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NYSE · USD

HRTG

Heritage Insurance Holdings, Inc.

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Tapewire entity
2040
SEC CIK
0001598665
Parsed reports
272

Last 12 months

Inside the activity.

2 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202505
Jan 202602
Feb 202602
Mar 202604
Apr 202608
May 202621
Jun 202601
Jul 202601
Aug 202607
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2024 Filed Feb 29, 2024 00:11 UTC
Binnun SharonChief Accounting Officer
GrantCommon Stock 11,218 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-022466 · ownership.xml · nonDerivative · entry 1

Binnun Sharon · CIK 0001639407 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,963

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 3,739 shares on December 15, 2024, 3,739 shares on December 15, 2025 and 3,740 shares on December 15, 2026.

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February 02, 2024 Filed Apr 4, 2024 20:30 UTC SaleCommon Stock 1,500 $5.93 $8,895.00
Disclosure

SEC source: 0000950170-24-041838 · ownership.xml · nonDerivative · entry 3

Pappas Nicholas George · CIK 0001607911 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,800

F1 · shares: All of the shares of common stock sold were beneficially owned by Mr. Pappas' father and held in a joint account. Such shares were sold at the sole direction of Mr. Pappas' father, who received all proceeds from the sales. Mr. Pappas disclaims beneficial ownership with respect to all shares beneficially owned by his father.

F2 · ownership.direct: Shares of common stock reported on this line are held in a joint account in the names of Mr. Pappas and his father. Mr. Pappas disclaims beneficial ownership of the shares in the joint account that are beneficially owned by his father.

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December 28, 2023 Filed Apr 4, 2024 20:30 UTC SaleCommon Stock 1,250 $6.65 $8,312.50
Disclosure

SEC source: 0000950170-24-041838 · ownership.xml · nonDerivative · entry 2

Pappas Nicholas George · CIK 0001607911 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,300

F1 · shares: All of the shares of common stock sold were beneficially owned by Mr. Pappas' father and held in a joint account. Such shares were sold at the sole direction of Mr. Pappas' father, who received all proceeds from the sales. Mr. Pappas disclaims beneficial ownership with respect to all shares beneficially owned by his father.

F2 · ownership.direct: Shares of common stock reported on this line are held in a joint account in the names of Mr. Pappas and his father. Mr. Pappas disclaims beneficial ownership of the shares in the joint account that are beneficially owned by his father.

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December 19, 2023 Filed Feb 21, 2024 16:09 UTC
HYER KATHLEEN AMEMBER OF GROUP
TIRA TARA KMEMBER OF GROUP
POOLE SEAN WMEMBER OF GROUP
FUTURA CIRCUITS CORP.MEMBER OF GROUP
PurchaseCOMMON STOCK 148,148 $6.75 $999,999.00
Disclosure

SEC source: 0001672048-24-000001 · primary_doc.xml · nonDerivative · entry 1

Hyer Raymond T · CIK 0001672048 · 10% owner

HYER KATHLEEN A · CIK 0001930038 · MEMBER OF GROUP

TIRA TARA K · CIK 0001930289 · MEMBER OF GROUP

POOLE SEAN W · CIK 0001942239 · MEMBER OF GROUP

FUTURA CIRCUITS CORP. · CIK 0001929927 · MEMBER OF GROUP

HYER FAMILY PARTNERSHIP, LLC · CIK 0001930029 · MEMBER OF GROUP

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,959,263

F1 · balance_after: These securities are owned solely by Raymond T. Hyer, who is a member of a group with the other Reporting Persons for purposes of Section 13(d) of the Exchange Act.

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December 15, 2023 Filed Dec 19, 2023 22:10 UTC
Moura TimothySee Remarks
Tax withholdingCommon Stock 9,018 $6.51 $58,707.18
Disclosure

SEC source: 0000950170-23-071584 · ownership.xml · nonDerivative · entry 2

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,734

F2 · kind: Represents the shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock.

