Last 12 months
Inside the activity.
5 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2023 Filed Dec 12, 2023 21:09 UTC |
Cao YangChief Regulatory Officer
|
GrantStock Options (right to buy) · Derivative | 210,000 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001818382-23-000194 · wk-form4_1702415388.xml · derivative · entry 1 Cao Yang · CIK 0001946538 · Chief Regulatory Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,000 Underlying: Common Stock · 210,000 shares Expires 2033-12-08 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on December 8, 2024, after which 1/48 of the option will become exercisable on the 8th of each month through December 8, 2027. Read SEC document |
| November 21, 2023 Filed Nov 21, 2023 16:07 UTC |
Wallace Max N.Director
|
Exercise / conversionStock Options (right to buy) · Derivative | 6,564 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001818382-23-000165 · wk-form4_1700600845.xml · derivative · entry 2 Wallace Max N. · CIK 0001877453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,564 shares Expires 2023-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2023 Filed Nov 21, 2023 16:07 UTC |
Wallace Max N.Director
|
Exercise / conversionCommon Stock | 6,564 | $1.19 | $7,811.16 |
DisclosureSEC source: 0001818382-23-000165 · wk-form4_1700600845.xml · nonDerivative · entry 1 Wallace Max N. · CIK 0001877453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 10, 2023 Filed Oct 10, 2023 16:08 UTC |
Niklason Laura EDirector · President, CEO and Director
|
Exercise / conversionStock Options (right to buy) · Derivative | 114,420 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001818382-23-000153 · wk-form4_1696968477.xml · derivative · entry 4 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,176 Underlying: Common Stock · 114,420 shares Expires 2023-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 10, 2023 Filed Oct 10, 2023 16:08 UTC |
Niklason Laura EDirector · President, CEO and Director
|
Exercise / conversionCommon Stock | 114,420 | $1.19 | $136,159.80 |
DisclosureSEC source: 0001818382-23-000153 · wk-form4_1696968477.xml · nonDerivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,384,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 10, 2023 Filed Oct 10, 2023 16:11 UTC |
Dougan Brady WDirector
|
Exercise / conversionStock Options (right to buy) · Derivative | 114,420 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001818382-23-000154 · wk-form4_1696968681.xml · derivative · entry 4 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 48,176 Underlying: Common Stock · 114,420 shares Expires 2023-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 10, 2023 Filed Oct 10, 2023 16:11 UTC |
Dougan Brady WDirector
|
Exercise / conversionCommon Stock | 114,420 | $1.19 | $136,159.80 |
DisclosureSEC source: 0001818382-23-000154 · wk-form4_1696968681.xml · nonDerivative · entry 1 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 1,384,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 16:06 UTC |
Niklason Laura EDirector · President, CEO and Director
|
SaleCommon Stock | 2,000,000 | $2.78 | $5,560,000.00 |
DisclosureSEC source: 0001818382-23-000130 · wf-form4_169480836158057.xml · nonDerivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 6,191,140 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions. Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 16:05 UTC |
Dougan Brady WDirector
|
SaleCommon Stock | 2,000,000 | $2.78 | $5,560,000.00 |
DisclosureSEC source: 0001818382-23-000129 · wf-form4_169480834461695.xml · nonDerivative · entry 1 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 6,191,140 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Read SEC document |
| August 21, 2023 Filed Aug 21, 2023 18:07 UTC |
Niklason Laura EDirector · President, CEO and Director
|
SaleCommon Stock | 602,443 | $3.39 | $2,042,281.77 |
DisclosureSEC source: 0001818382-23-000121 · wf-form4_169265565726867.xml · nonDerivative · entry 3 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 8,191,140 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions. F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $3.22 to $3.80. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 21, 2023 Filed Aug 21, 2023 18:07 UTC |
Dougan Brady WDirector
|
SaleCommon Stock | 602,443 | $3.39 | $2,042,281.77 |
DisclosureSEC source: 0001818382-23-000120 · wf-form4_169265564057555.xml · nonDerivative · entry 3 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 8,191,140 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $3.22 to $3.80. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 21, 2023 Filed Aug 21, 2023 18:07 UTC |
Ayabudge LLC10% owner
|
SaleCommon Stock | 602,443 | $3.39 | $2,042,281.77 |
