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NYSE · USD

HRL

HORMEL FOODS CORP /DE/

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3453
SEC CIK
0000048465
Parsed reports
684

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202610

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2016 Filed Dec 8, 2016 22:47 UTC
BAKER JEFFREY RGroup Vice President
GrantStock Options (Right to Buy) · Derivative 31,600 $0.00 Strike: $33.31 $0.00
Disclosure

SEC source: 0001179110-16-032631 · edgar.xml · derivative · entry 1

BAKER JEFFREY R · CIK 0001657581 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,600

Underlying: Common Stock · 31,600 shares

Expires 2026-12-06

F1 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 6, 2017.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:46 UTC
BINDER STEVEN GExecutive Vice President
GrantStock Options (Right to Buy) · Derivative 130,300 $0.00 Strike: $33.31 $0.00
Disclosure

SEC source: 0001179110-16-032630 · edgar.xml · derivative · entry 1

BINDER STEVEN G · CIK 0001189985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,300

Underlying: Common Stock · 130,300 shares

Expires 2026-12-06

F1 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 6, 2017.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:45 UTC
Brady Deanna TGroup Vice President
GrantStock Options (Right to Buy) · Derivative 51,300 $0.00 Strike: $33.31 $0.00
Disclosure

SEC source: 0001179110-16-032629 · edgar.xml · derivative · entry 1

Brady Deanna T · CIK 0001408735 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,300

Underlying: Common Stock · 51,300 shares

Expires 2026-12-06

F1 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 6, 2017.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:45 UTC
Farnsworth Bryan DSenior Vice President
GrantStock Options (Right to Buy) · Derivative 50,600 $0.00 Strike: $33.31 $0.00
Disclosure

SEC source: 0001179110-16-032627 · edgar.xml · derivative · entry 1

Farnsworth Bryan D · CIK 0001335791 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,600

Underlying: Common Stock · 50,600 shares

Expires 2026-12-06

F1 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 6, 2017.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:44 UTC
HAYNES JANA LVice President and Controller
GrantStock Options (Right to Buy) · Derivative 17,400 $0.00 Strike: $33.31 $0.00
Disclosure

SEC source: 0001179110-16-032626 · edgar.xml · derivative · entry 1

HAYNES JANA L · CIK 0001675664 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,400

Underlying: Common Stock · 17,400 shares

Expires 2026-12-06

F1 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 6, 2017.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:44 UTC
Jamison GaryVice President and Treasurer
GrantStock Options (Right to Buy) · Derivative 17,400 $0.00 Strike: $33.31 $0.00
Disclosure

SEC source: 0001179110-16-032625 · edgar.xml · derivative · entry 1

Jamison Gary · CIK 0001366031 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,400

Underlying: Common Stock · 17,400 shares

Expires 2026-12-06

F1 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 6, 2017.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:43 UTC
Johnson Brian DeanVP & Corporate Secretary
GrantStock Options (Right to Buy) · Derivative 18,200 $0.00 Strike: $33.31 $0.00
Disclosure

SEC source: 0001179110-16-032624 · edgar.xml · derivative · entry 1

Johnson Brian Dean · CIK 0001415184 · VP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,200

Underlying: Common Stock · 18,200 shares

Expires 2026-12-06

F1 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 6, 2017.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:43 UTC
Kremin Donald HGroup Vice President
GrantStock Options (Right to Buy) · Derivative 52,900 $0.00 Strike: $33.31 $0.00
Disclosure

SEC source: 0001179110-16-032623 · edgar.xml · derivative · entry 1

Kremin Donald H · CIK 0001415994 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,900

Underlying: Common Stock · 52,900 shares

Expires 2026-12-06

F1 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 6, 2017.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:42 UTC
Lyons Lawrence CSenior Vice President
GrantStock Options (Right to Buy) · Derivative 50,600 $0.00 Strike: $33.31 $0.00
Disclosure

SEC source: 0001179110-16-032620 · edgar.xml · derivative · entry 1

Lyons Lawrence C · CIK 0001601993 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,600

