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Nasdaq · USD

HQY

HEALTHEQUITY, INC.

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Tapewire entity
3639
SEC CIK
0001428336
Parsed reports
607

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202602
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 22, 2023 Filed Sep 26, 2023 21:08 UTC SaleCommon Stock 3,608 $72.29 $260,829.54
Disclosure

SEC source: 0001415889-23-013593 · form4-09262023_090951.xml · nonDerivative · entry 2

Corvino Frank · CIK 0001614878 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,748

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.27 to $72.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) of this Form 4.

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September 22, 2023 Filed Sep 26, 2023 21:08 UTC Exercise / conversionCommon Stock 3,608 $14.00 $50,512.00
Disclosure

SEC source: 0001415889-23-013593 · form4-09262023_090951.xml · nonDerivative · entry 1

Corvino Frank · CIK 0001614878 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 21, 2023 Filed Sep 25, 2023 16:45 UTC
Trittschuh Larry LFORMER EVP CSO
Exercise / conversionStock Option (Right to Buy) · Derivative 6,419 $0.00 Strike: $59.63 $0.00
Disclosure

SEC source: 0001415889-23-013565 · form4-09252023_080916.xml · derivative · entry 3

Trittschuh Larry L · CIK 0001761050 · FORMER EVP CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,419 shares

Expires 2028-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable.

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September 21, 2023 Filed Sep 25, 2023 16:45 UTC
Trittschuh Larry LFORMER EVP CSO
SaleCommon Stock 6,419 $72.43 $464,896.08
Disclosure

SEC source: 0001415889-23-013565 · form4-09252023_080916.xml · nonDerivative · entry 2

Trittschuh Larry L · CIK 0001761050 · FORMER EVP CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,210

Read SEC document
September 21, 2023 Filed Sep 25, 2023 16:45 UTC
Trittschuh Larry LFORMER EVP CSO
Exercise / conversionCommon Stock 6,419 $59.63 $382,764.97
Disclosure

SEC source: 0001415889-23-013565 · form4-09252023_080916.xml · nonDerivative · entry 1

Trittschuh Larry L · CIK 0001761050 · FORMER EVP CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 07, 2023 Filed Sep 8, 2023 18:19 UTC
Murdock Tyson D.SPECIAL ADVISOR
SaleCommon Stock 2,844 $71.35 $202,919.40
Disclosure

SEC source: 0001415889-23-013132 · form4-09082023_100930.xml · nonDerivative · entry 1

Murdock Tyson D. · CIK 0001853547 · SPECIAL ADVISOR

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,389

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

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July 05, 2023 Filed Jul 7, 2023 17:40 UTC Tax withholdingCommon Stock 580 $62.18 $36,063.36
Disclosure

SEC source: 0001415889-23-010956 · form4-07072023_090722.xml · nonDerivative · entry 1

Murdock Tyson D. · CIK 0001853547 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,233

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.1781 to $62.1782, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

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July 05, 2023 Filed Jul 7, 2023 17:42 UTC
Trittschuh Larry LEVP CHIEF SECURITY OFFICER
Tax withholdingCommon Stock 379 $62.18 $23,565.54
Disclosure

SEC source: 0001415889-23-010958 · form4-07072023_090758.xml · nonDerivative · entry 1

Trittschuh Larry L · CIK 0001761050 · EVP CHIEF SECURITY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,210

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.1781 to $62.1782, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

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July 05, 2023 Filed Jul 7, 2023 21:48 UTC
Ladd DelanoEVP, GC & CORPORATE SECRETARY
Tax withholdingCommon Stock 254 $62.18 $15,793.26
Disclosure

SEC source: 0001415889-23-010964 · form4-07072023_090732.xml · nonDerivative · entry 1

Ladd Delano · CIK 0001683056 · EVP, GC & CORPORATE SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,519

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.1781 to $62.1782 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

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July 05, 2023 Filed Jul 7, 2023 21:45 UTC
Neeleman StephenDirector · FOUNDER AND VICE CHAIRMAN
Tax withholdingCommon Stock 317 $62.18 $19,710.49
Disclosure

SEC source: 0001415889-23-010962 · form4-07072023_090743.xml · nonDerivative · entry 1

Neeleman Stephen · CIK 0001614838 · Director · FOUNDER AND VICE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,199

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.1781 to $62.1782, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

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July 05, 2023 Filed Jul 7, 2023 21:44 UTC
Rosner ElimelechEVP, CHIEF TECHNOLOGY OFFICER
Tax withholdingCommon Stock 1,720 $62.18 $106,946.50
Disclosure

SEC source: 0001415889-23-010960 · form4-07072023_090709.xml · nonDerivative · entry 1

Rosner Elimelech · CIK 0001916312 · EVP, CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,614

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.1781 to $62.1782, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

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June 27, 2023 Filed Jun 28, 2023 20:29 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 4,809 $61.09 $293,786.62
Disclosure

SEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 9

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Team Bear Trust

Disclosed balance after: 18,430

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.265, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (9) of this Form 4.

