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Howmet Aerospace Inc.

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2911
SEC CIK
0000004281
Parsed reports
577

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 08, 2020 Filed Apr 9, 2020 22:28 UTC GrantCommon Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0000004281-20-000085 · edgar.xml · nonDerivative · entry 1

CANTIE JOSEPH S · CIK 0001275621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,391

Read SEC document
April 08, 2020 Filed Apr 9, 2020 22:27 UTC GrantCommon Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0000004281-20-000084 · edgar.xml · nonDerivative · entry 1

LEDUC ROBERT F · CIK 0001184190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,351

Read SEC document
April 08, 2020 Filed Apr 9, 2020 22:26 UTC GrantCommon Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0000004281-20-000083 · edgar.xml · nonDerivative · entry 1

PIASECKI NICOLE WEYERHAEUSER · CIK 0001183850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,351

Read SEC document
April 08, 2020 Filed Apr 9, 2020 22:24 UTC
Miller JodyDirector
GrantCommon Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0000004281-20-000082 · edgar.xml · nonDerivative · entry 1

Miller Jody · CIK 0001325501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,351

Read SEC document
April 03, 2020 Filed Apr 7, 2020 21:34 UTC
Alving Amy EDirector
GrantCommon Stock 3,229 $12.54 $40,491.66
Disclosure

SEC source: 0000004281-20-000071 · edgar.xml · nonDerivative · entry 1

Alving Amy E · CIK 0001490905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,519

F1 · balance_after: On April 1, 2020, Arconic Inc. completed the separation of its business into two independent, publicly-traded companies (the Separation): Howmet Aerospace Inc. and Arconic Corporation. In connection with the Separation, all equity awards held by the reporting person with respect to Arconic Inc.'s common stock as of the Separation will be adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 do not reflect such adjustment, to the extent applicable, and this Form 4 will be amended in a subsequent filing to reflect such adjustment

Read SEC document
April 03, 2020 Filed Apr 24, 2020 20:58 UTC Amendment
Alving Amy EDirector
GrantCommon Stock 3,229 $12.54 $40,491.66
Disclosure

SEC source: 0000004281-20-000099 · edgar.xml · nonDerivative · entry 1

Alving Amy E · CIK 0001490905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,256

F1 · balance_after: On April 1, 2020, Arconic Inc. completed the separation of its business into two independent, publicly-traded companies (the Separation): Howmet Aerospace Inc. and Arconic Corporation. This Form 4 is being amended to reflect the total number of Howmet Aerospace Inc. shares underlying equity awards held by the reporting person after reflecting the adjustment of all Arconic Inc. equity awards held by the reporting person as of the Separation to relate to Howmet Aerospace Inc. common stock in a manner intended to preserve the aggregate intrinsic value of the original awards, in accordance with the Employee Matters Agreement, as amended, between Howmet Aerospace Inc. and Arconic Corporation.

Read SEC document
April 03, 2020 Filed Jan 7, 2021 22:42 UTC Amendment
Alving Amy EDirector
GrantCommon Stock 3,229 $12.54 $40,491.66
Disclosure

SEC source: 0000004281-21-000005 · edgar.xml · nonDerivative · entry 1

Alving Amy E · CIK 0001490905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,785

F1 · balance_after: On April 1, 2020, Arconic, Inc. completed the separation of its business into two independent, publicly-traded companies (the Separation): Howmet Aerospace, Inc. and Arconic Corporation. This Form 4 is being further amended to reflect the total number of Howmet Aerospace Inc. shares underlying equity awards held by the reporting person after reflecting the adjustment of all Arconic Inc. equity awards held by the reporting person as of the Separation in accordance with the Employee Matters Agreement, dated as of March 31, 2020, as amended, between Howmet Aerospace Inc and Arconic Corporation.

Read SEC document
April 02, 2020 Filed Apr 7, 2020 01:25 UTC
PLANT JOHN CDirector · Co-CEO
GrantRestricted Stock Units · Derivative 1,800,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-043884 · tm2015210-1_4.xml · derivative · entry 2

PLANT JOHN C · CIK 0001136562 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400,000

Underlying: Common Stock · 1,800,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Howmet Aerospace Inc. ("Howmet") or, at Howmet's election, cash equivalent to the fair market value thereof.

