Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 23,249 | $37.48 | $871,372.52 |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · nonDerivative · entry 7 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 4,369,603 F7 · kind: On August 10, 2017, Icahn Partners acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 23,249 Shares, at a forward price of $35.00 per Share, plus a financing charge. F7 · ownership.nature: On August 10, 2017, Icahn Partners acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 23,249 Shares, at a forward price of $35.00 per Share, plus a financing charge. F11 · ownership.nature: High River directly beneficially owns 898,957 Shares, Icahn Partners directly beneficially owns 2,133,096 Shares, and Icahn Master directly beneficially owns 1,462,736 Shares. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 9,797 | $37.48 | $367,191.56 |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · nonDerivative · entry 6 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 4,346,354 F6 · kind: On August 10, 2017, High River acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 9,797 Shares, at a forward price of $35.00 per Share, plus a financing charge. F6 · ownership.nature: On August 10, 2017, High River acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 9,797 Shares, at a forward price of $35.00 per Share, plus a financing charge. F11 · ownership.nature: High River directly beneficially owns 898,957 Shares, Icahn Partners directly beneficially owns 2,133,096 Shares, and Icahn Master directly beneficially owns 1,462,736 Shares. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 540 | $37.45 | $20,223.00 |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · nonDerivative · entry 5 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 4,336,557 F5 · kind: On August 10, 2017, Icahn Partners Master Fund LP ("Icahn Master") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Master of 540 Shares at a forward price of $35.00 per Share, plus a financing charge. F5 · ownership.nature: On August 10, 2017, Icahn Partners Master Fund LP ("Icahn Master") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Master of 540 Shares at a forward price of $35.00 per Share, plus a financing charge. F11 · ownership.nature: High River directly beneficially owns 898,957 Shares, Icahn Partners directly beneficially owns 2,133,096 Shares, and Icahn Master directly beneficially owns 1,462,736 Shares. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 980 | $37.45 | $36,701.00 |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · nonDerivative · entry 4 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 4,336,017 F4 · kind: On August 10, 2017, Icahn Partners acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 980 Shares, at a forward price of $35.00 per Share, plus a financing charge. F4 · ownership.nature: On August 10, 2017, Icahn Partners acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 980 Shares, at a forward price of $35.00 per Share, plus a financing charge. F11 · ownership.nature: High River directly beneficially owns 898,957 Shares, Icahn Partners directly beneficially owns 2,133,096 Shares, and Icahn Master directly beneficially owns 1,462,736 Shares. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 380 | $37.45 | $14,231.00 |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · nonDerivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 4,335,037 F3 · kind: On August 10, 2017, High River acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 380 Shares, at a forward price of $35.00 per Share, plus a financing charge. F3 · ownership.nature: On August 10, 2017, High River acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 380 Shares, at a forward price of $35.00 per Share, plus a financing charge. F11 · ownership.nature: High River directly beneficially owns 898,957 Shares, Icahn Partners directly beneficially owns 2,133,096 Shares, and Icahn Master directly beneficially owns 1,462,736 Shares. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherShares | 17,438 | $37.46 | $653,227.48 |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · nonDerivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 4,334,657 F2 · kind: On August 10, 2017, Icahn Partners LP ("Icahn Partners") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 17,438 Shares at a forward price of $35.00 per Share, plus a financing charge. F2 · ownership.nature: On August 10, 2017, Icahn Partners LP ("Icahn Partners") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by Icahn Partners of 17,438 Shares at a forward price of $35.00 per Share, plus a financing charge. F11 · ownership.nature: High River directly beneficially owns 898,957 Shares, Icahn Partners directly beneficially owns 2,133,096 Shares, and Icahn Master directly beneficially owns 1,462,736 Shares. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 22:03 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherCommon Stock, par value $0.01 per share ("Shares") | 4,359 | $37.46 | $163,288.14 |
DisclosureSEC source: 0001140361-17-032142 · doc1.xml · nonDerivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 4,317,219 F1 · kind: On August 10, 2017, High River Limited Partnership ("High River") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 4,359 Shares, at a forward price of $35.00 per Share, plus a financing charge. F1 · ownership.nature: On August 10, 2017, High River Limited Partnership ("High River") acquired Shares upon the physical settlement of a forward contract, pursuant to its terms, which forward contract provided for the purchase by High River of 4,359 Shares, at a forward price of $35.00 per Share, plus a financing charge. F11 · ownership.nature: High River directly beneficially owns 898,957 Shares, Icahn Partners directly beneficially owns 2,133,096 Shares, and Icahn Master directly beneficially owns 1,462,736 Shares. F12 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F13 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F14 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. F15 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:29 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-025487 · doc1.xml · derivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 3 Underlying: Shares · 15,937 shares Expires 2019-06-07 F3 · derivative.exercise_price: On June 9, 2017, Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 15,937 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Master paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Master's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Master retaining the right to elect cash settlement. The forward contracts do not give Icahn Master direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F3 · kind: On June 9, 