Tapewire

NYSE · USD

HUM

HUMANA INC

Export transactions ↓
Tapewire entity
1429
SEC CIK
0000049071
Parsed reports
738

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 27, 2018 Filed Mar 28, 2018 19:33 UTC
HUNTER CHRISTOPHER H.Chief Strategy Officer
GiftHumana Common 115 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000057 · edgar.xml · nonDerivative · entry 1

HUNTER CHRISTOPHER H. · CIK 0001595519 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,388

F10 · price: This transaction represents a gift/charitable donation effective March 27, 2018. This is not a market transaction and no value was received in return for the shares.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:09 UTC
Wheatley Timothy AlanSegment President, Retail
OtherPhantom Stock Units · Derivative 7 $270.81 $1,895.67
Disclosure

SEC source: 0000049071-18-000056 · edgar.xml · derivative · entry 12

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 116

Underlying: Humana Common · 7 shares

Expires not disclosed

F12 · security: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F12 · derivative.exercise_price: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F12 · derivative.exercise_date: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F12 · derivative.expiration_date: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F12 · ownership.nature: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 18:08 UTC
Zipperle Cynthia HSVP, Chief Accounting Officer
OtherPhantom Stock Units · Derivative 9 $270.81 $2,437.29
Disclosure

SEC source: 0000049071-18-000055 · edgar.xml · derivative · entry 7

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 252

Underlying: Humana Common · 9 shares

Expires not disclosed

F7 · security: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F7 · derivative.exercise_price: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F7 · derivative.exercise_date: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F7 · derivative.expiration_date: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F7 · ownership.nature: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 18:17 UTC
Zipperle Cynthia HSVP, Chief Accounting Officer
Exercise / conversionOptions · Derivative 1,196 $0.00 Strike: $67.48 $0.00
Disclosure

SEC source: 0000049071-18-000054 · edgar.xml · derivative · entry 4

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,196 shares

Expires 2019-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2003 Incentive Stock Plan. Non-Qualified stock options granted to reporting person on 12/13/12, vesting in three increments from 12/13/13 to 12/13/15.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2003 Incentive Stock Plan. Non-Qualified stock options granted to reporting person on 12/13/12, vesting in three increments from 12/13/13 to 12/13/15.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 18:17 UTC
Zipperle Cynthia HSVP, Chief Accounting Officer
SaleHumana Common 1,196 $273.33 $326,899.33
Disclosure

SEC source: 0000049071-18-000054 · edgar.xml · nonDerivative · entry 2

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,575

F9 · price: All shares sold at price of $273.3272.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 18:17 UTC
Zipperle Cynthia HSVP, Chief Accounting Officer
Exercise / conversionHumana Common 1,196 $67.48 $80,709.07
Disclosure

SEC source: 0000049071-18-000054 · edgar.xml · nonDerivative · entry 1

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:24 UTC
Fleming William KevinSeg President, Healthcare Svcs
GrantRestricted Stock Units · Derivative 323 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000052 · edgar.xml · derivative · entry 12

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323

Underlying: Humana Common · 323 shares

Expires not disclosed

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F12 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F12 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:24 UTC
Fleming William KevinSeg President, Healthcare Svcs
GrantOptions · Derivative 1,391 $0.00 Strike: $271.14 $0.00
Disclosure

SEC source: 0000049071-18-000052 · edgar.xml · derivative · entry 7

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,391

Underlying: Humana Common · 1,391 shares

Expires 2025-03-01

F6 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 03/1/2018, vesting in three increments from 3/1/19 to 3/1/21.

F6 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 03/1/2018, vesting in three increments from 3/1/19 to 3/1/21.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:22 UTC
Wheatley Timothy AlanSegment President, Retail
GrantRestricted Stock Units · Derivative 323 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000051 · edgar.xml · derivative · entry 11

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323

Underlying: Humana Common · 323 shares

Expires not disclosed

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 18:22 UTC
Wheatley Timothy AlanSegment President, Retail
GrantOptions · Derivative 1,391 $0.00 Strike: $271.14 $0.00
Disclosure

SEC source: 0000049071-18-000051 · edgar.xml · derivative · entry 7

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,391

Underlying: Humana Common · 1,391 shares

Expires 2025-03-01

F6 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 03/1/2018, vesting in three increments from 3/1/19 to 3/1/21.

