Tapewire

NYSE · USD

HRTG

Heritage Insurance Holdings, Inc.

Export transactions ↓
Tapewire entity
2040
SEC CIK
0001598665
Parsed reports
272

Last 12 months

Inside the activity.

2 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202505
Jan 202602
Feb 202602
Mar 202604
Apr 202608
May 202621
Jun 202601
Jul 202601
Aug 202607
Sep 202605
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2025 Filed Mar 17, 2025 21:16 UTC
Garateix Ernie JDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $12.77 $63,850.00
Disclosure

SEC source: 0001598665-25-000020 · wk-form4_1742246199.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,270,808

Read SEC document
March 14, 2025 Filed Mar 17, 2025 21:16 UTC
Lusk KirkChief Financial Officer
PurchaseCommon Stock 6,000 $13.85 $83,100.00
Disclosure

SEC source: 0001598665-25-000019 · wk-form4_1742246188.xml · nonDerivative · entry 1

Lusk Kirk · CIK 0001730226 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 618,756

Read SEC document
March 11, 2025 Filed Mar 13, 2025 21:01 UTC
Moura TimothySee Remarks
GrantCommon Stock 26,263 $0.00 $0.00
Disclosure

SEC source: 0001598665-25-000014 · wk-form4_1741899680.xml · nonDerivative · entry 2

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,134

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2025 and ending on December 31, 2027 and will vest following the end of the performance period but no later than March 30, 2028. The number of shares that will be earned at the end of the performance period is subject to decrease based on the results of the performance condition.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 21:01 UTC
Moura TimothySee Remarks
GrantCommon Stock 8,207 $0.00 $0.00
Disclosure

SEC source: 0001598665-25-000014 · wk-form4_1741899680.xml · nonDerivative · entry 1

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,871

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 2,735 shares on December 15, 2025, 2,736 shares of December 15, 2026 and 2,736 shares on December 15, 2027.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 21:00 UTC
JOHNS TIMOTHY ESee Remarks
GrantCommon Stock 3,788 $0.00 $0.00
Disclosure

SEC source: 0001598665-25-000011 · wk-form4_1741899648.xml · nonDerivative · entry 2

JOHNS TIMOTHY E. · CIK 0001469998 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,039

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2025 and ending on December 31, 2027 and will vest following the end of the performance period but no later than March 30, 2028. The number of shares that will be earned at the end of the performance period is subject to decrease based on the results of the performance condition.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 21:00 UTC
JOHNS TIMOTHY ESee Remarks
GrantCommon Stock 1,263 $0.00 $0.00
Disclosure

SEC source: 0001598665-25-000011 · wk-form4_1741899648.xml · nonDerivative · entry 1

JOHNS TIMOTHY E. · CIK 0001469998 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,251

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 421 shares on December 15, 2025, 421 shares of December 15, 2026 and 421 shares on December 15, 2027.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 21:01 UTC
Garateix Ernie JDirector · Chief Executive Officer
GrantCommon Stock 176,869 $0.00 $0.00
Disclosure

SEC source: 0001598665-25-000013 · wk-form4_1741899670.xml · nonDerivative · entry 2

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,265,808

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2025 and ending on December 31, 2027 and will vest following the end of the performance period but no later than March 30, 2028. The number of shares that will be earned at the end of the performance period is subject to decrease based on the results of the performance condition.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 21:01 UTC
Garateix Ernie JDirector · Chief Executive Officer
GrantCommon Stock 55,271 $0.00 $0.00
Disclosure

SEC source: 0001598665-25-000013 · wk-form4_1741899670.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,088,939

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 18,423 shares on December 15, 2025, 18,424 shares of December 15, 2026 and 18,424 shares on December 15, 2027.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 21:01 UTC
Lusk KirkChief Financial Officer
GrantCommon Stock 52,020 $0.00 $0.00
Disclosure

SEC source: 0001598665-25-000012 · wk-form4_1741899659.xml · nonDerivative · entry 2

