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HTB

HomeTrust Bancshares, Inc.

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5153
SEC CIK
0001538263
Parsed reports
322

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 10, 2021 19:14 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionCommon Stock 10,000 $14.37 $143,700.00
Disclosure

SEC source: 0001104659-21-034360 · tm219238-1_4seq1.xml · nonDerivative · entry 3

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 19:14 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionStock Option · Derivative 15,000 $14.37 Strike: $14.37 $215,550.00
Disclosure

SEC source: 0001104659-21-034360 · tm219238-1_4seq1.xml · derivative · entry 8

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Stock · 10,000 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 19:14 UTC
Stonestreet Dana L.Director · President and CEO
SaleCommon Stock 15,000 $25.25 $378,750.00
Disclosure

SEC source: 0001104659-21-034360 · tm219238-1_4seq1.xml · nonDerivative · entry 2

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,181

Read SEC document
March 09, 2021 Filed Mar 10, 2021 19:14 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionCommon Stock 15,000 $14.37 $215,550.00
Disclosure

SEC source: 0001104659-21-034360 · tm219238-1_4seq1.xml · nonDerivative · entry 1

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 06:33 UTC
Houghton Keith JEVP, Chief Credit Officer
GrantCommon Stock 1,017 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022614 · tm216540-9_4seq1.xml · nonDerivative · entry 3

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,505

F2 · shares: Represents restricted stock unit award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 06:33 UTC
Houghton Keith JEVP, Chief Credit Officer
GrantCommon Stock 1,018 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022614 · tm216540-9_4seq1.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,488

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2022, 2023, 2024, 2025 and 2026.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 06:33 UTC
Houghton Keith JEVP, Chief Credit Officer
Tax withholdingCommon Stock 542 $22.92 $12,422.64
Disclosure

SEC source: 0001104659-21-022614 · tm216540-9_4seq1.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,470

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:29 UTC GrantCommon Stock 1,412 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022603 · tm216540-2_4seq1.xml · nonDerivative · entry 1

KENDALL LAURA C · CIK 0001236809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,519

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Plan with the following vesting schedule: 100% on February 11, 2022.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:35 UTC
Stonestreet Dana L.Director · President and CEO
GrantCommon Stock 7,076 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022621 · tm216540-14_4seq1.xml · nonDerivative · entry 1

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,181

F1 · shares: Represents restricted stock unit award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:34 UTC
VunCannon Tony J.EVP, CFO and Treasurer
GrantCommon Stock 1,096 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022620 · tm216540-13_4seq1.xml · nonDerivative · entry 3

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,986

F2 · shares: Represents restricted stock unit award under Issuer's 2013 Onmibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:34 UTC
VunCannon Tony J.EVP, CFO and Treasurer
GrantCommon Stock 1,096 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022620 · tm216540-13_4seq1.xml · nonDerivative · entry 2

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,890

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2022, 2023, 2024. 2025 and 2026.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:34 UTC
VunCannon Tony J.EVP, CFO and Treasurer
Tax withholdingCommon Stock 262 $22.92 $6,005.04
Disclosure

SEC source: 0001104659-21-022620 · tm216540-13_4seq1.xml · nonDerivative · entry 1

VunCannon Tony J. · CIK 0001550618 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,794

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:34 UTC
Westbrook HunterEVP, Chief Banking Officer
GrantCommon Stock 2,118 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022619 · tm216540-12_4seq1.xml · nonDerivative · entry 3

Westbrook Hunter · CIK 0001553051 · EVP, Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,195

F2 · shares: Represents restricted stock unit award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:34 UTC
Westbrook HunterEVP, Chief Banking Officer
GrantCommon Stock 2,119 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022619 · tm216540-12_4seq1.xml · nonDerivative · entry 2

Westbrook Hunter · CIK 0001553051 · EVP, Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,077

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2022, 2023, 2024, 2025 and 2026.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:34 UTC
Westbrook HunterEVP, Chief Banking Officer
Tax withholdingCommon Stock 1,747 $22.92 $40,041.24
Disclosure

SEC source: 0001104659-21-022619 · tm216540-12_4seq1.xml · nonDerivative · entry 1

Westbrook Hunter · CIK 0001553051 · EVP, Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,958

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:33 UTC
Little R. ParrishEVP, Chief Risk Officer
GrantCommon Stock 958 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022617 · tm216540-11_4seq1.xml · nonDerivative · entry 3

Little R. Parrish · CIK 0001637537 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,386

