form4.xml · nonDerivative · entry 1

LeBlanc David M · CIK 0001382166 · VP, Strategy, Planning, Bsn De

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:48 UTC
Ulmer RaymondVP Finance Americas of NMHG
Tax withholdingClass A Common Stock 8 $73.62 $588.92
Disclosure

SEC source: 0001127602-19-007501 · form4.xml · nonDerivative · entry 2

Ulmer Raymond · CIK 0001607955 · VP Finance Americas of NMHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,663

F2 · kind: Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:48 UTC
Ulmer RaymondVP Finance Americas of NMHG
Exercise / conversionClass A Common Stock 924 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007501 · form4.xml · nonDerivative · entry 1

Ulmer Raymond · CIK 0001607955 · VP Finance Americas of NMHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:45 UTC
RANKIN VICTOIRE GMember of a Group
Tax withholdingClass A Common Stock 1,405 $73.62 $103,429.08
Disclosure

SEC source: 0001127602-19-007498 · form4.xml · nonDerivative · entry 2

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr

Disclosed balance after: 148,776

F3 · kind: Spouse's Cashless-Exercise-Award shares that Reporting Person's spouse surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 20:45 UTC
RANKIN VICTOIRE GMember of a Group
Exercise / conversionClass A Common Stock 21,763 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007498 · form4.xml · nonDerivative · entry 1

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr

Disclosed balance after: 150,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Spouse's LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

F2 · ownership.nature: Reporting Person disclaims beneficial ownership of all such shares.

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February 19, 2019 Filed Feb 21, 2019 20:43 UTC
MILLER LAUREN EOfficer of a subsidiary
GrantClass A Common Stock 1,749 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007496 · form4.xml · nonDerivative · entry 1

MILLER LAUREN E · CIK 0001247936 · Officer of a subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,460

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

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February 19, 2019 Filed Feb 21, 2019 20:42 UTC
Pascarelli Charles FExecutive Officer
GrantClass A Common Stock 4,277 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007494 · form4.xml · nonDerivative · entry 1

Pascarelli Charles F · CIK 0001577016 · Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,719

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

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February 19, 2019 Filed Feb 21, 2019 20:40 UTC
Salgado Anthony JOfficer of Subsidiary
GrantClass A Common Stock 1,222 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007492 · form4.xml · nonDerivative · entry 1

Salgado Anthony J · CIK 0001665271 · Officer of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,419

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

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February 19, 2019 Filed Feb 21, 2019 20:39 UTC
SCHILLING KENNETH CSenior Vice President and CFO
GrantClass A Common Stock 2,351 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007489 · form4.xml · nonDerivative · entry 1

SCHILLING KENNETH C · CIK 0001247961 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,187

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

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February 19, 2019 Filed Feb 21, 2019 20:37 UTC
WILSON COLINOfficer of a subsidiary
GrantClass A Common Stock 10,993 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007488 · form4.xml · nonDerivative · entry 1

WILSON COLIN · CIK 0001247998 · Officer of a subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,130

F1 · kind: LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan

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January 04, 2019 Filed Jan 8, 2019 13:31 UTC
RANKIN ROGER FMember of a Group
PurchaseClass A Common Stock 74 $64.14 $4,746.36
Disclosure

SEC source: 0001127602-19-001587 · form4.xml · nonDerivative · entry 6

RANKIN ROGER F · CIK 0000901733 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin

Disclosed balance after: 38,427

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F2 · price: 2019-Jan-4 -Block 2 Weighted Average- Share Price represents average price between $63.95 and $64.20.

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January 04, 2019 Filed Jan 8, 2019 13:31 UTC
RANKIN ROGER FMember of a Group
PurchaseClass A Common Stock 74 $64.14 $4,746.36
Disclosure

SEC source: 0001127602-19-001587 · form4.xml · nonDerivative · entry 5

RANKIN ROGER F · CIK 0000901733 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Serves as Trustee of GSTs for the benefit of A. Farnham Rankin

Disclosed balance after: 38,427

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F2 · price: 2019-Jan-4 -Block 2 Weighted Average- Share Price represents average price between $63.95 and $64.20.

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January 04, 2019 Filed Jan 8, 2019 13:31 UTC
RANKIN ROGER FMember of a Group
PurchaseClass A Common Stock 26 $63.06 $1,639.56
Disclosure

SEC source: 0001127602-19-001587 · form4.xml · nonDerivative · entry 4

RANKIN ROGER F · CIK 0000901733 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin

Disclosed balance after: 38,353

F1 · shares: Shares purchased pursuant to 10b5-1 plan

F3 · price: 2019-Jan-4 -Block 1 Weighted Average- Share Price represents average price between $62.81 and $63.77.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.