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December 15, 2023 Filed Dec 19, 2023 22:19 UTC
JOHNS TIMOTHY ESee Remarks
Tax withholdingCommon Stock 1,307 $6.51 $8,508.57
Disclosure

SEC source: 0000950170-23-071596 · ownership.xml · nonDerivative · entry 1

JOHNS TIMOTHY E. · CIK 0001469998 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,556

F1 · kind: Represents the shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:14 UTC
Lusk KirkChief Financial Officer
Tax withholdingCommon Stock 12,816 $6.51 $83,432.16
Disclosure

SEC source: 0000950170-23-071590 · ownership.xml · nonDerivative · entry 2

Lusk Kirk · CIK 0001730226 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,872

F2 · kind: Represents the shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:10 UTC
Binnun SharonChief Accounting Officer
Tax withholdingCommon Stock 3,660 $6.51 $23,826.60
Disclosure

SEC source: 0000950170-23-071583 · ownership.xml · nonDerivative · entry 2

Binnun Sharon · CIK 0001639407 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,745

F2 · kind: Represents the shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:06 UTC
Garateix Ernie JDirector · Chief Executive Officer
Tax withholdingCommon Stock 37,864 $6.51 $246,494.64
Disclosure

SEC source: 0000950170-23-071576 · ownership.xml · nonDerivative · entry 2

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 821,473

F2 · kind: Represents the shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 20:15 UTC PurchaseCommon Stock 40,871 $7.34 $299,993.14
Disclosure

SEC source: 0000950170-23-070896 · ownership.xml · nonDerivative · entry 1

WHITING PAUL L · CIK 0001272769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,533

F1 · shares: Represents shares of the Company's common stock ("Common Stock") purchased by the Reporting Person from the Company in a private placement concurrent with the Company's underwritten public offering of Common Stock.

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December 14, 2023 Filed Dec 15, 2023 21:28 UTC
Garateix Ernie JDirector · Chief Executive Officer
PurchaseCommon Stock 27,247 $7.34 $199,992.98
Disclosure

SEC source: 0000950170-23-070771 · ownership.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 859,337

F1 · shares: Represents shares of the Company's common stock ("Common Stock") purchased by the Reporting Person from the Company in a private placement concurrent with the Company's underwritten public offering of Common Stock.

F2 · balance_after: Reflects a decrease of 244,688 of performance based restricted stock granted to the Reporting Person in 2021 and 2022, which are not expected to vest.

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December 14, 2023 Filed Mar 18, 2024 16:30 UTC Amendment PurchaseCommon Stock 40,871 $7.34 $299,993.14
Disclosure

SEC source: 0000950170-24-032858 · ownership.xml · nonDerivative · entry 1

WHITING PAUL L · CIK 0001272769 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 40,871

F1 · shares: Represents shares of the Company's common stock ("Common Stock") purchased by Whiting Family, LLC from the Company in a private placement concurrent with the Company's underwritten public offering of Common Stock.

F2 · balance_after: This amendment to the Form 4 filed on December 15, 2023 (the "Original Form 4") is being filed to reflect that the previously reported purchase was made indirectly by the Whiting Family, LLC.

F3 · ownership.nature: These shares are owned by Whiting Family, LLC, which is controlled by the Reporting Person and his spouse. The Reporting Person disclaims beneficial ownership of the shares held by Whiting Family, LLC except to the extent of his pecuniary interest therein.

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December 06, 2023 Filed Apr 4, 2024 20:30 UTC SaleCommon Stock 1,000 $8.91 $8,910.00
Disclosure

SEC source: 0000950170-24-041838 · ownership.xml · nonDerivative · entry 1

Pappas Nicholas George · CIK 0001607911 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,550

F1 · shares: All of the shares of common stock sold were beneficially owned by Mr. Pappas' father and held in a joint account. Such shares were sold at the sole direction of Mr. Pappas' father, who received all proceeds from the sales. Mr. Pappas disclaims beneficial ownership with respect to all shares beneficially owned by his father.

