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Nasdaq · USD

HSTM

HEALTHSTREAM INC

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5059
SEC CIK
0001095565
Parsed reports
624

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2017 Filed Mar 20, 2017 16:11 UTC Exercise / conversionRestricted Share Units · Derivative 745 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021632 · doc4.xml · derivative · entry 2

POLLEY DALE W · CIK 0001248025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2015 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 16:11 UTC Exercise / conversionCommon Stock 2,668 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021632 · doc4.xml · nonDerivative · entry 1

POLLEY DALE W · CIK 0001248025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 16:03 UTC Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021630 · doc4.xml · derivative · entry 4

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 16:03 UTC Exercise / conversionRestricted Share Units · Derivative 848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021630 · doc4.xml · derivative · entry 3

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 16:03 UTC Exercise / conversionRestricted Share Units · Derivative 745 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021630 · doc4.xml · derivative · entry 2

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2015 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 16:03 UTC Exercise / conversionCommon Stock 2,668 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021630 · doc4.xml · nonDerivative · entry 1

MCLAREN JEFFREY L · CIK 0001217354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 15:52 UTC Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021628 · doc4.xml · derivative · entry 4

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 15:52 UTC Exercise / conversionRestricted Share Units · Derivative 848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021628 · doc4.xml · derivative · entry 3

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 15:52 UTC Exercise / conversionRestricted Share Units · Derivative 745 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021628 · doc4.xml · derivative · entry 2

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2015 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 15:52 UTC Exercise / conversionCommon Stock 2,668 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021628 · doc4.xml · nonDerivative · entry 1

HARRIS C MARTIN · CIK 0001236982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 15:12 UTC Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021616 · doc4.xml · derivative · entry 4

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 15:12 UTC Exercise / conversionRestricted Share Units · Derivative 848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021616 · doc4.xml · derivative · entry 3

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 15:12 UTC Exercise / conversionRestricted Share Units · Derivative 745 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021616 · doc4.xml · derivative · entry 2

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2015 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 15:12 UTC Exercise / conversionCommon Stock 2,668 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021616 · doc4.xml · nonDerivative · entry 1

DENT THOMPSON · CIK 0001217277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 13:08 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021910 · doc4.xml · derivative · entry 6

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,814

Underlying: Common Stock · 849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 13:08 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 894 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021910 · doc4.xml · derivative · entry 5

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,906

Underlying: Common Stock · 894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 13:08 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021910 · doc4.xml · derivative · entry 4

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2015, 20% vest on March 11, 2016, 30% vest on March 11, 2017, and the remaining 35% vest on March 11, 2018.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 13:08 UTC
Sousa MichaelSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021910 · doc4.xml · derivative · entry 3

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 18, 2014, 20% vest on March 18, 2015, 30% vest on March 18, 2016, and the remaining 35% vest on March 18, 2017.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 13:08 UTC
Sousa MichaelSenior Vice President
Tax withholdingCommon Stock 1,414 $23.90 $33,794.60
Disclosure

SEC source: 0001209191-17-021910 · doc4.xml · nonDerivative · entry 2

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,161

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 13:08 UTC
Sousa MichaelSenior Vice President
Exercise / conversionCommon Stock 3,956 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021910 · doc4.xml · nonDerivative · entry 1

Sousa Michael · CIK 0001485077 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:49 UTC
PEARSON J EDWARDSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021906 · doc4.xml · derivative · entry 6

PEARSON J EDWARD · CIK 0001249921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,814

Underlying: Common Stock · 849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:49 UTC
PEARSON J EDWARDSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 894 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021906 · doc4.xml · derivative · entry 5

PEARSON J EDWARD · CIK 0001249921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,906

Underlying: Common Stock · 894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:49 UTC
PEARSON J EDWARDSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021906 · doc4.xml · derivative · entry 4

PEARSON J EDWARD · CIK 0001249921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374

Underlying: Common Stock · 1,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2015, 20% vest on March 11, 2016, 30% vest on March 11, 2017, and the remaining 35% vest on March 11, 2018.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:49 UTC
PEARSON J EDWARDSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021906 · doc4.xml · derivative · entry 3

PEARSON J EDWARD · CIK 0001249921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 18, 2014, 20% vest on March 18, 2015, 30% vest on March 18, 2016, and the remaining 35% vest on March 18, 2017.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:49 UTC
PEARSON J EDWARDSenior Vice President
Tax withholdingCommon Stock 1,413 $23.90 $33,770.70
Disclosure

SEC source: 0001209191-17-021906 · doc4.xml · nonDerivative · entry 2

PEARSON J EDWARD · CIK 0001249921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,714

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:49 UTC
PEARSON J EDWARDSenior Vice President
Exercise / conversionCommon Stock 4,670 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021906 · doc4.xml · nonDerivative · entry 1

PEARSON J EDWARD · CIK 0001249921 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:56 UTC
Schultz ThomasSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 574 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021909 · doc4.xml · derivative · entry 4

Schultz Thomas · CIK 0001611118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,252

Underlying: Common Stock · 574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:56 UTC
Schultz ThomasSenior Vice President
Exercise / conversionRestricted Share Units · Derivative 604 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021909 · doc4.xml · derivative · entry 3

