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HUM

HUMANA INC

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1429
SEC CIK
0000049071
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738

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2022 Filed Dec 19, 2022 16:54 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionHumana Common 570 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · nonDerivative · entry 1

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 14:56 UTC
BROUSSARD BRUCE DDirector · President & CEO
SaleHumana Common 7,000 $531.92 $3,723,437.90
Disclosure

SEC source: 0001062993-22-023872 · form4.xml · nonDerivative · entry 1

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,602

F8 · price: Price reported is weighted average sales price.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 19:27 UTC
Diamond Susan MChief Financial Officer
GiftHumana Common 100 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-021641 · form4.xml · nonDerivative · entry 5

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184

F13 · shares: Shares disposed of represent gift/charitable donation, effective November 4, 2022 in which no value was received in return.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 19:27 UTC
Diamond Susan MChief Financial Officer
Exercise / conversionOptions · Derivative 1,508 $0.00 Strike: $376.61 $0.00
Disclosure

SEC source: 0001062993-22-021641 · form4.xml · derivative · entry 8

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016

Underlying: Humana Common · 1,508 shares

Expires 2028-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F3 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 19:27 UTC
Diamond Susan MChief Financial Officer
Exercise / conversionOptions · Derivative 2,437 $0.00 Strike: $350.79 $0.00
Disclosure

SEC source: 0001062993-22-021641 · form4.xml · derivative · entry 7

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,861

Underlying: Humana Common · 2,437 shares

Expires 2027-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 19:27 UTC
Diamond Susan MChief Financial Officer
SaleHumana Common 1,678 $565.99 $949,725.51
Disclosure

SEC source: 0001062993-22-021641 · form4.xml · nonDerivative · entry 4

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,284

F12 · price: Price reported is weighted average sales price.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 19:27 UTC
Diamond Susan MChief Financial Officer
SaleHumana Common 3,945 $566.36 $2,234,304.80
Disclosure

SEC source: 0001062993-22-021641 · form4.xml · nonDerivative · entry 3

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,962

F12 · price: Price reported is weighted average sales price.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 19:27 UTC
Diamond Susan MChief Financial Officer
Exercise / conversionHumana Common 1,508 $376.61 $567,927.88
Disclosure

SEC source: 0001062993-22-021641 · form4.xml · nonDerivative · entry 2

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · shares: Price reported is weighted average sales price.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 19:27 UTC
Diamond Susan MChief Financial Officer
Exercise / conversionHumana Common 2,437 $350.79 $854,869.14
Disclosure

SEC source: 0001062993-22-021641 · form4.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 18:56 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionOptions · Derivative 26,860 $0.00 Strike: $350.79 $0.00
Disclosure

SEC source: 0001062993-22-021636 · form4.xml · derivative · entry 15

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,430

Underlying: Humana Common · 26,860 shares

Expires 2027-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.

F3 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 18:56 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionOptions · Derivative 13,470 $0.00 Strike: $307.97 $0.00
Disclosure

SEC source: 0001062993-22-021636 · form4.xml · derivative · entry 14

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 13,470 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three annual increments.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three annual increments.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 18:56 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionOptions · Derivative 372 $0.00 Strike: $268.47 $0.00
Disclosure

SEC source: 0001062993-22-021636 · form4.xml · derivative · entry 13

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 372 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.

F1 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 18:56 UTC
BROUSSARD BRUCE DDirector · President & CEO
SaleHumana Common 9,000 $566.17 $5,095,566.00
Disclosure

SEC source: 0001062993-22-021636 · form4.xml · nonDerivative · entry 9

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,564

F12 · price: Price reported is weighted average sales price.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 18:56 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 20,842 $560.14 $11,674,437.88
Disclosure

SEC source: 0001062993-22-021636 · form4.xml · nonDerivative · entry 8

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,564

F11 · shares: Shares reported represent shares swapped in for the purchase price and taxes on options exercised, using FMV on 11/2/22 for computing shares swapped for purchase price and FMV on 11/3/22 for computing shares swapped for tax liability.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 18:56 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 26,860 $350.79 $9,422,152.25
Disclosure

SEC source: 0001062993-22-021636 · form4.xml · nonDerivative · entry 7

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 18:56 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 9,587 $560.14 $5,370,062.18
Disclosure

SEC source: 0001062993-22-021636 · form4.xml · nonDerivative · entry 6

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,546

F11 · shares: Shares reported represent shares swapped in for the purchase price and taxes on options exercised, using FMV on 11/2/22 for computing shares swapped for purchase price and FMV on 11/3/22 for computing shares swapped for tax liability.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 18:56 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 13,146 $307.97 $4,048,507.89
Disclosure

SEC source: 0001062993-22-021636 · form4.xml · nonDerivative · entry 5

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 18:56 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 179 $560.14 $100,265.06
Disclosure