2017, Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 15,937 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Master paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Master's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Master retaining the right to elect cash settlement. The forward contracts do not give Icahn Master direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F3 · price: On June 9, 2017, Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 15,937 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Master paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Master's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Master retaining the right to elect cash settlement. The forward contracts do not give Icahn Master direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F3 · balance_after: On June 9, 2017, Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 15,937 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Master paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Master's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Master retaining the right to elect cash settlement. The forward contracts do not give Icahn Master direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F3 · ownership.nature: On June 9, 2017, Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 15,937 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Master paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Master's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Master retaining the right to elect cash settlement. The forward contracts do not give Icahn Master direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F4 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F7 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:29 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-025487 · doc1.xml · derivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 2 Underlying: Shares · 23,249 shares Expires 2019-06-07 F2 · derivative.exercise_price: On June 9, 2017, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 23,249 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F2 · kind: On June 9, 2017, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 23,249 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F2 · price: On June 9, 2017, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 23,249 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F2 · balance_after: On June 9, 2017, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 23,249 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F2 · ownership.nature: On June 9, 2017, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 23,249 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F4 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F6 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:29 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-025487 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 1 Underlying: Shares · 9,797 shares Expires 2019-06-07 F1 · derivative.exercise_price: On June 9, 2017, High River entered into a forward contract providing for the purchase by High River of 9,797 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F1 · kind: On June 9, 2017, High River entered into a forward contract providing for the purchase by High River of 9,797 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F1 · price: On June 9, 2017, High River entered into a forward contract providing for the purchase by High River of 9,797 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F1 · balance_after: On June 9, 2017, High River entered into a forward contract providing for the purchase by High River of 9,797 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F1 · ownership.nature: On June 9, 2017, High River entered into a forward contract providing for the purchase by High River of 9,797 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F4 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F5 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:39 UTC Amendment |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-025488 · doc1.xml · derivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 3 Underlying: Shares · 15,937 shares Expires 2019-06-07 F3 · derivative.exercise_price: On June 15, 2017, Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 15,937 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Master paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Master's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Master retaining the right to elect cash settlement. The forward contracts do not give Icahn Master direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F3 · kind: On June 15, 2017, Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 15,937 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Master paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Master's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Master retaining the right to elect cash settlement. The forward contracts do not give Icahn Master direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F3 · price: On June 15, 2017, Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 15,937 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Master paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Master's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Master retaining the right to elect cash settlement. The forward contracts do not give Icahn Master direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F3 · balance_after: On June 15, 2017, Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 15,937 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Master paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Master's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Master retaining the right to elect cash settlement. The forward contracts do not give Icahn Master direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F3 · ownership.nature: On June 15, 2017, Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 15,937 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Master paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Master's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Master retaining the right to elect cash settlement. The forward contracts do not give Icahn Master direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F4 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F7 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:39 UTC Amendment |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-025488 · doc1.xml · derivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 2 Underlying: Shares · 23,249 shares Expires 2019-06-07 F2 · derivative.exercise_price: On June 15, 2017, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 23,249 