Lusk Kirk · CIK 0001730226 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 612,756

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2025 and ending on December 31, 2027 and will vest following the end of the performance period but no later than March 30, 2028. The number of shares that will be earned at the end of the performance period is subject to decrease based on the results of the performance condition.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 21:01 UTC
Lusk KirkChief Financial Officer
GrantCommon Stock 27,744 $0.00 $0.00
Disclosure

SEC source: 0001598665-25-000012 · wk-form4_1741899659.xml · nonDerivative · entry 1

Lusk Kirk · CIK 0001730226 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560,736

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 9,248 shares on December 15, 2025, 9,248 shares of December 15, 2026 and 9,248 shares on December 15, 2027.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 21:00 UTC
Binnun SharonChief Accounting Officer
GrantCommon Stock 27,045 $0.00 $0.00
Disclosure

SEC source: 0001598665-25-000010 · wk-form4_1741899637.xml · nonDerivative · entry 2

Binnun Sharon · CIK 0001639407 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,006

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2025 and ending on December 31, 2027 and will vest following the end of the performance period but no later than March 30, 2028. The number of shares that will be earned at the end of the performance period is subject to decrease based on the results of the performance condition.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 21:00 UTC
Binnun SharonChief Accounting Officer
GrantCommon Stock 6,761 $0.00 $0.00
Disclosure

SEC source: 0001598665-25-000010 · wk-form4_1741899637.xml · nonDerivative · entry 1

Binnun Sharon · CIK 0001639407 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,961

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 2,253 shares on December 15, 2025, 2,254 shares of December 15, 2026 and 2,254 shares on December 15, 2027.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 22:11 UTC
Moura TimothySee Remarks
Tax withholdingCommon Stock 9,478 $12.58 $119,233.24
Disclosure

SEC source: 0001598665-24-000028 · wk-form4_1734473508.xml · nonDerivative · entry 1

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,664

F1 · kind: Represents the shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 22:11 UTC
JOHNS TIMOTHY ESee Remarks
Tax withholdingCommon Stock 1,910 $12.58 $24,027.80
Disclosure

SEC source: 0001598665-24-000025 · wk-form4_1734473477.xml · nonDerivative · entry 1

JOHNS TIMOTHY E. · CIK 0001469998 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,988

F1 · kind: Represents the shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 22:11 UTC
Binnun SharonChief Accounting Officer
Tax withholdingCommon Stock 3,678 $12.58 $46,269.24
Disclosure

SEC source: 0001598665-24-000027 · wk-form4_1734473497.xml · nonDerivative · entry 1

Binnun Sharon · CIK 0001639407 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,200

F1 · kind: Represents the shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 22:11 UTC
Garateix Ernie JDirector · Chief Executive Officer
Tax withholdingCommon Stock 42,866 $12.58 $539,254.28
Disclosure

SEC source: 0001598665-24-000026 · wk-form4_1734473487.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,033,668

F1 · kind: Represents the shares withheld to satisfy tax liability on the vesting of shares of previously awarded restricted stock.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 22:11 UTC
Lusk KirkChief Financial Officer
Tax withholdingCommon Stock 17,444 $12.58 $219,445.52
Disclosure

SEC source: 0001598665-24-000024 · wk-form4_1734473463.xml · nonDerivative · entry 1

Lusk Kirk · CIK 0001730226 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 532,992

F1 · kind: Represents the shares withheld to satisfy tax liability on the vesting on shares of previously awarded restricted stock.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 21:04 UTC SaleCommon Stock 4,000 $12.64 $50,550.00
Disclosure

SEC source: 0001598665-24-000018 · wk-form4_1732655062.xml · nonDerivative · entry 1

Pappas Nicholas George · CIK 0001607911 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,314

F1 · ownership.direct: Shares of common stock reported on this line are held in a joint account in the names of Mr. Pappas and his father. Mr. Pappas disclaims beneficial ownership of the shares in the joint account that are beneficially owned by his father.

