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HTB

HomeTrust Bancshares, Inc.

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5153
SEC CIK
0001538263
Parsed reports
322

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2022 Filed Sep 13, 2022 21:13 UTC
Westbrook HunterDirector · President and CEO
OtherCommon Stock 546 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-099723 · tm2225802-6_4seq1.xml · nonDerivative · entry 1

Westbrook Hunter · CIK 0001553051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,722

F1 · shares: Represents adjustment in number of shares relating to award of performance-based restricted stock units previously reported on February 12, 2020 using target number of shares (1,625 shares). The award vested as to 2,171 shares on September 12, 2022 based on the level of achievement of the performance goal.

Read SEC document
September 12, 2022 Filed Sep 13, 2022 21:13 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Tax withholdingCommon Stock 344 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-099721 · tm2225802-5_4seq1.xml · nonDerivative · entry 2

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,666

Read SEC document
September 12, 2022 Filed Sep 13, 2022 21:13 UTC
VunCannon Tony J.EVP, CFO and Treasurer
OtherCommon Stock 294 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-099721 · tm2225802-5_4seq1.xml · nonDerivative · entry 1

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,010

F1 · shares: Represents adjustment in number of shares relating to award of performance-based restricted stock units previously reported on February 12, 2020 using target number of shares (875 shares). The award vested as to 1,169 shares on September 12, 2022 based on the level of achievement of the performance goal.

Read SEC document
September 12, 2022 Filed Sep 13, 2022 21:12 UTC
Stonestreet Dana L.Director · Chairman
Tax withholdingCommon Stock 2,064 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-099720 · tm2225802-4_4seq1.xml · nonDerivative · entry 2

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,382

F2 · balance_after: Includes shares previously reported as being held by Mr. Stonestreet's spouse and shares distributed to Mr. Stonestreet from the Issuer's KSOP.

Read SEC document
September 12, 2022 Filed Sep 13, 2022 21:12 UTC
Stonestreet Dana L.Director · Chairman
OtherCommon Stock 1,764 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-099720 · tm2225802-4_4seq1.xml · nonDerivative · entry 1

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,446

F1 · shares: Represents adjustment in number of shares relating to award of performance-based restricted stock units previously reported on February 12, 2020 using target number of shares (5,250 shares). The award vested as to 7,014 shares on September 12, 2022 based on the level of achievement of the performance goal.

F2 · balance_after: Includes shares previously reported as being held by Mr. Stonestreet's spouse and shares distributed to Mr. Stonestreet from the Issuer's KSOP.

Read SEC document
September 12, 2022 Filed Sep 13, 2022 21:12 UTC
Little R. ParrishEVP, Chief Risk Officer
Tax withholdingCommon Stock 344 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-099718 · tm2225802-3_4seq1.xml · nonDerivative · entry 2

Little R. Parrish · CIK 0001637537 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,884

Read SEC document
September 12, 2022 Filed Sep 13, 2022 21:12 UTC
Little R. ParrishEVP, Chief Risk Officer
OtherCommon Stock 294 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-099718 · tm2225802-3_4seq1.xml · nonDerivative · entry 1

Little R. Parrish · CIK 0001637537 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,228

F1 · shares: Represents adjustment in number of shares relating to award of performance-based restricted stock units previously reported on February 12, 2020 using target number of shares (875 shares). The award vested as to 1,169 shares on September 12, 2022 based on the level of achievement of the performance goal.

Read SEC document
September 12, 2022 Filed Sep 13, 2022 21:11 UTC
Caywood Marty T.EVP, Chief Information Officer
Tax withholdingCommon Stock 344 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-099713 · tm2225802-1_4seq1.xml · nonDerivative · entry 2

Caywood Marty T. · CIK 0001767210 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,315

Read SEC document
September 12, 2022 Filed Sep 13, 2022 21:11 UTC
Caywood Marty T.EVP, Chief Information Officer
OtherCommon Stock 294 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-099713 · tm2225802-1_4seq1.xml · nonDerivative · entry 1

Caywood Marty T. · CIK 0001767210 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,659

F1 · shares: Represents adjustment in number of shares relating to award of performance-based restricted stock units previously reported on February 12, 2020 using target number of shares (875 shares). The award vested as to 1,169 shares on September 12, 2022 based on the level of achievement of the performance goal.