DisclosureSEC source: 0001818382-23-000119 · wf-form4_169265561875582.xml · nonDerivative · entry 3 Ayabudge LLC · CIK 0001878024 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,191,140 F1 · shares: Between August 17, 2023 and August 21, 2023, the Reporting Person sold 1,799,596 shares of Common Stock. The transactions enabled Mr. Brady W. Dougan, a person controlling the Reporting Person, to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. F4 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $3.22 to $3.80. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 18:07 UTC |
Niklason Laura EDirector · President, CEO and Director
|
SaleCommon Stock | 626,979 | $3.57 | $2,238,315.03 |
DisclosureSEC source: 0001818382-23-000121 · wf-form4_169265565726867.xml · nonDerivative · entry 2 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 8,793,583 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions. F3 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $3.50 to $3.75. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 18:07 UTC |
Dougan Brady WDirector
|
SaleCommon Stock | 626,979 | $3.57 | $2,238,315.03 |
DisclosureSEC source: 0001818382-23-000120 · wf-form4_169265564057555.xml · nonDerivative · entry 2 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 8,793,583 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. F3 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $3.50 to $3.75. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 18:07 UTC |
Ayabudge LLC10% owner
|
SaleCommon Stock | 626,979 | $3.57 | $2,238,315.03 |
DisclosureSEC source: 0001818382-23-000119 · wf-form4_169265561875582.xml · nonDerivative · entry 2 Ayabudge LLC · CIK 0001878024 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,793,583 F1 · shares: Between August 17, 2023 and August 21, 2023, the Reporting Person sold 1,799,596 shares of Common Stock. The transactions enabled Mr. Brady W. Dougan, a person controlling the Reporting Person, to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. F3 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $3.50 to $3.75. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 18:07 UTC |
Niklason Laura EDirector · President, CEO and Director
|
SaleCommon Stock | 570,174 | $3.68 | $2,098,240.32 |
DisclosureSEC source: 0001818382-23-000121 · wf-form4_169265565726867.xml · nonDerivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 9,420,562 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly beneficially owned by Dr. Niklason were sold in these transactions. F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $3.50 to $4.13. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 18:07 UTC |
Dougan Brady WDirector
|
SaleCommon Stock | 570,174 | $3.68 | $2,098,240.32 |
DisclosureSEC source: 0001818382-23-000120 · wf-form4_169265564057555.xml · nonDerivative · entry 1 Dougan Brady W · CIK 0001878020 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 9,420,562 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $3.50 to $4.13. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 18:07 UTC |
Ayabudge LLC10% owner
|
SaleCommon Stock | 570,174 | $3.68 | $2,098,240.32 |
DisclosureSEC source: 0001818382-23-000119 · wf-form4_169265561875582.xml · nonDerivative · entry 1 Ayabudge LLC · CIK 0001878024 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,420,562 F1 · shares: Between August 17, 2023 and August 21, 2023, the Reporting Person sold 1,799,596 shares of Common Stock. The transactions enabled Mr. Brady W. Dougan, a person controlling the Reporting Person, to pay down leverage while providing a mechanism for investors to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $3.50 to $4.13. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 16:12 UTC |
Green Charles BruceDirector
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001818382-23-000093 · wf-form4_168694635174230.xml · derivative · entry 1 Green Charles Bruce · CIK 0001945398 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2033-06-15 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 15, 2024, after which 1/48 of the option will become exercisable on the 15th of each month through June 15, 2027. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 16:09 UTC |
Seimetz DianeDirector
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001818382-23-000085 · wf-form4_168694618352288.xml · derivative · entry 1 Seimetz Diane · CIK 0001930980 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2033-06-15 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 15, 2024, after which 1/48 of the option will become exercisable on the 15th of each month through June 15, 2027. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 16:13 UTC |
Brown Emery N.Director
