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HUM

HUMANA INC

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1429
SEC CIK
0000049071
Parsed reports
738

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2022 Filed Dec 19, 2022 18:02 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Exercise / conversionHumana Common 329 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024061 · form4.xml · nonDerivative · entry 3

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 18:02 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Tax withholdingHumana Common 162 $510.02 $82,623.24
Disclosure

SEC source: 0001062993-22-024061 · form4.xml · nonDerivative · entry 2

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,595

F10 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/22.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 18:02 UTC
Agrawal VishalChief Strat & Corp Dev Officer
Exercise / conversionHumana Common 357 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024061 · form4.xml · nonDerivative · entry 1

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Exercise / conversionRestricted Stock Units · Derivative 247 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · derivative · entry 15

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494

Underlying: Humana Common · 247 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Exercise / conversionRestricted Stock Units · Derivative 189 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · derivative · entry 13

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190

Underlying: Humana Common · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Exercise / conversionRestricted Stock Units · Derivative 1,603 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · derivative · entry 12

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Exercise / conversionRestricted Stock Units · Derivative 238 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · derivative · entry 11

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Tax withholdingHumana Common 114 $510.02 $58,142.28
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · nonDerivative · entry 8

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,819

F9 · shares: Shares disposed of represent payment of tax liability for shares vesting 12/15/22, no value was received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Exercise / conversionHumana Common 247 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · nonDerivative · entry 7

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Tax withholdingHumana Common 87 $510.02 $44,371.74
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · nonDerivative · entry 6

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,686

F9 · shares: Shares disposed of represent payment of tax liability for shares vesting 12/15/22, no value was received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Exercise / conversionHumana Common 189 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · nonDerivative · entry 5

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Tax withholdingHumana Common 633 $510.02 $322,842.66
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · nonDerivative · entry 4

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,584

F9 · shares: Shares disposed of represent payment of tax liability for shares vesting 12/15/22, no value was received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Exercise / conversionHumana Common 1,603 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · nonDerivative · entry 3

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Tax withholdingHumana Common 74 $510.02 $37,741.48
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · nonDerivative · entry 2

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614

F9 · shares: Shares disposed of represent payment of tax liability for shares vesting 12/15/22, no value was received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:33 UTC
Schick Susan D.Seg Pres. Grp. & Military Bus.
Exercise / conversionHumana Common 238 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024059 · form4.xml · nonDerivative · entry 1

Schick Susan D. · CIK 0001881150 · Seg Pres. Grp. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:30 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 361 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024057 · form4.xml · derivative · entry 14

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724

Underlying: Humana Common · 361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:30 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 405 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024057 · form4.xml · derivative · entry 13

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406

Underlying: Humana Common · 405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:30 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 404 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024057 · form4.xml · derivative · entry 12

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 404 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:30 UTC
Huval Timothy S.Chief Administrative Officer
Tax withholdingHumana Common 165 $510.02 $84,153.30
Disclosure

SEC source: 0001062993-22-024057 · form4.xml · nonDerivative · entry 6

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,603

F9 · price: Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:30 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionHumana Common 361 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024057 · form4.xml · nonDerivative · entry 5

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:30 UTC
Huval Timothy S.Chief Administrative Officer
Tax withholdingHumana Common 185 $510.02 $94,353.70
Disclosure

SEC source: 0001062993-22-024057 · form4.xml · nonDerivative · entry 4

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,407

F9 · price: Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:30 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionHumana Common 405 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024057 · form4.xml · nonDerivative · entry 3

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:30 UTC
Huval Timothy S.Chief Administrative Officer
Tax withholdingHumana Common 185 $510.02 $94,353.70
Disclosure

SEC source: 0001062993-22-024057 · form4.xml · nonDerivative · entry 2

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,187

F9 · price: Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:30 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionHumana Common 404 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024057 · form4.xml · nonDerivative · entry 1

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:00 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 361 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024054 · form4.xml · derivative · entry 13

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724

Underlying: Humana Common · 361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:00 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 372 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024054 · form4.xml · derivative · entry 12

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373

Underlying: Humana Common · 372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:00 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 309 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024054 · form4.xml · derivative · entry 11