SEC source: 0001062993-22-021636 · form4.xml · nonDerivative · entry 4

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,987

F10 · shares: Shares reported represent shares swapped in for the purchase price of options exercised, using the FMV on 11/2/22.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 18:56 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 324 $307.97 $99,780.66
Disclosure

SEC source: 0001062993-22-021636 · form4.xml · nonDerivative · entry 3

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 18:56 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 179 $560.14 $100,265.06
Disclosure

SEC source: 0001062993-22-021636 · form4.xml · nonDerivative · entry 2

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,842

F10 · shares: Shares reported represent shares swapped in for the purchase price of options exercised, using the FMV on 11/2/22.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 18:56 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 372 $268.47 $99,870.84
Disclosure

SEC source: 0001062993-22-021636 · form4.xml · nonDerivative · entry 1

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:52 UTC
Fleming William KevinSeg Pres, Pharmacy Sol & CCAO
Exercise / conversionOptions · Derivative 4,297 $0.00 Strike: $350.79 $0.00
Disclosure

SEC source: 0001062993-22-021633 · form4.xml · derivative · entry 8

Fleming William Kevin · CIK 0001699801 · Seg Pres, Pharmacy Sol & CCAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149

Underlying: Humana Common · 4,297 shares

Expires 2027-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

F4 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:52 UTC
Fleming William KevinSeg Pres, Pharmacy Sol & CCAO
Exercise / conversionOptions · Derivative 6,860 $0.00 Strike: $307.97 $0.00
Disclosure

SEC source: 0001062993-22-021633 · form4.xml · derivative · entry 7

Fleming William Kevin · CIK 0001699801 · Seg Pres, Pharmacy Sol & CCAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324

Underlying: Humana Common · 6,860 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

F3 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:52 UTC
Fleming William KevinSeg Pres, Pharmacy Sol & CCAO
GiftHumana Common 900 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-021633 · form4.xml · nonDerivative · entry 4

Fleming William Kevin · CIK 0001699801 · Seg Pres, Pharmacy Sol & CCAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,642

F13 · shares: Shares disposed of represent gift/charitable donation, effective November 3, 2022, in which no value was received in return.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:52 UTC
Fleming William KevinSeg Pres, Pharmacy Sol & CCAO
SaleHumana Common 11,157 $565.61 $6,310,550.94
Disclosure

SEC source: 0001062993-22-021633 · form4.xml · nonDerivative · entry 3

Fleming William Kevin · CIK 0001699801 · Seg Pres, Pharmacy Sol & CCAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,542

F14 · price: Price reported is weighted average sales price.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:52 UTC
Fleming William KevinSeg Pres, Pharmacy Sol & CCAO
Exercise / conversionHumana Common 4,297 $350.79 $1,507,333.89
Disclosure

SEC source: 0001062993-22-021633 · form4.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · Seg Pres, Pharmacy Sol & CCAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:52 UTC
Fleming William KevinSeg Pres, Pharmacy Sol & CCAO
Exercise / conversionHumana Common 6,860 $307.97 $2,112,639.90
Disclosure

SEC source: 0001062993-22-021633 · form4.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · Seg Pres, Pharmacy Sol & CCAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:49 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionOptions · Derivative 3,592 $0.00 Strike: $307.97 $0.00
Disclosure

SEC source: 0001062993-22-021629 · form4.xml · derivative · entry 7

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 3,592 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:49 UTC
Ventura Joseph CChief Legal Officer
SaleHumana Common 535 $566.76 $303,216.60
Disclosure

SEC source: 0001062993-22-021629 · form4.xml · nonDerivative · entry 5

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,701

F11 · price: Price reported is average sales price.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:49 UTC
Ventura Joseph CChief Legal Officer
SaleHumana Common 2,620 $564.97 $1,480,225.85
Disclosure

SEC source: 0001062993-22-021629 · form4.xml · nonDerivative · entry 4

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,236

F11 · price: Price reported is average sales price.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:49 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionHumana Common 2,620 $307.97 $806,868.30
Disclosure

SEC source: 0001062993-22-021629 · form4.xml · nonDerivative · entry 3

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:49 UTC
Ventura Joseph CChief Legal Officer
Tax withholdingHumana Common 535 $560.14 $299,674.90
Disclosure

SEC source: 0001062993-22-021629 · form4.xml · nonDerivative · entry 2

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,236

F10 · shares: Shares reported represent shares swapped in for the purchase price of options exercised, using FMV on 11/2/22. No shares were sold or disposed of for any value in return.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:49 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionHumana Common 972 $307.97 $299,341.98
Disclosure

SEC source: 0001062993-22-021629 · form4.xml · nonDerivative · entry 1

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:47 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionOptions · Derivative 2,262 $0.00 Strike: $376.61 $0.00
Disclosure

SEC source: 0001062993-22-021627 · form4.xml · derivative · entry 11

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,524

Underlying: Humana Common · 2,262 shares

Expires 2028-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F6 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:47 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionOptions · Derivative 5,730 $0.00 Strike: $350.79 $0.00
Disclosure