F6 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 03/1/2018, vesting in three increments from 3/1/19 to 3/1/21.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 19:11 UTC
Fleming William KevinSeg President, Healthcare Svcs
GiftHumana Common 120 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000050 · edgar.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,023

F13 · price: This transaction represents a gift/charitable donation effective February 28, 2018. This is not a market transaction and no value was received in return for the shares.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 19:11 UTC
Fleming William KevinSeg President, Healthcare Svcs
SaleHumana Common 1,073 $275.35 $295,450.12
Disclosure

SEC source: 0000049071-18-000050 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,143

F12 · price: Price reported is average sales price.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 19:09 UTC
MARGULIS HEIDI SChief Corp. Affairs Officer
Exercise / conversionOptions · Derivative 607 $0.00 Strike: $164.65 $0.00
Disclosure

SEC source: 0000049071-18-000049 · edgar.xml · derivative · entry 6

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,335

Underlying: Humana Common · 607 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

F2 · derivative.exercise_date: Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 19:09 UTC
MARGULIS HEIDI SChief Corp. Affairs Officer
GiftHumana Common 119 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000049 · edgar.xml · nonDerivative · entry 4

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,776

F12 · price: This transaction represents a gift/charitable donation effective February 28, 2018. This is not a market transaction and no value was received in return for the shares.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 19:09 UTC
MARGULIS HEIDI SChief Corp. Affairs Officer
SaleHumana Common 3,727 $275.17 $1,025,574.24
Disclosure

SEC source: 0000049071-18-000049 · edgar.xml · nonDerivative · entry 3

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,895

F11 · price: Price reported is the average sales price.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 19:09 UTC
MARGULIS HEIDI SChief Corp. Affairs Officer
Tax withholdingHumana Common 362 $276.43 $100,067.66
Disclosure

SEC source: 0000049071-18-000049 · edgar.xml · nonDerivative · entry 2

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,622

F10 · price: Shares swapped for payment of purchase price on incentive stock option exercise using fair market value on February 27, 2018 pursuant to Humana Inc's 2011 Stock Incentive Plan.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 19:09 UTC
MARGULIS HEIDI SChief Corp. Affairs Officer
Exercise / conversionHumana Common 607 $164.65 $99,939.52
Disclosure

SEC source: 0000049071-18-000049 · edgar.xml · nonDerivative · entry 1

MARGULIS HEIDI S · CIK 0001103605 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 27, 2018 23:39 UTC
LeClaire Brian P.Chief Information Officer
GiftHumana Common 120 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · nonDerivative · entry 7

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,703

F14 · price: This transaction represents a gift/charitable donation effective February 27, 2018. This is not a market transaction and no value was received in return for the shares.

Read SEC document
February 27, 2018 Filed Feb 27, 2018 23:38 UTC
Christopher M TodoroffChief Legal Officer
Exercise / conversionOptions · Derivative 6,935 $0.00 Strike: $167.81 $0.00
Disclosure

SEC source: 0000049071-18-000043 · edgar.xml · derivative · entry 7

Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,935

Underlying: Humana Common · 6,935 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

F8 · security: Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, exempt under Rule 16a-12.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

Read SEC document
February 27, 2018 Filed Feb 27, 2018 23:38 UTC
Christopher M TodoroffChief Legal Officer
Exercise / conversionOptions · Derivative 7,005 $0.00 Strike: $164.65 $0.00
Disclosure

SEC source: 0000049071-18-000043 · edgar.xml · derivative · entry 6

Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 7,005 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

F8 · security: Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, exempt under Rule 16a-12.

F1 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

Read SEC document
February 27, 2018 Filed Feb 27, 2018 23:38 UTC
Christopher M TodoroffChief Legal Officer
SaleHumana Common 16,389 $273.37 $4,480,300.26
Disclosure

SEC source: 0000049071-18-000043 · edgar.xml · nonDerivative · entry 5

Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,423

F13 · price: Shares sold from prices ranging from $273.10422 to $275.75. Price reported is weighted avg sales price.