F3 · derivative.exercise_date: These restricted stock units vest in full or in part on March 31, 2023, and are contingent on Mr. Plant's continued service as Co-Chief Executive Officer through such date and the achievement of certain performance goals relating to Howmet's stock price and subject to partial or full accelerated vesting upon the occurrence of certain events. Vested restricted stock units will be settled in shares or cash, as applicable, within 30 days following the vesting date.

F3 · derivative.expiration_date: These restricted stock units vest in full or in part on March 31, 2023, and are contingent on Mr. Plant's continued service as Co-Chief Executive Officer through such date and the achievement of certain performance goals relating to Howmet's stock price and subject to partial or full accelerated vesting upon the occurrence of certain events. Vested restricted stock units will be settled in shares or cash, as applicable, within 30 days following the vesting date.

F4 · balance_after: On April 1, 2020, Arconic Inc. completed the separation of its business into two independent, publicly-traded companies (the "Separation"): Howmet and Arconic Corporation. In connection with the Separation, all equity awards held by the reporting person with respect to Arconic Inc.'s common stock as of the Separation will be adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 do not reflect such adjustment, to the extent applicable, and this Form 4 will be amended in a subsequent filing to reflect such adjustment.

Read SEC document
April 02, 2020 Filed Apr 7, 2020 01:25 UTC
PLANT JOHN CDirector · Co-CEO
GrantRestricted Stock Units · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-043884 · tm2015210-1_4.xml · derivative · entry 1

PLANT JOHN C · CIK 0001136562 · Director · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600,000

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Howmet Aerospace Inc. ("Howmet") or, at Howmet's election, cash equivalent to the fair market value thereof.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal installments on March 31, 2021, March 31, 2022 and March 31, 2023, respectively, and subject to the reporting person's continued employment through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal installments on March 31, 2021, March 31, 2022 and March 31, 2023, respectively, and subject to the reporting person's continued employment through the applicable vesting date.

F4 · balance_after: On April 1, 2020, Arconic Inc. completed the separation of its business into two independent, publicly-traded companies (the "Separation"): Howmet and Arconic Corporation. In connection with the Separation, all equity awards held by the reporting person with respect to Arconic Inc.'s common stock as of the Separation will be adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 do not reflect such adjustment, to the extent applicable, and this Form 4 will be amended in a subsequent filing to reflect such adjustment.

Read SEC document
April 02, 2020 Filed Apr 24, 2020 20:57 UTC Amendment
PLANT JOHN CDirector · Co-Chief Executive Officer
GrantRestricted Stock Unit · Derivative 1,800,000 $0.00 $0.00
Disclosure

SEC source: 0000004281-20-000098 · edgar.xml · derivative · entry 2

PLANT JOHN C · CIK 0001136562 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,529,998

Underlying: Common Stock · 1,800,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Howmet Aerospace Inc. (Howmet) or, at as elected by Howmet, a cash equivalent to the fair market value thereof.

F3 · derivative.exercise_date: These restricted stock units vest in full or in part on March 31, 2023, and are contingent on the continuing service of Mr. Plant as Co-Chief Executive Officer through such date and the achievement of certain performance goals relating to the stock price of Howmet and subject to partial or full accelerated vesting upon the occurrence of certain events. Vested restricted stock units will be settled in shares or cash, as applicable, within 30 days following the vesting date.

F3 · derivative.expiration_date: These restricted stock units vest in full or in part on March 31, 2023, and are contingent on the continuing service of Mr. Plant as Co-Chief Executive Officer through such date and the achievement of certain performance goals relating to the stock price of Howmet and subject to partial or full accelerated vesting upon the occurrence of certain events. Vested restricted stock units will be settled in shares or cash, as applicable, within 30 days following the vesting date.

F4 · balance_after: On April 1, 2020, Arconic Inc. completed the separation of its business into two independent, publicly-traded companies (the Separation): Howmet Aerospace Inc. and Arconic Corporation. This Form 4 is being amended to reflect the total number of Howmet Aerospace Inc. shares underlying equity awards held by the reporting person after reflecting the adjustment of all Arconic Inc. equity awards held by the reporting person as of the Separation to relate to Howmet Aerospace Inc. common stock in a manner intended to preserve the aggregate intrinsic value of the original awards, in accordance with the Employee Matters Agreement, as amended, between Howmet Aerospace Inc. and Arconic Corporation.