Schultz Thomas · CIK 0001611118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,963

Underlying: Common Stock · 604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:56 UTC
Schultz ThomasSenior Vice President
Tax withholdingCommon Stock 385 $23.90 $9,201.50
Disclosure

SEC source: 0001209191-17-021909 · doc4.xml · nonDerivative · entry 2

Schultz Thomas · CIK 0001611118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,134

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:56 UTC
Schultz ThomasSenior Vice President
Exercise / conversionCommon Stock 1,178 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021909 · doc4.xml · nonDerivative · entry 1

Schultz Thomas · CIK 0001611118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:37 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 765 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021903 · doc4.xml · derivative · entry 6

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,333

Underlying: Common Stock · 765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:37 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021903 · doc4.xml · derivative · entry 5

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,617

Underlying: Common Stock · 805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:37 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 1,057 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021903 · doc4.xml · derivative · entry 4

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234

Underlying: Common Stock · 1,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2015, 20% vest on March 11, 2016, 30% vest on March 11, 2017, and the remaining 35% vest on March 11, 2018.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:37 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021903 · doc4.xml · derivative · entry 3

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 18, 2014, 20% vest on March 18, 2015, 30% vest on March 18, 2016, and the remaining 35% vest on March 18, 2017.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:37 UTC
HAYDEN GERARD M JRChief Financial Officer
Tax withholdingCommon Stock 1,253 $23.90 $29,946.70
Disclosure

SEC source: 0001209191-17-021903 · doc4.xml · nonDerivative · entry 2

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,651

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:37 UTC
HAYDEN GERARD M JRChief Financial Officer
Exercise / conversionCommon Stock 4,377 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021903 · doc4.xml · nonDerivative · entry 1

HAYDEN GERARD M JR · CIK 0001223056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:20 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionRestricted Share Units · Derivative 849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021899 · doc4.xml · derivative · entry 14

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,814

Underlying: Common Stock · 849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:20 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionRestricted Share Units · Derivative 894 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021899 · doc4.xml · derivative · entry 13

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,906

Underlying: Common Stock · 894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:20 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionRestricted Share Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021899 · doc4.xml · derivative · entry 12

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374

Underlying: Common Stock · 1,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2015, 20% vest on March 11, 2016, 30% vest on March 11, 2017, and the remaining 35% vest on March 11, 2018.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:20 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionRestricted Share Units · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021899 · doc4.xml · derivative · entry 11

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 18, 2014, 20% vest on March 18, 2015, 30% vest on March 18, 2016, and the remaining 35% vest on March 18, 2017.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:20 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Tax withholdingCommon Stock 1,402 $23.90 $33,507.80
Disclosure

SEC source: 0001209191-17-021899 · doc4.xml · nonDerivative · entry 2

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,104,372

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:20 UTC
FRIST ROBERT A JRDirector · CEO · 10% owner
Exercise / conversionCommon Stock 4,670 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021899 · doc4.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,105,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:18 UTC
Doster JeffreyChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 765 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021898 · doc4.xml · derivative · entry 6

Doster Jeffrey · CIK 0001435609 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,333

Underlying: Common Stock · 765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:18 UTC
Doster JeffreyChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 742 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021898 · doc4.xml · derivative · entry 5

Doster Jeffrey · CIK 0001435609 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,412

Underlying: Common Stock · 742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:18 UTC
Doster JeffreyChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 1,057 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021898 · doc4.xml · derivative · entry 4

Doster Jeffrey · CIK 0001435609 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234

Underlying: Common Stock · 1,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2015, 20% vest on March 11, 2016, 30% vest on March 11, 2017, and the remaining 35% vest on March 11, 2018.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:18 UTC
Doster JeffreyChief Technology Officer
Exercise / conversionRestricted Share Units · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021898 · doc4.xml · derivative · entry 3

Doster Jeffrey · CIK 0001435609 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 18, 2014, 20% vest on March 18, 2015, 30% vest on March 18, 2016, and the remaining 35% vest on March 18, 2017.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:18 UTC
Doster JeffreyChief Technology Officer
Tax withholdingCommon Stock 1,332 $23.90 $31,834.80
Disclosure

SEC source: 0001209191-17-021898 · doc4.xml · nonDerivative · entry 2

Doster Jeffrey · CIK 0001435609 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,235

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:18 UTC
Doster JeffreyChief Technology Officer
Exercise / conversionCommon Stock 4,314 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021898 · doc4.xml · nonDerivative · entry 1

Doster Jeffrey · CIK 0001435609 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 11:34 UTC GrantRestricted Share Units · Derivative 2,766 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021242 · doc4.xml · derivative · entry 2

POLLEY DALE W · CIK 0001248025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,766

Underlying: Common Stock · 2,766 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 16:10 UTC
Schultz ThomasSenior Vice President
GrantRestricted Share Units · Derivative 3,283 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021276 · doc4.xml · derivative · entry 2

Schultz Thomas · CIK 0001611118 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283

Underlying: Common Stock · 3,283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021.

F3 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.