F2 · ownership.direct: Shares of common stock reported on this line are held in a joint account in the names of Mr. Pappas and his father. Mr. Pappas disclaims beneficial ownership of the shares in the joint account that are beneficially owned by his father.

Read SEC document
November 16, 2023 Filed Dec 19, 2023 22:10 UTC
Moura TimothySee Remarks
Disposition to issuerCommon Stock 58,790 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-071584 · ownership.xml · nonDerivative · entry 1

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,752

F1 · kind: Represents the forfeiture by the Reporting Person of shares of performance based restricted stock granted to the Reporting Person in anticipation of the applicable performance measures not being achieved.

Read SEC document
November 16, 2023 Filed Dec 19, 2023 22:14 UTC
Lusk KirkChief Financial Officer
Disposition to issuerCommon Stock 72,655 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-071590 · ownership.xml · nonDerivative · entry 1

Lusk Kirk · CIK 0001730226 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 455,688

F1 · kind: Represents the forfeiture by the Reporting Person of shares of performance based restricted stock granted to the Reporting Person in anticipation of the applicable performance measures not being achieved.

Read SEC document
November 16, 2023 Filed Dec 19, 2023 22:10 UTC
Binnun SharonChief Accounting Officer
Disposition to issuerCommon Stock 44,092 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-071583 · ownership.xml · nonDerivative · entry 1

Binnun Sharon · CIK 0001639407 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,405

F1 · kind: Represents the forfeiture by the Reporting Person of shares of performance based restricted stock granted to the Reporting Person in anticipation of the applicable performance measures not being achieved.

Read SEC document
November 16, 2023 Filed Dec 19, 2023 22:06 UTC
Garateix Ernie JDirector · Chief Executive Officer
Disposition to issuerCommon Stock 244,688 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-071576 · ownership.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 859,337

F1 · kind: Represents the forfeiture by the Reporting Person of shares of performance based restricted stock granted to the Reporting Person in anticipation of the applicable performance measures not being achieved.

Read SEC document
July 11, 2023 Filed Jul 14, 2023 01:01 UTC
Moura TimothySee Remarks
GrantCommon Stock 98,039 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-032906 · ownership.xml · nonDerivative · entry 2

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,542

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2023 and ending on December 31, 2025 and will vest following the end of the performance period but no later than March 30, 2026. The number of shares that will be earned at the end of the performance period is subject to decrease based on the results of the performance condition.

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July 11, 2023 Filed Jul 14, 2023 01:01 UTC
Moura TimothySee Remarks
GrantCommon Stock 36,765 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-032906 · ownership.xml · nonDerivative · entry 1

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,503

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 12,255 shares on December 15, 2023, 12,255 shares on December 15, 2024 and 12,255 shares on December 15, 2025.

Read SEC document
July 11, 2023 Filed Jul 14, 2023 01:00 UTC
JOHNS TIMOTHY ESee Remarks
GrantCommon Stock 22,059 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-032904 · ownership.xml · nonDerivative · entry 2

JOHNS TIMOTHY E. · CIK 0001469998 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,863

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2023 and ending on December 31, 2025 and will vest following the end of the performance period but no later than March 30, 2026. The number of shares that will be earned at the end of the performance period is subject to decrease based on the results of the performance condition.

Read SEC document
July 11, 2023 Filed Jul 14, 2023 01:00 UTC
JOHNS TIMOTHY ESee Remarks
GrantCommon Stock 9,804 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-032904 · ownership.xml · nonDerivative · entry 1

JOHNS TIMOTHY E. · CIK 0001469998 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,804

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 3,268 shares on December 15, 2023, 3,268 shares on December 15, 2024 and 3,268 shares on December 15, 2025.