Read SEC document
February 27, 2018 Filed Feb 27, 2018 23:38 UTC
Christopher M TodoroffChief Legal Officer
Exercise / conversionHumana Common 6,935 $167.81 $1,163,727.68
Disclosure

SEC source: 0000049071-18-000043 · edgar.xml · nonDerivative · entry 4

Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 27, 2018 23:38 UTC
Christopher M TodoroffChief Legal Officer
Exercise / conversionHumana Common 7,005 $164.65 $1,153,338.23
Disclosure

SEC source: 0000049071-18-000043 · edgar.xml · nonDerivative · entry 3

Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:42 UTC
BROUSSARD BRUCE DDirector · President & CEO
SaleHumana Common 14,075 $274.32 $3,861,032.89
Disclosure

SEC source: 0000049071-18-000046 · edgar.xml · nonDerivative · entry 3

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,652

F10 · price: Shares sold at prices ranging from $273.4801 to $275.26. Price reported is weighted average sales price.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:40 UTC
BILNEY JODY LChief Consumer Officer
SaleHumana Common 2,931 $273.45 $801,477.26
Disclosure

SEC source: 0000049071-18-000045 · edgar.xml · nonDerivative · entry 3

BILNEY JODY L · CIK 0001185995 · Chief Consumer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,860

F11 · price: All shares sold at price of 273.4484.

F12 · balance_after: Due to scrivener's error, total direct shares are updated to reflect 394 shares swapped for purchase price of an Incentive Stock Option exercised on 12/18/17.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:39 UTC
LeClaire Brian P.Chief Information Officer
Exercise / conversionOptions · Derivative 4,921 $0.00 Strike: $167.81 $0.00
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · derivative · entry 10

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,922

Underlying: Humana Common · 4,921 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

F3 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:39 UTC
LeClaire Brian P.Chief Information Officer
Exercise / conversionOptions · Derivative 4,971 $0.00 Strike: $164.65 $0.00
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · derivative · entry 9

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 4,971 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

F15 · derivative.underlying_shares: The number of Options (14,913) granted on 2/24/15 was correct. Due to scrivener's error, it was changed on 2/24/17 to 14,306. This was a difference of 607 shares that should have remained in Table II for the reporting person.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:39 UTC
LeClaire Brian P.Chief Information Officer
SaleHumana Common 12,719 $274.68 $3,493,635.84
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · nonDerivative · entry 6

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,823

F13 · price: Shares sold at prices ranging from $274.31 to $274.986. Price reported is weighted average sales price.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:39 UTC
LeClaire Brian P.Chief Information Officer
Exercise / conversionHumana Common 4,921 $167.81 $825,768.41
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · nonDerivative · entry 5

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:39 UTC
LeClaire Brian P.Chief Information Officer
Tax withholdingHumana Common 372 $269.31 $100,183.32
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · nonDerivative · entry 4

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,621

F12 · price: Shares swapped for payment of purchase price on incentive stock option exercise using fair market value on February 23, 2018 pursuant to Humana Inc's 2011 Stock Incentive Plan.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:39 UTC
LeClaire Brian P.Chief Information Officer
Exercise / conversionHumana Common 4,971 $164.65 $818,450.30
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · nonDerivative · entry 3

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:30 UTC
Huval Timothy S.Chief HR Officer
Exercise / conversionOptions · Derivative 6,935 $0.00 Strike: $167.81 $0.00
Disclosure

SEC source: 0000049071-18-000037 · edgar.xml · derivative · entry 7

Huval Timothy S. · CIK 0001565717 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,935

Underlying: Humana Common · 6,935 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:30 UTC
Huval Timothy S.Chief HR Officer
Exercise / conversionOptions · Derivative 6,398 $0.00 Strike: $164.65 $0.00
Disclosure

SEC source: 0000049071-18-000037 · edgar.xml · derivative · entry 6

Huval Timothy S. · CIK 0001565717 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607

Underlying: Humana Common · 6,398 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

F1 · derivative.exercise_date: Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:30 UTC
Huval Timothy S.Chief HR Officer
SaleHumana Common 16,270 $273.58 $4,451,205.17
Disclosure

SEC source: 0000049071-18-000037 · edgar.xml · nonDerivative · entry 5

Huval Timothy S. · CIK 0001565717 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,831

