Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HEALTHSTREAM INCHSTM · Entity 5059 | Senior Vice President | June 22, 2017 | June 22, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HEALTHSTREAM INC
Report date June 22, 2017 · Filed June 22, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,879 |
Ending reported balance
After 2017-06-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-06-22 · Exercise / conversion · Acquired 2,400 · Balance 5,534 F1: Shares acquired on vesting of restricted share units. Row 2 · 2017-06-22 · Tax withholding · Disposed 655 · Balance 4,879 F2: Shares withheld for payment of tax liability. |
| Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,800 |
Reported balance
After 2017-06-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-06-22 · Exercise / conversion · Disposed 2,400 · Balance 2,800 F3: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on June 22, 2015, 20% vest on June 22, 2016, 30% vest on June 22, 2017, and the remaining 35% vest on June 22, 2018. F4: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired on vesting of restricted share units.
F2: Shares withheld for payment of tax liability.
F3: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on June 22, 2015, 20% vest on June 22, 2016, 30% vest on June 22, 2017, and the remaining 35% vest on June 22, 2018.
F4: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2017 Filed Jun 22, 2017 15:33 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 2,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041286 · doc4.xml · derivative · entry 3 Schultz Thomas · CIK 0001611118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 Underlying: Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on June 22, 2015, 20% vest on June 22, 2016, 30% vest on June 22, 2017, and the remaining 35% vest on June 22, 2018. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 22, 2017 Filed Jun 22, 2017 15:33 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Tax withholdingCommon Stock | 655 | $29.67 | $19,433.85 |
DisclosureSEC source: 0001209191-17-041286 · doc4.xml · nonDerivative · entry 2 Schultz Thomas · CIK 0001611118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,879 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| June 22, 2017 Filed Jun 22, 2017 15:33 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041286 · doc4.xml · nonDerivative · entry 1 Schultz Thomas · CIK 0001611118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 12:56 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 574 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021909 · doc4.xml · derivative · entry 4 Schultz Thomas · CIK 0001611118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,252 Underlying: Common Stock · 574 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 12:56 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionRestricted Share Units · Derivative | 604 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021909 · doc4.xml · derivative · entry 3 Schultz Thomas · CIK 0001611118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,963 Underlying: Common Stock · 604 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 12:56 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Tax withholdingCommon Stock | 385 | $23.90 | $9,201.50 |
DisclosureSEC source: 0001209191-17-021909 · doc4.xml · nonDerivative · entry 2 Schultz Thomas · CIK 0001611118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,134 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 12:56 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | Exercise / conversionCommon Stock | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021909 · doc4.xml · nonDerivative · entry 1 Schultz Thomas · CIK 0001611118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on vesting of restricted share units. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 16:10 UTC | HEALTHSTREAM INC HSTM · Entity 5059 | GrantRestricted Share Units · Derivative | 3,283 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021276 · doc4.xml · derivative · entry 2 Schultz Thomas · CIK 0001611118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,283 Underlying: Common Stock · 3,283 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021. F3 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.