Underlying: Common Stock · 50,600 shares

Expires 2026-12-06

F1 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 6, 2017.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:41 UTC
Myers Kevin LSenior Vice President
GrantStock Options (Right to Buy) · Derivative 50,600 $0.00 Strike: $33.31 $0.00
Disclosure

SEC source: 0001179110-16-032618 · edgar.xml · derivative · entry 1

Myers Kevin L · CIK 0001590716 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,600

Underlying: Common Stock · 50,600 shares

Expires 2026-12-06

F1 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 6, 2017.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:41 UTC
SHEEHAN JAMES NSenior V.P. & CFO
GrantStock Options (Right to Buy) · Derivative 90,800 $0.00 Strike: $33.31 $0.00
Disclosure

SEC source: 0001179110-16-032617 · edgar.xml · derivative · entry 1

SHEEHAN JAMES N · CIK 0001190017 · Senior V.P. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,800

Underlying: Common Stock · 90,800 shares

Expires 2026-12-06

F1 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 6, 2017.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:40 UTC
SPLINTER JAMES MGroup Vice President
GrantStock Options (Right to Buy) · Derivative 63,200 $0.00 Strike: $33.31 $0.00
Disclosure

SEC source: 0001179110-16-032616 · edgar.xml · derivative · entry 1

SPLINTER JAMES M · CIK 0001244235 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,200

Underlying: Common Stock · 63,200 shares

Expires 2026-12-06

F1 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 6, 2017.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:40 UTC
VORPAHL LARRY LGroup Vice President
GrantStock Options (Right to Buy) · Derivative 50,600 $0.00 Strike: $33.31 $0.00
Disclosure

SEC source: 0001179110-16-032615 · edgar.xml · derivative · entry 1

VORPAHL LARRY L · CIK 0001190019 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,600

Underlying: Common Stock · 50,600 shares

Expires 2026-12-06

F1 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 6, 2017.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:38 UTC
Marconi Luis GGroup Vice President
GrantStock Options (Right to Buy) · Derivative 26,900 $0.00 Strike: $33.31 $0.00
Disclosure

SEC source: 0001179110-16-032613 · edgar.xml · derivative · entry 1

Marconi Luis G · CIK 0001544353 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900

Underlying: Common Stock · 26,900 shares

Expires 2026-12-06

F1 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 6, 2017.

Read SEC document
December 05, 2016 Filed Dec 5, 2016 20:19 UTC
SPLINTER JAMES MGroup Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 48,000 $0.00 Strike: $9.68 $0.00
Disclosure

SEC source: 0001179110-16-032364 · edgar.xml · derivative · entry 6

SPLINTER JAMES M · CIK 0001244235 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,000 shares

Expires 2016-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the two-for-one stock split effective January 27, 2016.

F1 · shares: Reflects the two-for-one stock split effective January 27, 2016.

F3 · derivative.exercise_date: The option vested in four equal annual installments, with the first group vesting on December 5, 2007.

Read SEC document
December 05, 2016 Filed Dec 5, 2016 20:19 UTC
SPLINTER JAMES MGroup Vice President
SaleCommon Stock 34,262 $33.94 $1,162,852.28
Disclosure

SEC source: 0001179110-16-032364 · edgar.xml · nonDerivative · entry 3

SPLINTER JAMES M · CIK 0001244235 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,298

F2 · price: Reflects the weighted average price of 34,262 shares of common stock of Hormel Foods Corporation sold by the reporting person in multiple transactions on December 5, 2016 with sale prices ranging from $33.9380 to $33.95 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 05, 2016 Filed Dec 5, 2016 20:19 UTC
SPLINTER JAMES MGroup Vice President
Tax withholdingCommon Stock 13,738 $33.81 $464,481.78
Disclosure

SEC source: 0001179110-16-032364 · edgar.xml · nonDerivative · entry 2

SPLINTER JAMES M · CIK 0001244235 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,560

Read SEC document
December 05, 2016 Filed Dec 5, 2016 20:19 UTC
SPLINTER JAMES MGroup Vice President
Exercise / conversionCommon Stock 48,000 $9.68 $464,520.00
Disclosure