Read SEC document
April 02, 2020 Filed Apr 24, 2020 20:57 UTC Amendment
PLANT JOHN CDirector · Co-Chief Executive Officer
GrantRestricted Stock Unit · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0000004281-20-000098 · edgar.xml · derivative · entry 1

PLANT JOHN C · CIK 0001136562 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,729,998

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Howmet Aerospace Inc. (Howmet) or, at as elected by Howmet, a cash equivalent to the fair market value thereof.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal installments on March 31, 2021, March 31, 2022 and March 31, 2023, respectively, and subject to the continued employment of the reporting person through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal installments on March 31, 2021, March 31, 2022 and March 31, 2023, respectively, and subject to the continued employment of the reporting person through the applicable vesting date.

F4 · balance_after: On April 1, 2020, Arconic Inc. completed the separation of its business into two independent, publicly-traded companies (the Separation): Howmet Aerospace Inc. and Arconic Corporation. This Form 4 is being amended to reflect the total number of Howmet Aerospace Inc. shares underlying equity awards held by the reporting person after reflecting the adjustment of all Arconic Inc. equity awards held by the reporting person as of the Separation to relate to Howmet Aerospace Inc. common stock in a manner intended to preserve the aggregate intrinsic value of the original awards, in accordance with the Employee Matters Agreement, as amended, between Howmet Aerospace Inc. and Arconic Corporation.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 17:11 UTC
Marchuk Neil EdwardExecutive Vice President
Tax withholdingCommon Stock 24,409 $20.52 $500,872.68
Disclosure

SEC source: 0000004281-20-000044 · edgar.xml · nonDerivative · entry 1

Marchuk Neil Edward · CIK 0001301291 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,591

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:33 UTC
Myron W PaulVice President and Controller
Tax withholdingCommon Stock 11,762 $29.35 $345,214.70
Disclosure

SEC source: 0000004281-20-000042 · edgar.xml · nonDerivative · entry 1

Myron W Paul · CIK 0001688216 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,534

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:32 UTC
Ramundo Katherine HEVP, CLO and Corp Secretary
SaleCommon Stock 32,733 $30.57 $1,000,533.24
Disclosure

SEC source: 0000004281-20-000041 · edgar.xml · nonDerivative · entry 1

Ramundo Katherine H · CIK 0001509955 · EVP, CLO and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,209

F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $30.355 to $30.860. The reporting person undertakes to provide Arconic Inc., any security holder of Arconic Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 20:07 UTC
Giacobbe KenExec. VP and CFO
Tax withholdingCommon Stock 26,532 $32.81 $870,514.92
Disclosure

SEC source: 0000004281-20-000030 · edgar.xml · nonDerivative · entry 1

Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,269

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 22:05 UTC
PLANT JOHN CDirector · Chairman and CEO
Exercise / conversionRestricted Stock Unit · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0000004281-20-000020 · edgar.xml · derivative · entry 5

PLANT JOHN C · CIK 0001136562 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Arconic Inc. ("Arconic") or, at Arconic's election, cash equivalent to the fair market value thereof.

F6 · derivative.exercise_date: These restricted stock units vested on the first anniversary of February 6, 2019, and were contingent on Mr. Plant's continued service as Chief Executive Officer through such date and subject to partial or full accelerated vesting upon the occurrence of certain events. Vested restricted stock units will be settled in shares or cash, as applicable, within 30 days following the vesting date.

F6 · derivative.expiration_date: These restricted stock units vested on the first anniversary of February 6, 2019, and were contingent on Mr. Plant's continued service as Chief Executive Officer through such date and subject to partial or full accelerated vesting upon the occurrence of certain events. Vested restricted stock units will be settled in shares or cash, as applicable, within 30 days following the vesting date.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 22:05 UTC
PLANT JOHN CDirector · Chairman and CEO
Tax withholdingCommon Stock 414,138 $31.40 $13,003,933.20
Disclosure

SEC source: 0000004281-20-000020 · edgar.xml · nonDerivative · entry 2

PLANT JOHN C · CIK 0001136562 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,144

F2 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3

Read SEC document
February 06, 2020 Filed Feb 7, 2020 22:05 UTC
PLANT JOHN CDirector · Chairman and CEO
Exercise / conversionCommon Stock 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000004281-20-000020 · edgar.xml · nonDerivative · entry 1

PLANT JOHN C · CIK 0001136562 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquisition of common stock upon vesting and settlement of restricted stock units. Each restricted stock unit converted into common stock on a one-for-one basis.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:04 UTC
Ramundo Katherine HEVP, CLO and Corp Secretary
GrantCommon Stock 30,976 $0.00 $0.00
Disclosure