Read SEC document
July 11, 2023 Filed Jul 14, 2023 01:02 UTC
Garateix Ernie JDirector · Chief Executive Officer
GrantCommon Stock 404,412 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-032907 · ownership.xml · nonDerivative · entry 2

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,076,778

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2023 and ending on December 31, 2025 and will vest following the end of the performance period but no later than March 30, 2026. The number of shares that will be earned at the end of the performance period is subject to decrease based on the results of the performance condition.

Read SEC document
July 11, 2023 Filed Jul 14, 2023 01:02 UTC
Garateix Ernie JDirector · Chief Executive Officer
GrantCommon Stock 202,206 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-032907 · ownership.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 672,366

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 67,402 shares on December 15, 2023, 67,402 shares on December 15, 2024 and 67,402 shares on December 15, 2025.

Read SEC document
July 11, 2023 Filed Jul 14, 2023 01:00 UTC
Binnun SharonChief Accounting Officer
GrantCommon Stock 98,039 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-032905 · ownership.xml · nonDerivative · entry 2

Binnun Sharon · CIK 0001639407 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,497

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2023 and ending on December 31, 2025 and will vest following the end of the performance period but no later than March 30, 2026. The number of shares that will be earned at the end of the performance period is subject to decrease based on the results of the performance condition.

Read SEC document
July 11, 2023 Filed Jul 14, 2023 01:00 UTC
Binnun SharonChief Accounting Officer
GrantCommon Stock 19,608 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-032905 · ownership.xml · nonDerivative · entry 1

Binnun Sharon · CIK 0001639407 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,458

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 6,536 shares on December 15, 2023, 6,536 shares on December 15, 2024 and 6,536 shares on December 15, 2025.

Read SEC document
July 11, 2023 Filed Jul 14, 2023 01:00 UTC
Lusk KirkChief Financial Officer
GrantCommon Stock 196,078 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-032903 · ownership.xml · nonDerivative · entry 2

Lusk Kirk · CIK 0001730226 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 528,343

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2023 and ending on December 31, 2025 and will vest following the end of the performance period but no later than March 30, 2026. The number of shares that will be earned at the end of the performance period is subject to decrease based on the results of the performance condition.

Read SEC document
July 11, 2023 Filed Jul 14, 2023 01:00 UTC
Lusk KirkChief Financial Officer
GrantCommon Stock 73,529 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-032903 · ownership.xml · nonDerivative · entry 1

Lusk Kirk · CIK 0001730226 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,265

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 24,510 shares on December 15, 2023, 24,510 shares on December 15, 2024 and 24,509 shares on December 15, 2025.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 19:12 UTC GrantCommon Stock 7,968 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-016181 · doc4.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,311

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of stockholders of the Issuer.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 19:05 UTC GrantCommon Stock 7,968 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-016174 · doc4.xml · nonDerivative · entry 1

WHITING PAUL L · CIK 0001272769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,968

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of stockholders of the Issuer.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 19:25 UTC
WIDDICOMBE RICHARD ADirector · Chairman
GrantCommon Stock 7,968 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-016189 · doc4.xml · nonDerivative · entry 1

WIDDICOMBE RICHARD A · CIK 0001186207 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 689,889

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of stockholders of the Issuer.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 23:14 UTC GrantCommon Stock 7,968 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-016184 · doc4.xml · nonDerivative · entry 1

Apostolou Panagiotis · CIK 0001607789 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,111

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of stockholders of the Issuer.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 23:12 UTC GrantCommon Stock 7,968 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-016182 · doc4.xml · nonDerivative · entry 1

Walvekar Vijay · CIK 0001607782 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,293

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of stockholders of the Issuer.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 23:08 UTC GrantCommon Stock 7,968 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-016177 · doc4.xml · nonDerivative · entry 1

Vattamattam Joseph · CIK 0001607784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,902

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of stockholders of the Issuer.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 23:11 UTC GrantCommon Stock 7,968 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-016180 · doc4.xml · nonDerivative · entry 1

Pappas Nicholas George · CIK 0001607911 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,856

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of stockholders of the Issuer.