F10 · price: Shares sold at prices ranging from $272.98 to $273.9269. Price reported is the weighted avg sales price.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:30 UTC
Huval Timothy S.Chief HR Officer
Exercise / conversionHumana Common 6,935 $167.81 $1,163,727.68
Disclosure

SEC source: 0000049071-18-000037 · edgar.xml · nonDerivative · entry 4

Huval Timothy S. · CIK 0001565717 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:30 UTC
Huval Timothy S.Chief HR Officer
Exercise / conversionHumana Common 6,398 $164.65 $1,053,398.71
Disclosure

SEC source: 0000049071-18-000037 · edgar.xml · nonDerivative · entry 3

Huval Timothy S. · CIK 0001565717 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:42 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 11,169 $269.31 $3,007,923.39
Disclosure

SEC source: 0000049071-18-000046 · edgar.xml · nonDerivative · entry 2

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,727

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:42 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 25,244 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000046 · edgar.xml · nonDerivative · entry 1

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · shares: Includes Performance Stock Units that vested on 2/24/2018.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:40 UTC
BILNEY JODY LChief Consumer Officer
Tax withholdingHumana Common 1,541 $269.31 $415,006.71
Disclosure

SEC source: 0000049071-18-000045 · edgar.xml · nonDerivative · entry 2

BILNEY JODY L · CIK 0001185995 · Chief Consumer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,185

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:40 UTC
BILNEY JODY LChief Consumer Officer
Exercise / conversionHumana Common 4,472 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000045 · edgar.xml · nonDerivative · entry 1

BILNEY JODY L · CIK 0001185995 · Chief Consumer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: Includes Performance Stock Units that vested on 2/24/18.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:39 UTC
LeClaire Brian P.Chief Information Officer
Tax withholdingHumana Common 1,040 $269.31 $280,082.40
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · nonDerivative · entry 2

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,022

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:39 UTC
LeClaire Brian P.Chief Information Officer
Exercise / conversionHumana Common 3,174 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · nonDerivative · entry 1

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · shares: Includes Performance Stock Units that vested on 2/24/18.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:38 UTC
Christopher M TodoroffChief Legal Officer
Tax withholdingHumana Common 1,575 $269.31 $424,163.25
Disclosure

SEC source: 0000049071-18-000043 · edgar.xml · nonDerivative · entry 2

Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,872

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:38 UTC
Christopher M TodoroffChief Legal Officer
Exercise / conversionHumana Common 4,472 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000043 · edgar.xml · nonDerivative · entry 1

Christopher M Todoroff · CIK 0001441437 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · shares: Includes Performance Stock Units that vested on 2/24/2018.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:36 UTC
Bierbower Elizabeth DSegment President, Group Bus.
Tax withholdingHumana Common 496 $269.31 $133,577.76
Disclosure

SEC source: 0000049071-18-000042 · edgar.xml · nonDerivative · entry 2

Bierbower Elizabeth D · CIK 0001561149 · Segment President, Group Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,879

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:36 UTC
Bierbower Elizabeth DSegment President, Group Bus.
Exercise / conversionHumana Common 1,587 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000042 · edgar.xml · nonDerivative · entry 1

Bierbower Elizabeth D · CIK 0001561149 · Segment President, Group Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · shares: Includes Performance Stock Units that vested on 2/24/18.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:35 UTC
Fleming William KevinSeg President, Healthcare Svcs
Tax withholdingHumana Common 514 $269.31 $138,425.34
Disclosure

SEC source: 0000049071-18-000041 · edgar.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,216

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:35 UTC
Fleming William KevinSeg President, Healthcare Svcs
Exercise / conversionHumana Common 1,587 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000041 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · Seg President, Healthcare Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · shares: Includes Performance Stock Units that vested on 2/24/18.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:33 UTC
Wheatley Timothy AlanSegment President, Retail
Tax withholdingHumana Common 836 $269.31 $225,143.16
Disclosure

SEC source: 0000049071-18-000040 · edgar.xml · nonDerivative · entry 2

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,430

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:33 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionHumana Common 2,539 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000040 · edgar.xml · nonDerivative · entry 1

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · shares: Includes Performance Stock Units that vested on 2/24/18.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.