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F2 · kind: On June 15, 2017, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 23,249 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F2 · price: On June 15, 2017, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 23,249 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F2 · balance_after: On June 15, 2017, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 23,249 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F2 · ownership.nature: On June 15, 2017, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 23,249 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F4 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F6 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:39 UTC Amendment |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-025488 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · please see footnotes Disclosed balance after: 1 Underlying: Shares · 9,797 shares Expires 2019-06-07 F1 · derivative.exercise_price: On June 15, 2017, High River entered into a forward contract providing for the purchase by High River of 9,797 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F1 · kind: On June 15, 2017, High River entered into a forward contract providing for the purchase by High River of 9,797 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F1 · price: On June 15, 2017, High River entered into a forward contract providing for the purchase by High River of 9,797 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F1 · balance_after: On June 15, 2017, High River entered into a forward contract providing for the purchase by High River of 9,797 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F1 · ownership.nature: On June 15, 2017, High River entered into a forward contract providing for the purchase by High River of 9,797 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.48 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F4 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F5 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 21:04 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-024712 · doc1.xml · derivative · entry 5 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 5 Underlying: Shares · 540 shares Expires 2019-06-07 F5 · derivative.exercise_price: On June 9, 2017, Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 540 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Master paid the counterparty to the forward contract $2.45 per Share upon establishing the forward contract. Subject to Icahn Master's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Master retaining the right to elect cash settlement. The forward contracts do not give Icahn Master direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F5 · kind: On June 9, 2017, Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 540 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Master paid the counterparty to the forward contract $2.45 per Share upon establishing the forward contract. Subject to Icahn Master's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Master retaining the right to elect cash settlement. The forward contracts do not give Icahn Master direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F5 · price: On June 9, 2017, Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 540 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Master paid the counterparty to the forward contract $2.45 per Share upon establishing the forward contract. Subject to Icahn Master's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Master retaining the right to elect cash settlement. The forward contracts do not give Icahn Master direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F5 · ownership.nature: On June 9, 2017, Icahn Partners Master Fund LP ("Icahn Master") entered into a forward contract providing for the purchase by Icahn Master of 540 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Master paid the counterparty to the forward contract $2.45 per Share upon establishing the forward contract. Subject to Icahn Master's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Master retaining the right to elect cash settlement. The forward contracts do not give Icahn Master direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F6 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F9 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 21:04 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-024712 · doc1.xml · derivative · entry 4 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 4 Underlying: Shares · 980 shares Expires 2019-06-07 F4 · derivative.exercise_price: On June 9, 2017, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 980 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.45 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F4 · kind: On June 9, 2017, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 980 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.45 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F4 · price: On June 9, 2017, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 980 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.45 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F4 · ownership.nature: On June 9, 2017, Icahn Partners entered into a forward contract providing for the purchase by Icahn Partners of 980 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.45 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F6 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F8 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 21:04 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-024712 · doc1.xml · derivative · entry 3 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 3 Underlying: Shares · 380 shares Expires 2019-06-07 F3 · derivative.exercise_price: On June 9, 2017, High River entered into a forward contract providing for the purchase by High River of 380 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.45 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F3 · kind: On June 9, 2017, High River entered into a forward contract providing for the purchase by High River of 380 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.45 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F3 · price: On June 9, 2017, High River entered into a forward contract providing for the purchase by High River of 380 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.45 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F3 · ownership.nature: On June 9, 2017, High River entered into a forward contract providing for the purchase by High River of 380 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.45 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F6 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F7 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 