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001818382-23-000095 · wf-form4_168694639954421.xml · derivative · entry 1 Brown Emery N. · CIK 0001878691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2033-06-15 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 15, 2024, after which 1/48 of the option will become exercisable on the 15th of each month through June 15, 2027. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 16:09 UTC |
Niklason Laura EDirector · President, CEO and Director · 10% owner
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001818382-23-000084 · wf-form4_168694616392845.xml · derivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2033-06-15 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 15, 2024, after which 1/48 of the option will become exercisable on the 15th of each month through June 15, 2027. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 16:04 UTC |
Niklason Laura EDirector · President, CEO and Director · 10% owner
|
SaleCommon Stock | 500,000 | $3.12 | $1,558,750.00 |
DisclosureSEC source: 0001818382-23-000083 · wf-form4_168694588567524.xml · nonDerivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 9,990,736 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the institutional healthcare investor purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly owned by Dr. Niklason were sold in these transactions. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 16:12 UTC |
Dougan Brady WDirector · 10% owner
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001818382-23-000092 · wf-form4_168694632366088.xml · derivative · entry 1 Dougan Brady W · CIK 0001878020 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2033-06-15 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 15, 2024, after which 1/48 of the option will become exercisable on the 15th of each month through June 15, 2027. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 16:04 UTC |
Dougan Brady WDirector · 10% owner
|
SaleCommon Stock | 500,000 | $3.12 | $1,558,750.00 |
DisclosureSEC source: 0001818382-23-000082 · wf-form4_168694586486936.xml · nonDerivative · entry 1 Dougan Brady W · CIK 0001878020 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 9,990,736 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the institutional healthcare investor purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 16:04 UTC |
Ayabudge LLC10% owner
|
SaleCommon Stock | 500,000 | $3.12 | $1,558,750.00 |
DisclosureSEC source: 0001818382-23-000081 · wf-form4_168694584708349.xml · nonDerivative · entry 1 Ayabudge LLC · CIK 0001878024 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,990,736 F1 · shares: On June 15, 2023, the Reporting Person sold 500,000 shares of Common Stock. The transactions enabled Mr. Brady W. Dougan, a person controlling the Reporting Person, to pay down leverage while providing a mechanism for the institutional healthcare investor purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 16:13 UTC |
Wallace Max N.Director
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001818382-23-000094 · wf-form4_168694637062084.xml · derivative · entry 1 Wallace Max N. · CIK 0001877453 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2033-06-15 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 15, 2024, after which 1/48 of the option will become exercisable on the 15th of each month through June 15, 2027. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:11 UTC |
Sebelius KathleenDirector
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001818382-23-000091 · wf-form4_168694629960516.xml · derivative · entry 1 Sebelius Kathleen · CIK 0001654316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2033-06-15 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 15, 2024, after which 1/48 of the option will become exercisable on the 15th of each month through June 15, 2027. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:11 UTC |
Constantino Michael T.Director
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001818382-23-000090 · wf-form4_168694628257320.xml · derivative · entry 1 Constantino Michael T. · CIK 0001817285 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2033-06-15 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 15, 2024, after which 1/48 of the option will become exercisable on the 15th of each month through June 15, 2027. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:11 UTC |
Pope ToddDirector
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001818382-23-000089 · wf-form4_168694625802598.xml · derivative · entry 1 Pope Todd · CIK 0001584367 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2033-06-15 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 15, 2024, after which 1/48 of the option will become exercisable on the 15th of each month through June 15, 2027. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:10 UTC |
Binder Gordon MDirector