Read SEC document
May 02, 2022 Filed May 3, 2022 10:19 UTC
Pelletier MeganEVP and Chief People Officer
GrantStock Option · Derivative 5,000 $0.00 Strike: $27.04 $0.00
Disclosure

SEC source: 0001104659-22-055083 · tm2214259-2_4seq1.xml · derivative · entry 2

Pelletier Megan · CIK 0001926249 · EVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2032-05-02

F2 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2023, 2024, 2025, 2026 and 2027.

Read SEC document
May 02, 2022 Filed May 3, 2022 10:19 UTC
Pelletier MeganEVP and Chief People Officer
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-055083 · tm2214259-2_4seq1.xml · nonDerivative · entry 1

Pelletier Megan · CIK 0001926249 · EVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2023, 2024. 2025, 2026 and 2027.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 18:58 UTC
Houghton Keith JEVP, Chief Credit Officer
GrantCommon Stock 708 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023939 · tm226768d12_4.xml · nonDerivative · entry 3

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,138

F2 · shares: Represents restricted stock unit award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 18:58 UTC
Houghton Keith JEVP, Chief Credit Officer
GrantCommon Stock 709 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023939 · tm226768d12_4.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,430

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2023, 2024, 2025, 2026 and 2027.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 18:58 UTC
Houghton Keith JEVP, Chief Credit Officer
Tax withholdingCommon Stock 331 $31.35 $10,376.85
Disclosure

SEC source: 0001104659-22-023939 · tm226768d12_4.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,721

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:30 UTC GrantCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023924 · tm226768d3_4.xml · nonDerivative · entry 1

KENDALL LAURA C · CIK 0001236809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,474

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2023.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:59 UTC
Little R. ParrishEVP, Chief Risk Officer
GrantCommon Stock 664 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023941 · tm226768d14_4.xml · nonDerivative · entry 3

Little R. Parrish · CIK 0001637537 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,934

F2 · shares: Represents restricted stock unit award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:59 UTC
Little R. ParrishEVP, Chief Risk Officer
GrantCommon Stock 664 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023941 · tm226768d14_4.xml · nonDerivative · entry 2

Little R. Parrish · CIK 0001637537 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,270

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2023, 2024, 2025, 2026 and 2027.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:59 UTC
Little R. ParrishEVP, Chief Risk Officer
Tax withholdingCommon Stock 327 $31.35 $10,251.45
Disclosure

SEC source: 0001104659-22-023941 · tm226768d14_4.xml · nonDerivative · entry 1

Little R. Parrish · CIK 0001637537 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,606

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:57 UTC
VunCannon Tony J.EVP, CFO and Treasurer
GrantCommon Stock 759 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023938 · tm226768d11_4.xml · nonDerivative · entry 3

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,716

F2 · shares: Represents restricted stock unit award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:57 UTC
VunCannon Tony J.EVP, CFO and Treasurer
GrantCommon Stock 760 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023938 · tm226768d11_4.xml · nonDerivative · entry 2

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,957

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2023, 2024. 2025, 2026 and 2027.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:57 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Tax withholdingCommon Stock 336 $31.35 $10,533.60
Disclosure

SEC source: 0001104659-22-023938 · tm226768d11_4.xml · nonDerivative · entry 1

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,197

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:59 UTC
Caywood Marty T.EVP, Chief Information Officer
GrantCommon Stock 708 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023940 · tm226768d13_4.xml · nonDerivative · entry 3