SEC source: 0001179110-16-032364 · edgar.xml · nonDerivative · entry 1

SPLINTER JAMES M · CIK 0001244235 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the two-for-one stock split effective January 27, 2016.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:08 UTC
Jamison GaryVice President and Treasurer
Exercise / conversionStock Options (Right to Buy) · Derivative 6,000 $0.00 Strike: $9.68 $0.00
Disclosure

SEC source: 0001179110-16-032268 · edgar.xml · derivative · entry 8

Jamison Gary · CIK 0001366031 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2016-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal annual installments, with the first group vesting on December 5, 2007.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:08 UTC
Jamison GaryVice President and Treasurer
Tax withholdingCommon Stock 1,887 $34.24 $64,610.88
Disclosure

SEC source: 0001179110-16-032268 · edgar.xml · nonDerivative · entry 4

Jamison Gary · CIK 0001366031 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,525.547

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:08 UTC
Jamison GaryVice President and Treasurer
Tax withholdingCommon Stock 1,695 $34.24 $58,036.80
Disclosure

SEC source: 0001179110-16-032268 · edgar.xml · nonDerivative · entry 3

Jamison Gary · CIK 0001366031 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,412.547

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:08 UTC
Jamison GaryVice President and Treasurer
Exercise / conversionCommon Stock 6,000 $9.68 $58,065.00
Disclosure

SEC source: 0001179110-16-032268 · edgar.xml · nonDerivative · entry 2

Jamison Gary · CIK 0001366031 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,107.547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 16:48 UTC
DAY THOMAS RGroup Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 400 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0001179110-16-032297 · edgar.xml · derivative · entry 7

DAY THOMAS R · CIK 0001189990 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2017-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options, received as a result of a universal stock option award, fully vested on December 16, 2010.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 16:48 UTC
DAY THOMAS RGroup Vice President
GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032297 · edgar.xml · nonDerivative · entry 3

DAY THOMAS R · CIK 0001189990 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Living Trust

Disclosed balance after: 71,994

Read SEC document
November 30, 2016 Filed Dec 2, 2016 16:48 UTC
DAY THOMAS RGroup Vice President
GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032297 · edgar.xml · nonDerivative · entry 2

DAY THOMAS R · CIK 0001189990 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,814.058

Read SEC document
November 30, 2016 Filed Dec 2, 2016 16:48 UTC
DAY THOMAS RGroup Vice President
Exercise / conversionCommon Stock 400 $9.35 $3,741.00
Disclosure

SEC source: 0001179110-16-032297 · edgar.xml · nonDerivative · entry 1

DAY THOMAS R · CIK 0001189990 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,214.058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 22:48 UTC
ETTINGER JEFFREY MDirector · Chairman of the Board
Tax withholdingCommon Stock 351,924 $35.86 $12,619,994.64
Disclosure

SEC source: 0001179110-16-032222 · edgar.xml · nonDerivative · entry 4

ETTINGER JEFFREY M · CIK 0001192933 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,530,414.851

Read SEC document
November 28, 2016 Filed Nov 30, 2016 22:48 UTC
ETTINGER JEFFREY MDirector · Chairman of the Board
Exercise / conversionCommon Stock 1,000,000 $9.68 $9,677,500.00
Disclosure

SEC source: 0001179110-16-032222 · edgar.xml · nonDerivative · entry 2

ETTINGER JEFFREY M · CIK 0001192933 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,152,206.851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2016 Filed Dec 1, 2016 21:08 UTC
Jamison GaryVice President and Treasurer
Exercise / conversionStock Options (Right to Buy) · Derivative 400 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0001179110-16-032268 · edgar.xml · derivative · entry 7

Jamison Gary · CIK 0001366031 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2017-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options, received as a result of a universal stock option award, fully vested on December 16, 2010.