Read SEC document
November 11, 2024 Filed Nov 12, 2024 21:17 UTC
Garateix Ernie JDirector · Chief Executive Officer
PurchaseCommon Stock 3,950 $12.53 $49,493.50
Disclosure

SEC source: 0001598665-24-000016 · wk-form4_1731446270.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,076,534

Read SEC document
August 16, 2024 Filed Aug 20, 2024 20:33 UTC
WIDDICOMBE RICHARD ADirector · Chairman
PurchaseCommon Stock 4,437 $14.55 $64,558.35
Disclosure

SEC source: 0001598665-24-000012 · wk-form4_1724200403.xml · nonDerivative · entry 2

WIDDICOMBE RICHARD A · CIK 0001186207 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 696,497

F2 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $14.53 to $14.58 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

F3 · price: The purchases reported here resulted in short-swing profits under Section 16(b) of the Securities Exchange Act of 1934, as amended, ("Section 16(b)") and the Reporting Person has disgorged a total of $2,045.91 to the Issuer, which amount represents all profits related to the transactions reported on this Form 4 in accordance with Section 16(b).

Read SEC document
August 16, 2024 Filed Aug 20, 2024 20:33 UTC
WIDDICOMBE RICHARD ADirector · Chairman
SaleCommon Stock 4,437 $15.01 $66,599.37
Disclosure

SEC source: 0001598665-24-000012 · wk-form4_1724200403.xml · nonDerivative · entry 1

WIDDICOMBE RICHARD A · CIK 0001186207 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 692,060

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $15.00 to $15.02 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
August 09, 2024 Filed Aug 12, 2024 20:59 UTC
Garateix Ernie JDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $8.59 $42,950.00
Disclosure

SEC source: 0001598665-24-000010 · wk-form4_1723496335.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,072,584

Read SEC document
June 05, 2024 Filed Jun 7, 2024 16:15 UTC GrantCommon Stock 4,914 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027268 · wk-form4_1717791336.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,919

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of the stockholders of the Issuer.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 16:15 UTC GrantCommon Stock 4,914 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027264 · wk-form4_1717791298.xml · nonDerivative · entry 1

WHITING PAUL L · CIK 0001272769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,576

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of stockholders of the Issuer.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 16:15 UTC
WIDDICOMBE RICHARD ADirector · Chairman
GrantCommon Stock 4,914 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027265 · wk-form4_1717791311.xml · nonDerivative · entry 1

WIDDICOMBE RICHARD A · CIK 0001186207 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 696,497

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of the stockholders of the Issuer.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:15 UTC GrantCommon Stock 4,914 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027266 · wk-form4_1717791323.xml · nonDerivative · entry 1

Walvekar Vijay · CIK 0001607782 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,901

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of the stockholders of the Issuer.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:14 UTC GrantCommon Stock 4,914 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027263 · wk-form4_1717791284.xml · nonDerivative · entry 1

Vattamattam Joseph · CIK 0001607784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,510

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of the stockholders of the Issuer.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:14 UTC
Barlas IriniDirector
GrantCommon Stock 4,914 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027262 · wk-form4_1717791269.xml · nonDerivative · entry 1

Barlas Irini · CIK 0001616723 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 65,769

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of the stockholders of the Issuer.

F2 · ownership.nature: Shares of common stock reported on this line are held by the Lee M. Barlas and Irini Barlas Living Trust.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:14 UTC GrantCommon Stock 4,914 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027260 · wk-form4_1717791258.xml · nonDerivative · entry 1

Pappas Nicholas George · CIK 0001607911 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,314

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of the stockholders of the Issuer.

F2 · ownership.direct: Shares of common stock reported on this line are held in a joint account in the names of Mr. Pappas and his father. Mr. Pappas disclaims beneficial ownership of the shares in the joint account that are beneficially owned by his father.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:14 UTC GrantCommon Stock 4,914 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027259 · wk-form4_1717791245.xml · nonDerivative · entry 1

Apostolou Panagiotis · CIK 0001607789 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,719

F1 · shares: These shares were issued as a restricted stock grant to the Reporting Person by the Issuer. The restricted stock shall vest on the earlier of (i) the one-year anniversary of the date of issuance and (ii) the day immediately prior to the date of the following year's annual meeting of the stockholders of the Issuer.