21:04 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-024712 · doc1.xml · derivative · entry 2 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 2 Underlying: Shares · 17,438 shares Expires 2019-06-07 F2 · derivative.exercise_price: On June 8, 2017, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 17,438 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.46 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F2 · kind: On June 8, 2017, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 17,438 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.46 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F2 · price: On June 8, 2017, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 17,438 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.46 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F2 · ownership.nature: On June 8, 2017, Icahn Partners LP ("Icahn Partners") entered into a forward contract providing for the purchase by Icahn Partners of 17,438 Shares at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Partners paid the counterparty to the forward contract $2.46 per Share upon establishing the forward contract. Subject to Icahn Partners' right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with Icahn Partners retaining the right to elect cash settlement. The forward contracts do not give Icahn Partners direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F6 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F8 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 21:04 UTC |
ICAHN CARL C10% owner
HIGH RIVER LIMITED PARTNERSHIP10% owner
ICAHN PARTNERS LP10% owner
ICAHN PARTNERS MASTER FUND LP10% owner
|
OtherForward contract (obligation to purchase) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-024712 · doc1.xml · derivative · entry 1 ICAHN CARL C · CIK 0000921669 · 10% owner HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner ICAHN PARTNERS LP · CIK 0001313666 · 10% owner ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 1 Underlying: Common Stock, par value $0.01 per share ("Shares") · 4,359 shares Expires 2019-06-07 F1 · derivative.exercise_price: On June 8, 2017, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 4,359 Shares, at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.46 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F1 · kind: On June 8, 2017, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 4,359 Shares, at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.46 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F1 · price: On June 8, 2017, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 4,359 Shares, at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.46 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F1 · ownership.nature: On June 8, 2017, High River Limited Partnership ("High River") entered into a forward contract providing for the purchase by High River of 4,359 Shares, at a forward price of $35.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, High River paid the counterparty to the forward contract $2.46 per Share upon establishing the forward contract. Subject to High River's right to accelerate the settlement date, the forward contract will settle on June 7, 2019. The forward contract provides for physical settlement, with High River retaining the right to elect cash settlement. The forward contracts do not give High River direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate. F6 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master. F7 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 22, 2017 Filed May 23, 2017 16:11 UTC |
Dressel James BruceSVP & Chief Operating Officer
|
PurchaseCommon Stock | 5,000 | $35.61 | $178,050.00 |
DisclosureSEC source: 0001127602-17-019160 · form4.xml · nonDerivative · entry 1 Dressel James Bruce · CIK 0001496144 · SVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,902 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.55 to $35.68, inclusive. The reporting person undertakes to provide to Herc Holdings Inc., any security holder of Herc Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| May 18, 2017 Filed May 22, 2017 16:25 UTC |
Salomone Mary PDirector
|
GrantPhantom Stock · Derivative | 2,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019017 · form4.xml · derivative · entry 1 Salomone Mary P · CIK 0001492660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,117 Underlying: Common Stock · 2,857 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided that the event occurs after the business day immediately preceding the date of the Issuer's 2018 annual meeting of stockholders (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided that the event occurs after the business day immediately preceding the date of the Issuer's 2018 annual meeting of stockholders (or, if earlier, following a change of control). Read SEC document |
| May 18, 2017 Filed May 22, 2017 16:19 UTC |
Browning James HDirector
|
GrantCommon Stock | 2,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019010 · form4.xml · nonDerivative · entry 1 Browning James H · CIK 0001475086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,357 F1 · shares: Award of 2,857 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the Issuer's 2018 annual meeting of shareholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. F1 · balance_after: Award of 2,857 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the Issuer's 2018 annual meeting of shareholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. Read SEC document |
| May 18, 2017 Filed May 22, 2017 16:33 UTC |
MONGILLO STEPHEN ADirector
|
GrantCommon Stock | 2,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019020 · form4.xml · nonDerivative · entry 1 MONGILLO STEPHEN A · CIK 0001458344 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,117 F1 · shares: Award of 2,857 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. F1 · balance_after: Award of 2,857 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. Read SEC document |
| May 18, 2017 Filed May 22, 2017 16:13 UTC |
HENKEL HERBERT LDirector
|
GrantPhantom Stock · Derivative | 2,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019001 · form4.xml · derivative · entry 2 HENKEL HERBERT L · CIK 0001204528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,564 Underlying: Common Stock · 2,857 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F3 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided that the event occurs after the business day immediately preceding the date of the Issuer's 2018 annual meeting of stockholders (or, if earlier, following a change of control). F3 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors, provided that the event occurs after the business day immediately preceding the date of the Issuer's 2018 annual meeting of stockholders (or, if earlier, following a change of control). Read SEC document |