Read SEC document
November 28, 2016 Filed Dec 1, 2016 21:08 UTC
Jamison GaryVice President and Treasurer
Exercise / conversionCommon Stock 400 $9.35 $3,741.00
Disclosure

SEC source: 0001179110-16-032268 · edgar.xml · nonDerivative · entry 1

Jamison Gary · CIK 0001366031 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,107.547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2016 Filed Dec 12, 2016 22:48 UTC
FERAGEN JODY Hspecial assignment
GiftCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032835 · edgar.xml · nonDerivative · entry 5

FERAGEN JODY H · CIK 0001189993 · special assignment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,075.66

Read SEC document
October 13, 2016 Filed Oct 13, 2016 19:26 UTC
BINDER STEVEN GExecutive Vice President
SaleCommon Stock 12,000 $37.98 $455,743.20
Disclosure

SEC source: 0001179110-16-030676 · edgar.xml · nonDerivative · entry 6

BINDER STEVEN G · CIK 0001189985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse's Revocable Trust

Disclosed balance after: 336,924.322

Read SEC document
October 11, 2016 Filed Oct 13, 2016 19:26 UTC
BINDER STEVEN GExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $10.04 $0.00
Disclosure

SEC source: 0001179110-16-030676 · edgar.xml · derivative · entry 7

BINDER STEVEN G · CIK 0001189985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in four equal annual installments, with the first group vesting on December 4, 2008.

Read SEC document
October 11, 2016 Filed Oct 13, 2016 19:26 UTC
BINDER STEVEN GExecutive Vice President
GiftCommon Stock 12,427 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-030676 · edgar.xml · nonDerivative · entry 5

BINDER STEVEN G · CIK 0001189985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse's Revocable Trust

Disclosed balance after: 348,924.322

Read SEC document
October 11, 2016 Filed Oct 13, 2016 19:26 UTC
BINDER STEVEN GExecutive Vice President
GiftCommon Stock 12,427 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-030676 · edgar.xml · nonDerivative · entry 4

BINDER STEVEN G · CIK 0001189985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,621.8069

Read SEC document
October 11, 2016 Filed Oct 13, 2016 19:26 UTC
BINDER STEVEN GExecutive Vice President
Tax withholdingCommon Stock 9,611 $37.81 $363,391.91
Disclosure

SEC source: 0001179110-16-030676 · edgar.xml · nonDerivative · entry 3

BINDER STEVEN G · CIK 0001189985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,048.8069

Read SEC document
October 11, 2016 Filed Oct 13, 2016 19:26 UTC
BINDER STEVEN GExecutive Vice President
Tax withholdingCommon Stock 7,962 $37.81 $301,043.22
Disclosure

SEC source: 0001179110-16-030676 · edgar.xml · nonDerivative · entry 2

BINDER STEVEN G · CIK 0001189985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,659.8069

Read SEC document
October 11, 2016 Filed Oct 13, 2016 19:26 UTC
BINDER STEVEN GExecutive Vice President
Exercise / conversionCommon Stock 30,000 $10.04 $301,050.00
Disclosure

SEC source: 0001179110-16-030676 · edgar.xml · nonDerivative · entry 1

BINDER STEVEN G · CIK 0001189985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,621.8069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 16:08 UTC GrantCommon Stock 1,010.41 $37.93 $38,324.85
Disclosure

SEC source: 0001179110-16-030215 · edgar.xml · nonDerivative · entry 1

SMITH SALLY J · CIK 0001265911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,067.391

F1 · shares: Each share of phantom stock is the equivalent of one share of common stock. The shares of phantom stock become payable in common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the shares of phantom stock become payable in common stock in one lump sum immediately upon a director's separation from service within six months following a change of control (as defined in the Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from June 30, 2016 to the present.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 16:07 UTC GrantCommon Stock 1,079.62 $37.93 $40,949.99
Disclosure

SEC source: 0001179110-16-030214 · edgar.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,106.286

F1 · shares: Each share of phantom stock is the equivalent of one share of common stock. The shares of phantom stock become payable in common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the shares of phantom stock become payable in common stock in one lump sum immediately upon a director's separation from service within six months following a change of control (as defined in the Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from June 30, 2016 to the present.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 16:07 UTC GrantCommon Stock 996.57 $37.92 $37,789.93
Disclosure

SEC source: 0001179110-16-030213 · edgar.xml · nonDerivative · entry 1

White Steven Andrew · CIK 0001614711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,351.931