Read SEC document
May 28, 2024 Filed May 30, 2024 16:15 UTC PurchaseCommon Stock 5,000 $7.74 $38,700.00
Disclosure

SEC source: 0000950170-24-066607 · ownership.xml · nonDerivative · entry 1

WHITING PAUL L · CIK 0001272769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,662

Read SEC document
May 08, 2024 Filed May 9, 2024 17:05 UTC SaleCommon Stock 6,000 $8.56 $51,360.00
Disclosure

SEC source: 0000950170-24-056566 · ownership.xml · nonDerivative · entry 1

Pappas Nicholas George · CIK 0001607911 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,400

F1 · ownership.direct: Shares of common stock reported on this line are held in a joint account in the names of Mr. Pappas and his father. Mr. Pappas disclaims beneficial ownership of the shares in the joint account that are beneficially owned by his father.

Read SEC document
May 06, 2024 Filed May 7, 2024 16:20 UTC PurchaseCommon Stock 50,000 $8.35 $417,500.00
Disclosure

SEC source: 0000950170-24-054552 · ownership.xml · nonDerivative · entry 1

WHITING PAUL L · CIK 0001272769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,662

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranges from $8.34 to $8.35 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
May 06, 2024 Filed May 7, 2024 21:08 UTC
Garateix Ernie JDirector · Chief Executive Officer
PurchaseCommon Stock 5,000 $8.19 $40,950.00
Disclosure

SEC source: 0000950170-24-054739 · ownership.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,062,584

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $8.17 to $8.22 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
May 06, 2024 Filed May 7, 2024 20:24 UTC
Lusk KirkChief Financial Officer
PurchaseCommon Stock 5,000 $8.11 $40,550.00
Disclosure

SEC source: 0000950170-24-054573 · ownership.xml · nonDerivative · entry 1

Lusk Kirk · CIK 0001730226 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,436

Read SEC document
March 26, 2024 Filed Apr 4, 2024 20:30 UTC SaleCommon Stock 1,000 $10.87 $10,870.00
Disclosure

SEC source: 0000950170-24-041838 · ownership.xml · nonDerivative · entry 6

Pappas Nicholas George · CIK 0001607911 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,400

F1 · shares: All of the shares of common stock sold were beneficially owned by Mr. Pappas' father and held in a joint account. Such shares were sold at the sole direction of Mr. Pappas' father, who received all proceeds from the sales. Mr. Pappas disclaims beneficial ownership with respect to all shares beneficially owned by his father.

F2 · ownership.direct: Shares of common stock reported on this line are held in a joint account in the names of Mr. Pappas and his father. Mr. Pappas disclaims beneficial ownership of the shares in the joint account that are beneficially owned by his father.

Read SEC document
March 21, 2024 Filed Apr 15, 2024 11:32 UTC
HYER KATHLEEN AMEMBER OF GROUP
TIRA TARA KMEMBER OF GROUP
POOLE SEAN WMEMBER OF GROUP
FUTURA CIRCUITS CORP.MEMBER OF GROUP
GiftCOMMON STOCK 500,000 $0.00 $0.00
Disclosure

SEC source: 0001672048-24-000002 · primary_doc.xml · nonDerivative · entry 7

Hyer Raymond T · CIK 0001672048 · 10% owner

HYER KATHLEEN A · CIK 0001930038 · MEMBER OF GROUP

TIRA TARA K · CIK 0001930289 · MEMBER OF GROUP

POOLE SEAN W · CIK 0001942239 · MEMBER OF GROUP

FUTURA CIRCUITS CORP. · CIK 0001929927 · MEMBER OF GROUP

HYER FAMILY PARTNERSHIP, LLC · CIK 0001930029 · MEMBER OF GROUP

HYER FAMILY FOUNDATION, INC. · CIK 0002019051 · MEMBER OF GROUP

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 500,000

F7 · balance_after: Raymond T. Hyer transferred 500,000 shares of the issuer to the Hyer Family Foundation, Inc., a charitable foundation of which Mr. Hyer is President and a director. Mr. Hyer shares voting and investment power over all securities owned by the foundation.