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001818382-23-000088 · wf-form4_168694623409421.xml · derivative · entry 1 Binder Gordon M · CIK 0001291957 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2033-06-15 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 15, 2024, after which 1/48 of the option will become exercisable on the 15th of each month through June 15, 2027. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:10 UTC |
Shukla RajivDirector
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001818382-23-000087 · wf-form4_168694621566524.xml · derivative · entry 1 Shukla Rajiv · CIK 0001709033 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2033-06-15 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 15, 2024, after which 1/48 of the option will become exercisable on the 15th of each month through June 15, 2027. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:10 UTC |
Windham-Bannister Susan RichardsDirector
|
GrantStock Options (right to buy) · Derivative | 8,500 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001818382-23-000086 · wf-form4_168694619989218.xml · derivative · entry 1 Windham-Bannister Susan Richards · CIK 0001713760 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2033-06-15 F1 · derivative.exercise_date: The first 25% of the option becomes exercisable on June 15, 2024, after which 1/48 of the option will become exercisable on the 15th of each month through June 15, 2027. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 16:21 UTC |
Niklason Laura EDirector · President, CEO and Director · 10% owner
|
SaleCommon Stock | 4,875,000 | $2.60 | $12,675,000.00 |
DisclosureSEC source: 0001818382-23-000049 · wf-form4_168686046417140.xml · nonDerivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 10,490,736 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the institutional healthcare investor purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly owned by Dr. Niklason were sold in these transactions. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 16:19 UTC |
Dougan Brady WDirector · 10% owner
|
SaleCommon Stock | 4,875,000 | $2.60 | $12,675,000.00 |
DisclosureSEC source: 0001818382-23-000048 · wf-form4_168686035871729.xml · nonDerivative · entry 1 Dougan Brady W · CIK 0001878020 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 10,490,736 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the institutional healthcare investor purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 16:17 UTC |
Ayabudge LLC10% owner
|
SaleCommon Stock | 4,875,000 | $2.60 | $12,675,000.00 |
DisclosureSEC source: 0001818382-23-000047 · wf-form4_168686024922892.xml · nonDerivative · entry 1 Ayabudge LLC · CIK 0001878024 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,490,736 F1 · shares: On June 13, 2023, the Reporting Person sold 4,875,000 shares of Common Stock. The transactions enabled Mr. Brady W. Dougan, a person controlling the Reporting Person, to pay down leverage while providing a mechanism for the institutional healthcare investor purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Read SEC document |
| May 25, 2023 Filed May 26, 2023 17:05 UTC |
Niklason Laura EDirector · President, CEO and Director · 10% owner
|
SaleCommon Stock | 2,625,000 | $2.75 | $7,218,750.00 |
DisclosureSEC source: 0001104659-23-065546 · tm2317123-9_4seq1.xml · nonDerivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 15,365,736 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the institutional healthcare investor purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Dr. Niklason is treated as indirectly beneficially owning the shares sold, resulting in the requirement to file this Form 4. However, no shares directly owned by Dr. Niklason were sold in these transactions. Read SEC document |
| May 25, 2023 Filed May 26, 2023 17:04 UTC |
Dougan Brady WDirector · 10% owner
|
SaleCommon Stock | 2,625,000 | $2.75 | $7,218,750.00 |
DisclosureSEC source: 0001104659-23-065544 · tm2317123-8_4seq1.xml · nonDerivative · entry 1 Dougan Brady W · CIK 0001878020 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ayabudge LLC Disclosed balance after: 15,365,736 F1 · shares: The sales were made by Ayabudge LLC, an entity controlled by Brady W. Dougan. The transactions enabled Mr. Dougan to pay down leverage while providing a mechanism for the institutional healthcare investor purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Read SEC document |
| May 25, 2023 Filed May 26, 2023 17:02 UTC |
Ayabudge LLC10% owner
|
SaleCommon Stock | 2,625,000 | $2.75 | $7,218,750.00 |