Caywood Marty T. · CIK 0001767210 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,365

F2 · shares: Represents restricted stock unit award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:59 UTC
Caywood Marty T.EVP, Chief Information Officer
GrantCommon Stock 709 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023940 · tm226768d13_4.xml · nonDerivative · entry 2

Caywood Marty T. · CIK 0001767210 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,657

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2023, 2024, 2025, 2026 and 2027.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:59 UTC
Caywood Marty T.EVP, Chief Information Officer
Tax withholdingCommon Stock 331 $31.35 $10,376.85
Disclosure

SEC source: 0001104659-22-023940 · tm226768d13_4.xml · nonDerivative · entry 1

Caywood Marty T. · CIK 0001767210 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,948

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:57 UTC
Westbrook HunterDirector · President, COO
GrantStock Option · Derivative 10,000 $0.00 Strike: $31.35 $0.00
Disclosure

SEC source: 0001104659-22-023937 · tm226768d10_4.xml · derivative · entry 5

Westbrook Hunter · CIK 0001553051 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-02-11

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2023, 2024, 2025, 2026 and 2027.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:57 UTC
Westbrook HunterDirector · President, COO
GrantCommon Stock 1,790 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023937 · tm226768d10_4.xml · nonDerivative · entry 3

Westbrook Hunter · CIK 0001553051 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,176

F2 · shares: Represents restricted stock unit award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:57 UTC
Westbrook HunterDirector · President, COO
GrantCommon Stock 1,791 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023937 · tm226768d10_4.xml · nonDerivative · entry 2

Westbrook Hunter · CIK 0001553051 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,386

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2023, 2024, 2025, 2026 and 2027.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:57 UTC
Westbrook HunterDirector · President, COO
Tax withholdingCommon Stock 1,759 $31.35 $55,144.65
Disclosure

SEC source: 0001104659-22-023937 · tm226768d10_4.xml · nonDerivative · entry 1

Westbrook Hunter · CIK 0001553051 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,595

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:56 UTC
Stonestreet Dana L.Director · Chairman and CEO
GrantCommon Stock 4,927 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023936 · tm226768d9_4.xml · nonDerivative · entry 1

Stonestreet Dana L. · CIK 0001550617 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,391

F1 · shares: Represents restricted stock unit award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:35 UTC GrantCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023931 · tm226768d8_4.xml · nonDerivative · entry 1

Williams Richard Tyrone · CIK 0001655252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,474

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2023.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:34 UTC
Switzer JohnDirector
GrantCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023929 · tm226768d7_4.xml · nonDerivative · entry 1

Switzer John · CIK 0001749223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,474

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2023.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:34 UTC GrantCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023928 · tm226768d6_4.xml · nonDerivative · entry 1

McFarland F. K. III · CIK 0001550628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,126

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2023.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:33 UTC GrantCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023926 · tm226768d5_4.xml · nonDerivative · entry 2

Lowe Rebekah M. · CIK 0001799846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,985

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2023.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:33 UTC Tax withholdingCommon Stock 382 $31.35 $11,975.70
Disclosure

SEC source: 0001104659-22-023926 · tm226768d5_4.xml · nonDerivative · entry 1

Lowe Rebekah M. · CIK 0001799846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:31 UTC GrantCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023925 · tm226768d4_4.xml · nonDerivative · entry 2

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,919

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2023.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:31 UTC Tax withholdingCommon Stock 382 $31.35 $11,975.70
Disclosure

SEC source: 0001104659-22-023925 · tm226768d4_4.xml · nonDerivative · entry 1

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,964

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:29 UTC GrantCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023923 · tm226768d2_4.xml · nonDerivative · entry 1

JAMES ROBERT E. · CIK 0001654826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,299

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2023.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:28 UTC GrantCommon Stock 955 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023922 · tm226768d1_4.xml · nonDerivative · entry 2