Read SEC document
March 21, 2024 Filed Apr 15, 2024 11:32 UTC
HYER KATHLEEN AMEMBER OF GROUP
TIRA TARA KMEMBER OF GROUP
POOLE SEAN WMEMBER OF GROUP
FUTURA CIRCUITS CORP.MEMBER OF GROUP
GiftCOMMON STOCK 500,000 $0.00 $0.00
Disclosure

SEC source: 0001672048-24-000002 · primary_doc.xml · nonDerivative · entry 1

Hyer Raymond T · CIK 0001672048 · 10% owner

HYER KATHLEEN A · CIK 0001930038 · MEMBER OF GROUP

TIRA TARA K · CIK 0001930289 · MEMBER OF GROUP

POOLE SEAN W · CIK 0001942239 · MEMBER OF GROUP

FUTURA CIRCUITS CORP. · CIK 0001929927 · MEMBER OF GROUP

HYER FAMILY PARTNERSHIP, LLC · CIK 0001930029 · MEMBER OF GROUP

HYER FAMILY FOUNDATION, INC. · CIK 0002019051 · MEMBER OF GROUP

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,459,263

F7 · shares: Raymond T. Hyer transferred 500,000 shares of the issuer to the Hyer Family Foundation, Inc., a charitable foundation of which Mr. Hyer is President and a director. Mr. Hyer shares voting and investment power over all securities owned by the foundation.

F1 · balance_after: These securities are owned solely by Raymond T. Hyer, who is a member of a group with the other Reporting Persons for purposes of Section 13(d) of the Exchange Act.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 16:35 UTC PurchaseCommon Stock 20,000 $8.14 $162,800.00
Disclosure

SEC source: 0000950170-24-032865 · ownership.xml · nonDerivative · entry 1

WHITING PAUL L · CIK 0001272769 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 20,000

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranges from $8.09 to $8.19 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These shares are owned by the Paul & Gail Whiting Investments Limited, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares held by Whiting Investments Limited except to the extent of his pecuniary interest therein.

Read SEC document
March 14, 2024 Filed Apr 4, 2024 20:30 UTC SaleCommon Stock 1,100 $7.94 $8,734.00
Disclosure

SEC source: 0000950170-24-041838 · ownership.xml · nonDerivative · entry 5

Pappas Nicholas George · CIK 0001607911 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,400

F1 · shares: All of the shares of common stock sold were beneficially owned by Mr. Pappas' father and held in a joint account. Such shares were sold at the sole direction of Mr. Pappas' father, who received all proceeds from the sales. Mr. Pappas disclaims beneficial ownership with respect to all shares beneficially owned by his father.

F2 · ownership.direct: Shares of common stock reported on this line are held in a joint account in the names of Mr. Pappas and his father. Mr. Pappas disclaims beneficial ownership of the shares in the joint account that are beneficially owned by his father.

Read SEC document
February 29, 2024 Filed Apr 4, 2024 20:30 UTC SaleCommon Stock 1,300 $7.06 $9,178.00
Disclosure

SEC source: 0000950170-24-041838 · ownership.xml · nonDerivative · entry 4

Pappas Nicholas George · CIK 0001607911 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,500

F1 · shares: All of the shares of common stock sold were beneficially owned by Mr. Pappas' father and held in a joint account. Such shares were sold at the sole direction of Mr. Pappas' father, who received all proceeds from the sales. Mr. Pappas disclaims beneficial ownership with respect to all shares beneficially owned by his father.

F2 · ownership.direct: Shares of common stock reported on this line are held in a joint account in the names of Mr. Pappas and his father. Mr. Pappas disclaims beneficial ownership of the shares in the joint account that are beneficially owned by his father.