SEC source: 0000004281-20-000018 · edgar.xml · nonDerivative · entry 3

Ramundo Katherine H · CIK 0001509955 · EVP, CLO and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,942

F2 · shares: Represents the conversion of performance-based restricted share units granted in January 2018 to time-based restricted share units, as approved by the Compensation and Benefits Committee of the Board of Directors of Arconic Inc. in order to address the planned separation of Arconic Inc. into two independent publicly traded companies, as previously announced by Arconic Inc.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:04 UTC
Ramundo Katherine HEVP, CLO and Corp Secretary
Tax withholdingCommon Stock 12,682 $30.48 $386,547.36
Disclosure

SEC source: 0000004281-20-000018 · edgar.xml · nonDerivative · entry 2

Ramundo Katherine H · CIK 0001509955 · EVP, CLO and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,966

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:04 UTC
Ramundo Katherine HEVP, CLO and Corp Secretary
GrantCommon Stock 35,580 $0.00 $0.00
Disclosure

SEC source: 0000004281-20-000018 · edgar.xml · nonDerivative · entry 1

Ramundo Katherine H · CIK 0001509955 · EVP, CLO and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,648

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:03 UTC
Myron W PaulVice President and Controller
GrantCommon Stock 4,446 $0.00 $0.00
Disclosure

SEC source: 0000004281-20-000017 · edgar.xml · nonDerivative · entry 3

Myron W Paul · CIK 0001688216 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,296

F2 · shares: Represents the conversion of performance-based restricted share units granted in January 2018 to time-based restricted share units, as approved by the Compensation and Benefits Committee of the Board of Directors of Arconic Inc. in order to address the planned separation of Arconic Inc. into two independent publicly traded companies, as previously announced by Arconic Inc.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:03 UTC
Myron W PaulVice President and Controller
Tax withholdingCommon Stock 1,499 $30.48 $45,689.52
Disclosure

SEC source: 0000004281-20-000017 · edgar.xml · nonDerivative · entry 2

Myron W Paul · CIK 0001688216 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,850

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:03 UTC
Myron W PaulVice President and Controller
GrantCommon Stock 5,262 $0.00 $0.00
Disclosure

SEC source: 0000004281-20-000017 · edgar.xml · nonDerivative · entry 1

Myron W Paul · CIK 0001688216 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,349

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:02 UTC
MYERS TIMOTHY DONALDExecutive Vice President
GrantCommon Stock 34,077 $0.00 $0.00
Disclosure

SEC source: 0000004281-20-000016 · edgar.xml · nonDerivative · entry 3

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,473

F2 · shares: Represents the conversion of performance-based restricted share units granted in January 2018 to time-based restricted share units, as approved by the Compensation and Benefits Committee of the Board of Directors of Arconic Inc. in order to address the planned separation of Arconic Inc. into two independent publicly traded companies, as previously announced by Arconic Inc.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:02 UTC
MYERS TIMOTHY DONALDExecutive Vice President
Tax withholdingCommon Stock 15,739 $30.48 $479,724.72
Disclosure

SEC source: 0000004281-20-000016 · edgar.xml · nonDerivative · entry 2

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,396

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:02 UTC
MYERS TIMOTHY DONALDExecutive Vice President
GrantCommon Stock 33,803 $0.00 $0.00
Disclosure

SEC source: 0000004281-20-000016 · edgar.xml · nonDerivative · entry 1

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,135

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:01 UTC
Giacobbe KenExec. VP and CFO
GrantCommon Stock 30,976 $0.00 $0.00
Disclosure

SEC source: 0000004281-20-000015 · edgar.xml · nonDerivative · entry 3

Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,801

F2 · shares: Represents the conversion of performance-based restricted share units granted in January 2018 to time-based restricted share units, as approved by the Compensation and Benefits Committee of the Board of Directors of Arconic Inc. in order to address the planned separation of Arconic Inc. into two independent publicly traded companies, as previously announced by Arconic Inc.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:01 UTC
Giacobbe KenExec. VP and CFO
Tax withholdingCommon Stock 21,270 $30.48 $648,309.60
Disclosure

SEC source: 0000004281-20-000015 · edgar.xml · nonDerivative · entry 2

Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,825

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:01 UTC
Giacobbe KenExec. VP and CFO
GrantCommon Stock 48,030 $0.00 $0.00
Disclosure