F2 · shares: Represents restricted stock unit award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:33 UTC
Little R. ParrishEVP, Chief Risk Officer
GrantCommon Stock 958 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022617 · tm216540-11_4seq1.xml · nonDerivative · entry 2

Little R. Parrish · CIK 0001637537 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,428

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule 20% increments on February 11, 2022, 2023, 2024, 2025 and 2026.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:33 UTC
Little R. ParrishEVP, Chief Risk Officer
Tax withholdingCommon Stock 542 $22.92 $12,422.64
Disclosure

SEC source: 0001104659-21-022617 · tm216540-11_4seq1.xml · nonDerivative · entry 1

Little R. Parrish · CIK 0001637537 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,470

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:33 UTC
Caywood Marty T.EVP, Chief Information Officer
GrantCommon Stock 1,022 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022616 · tm216540-10_4seq1.xml · nonDerivative · entry 3

Caywood Marty T. · CIK 0001767210 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,982

F2 · shares: Represents restricted stock unit award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:33 UTC
Caywood Marty T.EVP, Chief Information Officer
GrantCommon Stock 1,023 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022616 · tm216540-10_4seq1.xml · nonDerivative · entry 2

Caywood Marty T. · CIK 0001767210 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2022, 2023, 2024, 2025 and 2026.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:33 UTC
Caywood Marty T.EVP, Chief Information Officer
Tax withholdingCommon Stock 262 $22.92 $6,005.04
Disclosure

SEC source: 0001104659-21-022616 · tm216540-10_4seq1.xml · nonDerivative · entry 1

Caywood Marty T. · CIK 0001767210 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,937

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:32 UTC GrantCommon Stock 1,412 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022613 · tm216540-8_4seq1.xml · nonDerivative · entry 2

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,646

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2022.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:32 UTC Tax withholdingCommon Stock 302 $22.92 $6,921.84
Disclosure

SEC source: 0001104659-21-022613 · tm216540-8_4seq1.xml · nonDerivative · entry 1

Koontz Craig C. · CIK 0001550625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,234

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:32 UTC GrantCommon Stock 1,412 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022612 · tm216540-7_4seq1.xml · nonDerivative · entry 1

Williams Richard Tyrone · CIK 0001655252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,519

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2022.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:31 UTC GrantCommon Stock 1,412 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022610 · tm216540-6_4seq1.xml · nonDerivative · entry 1

Lowe Rebekah M. · CIK 0001799846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,412

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2022.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:31 UTC GrantCommon Stock 1,412 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022608 · tm216540-5_4seq1.xml · nonDerivative · entry 2

McFarland F. K. III · CIK 0001550628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,517

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2022.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:31 UTC Tax withholdingCommon Stock 302 $22.92 $6,921.84
Disclosure

SEC source: 0001104659-21-022608 · tm216540-5_4seq1.xml · nonDerivative · entry 1

McFarland F. K. III · CIK 0001550628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,105

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:31 UTC GrantCommon Stock 1,412 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022606 · tm216540-4_4seq1.xml · nonDerivative · entry 1

JAMES ROBERT E. · CIK 0001654826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,344

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2022.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:30 UTC
Switzer JohnDirector
GrantCommon Stock 1,412 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022604 · tm216540-3_4seq1.xml · nonDerivative · entry 1

Switzer John · CIK 0001749223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,519

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 100% on February 11, 2022.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:28 UTC GrantCommon Stock 1,412 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022599 · tm216540-1_4seq1.xml · nonDerivative · entry 2

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,008

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Plan with the following vesting schedule: 100% on February 11, 2022.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 11:28 UTC Tax withholdingCommon Stock 302 $22.92 $6,921.84
Disclosure

SEC source: 0001104659-21-022599 · tm216540-1_4seq1.xml · nonDerivative · entry 1

Biesecker Sidney A. · CIK 0001550622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,596

Read SEC document
December 09, 2020 Filed Dec 9, 2020 21:15 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionStock Option · Derivative 5,000 $14.37 Strike: $14.37 $71,850.00
Disclosure

SEC source: 0000927089-20-000568 · edgar.xml · derivative · entry 12

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 5,000 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
December 09, 2020 Filed Dec 9, 2020 21:15 UTC
Stonestreet Dana L.Director · President and CEO
SaleCommon Stock 5,000 $18.85 $94,250.00
Disclosure