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,581

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2023.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:28 UTC Tax withholdingCommon Stock 382 $31.35 $11,975.70
Disclosure

SEC source: 0001104659-22-023922 · tm226768d1_4.xml · nonDerivative · entry 1

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,626

Read SEC document
February 08, 2022 Filed Feb 9, 2022 20:53 UTC Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-22-017056 · tm226030-1_4seq1.xml · derivative · entry 4

McFarland F. K. III · CIK 0001550628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
February 08, 2022 Filed Feb 9, 2022 20:53 UTC SaleCommon Stock 6,100 $31.31 $191,003.81
Disclosure

SEC source: 0001104659-22-017056 · tm226030-1_4seq1.xml · nonDerivative · entry 2

McFarland F. K. III · CIK 0001550628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,171

Read SEC document
February 08, 2022 Filed Feb 9, 2022 20:53 UTC Exercise / conversionCommon Stock 10,000 $14.37 $143,700.00
Disclosure

SEC source: 0001104659-22-017056 · tm226030-1_4seq1.xml · nonDerivative · entry 1

McFarland F. K. III · CIK 0001550628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 19:14 UTC
Westbrook HunterDirector · President, COO
Exercise / conversionStock Option · Derivative 3,374 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-154237 · tm2136444-1_4seq1.xml · derivative · entry 6

Westbrook Hunter · CIK 0001553051 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,134

Underlying: Common Stock · 3,374 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 19:14 UTC
Westbrook HunterDirector · President, COO
SaleCommon Stock 3,374 $31.00 $104,594.00
Disclosure

SEC source: 0001104659-21-154237 · tm2136444-1_4seq1.xml · nonDerivative · entry 2

Westbrook Hunter · CIK 0001553051 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,354

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 19:14 UTC
Westbrook HunterDirector · President, COO
Exercise / conversionCommon Stock 3,374 $14.37 $48,484.38
Disclosure

SEC source: 0001104659-21-154237 · tm2136444-1_4seq1.xml · nonDerivative · entry 1

Westbrook Hunter · CIK 0001553051 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

Read SEC document
December 23, 2021 Filed Dec 27, 2021 22:22 UTC
Westbrook HunterDirector · President, COO
Exercise / conversionStock Option · Derivative 1,626 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-153648 · tm2136312-1_4seq1.xml · derivative · entry 6

Westbrook Hunter · CIK 0001553051 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,508

Underlying: Common Stock · 1,626 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

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December 23, 2021 Filed Dec 27, 2021 22:22 UTC
Westbrook HunterDirector · President, COO
SaleCommon Stock 1,626 $31.00 $50,406.00
Disclosure

SEC source: 0001104659-21-153648 · tm2136312-1_4seq1.xml · nonDerivative · entry 2

Westbrook Hunter · CIK 0001553051 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,354

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

Read SEC document
December 23, 2021 Filed Dec 27, 2021 22:22 UTC
Westbrook HunterDirector · President, COO
Exercise / conversionCommon Stock 1,626 $14.37 $23,365.62
Disclosure

SEC source: 0001104659-21-153648 · tm2136312-1_4seq1.xml · nonDerivative · entry 1

Westbrook Hunter · CIK 0001553051 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.

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December 13, 2021 Filed Dec 14, 2021 14:55 UTC
Westbrook HunterDirector · President, COO
Exercise / conversionStock Option · Derivative 4,576 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001104659-21-149443 · tm2135349-1_4seq1.xml · derivative · entry 9

Westbrook Hunter · CIK 0001553051 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,134

Underlying: Common Stock · 4,576 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

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December 13, 2021 Filed Dec 14, 2021 14:55 UTC
Westbrook HunterDirector · President, COO
SaleCommon Stock 4,576 $30.45 $139,339.20
Disclosure

SEC source: 0001104659-21-149443 · tm2135349-1_4seq1.xml · nonDerivative · entry 4

Westbrook Hunter · CIK 0001553051 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,354

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.