SEC source: 0000004281-20-000015 · edgar.xml · nonDerivative · entry 1

Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,095

Read SEC document
January 13, 2020 Filed Jan 14, 2020 18:50 UTC
Myron W PaulVice President and Controller
Tax withholdingCommon Stock 2,144 $29.45 $63,140.80
Disclosure

SEC source: 0000004281-20-000010 · edgar.xml · nonDerivative · entry 1

Myron W Paul · CIK 0001688216 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,087

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:31 UTC GrantCommon Stock 1,230 $31.49 $38,732.70
Disclosure

SEC source: 0000004281-20-000008 · edgar.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,674

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:30 UTC GrantCommon Stock 1,409 $31.49 $44,369.41
Disclosure

SEC source: 0000004281-20-000006 · edgar.xml · nonDerivative · entry 1

Mahoney Sean O · CIK 0001526192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,240

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:31 UTC GrantCommon Stock 1,381 $31.49 $43,487.69
Disclosure

SEC source: 0000004281-20-000007 · edgar.xml · nonDerivative · entry 1

Miller David J · CIK 0001447777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,679

Read SEC document
December 31, 2019 Filed Jan 3, 2020 20:01 UTC
Ramundo Katherine HEVP, CLO and Corp Secretary
Tax withholdingCommon Stock 25,340 $30.77 $779,711.80
Disclosure

SEC source: 0000004281-20-000002 · edgar.xml · nonDerivative · entry 1

Ramundo Katherine H · CIK 0001509955 · EVP, CLO and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,068

F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:49 UTC
Ramundo Katherine HEVP, CLO and Corp Secretary
GrantCommon Stock 47,600 $0.00 $0.00
Disclosure

SEC source: 0000004281-19-000137 · edgar.xml · nonDerivative · entry 1

Ramundo Katherine H · CIK 0001509955 · EVP, CLO and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,408

F1 · shares: Represents the conversion of performance-based restricted share units granted in February 2019 to time-based restricted share units, as approved by the Compensation and Benefits Committee of the Board of Directors of Arconic Inc. in order to address the planned separation of Arconic Inc. into two independent publicly traded companies, as previously announced by Arconic Inc.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:48 UTC
Myron W PaulVice President and Controller
GrantCommon Stock 9,300 $0.00 $0.00
Disclosure

SEC source: 0000004281-19-000136 · edgar.xml · nonDerivative · entry 1

Myron W Paul · CIK 0001688216 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,231

F1 · shares: Represents the conversion of performance-based restricted share units granted in February 2019 to time-based restricted share units, as approved by the Compensation and Benefits Committee of the Board of Directors of Arconic Inc. in order to address the planned separation of Arconic Inc. into two independent publicly traded companies, as previously announced by Arconic Inc.

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December 17, 2019 Filed Dec 18, 2019 21:47 UTC
MYERS TIMOTHY DONALDExecutive Vice President
GrantCommon Stock 51,920 $0.00 $0.00
Disclosure

SEC source: 0000004281-19-000135 · edgar.xml · nonDerivative · entry 1

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,332

F1 · shares: Represents the conversion of performance-based restricted share units granted in February 2019 to time-based restricted share units, as approved by the Compensation and Benefits Committee of the Board of Directors of Arconic Inc. in order to address the planned separation of Arconic Inc. into two independent publicly traded companies, as previously announced by Arconic Inc.

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December 17, 2019 Filed Dec 18, 2019 21:46 UTC
Giacobbe KenExec. VP and CFO
GrantCommon Stock 51,920 $0.00 $0.00
Disclosure

SEC source: 0000004281-19-000134 · edgar.xml · nonDerivative · entry 1

Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,065

F1 · shares: Represents the conversion of performance-based restricted share units granted in February 2019 to time-based restricted share units, as approved by the Compensation and Benefits Committee of the Board of Directors of Arconic Inc. in order to address the planned separation of Arconic Inc. into two independent publicly traded companies, as previously announced by Arconic Inc.

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November 25, 2019 Filed Nov 27, 2019 23:40 UTC
MYERS TIMOTHY DONALDExecutive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,144 $0.00 Strike: $21.13 $0.00
Disclosure

SEC source: 0000004281-19-000129 · edgar.xml · derivative · entry 16

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,286

Underlying: Common Stock · 12,144 shares

Expires 2027-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Employee stock options are granted without payment of consideration.