| May 18, 2017 Filed May 22, 2017 16:13 UTC |
HENKEL HERBERT LDirector
|
GrantPhantom Stock · Derivative | 4,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019001 · form4.xml · derivative · entry 1 HENKEL HERBERT L · CIK 0001204528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,707 Underlying: Common Stock · 4,339 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:20 UTC |
CAMPBELL PATRICK DDirector
|
GrantCommon Stock | 2,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019012 · form4.xml · nonDerivative · entry 1 CAMPBELL PATRICK D · CIK 0001196472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,117 F1 · shares: Award of 2,857 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. F1 · balance_after: Award of 2,857 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:38 UTC |
Humphrey MarkVP & Chief Accounting Officer
|
GrantCommon Stock | 1,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019023 · form4.xml · nonDerivative · entry 1 Humphrey Mark · CIK 0001523515 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,286 F1 · shares: Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date of May 18, 2020, subject to the terms and conditions of the applicable restricted stock unit agreement. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:36 UTC |
Kelly Michael ADirector
|
GrantCommon Stock | 2,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019022 · form4.xml · nonDerivative · entry 1 Kelly Michael A · CIK 0001378014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,117 F1 · shares: Award of 2,857 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. F1 · balance_after: Award of 2,857 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:24 UTC |
PASTOR LOUISDirector
|
GrantCommon Stock | 2,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019016 · form4.xml · nonDerivative · entry 1 PASTOR LOUIS · CIK 0001619344 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,117 F1 · shares: Award of 2,857 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. F1 · balance_after: Award of 2,857 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:21 UTC |
MATHER COURTNEYDirector
|
GrantPhantom Stock · Derivative | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019014 · form4.xml · derivative · entry 2 MATHER COURTNEY · CIK 0001608717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,731 Underlying: Common Stock · 607 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F3 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F3 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:21 UTC |
MATHER COURTNEYDirector
|
GrantCommon Stock | 2,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019014 · form4.xml · nonDerivative · entry 1 MATHER COURTNEY · CIK 0001608717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,117 F1 · shares: Award of 2,857 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. F1 · balance_after: Award of 2,857 restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which is the business day immediately preceding the date of the Issuer's 2018 annual meeting of stockholders, subject to the Reporting Person's continued membership on the Issuer's Board of Directors through the vesting date. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:44 UTC |
BRASIER BARBARA LSVP & Chief Financial Officer
|
GrantCommon Stock | 4,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012457 · form4.xml · nonDerivative · entry 1 BRASIER BARBARA L · CIK 0001169490 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,585 F1 · shares: Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date of March 16, 2020, subject to the terms and conditions of the applicable restricted stock unit agreement. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 17:47 UTC |
Dressel James BruceSVP & Chief Operating Officer
|
GrantCommon Stock | 4,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012460 · form4.xml · nonDerivative · entry 1 Dressel James Bruce · CIK 0001496144 · SVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,902 F1 · shares: Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date of March 16, 2020, subject to the terms and conditions of the applicable restricted stock unit agreement. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:50 UTC |
Waryjas MaryannSVP & Chief Legal Officer
|
GrantCommon Stock | 2,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012464 · form4.xml · nonDerivative · entry 1 Waryjas Maryann · CIK 0001556571 · SVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,846 F1 · shares: Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date of March 16, 2020, subject to the terms and conditions of the applicable restricted stock unit agreement. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:48 UTC |
Marani Richard FSVP & CIO
|
GrantCommon Stock | 1,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012463 · form4.xml · nonDerivative · entry 2 Marani Richard F · CIK 0001677488 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,400 F2 · shares: Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date of March 16, 2020, subject to the terms and conditions of the applicable restricted stock unit agreement. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:45 UTC |
Cunningham Christian JSVP & Chief HR Officer
|
GrantCommon Stock | 2,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012459 · form4.xml · nonDerivative · entry 1 Cunningham Christian J · CIK 0001677468 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,161 F1 · shares: Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date of March 16, 2020, subject to the terms and conditions of the applicable restricted stock unit agreement. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:43 UTC |
Silber Lawrence HarrisDirector · President & CEO
|
GrantCommon Stock | 14,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012455 · form4.xml · nonDerivative · entry 1 Silber Lawrence Harris · CIK 0001560939 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,936 F1 · shares: Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the vesting date of March 16, 2020, subject to the terms and conditions of the applicable restricted stock unit agreement. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:09 UTC |
BRASIER BARBARA LSVP & Chief Financial Officer
|
GrantCommon Stock | 3,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011786 · form4.xml · nonDerivative · entry 1 BRASIER BARBARA L · CIK 0001169490 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,240 F1 · shares: Performance stock units for which performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which will occur after the applicable three-year performance period has ended, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 16:20 UTC |