SEC source: 0001062993-22-021627 · form4.xml · derivative · entry 10

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,865

Underlying: Humana Common · 5,730 shares

Expires 2027-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

F5 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:47 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionOptions · Derivative 7,578 $0.00 Strike: $307.97 $0.00
Disclosure

SEC source: 0001062993-22-021627 · form4.xml · derivative · entry 9

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324

Underlying: Humana Common · 7,578 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

F4 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:47 UTC
Wheatley Timothy AlanSegment President, Retail
SaleHumana Common 7,000 $566.19 $3,963,332.80
Disclosure

SEC source: 0001062993-22-021627 · form4.xml · nonDerivative · entry 5

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,122

F13 · price: Price reported is weighted average sales price.

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November 03, 2022 Filed Nov 7, 2022 17:47 UTC
Wheatley Timothy AlanSegment President, Retail
SaleHumana Common 15,570 $566.22 $8,816,045.40
Disclosure

SEC source: 0001062993-22-021627 · form4.xml · nonDerivative · entry 4

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,122

F13 · price: Price reported is weighted average sales price.

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November 03, 2022 Filed Nov 7, 2022 17:47 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionHumana Common 2,262 $376.61 $851,891.82
Disclosure

SEC source: 0001062993-22-021627 · form4.xml · nonDerivative · entry 3

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 03, 2022 Filed Nov 7, 2022 17:47 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionHumana Common 5,730 $350.79 $2,010,012.38
Disclosure

SEC source: 0001062993-22-021627 · form4.xml · nonDerivative · entry 2

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 03, 2022 Filed Nov 7, 2022 17:47 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionHumana Common 7,578 $307.97 $2,333,758.77
Disclosure

SEC source: 0001062993-22-021627 · form4.xml · nonDerivative · entry 1

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 03, 2022 Filed Nov 7, 2022 17:44 UTC
Deshpande SamirChief Information Officer
Exercise / conversionOptions · Derivative 5,388 $0.00 Strike: $307.97 $0.00
Disclosure

SEC source: 0001062993-22-021625 · form4.xml · derivative · entry 9

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 5,388 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

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November 03, 2022 Filed Nov 7, 2022 17:44 UTC
Deshpande SamirChief Information Officer
Exercise / conversionOptions · Derivative 4,014 $0.00 Strike: $268.47 $0.00
Disclosure

SEC source: 0001062993-22-021625 · form4.xml · derivative · entry 8

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 4,014 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 2/19/19 to 2/19/21.

F1 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 2/19/19 to 2/19/21.

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November 03, 2022 Filed Nov 7, 2022 17:44 UTC
Deshpande SamirChief Information Officer
SaleHumana Common 7,962 $565.95 $4,506,116.99
Disclosure

SEC source: 0001062993-22-021625 · form4.xml · nonDerivative · entry 7

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,255

F11 · shares: Price reported is weighted average sales price.

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November 03, 2022 Filed Nov 7, 2022 17:44 UTC
Deshpande SamirChief Information Officer
Exercise / conversionHumana Common 5,064 $307.97 $1,559,534.76
Disclosure

SEC source: 0001062993-22-021625 · form4.xml · nonDerivative · entry 6

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:44 UTC
Deshpande SamirChief Information Officer
Exercise / conversionHumana Common 2,898 $268.47 $778,026.06
Disclosure

SEC source: 0001062993-22-021625 · form4.xml · nonDerivative · entry 5

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 03, 2022 Filed Nov 7, 2022 17:44 UTC
Deshpande SamirChief Information Officer
Tax withholdingHumana Common 179 $560.14 $100,265.06
Disclosure

SEC source: 0001062993-22-021625 · form4.xml · nonDerivative · entry 4

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,255

F10 · shares: Shares reported were swapped for the purchase price of options exercised, using FMV on 11/2/2022. Shares were not sold or disposed of for value in return.

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November 03, 2022 Filed Nov 7, 2022 17:44 UTC
Deshpande SamirChief Information Officer
Exercise / conversionHumana Common 324 $307.97 $99,780.66
Disclosure

SEC source: 0001062993-22-021625 · form4.xml · nonDerivative · entry 3

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 03, 2022 Filed Nov 7, 2022 17:44 UTC
Deshpande SamirChief Information Officer
Tax withholdingHumana Common 535 $560.14 $299,674.90
Disclosure

SEC source: 0001062993-22-021625 · form4.xml · nonDerivative · entry 2

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,110

F10 · shares: Shares reported were swapped for the purchase price of options exercised, using FMV on 11/2/2022. Shares were not sold or disposed of for value in return.

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November 03, 2022 Filed Nov 7, 2022 17:44 UTC
Deshpande SamirChief Information Officer
Exercise / conversionHumana Common 1,116 $268.47 $299,612.52
Disclosure

SEC source: 0001062993-22-021625 · form4.xml · nonDerivative · entry 1

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.