F2 · ownership.direct: Shares of common stock reported on this line are held jointly by Mr. Pappas and his father.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 23:04 UTC
Barlas IriniDirector
GrantCommon Stock 7,968 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-016173 · doc4.xml · nonDerivative · entry 1

Barlas Irini · CIK 0001616723 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,857

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of stockholders of the Issuer.

Read SEC document
June 19, 2023 Filed Aug 11, 2023 15:07 UTC Amendment GrantCommon Stock 9,662 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018039 · doc4a.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,005

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of stockholders of the Issuer.

F2 · shares: This amendment is being filed solely to correct a typographical error in the number of shares of restricted stock awarded.

Read SEC document
June 19, 2023 Filed Aug 11, 2023 15:03 UTC Amendment GrantCommon Stock 9,662 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018033 · doc4a.xml · nonDerivative · entry 1

WHITING PAUL L · CIK 0001272769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,662

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of stockholders of the Issuer.

F2 · shares: This amendment is being filed solely to correct a typographical error in the number of shares of restricted stock awarded.

Read SEC document
June 19, 2023 Filed Aug 11, 2023 15:07 UTC Amendment
WIDDICOMBE RICHARD ADirector · Chairman
GrantCommon Stock 9,662 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018040 · doc4a.xml · nonDerivative · entry 1

WIDDICOMBE RICHARD A · CIK 0001186207 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 691,583

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of stockholders of the Issuer.

F2 · shares: This amendment is being filed solely to correct a typographical error in the number of shares of restricted stock awarded.

Read SEC document
June 19, 2023 Filed Aug 11, 2023 19:08 UTC Amendment
Barlas IriniDirector
GrantCommon Stock 9,662 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018041 · doc4a.xml · nonDerivative · entry 1

Barlas Irini · CIK 0001616723 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,551

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of stockholders of the Issuer.

F2 · shares: This amendment is being filed solely to correct a typographical error in the number of shares of restricted stock awarded.

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June 19, 2023 Filed Aug 11, 2023 19:05 UTC Amendment GrantCommon Stock 9,662 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018036 · doc4a.xml · nonDerivative · entry 1

Pappas Nicholas George · CIK 0001607911 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,550

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of stockholders of the Issuer.

F2 · shares: This amendment is being filed solely to correct a typographical error in the number of shares of restricted stock awarded.

F3 · ownership.direct: Shares of common stock reported on this line are held jointly by Mr. Pappas and his father.

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June 19, 2023 Filed Aug 11, 2023 19:05 UTC Amendment GrantCommon Stock 9,662 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018035 · doc4a.xml · nonDerivative · entry 1

Vattamattam Joseph · CIK 0001607784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,596

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of stockholders of the Issuer.

F2 · shares: This amendment is being filed solely to correct a typographical error in the number of shares of restricted stock awarded.

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June 19, 2023 Filed Aug 11, 2023 19:03 UTC Amendment GrantCommon Stock 9,662 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018031 · doc4a.xml · nonDerivative · entry 1

Apostolou Panagiotis · CIK 0001607789 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,805

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of stockholders of the Issuer.

F2 · shares: This amendment is being filed solely to correct a typographical error in the number of shares of restricted stock awarded.

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June 19, 2023 Filed Aug 11, 2023 19:02 UTC Amendment GrantCommon Stock 9,662 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018030 · doc4a.xml · nonDerivative · entry 1

Walvekar Vijay · CIK 0001607782 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,987

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of stockholders of the Issuer.

F2 · shares: This amendment is being filed solely to correct a typographical error in the number of shares of restricted stock awarded.