Dressel James BruceSVP & Chief Operating Officer
|
GrantCommon Stock | 2,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011796 · form4.xml · nonDerivative · entry 2 Dressel James Bruce · CIK 0001496144 · SVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,247 F2 · shares: Performance stock units for which performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which will occur after the applicable three-year performance period has ended, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 16:20 UTC |
Dressel James BruceSVP & Chief Operating Officer
|
GrantCommon Stock | 1,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011796 · form4.xml · nonDerivative · entry 1 Dressel James Bruce · CIK 0001496144 · SVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,990 F1 · shares: Performance stock units for which performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which will occur after the applicable three-year performance period has ended, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 16:26 UTC |
MEROLA NANCYVP & Chief Accounting Officer
|
GrantCommon Stock | 790 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011798 · form4.xml · nonDerivative · entry 1 MEROLA NANCY · CIK 0001199505 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,541 F1 · shares: Performance stock units for which performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which will occur after the applicable three-year performance period has ended subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:33 UTC |
Waryjas MaryannSVP & Chief Legal Officer
|
GrantCommon Stock | 1,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011800 · form4.xml · nonDerivative · entry 1 Waryjas Maryann · CIK 0001556571 · SVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,363 F1 · shares: Performance stock units for which performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which will occur after the applicable three-year performance period has ended, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:29 UTC |
Silber Lawrence HarrisDirector · President & CEO
|
GrantCommon Stock | 4,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011799 · form4.xml · nonDerivative · entry 2 Silber Lawrence Harris · CIK 0001560939 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,659 F2 · shares: Performance stock units for which performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which will occur after the applicable three-year performance period has ended, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:29 UTC |
Silber Lawrence HarrisDirector · President & CEO
|
GrantCommon Stock | 2,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011799 · form4.xml · nonDerivative · entry 1 Silber Lawrence Harris · CIK 0001560939 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,146 F1 · shares: Performance stock units for which performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which will occur after the applicable three-year performance period has ended, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:24 UTC |
Marani Richard FSVP & CIO
|
GrantCommon Stock | 1,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011797 · form4.xml · nonDerivative · entry 1 Marani Richard F · CIK 0001677488 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,277 F1 · shares: Performance stock units for which performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which will occur after the applicable three-year performance period has ended, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:13 UTC |
Cunningham Christian JSVP & Chief HR Officer
|
GrantCommon Stock | 1,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011792 · form4.xml · nonDerivative · entry 2 Cunningham Christian J · CIK 0001677468 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,895 F2 · shares: Performance stock units for which performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which will occur after the applicable three-year performance period has ended, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:13 UTC |
Cunningham Christian JSVP & Chief HR Officer
|
GrantCommon Stock | 730 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011792 · form4.xml · nonDerivative · entry 1 Cunningham Christian J · CIK 0001677468 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,248 F1 · shares: Performance stock units for which performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which will occur after the applicable three-year performance period has ended, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| March 13, 2017 Filed Mar 20, 2017 21:48 UTC |
Marani Richard FSVP & CIO
|
GrantCommon Stock | 664 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012463 · form4.xml · nonDerivative · entry 1 Marani Richard F · CIK 0001677488 · SVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,941 F1 · shares: Performance stock units for which performance has been certified, each of which represents the right to receive one share of the Issuer's common stock on the vesting date, which will occur after the applicable three-year performance period has ended, subject to the terms and conditions of the applicable performance stock unit agreement. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 16:32 UTC |
HENKEL HERBERT LDirector
|
GrantPhantom Stock · Derivative | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006601 · form4.xml · derivative · entry 1 HENKEL HERBERT L · CIK 0001204528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,368 Underlying: Common Stock · 425 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:30 UTC |
MATHER COURTNEYDirector
|
GrantPhantom Stock · Derivative | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006600 · form4.xml · derivative · entry 1 MATHER COURTNEY · CIK 0001608717 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,124 Underlying: Common Stock · 413 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). F2 · derivative.expiration_date: The value of the phantom stock credited to the Reporting Person's account shall be distributed in shares of common stock following the date the Reporting Person ceases to be a member of the Issuer's Board of Directors (or, if earlier, following a change of control). Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:15 UTC |
BRASIER BARBARA LSVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 987 | $40.74 | $40,210.38 |
DisclosureSEC source: 0001127602-16-069121 · form4.xml · nonDerivative · entry 1 BRASIER BARBARA L · CIK 0001169490 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,081 F1 · shares: Shares withheld for taxes upon vesting of previously granted restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.