Read SEC document
February 26, 2024 Filed Feb 29, 2024 00:06 UTC
Moura TimothySee Remarks
GrantCommon Stock 18,519 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-022459 · ownership.xml · nonDerivative · entry 2

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,142

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2024 and ending on December 31, 2026 and will vest following the end of the performance period but no later than March 30, 2027. The number of shares that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

Read SEC document
February 26, 2024 Filed Feb 29, 2024 00:06 UTC
Moura TimothySee Remarks
GrantCommon Stock 13,889 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-022459 · ownership.xml · nonDerivative · entry 1

Moura Timothy · CIK 0001808766 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,623

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 4,629 shares on December 15, 2024, 4,630 shares on December 15, 2025 and 4,630 shares on December 15, 2026.

Read SEC document
February 26, 2024 Filed Feb 29, 2024 00:09 UTC
JOHNS TIMOTHY ESee Remarks
GrantCommon Stock 3,205 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-022462 · ownership.xml · nonDerivative · entry 2

JOHNS TIMOTHY E. · CIK 0001469998 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,898

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2024 and ending on December 31, 2026 and will vest following the end of the performance period but no later than March 30, 2027. The number of shares that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

Read SEC document
February 26, 2024 Filed Feb 29, 2024 00:09 UTC
JOHNS TIMOTHY ESee Remarks
GrantCommon Stock 2,137 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-022462 · ownership.xml · nonDerivative · entry 1

JOHNS TIMOTHY E. · CIK 0001469998 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,693

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 712 shares on December 15, 2024, 712 shares on December 15, 2025 and 713 shares on December 15, 2026.

Read SEC document
February 26, 2024 Filed Feb 29, 2024 00:15 UTC
Garateix Ernie JDirector · Chief Executive Officer
GrantCommon Stock 145,299 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-022471 · ownership.xml · nonDerivative · entry 2

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,057,584

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2024 and ending on December 31, 2026 and will vest following the end of the performance period but no later than March 30, 2027. The number of shares that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

Read SEC document
February 26, 2024 Filed Feb 29, 2024 00:15 UTC
Garateix Ernie JDirector · Chief Executive Officer
GrantCommon Stock 90,812 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-022471 · ownership.xml · nonDerivative · entry 1

Garateix Ernie J · CIK 0001607776 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 912,285

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 30,270 shares on December 15, 2024, 30,271 shares on December 15, 2025 and 30,271 shares on December 15, 2026.

Read SEC document
February 26, 2024 Filed Feb 29, 2024 00:14 UTC
Lusk KirkChief Financial Officer
GrantCommon Stock 56,980 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-022470 · ownership.xml · nonDerivative · entry 2

Lusk Kirk · CIK 0001730226 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 545,436

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2024 and ending on December 31, 2026 and will vest following the end of the performance period but no later than March 30, 2027. The number of shares that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

Read SEC document
February 26, 2024 Filed Feb 29, 2024 00:14 UTC
Lusk KirkChief Financial Officer
GrantCommon Stock 45,584 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-022470 · ownership.xml · nonDerivative · entry 1

Lusk Kirk · CIK 0001730226 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,456

F1 · shares: Represents an award of restricted stock granted to the Reporting Person. The restricted stock vests in three installments equal to 15,194 shares on December 15, 2024, 15,195 shares on December 15, 2025 and 15,195 shares on December 15, 2026.

Read SEC document
February 26, 2024 Filed Feb 29, 2024 00:11 UTC
Binnun SharonChief Accounting Officer
GrantCommon Stock 29,915 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-022466 · ownership.xml · nonDerivative · entry 2

Binnun Sharon · CIK 0001639407 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,878

F2 · shares: Represents an award of performance based restricted stock granted to the Reporting Person. The performance based restricted stock has a three-year performance period beginning on January 1, 2024 and ending on December 31, 2026 and will vest following the end of the performance period but no later than March 30, 2027. The number of shares that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.