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June 19, 2023 Filed Apr 11, 2024 01:01 UTC Amendment
Barlas IriniDirector
GrantCommon Stock 9,662 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-043505 · ownership.xml · nonDerivative · entry 3

Barlas Irini · CIK 0001616723 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 60,855

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the grant date and (ii) the day immediately prior to the date of the following year's annual meeting of the stockholders of the Issuer.

F2 · balance_after: This amendment is being filed to correct the reported form of ownership of the restricted stock granted to the Reporting Person by clarifying that such restricted stock is held indirectly rather than directly. This amendment amends the transactions reported on the following Form 4s: a January 1, 2022 transaction reported on a Form 4 filed on January 21, 2022; a June 23, 2022 transaction reported on a Form 4 filed on June 27, 2022; and a June 19, 2023 transaction reported on a Form 4 filed on June 21, 2023 as amended by Form 4/A filed on August 11, 2023.

F3 · ownership.nature: Shares of common stock reported on this line are held by the Lee M. Barlas and Irini Barlas Living Trust.

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May 07, 2023 Filed May 7, 2024 21:08 UTC
Garateix Ernie JDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $8.21 $41,050.00
Disclosure

SEC source: 0000950170-24-054739 · ownership.xml · nonDerivative · entry 2

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,067,584

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March 21, 2023 Filed Mar 23, 2023 17:01 UTC
WIDDICOMBE RICHARD ADirector · Chairman
PurchaseCommon Stock 5,000 $3.01 $15,050.00
Disclosure

SEC source: 0000899243-23-009528 · doc4.xml · nonDerivative · entry 1

WIDDICOMBE RICHARD A · CIK 0001186207 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 681,921

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $3.01 to $3.02 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

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March 17, 2023 Filed Mar 20, 2023 21:06 UTC
Garateix Ernie JDirector · Chief Executive Officer
PurchaseCommon Stock 1,000 $3.15 $3,150.00
Disclosure

SEC source: 0000899243-23-009122 · doc4.xml · nonDerivative · entry 2

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,160

F2 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $3.14 to $3.15 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

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March 16, 2023 Filed Mar 20, 2023 21:06 UTC
Garateix Ernie JDirector · Chief Executive Officer
PurchaseCommon Stock 1,000 $3.07 $3,070.00
Disclosure

SEC source: 0000899243-23-009122 · doc4.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 469,160

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $3.07 to $3.08 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

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February 13, 2023 Filed Feb 15, 2023 16:55 UTC
HYER KATHLEEN AMember of 10% owner group
TIRA TARA KMember of 10% owner group
POOLE SEAN WMember of 10% owner group
FUTURA CIRCUITS CORP.Member of 10% owner group
HYER FAMILY PARTNERSHIP, LLCMember of 10% owner group
PurchaseCOMMON STOCK 202,460 $1.96 $396,821.60
Disclosure

SEC source: 0001193805-23-000230 · e618286_4-hih.xml · nonDerivative · entry 1

Hyer Raymond T · CIK 0001672048 · 10% owner

HYER KATHLEEN A · CIK 0001930038 · Member of 10% owner group

TIRA TARA K · CIK 0001930289 · Member of 10% owner group

POOLE SEAN W · CIK 0001942239 · Member of 10% owner group

FUTURA CIRCUITS CORP. · CIK 0001929927 · Member of 10% owner group

HYER FAMILY PARTNERSHIP, LLC · CIK 0001930029 · Member of 10% owner group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,811,115

F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.93 to $2.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: These securities are owned solely by Raymond T. Hyer, who is a member of a group with the other Reporting Persons for purposes of Section 13(d) of the Exchange Act.

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January 01, 2023 Filed Jan 4, 2023 21:30 UTC
Moura TimothySee Remarks
Tax withholdingCommon Stock 4,200 $1.80 $7,560.00
Disclosure

SEC source: 0000899243-23-000618 · doc4.xml · nonDerivative · entry 1

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,738

F1 · shares: Represents shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.