DisclosureSEC source: 0001104659-23-065543 · tm2317123-7_4seq1.xml · nonDerivative · entry 1 Ayabudge LLC · CIK 0001878024 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,365,736 F1 · shares: On May 25, 2023, the Reporting Person sold 2,625,000 shares of Common Stock. The transactions enabled Mr. Brady W. Dougan, a person controlling the Reporting Person, to pay down leverage while providing a mechanism for the institutional healthcare investor purchasers to acquire shares of the Issuer at a time that the Issuer was not conducting a financing transaction and was not making any additional shares available for purchase. Read SEC document |
| May 25, 2023 Filed May 26, 2023 17:05 UTC |
Prichard Heather LedbetterChief Operating Officer
|
Exercise / conversionStock Options (right to buy) · Derivative | 64,990 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001104659-23-065547 · tm2317123-10_4seq1.xml · derivative · entry 6 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,990 shares Expires 2023-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2023 Filed May 26, 2023 17:05 UTC |
Prichard Heather LedbetterChief Operating Officer
|
SaleCommon Stock | 9,613 | $3.83 | $36,817.79 |
DisclosureSEC source: 0001104659-23-065547 · tm2317123-10_4seq1.xml · nonDerivative · entry 4 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,566 F2 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $3.82 to $3.89. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 25, 2023 Filed May 26, 2023 17:05 UTC |
Prichard Heather LedbetterChief Operating Officer
|
Exercise / conversionCommon Stock | 64,990 | $1.19 | $77,338.10 |
DisclosureSEC source: 0001104659-23-065547 · tm2317123-10_4seq1.xml · nonDerivative · entry 3 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2023 Filed May 26, 2023 17:05 UTC |
Prichard Heather LedbetterChief Operating Officer
|
Exercise / conversionStock Options (right to buy) · Derivative | 13,789 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001104659-23-065547 · tm2317123-10_4seq1.xml · derivative · entry 5 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,990 Underlying: Common Stock · 13,789 shares Expires 2023-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2023 Filed May 26, 2023 17:05 UTC |
Prichard Heather LedbetterChief Operating Officer
|
SaleCommon Stock | 13,789 | $4.14 | $57,086.46 |
DisclosureSEC source: 0001104659-23-065547 · tm2317123-10_4seq1.xml · nonDerivative · entry 2 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,189 F1 · price: The price is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $4.14 to $4.16. The Reporting Person undertakes to provide upon request to the SEC staff, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 24, 2023 Filed May 26, 2023 17:05 UTC |
Prichard Heather LedbetterChief Operating Officer
|
Exercise / conversionCommon Stock | 13,789 | $1.19 | $16,408.91 |
DisclosureSEC source: 0001104659-23-065547 · tm2317123-10_4seq1.xml · nonDerivative · entry 1 Prichard Heather Ledbetter · CIK 0001877712 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2023 Filed May 19, 2023 20:02 UTC |
Constantino Michael T.Director
|
PurchaseCommon Stock | 4,750 | $4.18 | $19,855.00 |
DisclosureSEC source: 0001818382-23-000032 · wf-form4_168452651163131.xml · nonDerivative · entry 1 Constantino Michael T. · CIK 0001817285 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,250 Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 16:04 UTC |
Niklason Laura EDirector · President, CEO and Director · 10% owner
|
Exercise / conversionStock Options (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001818382-23-000003 · wf-form4_167779102542302.xml · derivative · entry 4 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,596 Underlying: Common Stock · 100,000 shares Expires 2023-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 16:04 UTC |
Niklason Laura EDirector · President, CEO and Director · 10% owner
|
Exercise / conversionCommon Stock | 100,000 | $1.19 | $119,000.00 |
DisclosureSEC source: 0001818382-23-000003 · wf-form4_167779102542302.xml · nonDerivative · entry 1 Niklason Laura E · CIK 0001878075 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,270,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 16:05 UTC |
Dougan Brady WDirector · 10% owner
|
Exercise / conversionStock Options (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001818382-23-000004 · wf-form4_167779108942848.xml · derivative · entry 4 Dougan Brady W · CIK 0001878020 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 162,596 Underlying: Common Stock · 100,000 shares Expires 2023-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 16:05 UTC |
Dougan Brady WDirector · 10% owner
|
Exercise / conversionCommon Stock | 100,000 | $1.19 | $119,000.00 |
DisclosureSEC source: 0001818382-23-000004 · wf-form4_167779108942848.xml · nonDerivative · entry 1 Dougan Brady W · CIK 0001878020 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,270,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.