F5 · derivative.exercise_date: The option, representing a right to purchase a total of 36,430 shares, becomes exercisable in three equal annual installments beginning on January 13, 2018, which was the first anniversary of the date on which the option was granted.

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November 25, 2019 Filed Nov 27, 2019 23:40 UTC
MYERS TIMOTHY DONALDExecutive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,026 $0.00 Strike: $22.92 $0.00
Disclosure

SEC source: 0000004281-19-000129 · edgar.xml · derivative · entry 15

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 9,026 shares

Expires 2022-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Employee stock options are granted without payment of consideration.

F4 · derivative.exercise_date: The option, representing a right to purchase a total of 9,027 shares, became exercisable in three equal annual installments beginning on January 20, 2013, which was the first anniversary of the date on which the option was granted.

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November 25, 2019 Filed Nov 27, 2019 23:40 UTC
MYERS TIMOTHY DONALDExecutive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,332 $0.00 Strike: $30.51 $0.00
Disclosure

SEC source: 0000004281-19-000129 · edgar.xml · derivative · entry 14

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,332 shares

Expires 2020-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Employee stock options are granted without payment of consideration.

F3 · derivative.exercise_date: The option, representing a right to purchase a total of 10,332 shares, became exercisable in three equal annual installments beginning on January 26, 2011, which was the first anniversary of the date on which the option was granted.

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November 25, 2019 Filed Nov 27, 2019 23:40 UTC
MYERS TIMOTHY DONALDExecutive Vice President
SaleCommon Stock 5,053 $30.82 $155,713.25
Disclosure

SEC source: 0000004281-19-000129 · edgar.xml · nonDerivative · entry 12

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,412

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.77 to $30.895. The reporting person undertakes to provide to Arconic, any security holder of Arconic, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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November 25, 2019 Filed Nov 27, 2019 23:40 UTC
MYERS TIMOTHY DONALDExecutive Vice President
Exercise / conversionCommon Stock 6,072 $21.13 $128,301.36
Disclosure

SEC source: 0000004281-19-000129 · edgar.xml · nonDerivative · entry 11

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 25, 2019 Filed Nov 27, 2019 23:40 UTC
MYERS TIMOTHY DONALDExecutive Vice President
SaleCommon Stock 6,072 $30.82 $187,143.90
Disclosure

SEC source: 0000004281-19-000129 · edgar.xml · nonDerivative · entry 10

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,393

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.76 to $30.88. The reporting person undertakes to provide to Arconic Inc. ("Arconic"), any security holder of Arconic, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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November 25, 2019 Filed Nov 27, 2019 23:40 UTC
MYERS TIMOTHY DONALDExecutive Vice President
Exercise / conversionCommon Stock 6,072 $21.13 $128,301.36
Disclosure

SEC source: 0000004281-19-000129 · edgar.xml · nonDerivative · entry 9

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 23:40 UTC
MYERS TIMOTHY DONALDExecutive Vice President
SaleCommon Stock 3,897 $30.82 $120,089.95
Disclosure

SEC source: 0000004281-19-000129 · edgar.xml · nonDerivative · entry 8

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,393

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.77 to $30.895. The reporting person undertakes to provide to Arconic, any security holder of Arconic, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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November 25, 2019 Filed Nov 27, 2019 23:40 UTC
MYERS TIMOTHY DONALDExecutive Vice President
Exercise / conversionCommon Stock 4,513 $22.92 $103,437.96
Disclosure

SEC source: 0000004281-19-000129 · edgar.xml · nonDerivative · entry 7

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 25, 2019 Filed Nov 27, 2019 23:40 UTC
MYERS TIMOTHY DONALDExecutive Vice President
SaleCommon Stock 4,513 $30.82 $139,094.27
Disclosure

SEC source: 0000004281-19-000129 · edgar.xml · nonDerivative · entry 6

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,777

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.76 to $30.88. The reporting person undertakes to provide to Arconic Inc. ("Arconic"), any security holder of Arconic, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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November 25, 2019 Filed Nov 27, 2019 23:40 UTC
MYERS TIMOTHY DONALDExecutive Vice President
Exercise / conversionCommon Stock 4,513 $22.92 $103,437.96
Disclosure

SEC source: 0000004281-19-000129 · edgar.xml · nonDerivative · entry 5

MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.