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:00 UTC
Ventura Joseph CChief Legal Officer
Tax withholdingHumana Common 169 $510.02 $86,193.38
Disclosure

SEC source: 0001062993-22-024054 · form4.xml · nonDerivative · entry 6

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,256

F9 · shares: Shares disposed of represent a payment on tax liability for shares vesting on 12/15/22, no value was received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:00 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionHumana Common 361 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024054 · form4.xml · nonDerivative · entry 5

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:00 UTC
Ventura Joseph CChief Legal Officer
Tax withholdingHumana Common 174 $510.02 $88,743.48
Disclosure

SEC source: 0001062993-22-024054 · form4.xml · nonDerivative · entry 4

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,064

F9 · shares: Shares disposed of represent a payment on tax liability for shares vesting on 12/15/22, no value was received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:00 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionHumana Common 372 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024054 · form4.xml · nonDerivative · entry 3

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:00 UTC
Ventura Joseph CChief Legal Officer
Tax withholdingHumana Common 144 $510.02 $73,442.88
Disclosure

SEC source: 0001062993-22-024054 · form4.xml · nonDerivative · entry 2

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,866

F9 · shares: Shares disposed of represent a payment on tax liability for shares vesting on 12/15/22, no value was received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:00 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionHumana Common 309 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024054 · form4.xml · nonDerivative · entry 1

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:58 UTC
Deshpande SamirChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 353 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024052 · form4.xml · derivative · entry 12

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706

Underlying: Humana Common · 353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:58 UTC
Deshpande SamirChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 350 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024052 · form4.xml · derivative · entry 11

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351

Underlying: Humana Common · 350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:58 UTC
Deshpande SamirChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 380 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024052 · form4.xml · derivative · entry 10

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:58 UTC
Deshpande SamirChief Information Officer
Tax withholdingHumana Common 160 $510.02 $81,603.20
Disclosure

SEC source: 0001062993-22-024052 · form4.xml · nonDerivative · entry 6

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,848

F8 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/22.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:58 UTC
Deshpande SamirChief Information Officer
Exercise / conversionHumana Common 353 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024052 · form4.xml · nonDerivative · entry 5

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:58 UTC
Deshpande SamirChief Information Officer
Tax withholdingHumana Common 158 $510.02 $80,583.16
Disclosure

SEC source: 0001062993-22-024052 · form4.xml · nonDerivative · entry 4

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,655

F8 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/22.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:58 UTC
Deshpande SamirChief Information Officer
Exercise / conversionHumana Common 350 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024052 · form4.xml · nonDerivative · entry 3

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:58 UTC
Deshpande SamirChief Information Officer
Tax withholdingHumana Common 172 $510.02 $87,723.44
Disclosure

SEC source: 0001062993-22-024052 · form4.xml · nonDerivative · entry 2

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,463

F8 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/22.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:58 UTC
Deshpande SamirChief Information Officer
Exercise / conversionHumana Common 380 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024052 · form4.xml · nonDerivative · entry 1

Deshpande Samir · CIK 0001712481 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:54 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionRestricted Stock Units · Derivative 494 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · derivative · entry 16

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988

Underlying: Humana Common · 494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:54 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionRestricted Stock Units · Derivative 550 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · derivative · entry 15

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Underlying: Humana Common · 550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:54 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionRestricted Stock Units · Derivative 570 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · derivative · entry 14

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:54 UTC
Wheatley Timothy AlanSegment President, Retail
Tax withholdingHumana Common 230 $510.02 $117,304.60
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · nonDerivative · entry 6

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,983

F13 · shares: Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:54 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionHumana Common 494 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · nonDerivative · entry 5

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:54 UTC
Wheatley Timothy AlanSegment President, Retail
Tax withholdingHumana Common 257 $510.02 $131,075.14
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · nonDerivative · entry 4

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,719

F13 · shares: Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:54 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionHumana Common 550 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · nonDerivative · entry 3

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:54 UTC
Wheatley Timothy AlanSegment President, Retail
Tax withholdingHumana Common 266 $510.02 $135,665.32
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · nonDerivative · entry 2

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,426

F13 · shares: Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value received in return.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.