SEC source: 0000927089-20-000568 · edgar.xml · nonDerivative · entry 6

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,105

Read SEC document
December 09, 2020 Filed Dec 9, 2020 21:15 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionCommon Stock 5,000 $14.37 $71,850.00
Disclosure

SEC source: 0000927089-20-000568 · edgar.xml · nonDerivative · entry 5

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:15 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionStock Option · Derivative 5,000 $14.37 Strike: $14.37 $71,850.00
Disclosure

SEC source: 0000927089-20-000568 · edgar.xml · derivative · entry 11

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 5,000 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:15 UTC
Stonestreet Dana L.Director · President and CEO
SaleCommon Stock 5,000 $18.80 $94,000.00
Disclosure

SEC source: 0000927089-20-000568 · edgar.xml · nonDerivative · entry 4

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,105

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:15 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionCommon Stock 5,000 $14.37 $71,850.00
Disclosure

SEC source: 0000927089-20-000568 · edgar.xml · nonDerivative · entry 3

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 21:15 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionStock Option · Derivative 5,000 $14.37 Strike: $14.37 $71,850.00
Disclosure

SEC source: 0000927089-20-000568 · edgar.xml · derivative · entry 10

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 5,000 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 21:15 UTC
Stonestreet Dana L.Director · President and CEO
SaleCommon Stock 5,000 $18.72 $93,600.00
Disclosure

SEC source: 0000927089-20-000568 · edgar.xml · nonDerivative · entry 2

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,105

F1 · price: The price reported of $18.72 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.70 to $18.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 21:15 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionCommon Stock 5,000 $14.37 $71,850.00
Disclosure

SEC source: 0000927089-20-000568 · edgar.xml · nonDerivative · entry 1

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 4, 2020 18:34 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionStock Option · Derivative 5,000 $14.37 Strike: $14.37 $71,850.00
Disclosure

SEC source: 0000927089-20-000565 · edgar.xml · derivative · entry 10

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,000

Underlying: Common Stock · 5,000 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
December 04, 2020 Filed Dec 4, 2020 18:34 UTC
Stonestreet Dana L.Director · President and CEO
SaleCommon Stock 100 $18.73 $1,872.50
Disclosure

SEC source: 0000927089-20-000565 · edgar.xml · nonDerivative · entry 6

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,105

Read SEC document
December 04, 2020 Filed Dec 4, 2020 18:34 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionCommon Stock 100 $14.37 $1,437.00
Disclosure

SEC source: 0000927089-20-000565 · edgar.xml · nonDerivative · entry 5

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 4, 2020 18:34 UTC
Stonestreet Dana L.Director · President and CEO
SaleCommon Stock 543 $18.65 $10,126.95
Disclosure

SEC source: 0000927089-20-000565 · edgar.xml · nonDerivative · entry 4

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,105

Read SEC document
December 04, 2020 Filed Dec 4, 2020 18:34 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionCommon Stock 543 $14.37 $7,802.91
Disclosure

SEC source: 0000927089-20-000565 · edgar.xml · nonDerivative · entry 3

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 4, 2020 18:34 UTC
Stonestreet Dana L.Director · President and CEO
SaleCommon Stock 4,357 $18.50 $80,604.50
Disclosure

SEC source: 0000927089-20-000565 · edgar.xml · nonDerivative · entry 2

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,105

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December 04, 2020 Filed Dec 4, 2020 18:34 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionCommon Stock 4,357 $14.37 $62,610.09
Disclosure

SEC source: 0000927089-20-000565 · edgar.xml · nonDerivative · entry 1

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 24, 2020 Filed Nov 25, 2020 14:37 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionStock Option · Derivative 19,600 $14.37 Strike: $14.37 $281,652.00
Disclosure

SEC source: 0000927089-20-000561 · edgar.xml · derivative · entry 9

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 19,600 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.

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November 24, 2020 Filed Nov 25, 2020 14:37 UTC
Stonestreet Dana L.Director · President and CEO
SaleCommon Stock 19,600 $18.66 $365,775.20
Disclosure

SEC source: 0000927089-20-000561 · edgar.xml · nonDerivative · entry 4

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,105

F1 · price: The price reported of $18.662 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.45 to $19.1475, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 24, 2020 Filed Nov 25, 2020 14:37 UTC
Stonestreet Dana L.Director · President and CEO
Exercise / conversionCommon Stock 19,600 $14.37 $281,652.00
Disclosure

SEC source: 0000927089-20-000561 · edgar.xml · nonDerivative · entry 3

Stonestreet Dana L. · CIK 0001550617 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.