F1 · shares: Each share of phantom stock is the equivalent of one share of common stock. The shares of phantom stock become payable in common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the shares of phantom stock become payable in common stock in one lump sum immediately upon a director's separation from service within six months following a change of control (as defined in the Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from March 31, 2016 to the present.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 16:06 UTC GrantCommon Stock 553.65 $37.93 $20,999.94
Disclosure

SEC source: 0001179110-16-030212 · edgar.xml · nonDerivative · entry 1

NAKASONE ROBERT · CIK 0001180657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,513.566

F1 · shares: Each share of phantom stock is the equivalent of one share of common stock. The shares of phantom stock become payable in common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the shares of phantom stock become payable in common stock in one lump sum immediately upon a director's separation from service within six months following a change of control (as defined in the Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from March 31, 2016 to the present.

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September 28, 2016 Filed Sep 29, 2016 15:40 UTC
Leitch Glenn RGroup Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 400 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0001179110-16-030081 · edgar.xml · derivative · entry 6

Leitch Glenn R · CIK 0001532571 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2017-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of Universal Stock Options. The shares were sold in a block and the net after tax was issued to the Reporting Person in cash.

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September 28, 2016 Filed Sep 29, 2016 15:40 UTC
Leitch Glenn RGroup Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 16,000 $0.00 Strike: $9.68 $0.00
Disclosure

SEC source: 0001179110-16-030081 · edgar.xml · derivative · entry 5

Leitch Glenn R · CIK 0001532571 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2016-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the two-for-one stock split effective January 27, 2016.

F1 · shares: Reflects the two-for-one stock split effective January 27, 2016.

F2 · derivative.exercise_date: The option vested in four equal annual installments, with the first group vesting on December 5, 2007.

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September 28, 2016 Filed Sep 29, 2016 15:40 UTC
Leitch Glenn RGroup Vice President
SaleCommon Stock 400 $38.37 $15,348.00
Disclosure

SEC source: 0001179110-16-030081 · edgar.xml · nonDerivative · entry 3

Leitch Glenn R · CIK 0001532571 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

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September 28, 2016 Filed Sep 29, 2016 15:40 UTC
Leitch Glenn RGroup Vice President
Exercise / conversionCommon Stock 400 $9.35 $3,741.00
Disclosure

SEC source: 0001179110-16-030081 · edgar.xml · nonDerivative · entry 2

Leitch Glenn R · CIK 0001532571 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Sep 29, 2016 15:40 UTC
Leitch Glenn RGroup Vice President
Exercise / conversionCommon Stock 16,000 $9.68 $154,840.00
Disclosure

SEC source: 0001179110-16-030081 · edgar.xml · nonDerivative · entry 1

Leitch Glenn R · CIK 0001532571 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the two-for-one stock split effective January 27, 2016.

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September 27, 2016 Filed Sep 28, 2016 21:21 UTC
Johnson Brian DeanVP & Corporate Secretary
SaleCommon Stock 3,500 $38.00 $133,000.00
Disclosure

SEC source: 0001179110-16-030077 · edgar.xml · nonDerivative · entry 5

Johnson Brian Dean · CIK 0001415184 · VP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Rev. Trust

Disclosed balance after: 22,619.106

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September 14, 2016 Filed Sep 16, 2016 15:39 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,800 $0.00 Strike: $8.93 $0.00
Disclosure

SEC source: 0001179110-16-029692 · edgar.xml · derivative · entry 2

Murano Elsa A · CIK 0001374185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,800 shares

Expires 2016-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the two-for-one stock split effective January 27, 2016.

F1 · shares: Reflects the two-for-one stock split effective January 27, 2016.

F2 · derivative.exercise_date: The option vested in four equal annual installments, with the first group vesting on September 19, 2007.

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September 14, 2016 Filed Sep 16, 2016 15:39 UTC Exercise / conversionCommon Stock 6,800 $8.93 $60,724.00
Disclosure

SEC source: 0001179110-16-029692 · edgar.xml · nonDerivative · entry 1

Murano Elsa A · CIK 0001374185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.