F6 · ownership.nature: These securities are held by the Team Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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June 27, 2023 Filed Jun 28, 2023 20:29 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 5,910 $60.86 $359,664.87
Disclosure

SEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 8

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Team Bear Trust

Disclosed balance after: 23,239

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.01 to $60.99, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (7) of this Form 4.

F6 · ownership.nature: These securities are held by the Team Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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June 27, 2023 Filed Jun 28, 2023 20:29 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 6,276 $61.09 $383,415.27
Disclosure

SEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 7

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Team Gracie Trust

Disclosed balance after: 24,513

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.265, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (9) of this Form 4.

F5 · ownership.nature: These securities are held by the Team Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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June 27, 2023 Filed Jun 28, 2023 20:29 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 7,981 $60.86 $485,720.47
Disclosure

SEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 6

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Team Gracie Trust

Disclosed balance after: 30,789

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.01 to $60.99, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (7) of this Form 4.

F5 · ownership.nature: These securities are held by the Team Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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June 27, 2023 Filed Jun 28, 2023 20:29 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 938 $61.10 $57,308.14
Disclosure

SEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 5

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Jon Kessler and Laura M. Gottsman Family Trust

Disclosed balance after: 3,875

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.24, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (8) of this Form 4.

F3 · ownership.nature: These securities are held by the Jon Kessler and Laura M. Gottsman Family Trust, a revocable trust in which the Reporting Person and his Spouse are co-trustees, and the Reporting Person and members of his immediate family are the sole beneficiaries.

Read SEC document
June 27, 2023 Filed Jun 28, 2023 20:29 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 1,316 $60.87 $80,100.18
Disclosure

SEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 4

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Jon Kessler and Laura M. Gottsman Family Trust

Disclosed balance after: 4,813

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.01 to $60.99, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (7) of this Form 4.

F3 · ownership.nature: These securities are held by the Jon Kessler and Laura M. Gottsman Family Trust, a revocable trust in which the Reporting Person and his Spouse are co-trustees, and the Reporting Person and members of his immediate family are the sole beneficiaries.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 20:29 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 7,711 $60.12 $463,596.89
Disclosure

SEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 3

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Team Bear Trust

Disclosed balance after: 29,149

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

F6 · ownership.nature: These securities are held by the Team Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 20:29 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 10,256 $60.12 $616,606.10
Disclosure

SEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 2

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Team Gracie Trust

Disclosed balance after: 38,770

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

F5 · ownership.nature: These securities are held by the Team Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 20:29 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 1,621 $60.12 $97,456.95
Disclosure

SEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 1

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Jon Kessler and Laura M. Gottsman Family Trust

Disclosed balance after: 6,129

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

F3 · balance_after: These securities are held by the Jon Kessler and Laura M. Gottsman Family Trust, a revocable trust in which the Reporting Person and his Spouse are co-trustees, and the Reporting Person and members of his immediate family are the sole beneficiaries.

F4 · balance_after: The Reporting Person previously reported 7,750 shares held by the Jon Kessler and Laura M. Gottsman Family Trust as shares held directly by the Reporting Person. This report corrects such previous report to reflect that such shares are beneficially owned indirectly by the Reporting Person.

F3 · ownership.nature: These securities are held by the Jon Kessler and Laura M. Gottsman Family Trust, a revocable trust in which the Reporting Person and his Spouse are co-trustees, and the Reporting Person and members of his immediate family are the sole beneficiaries.

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June 22, 2023 Filed Jun 26, 2023 22:11 UTC GrantCommon Stock 3,164 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010316 · form4-06262023_100637.xml · nonDerivative · entry 1

SELANDER ROBERT W · CIK 0001160228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,426

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in full on the earlier of June 22, 2024 or the date of the issuer's next annual stockholder meeting. Vested shares will be delivered to the reporting person upon vesting.

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June 22, 2023 Filed Jun 26, 2023 22:29 UTC GrantCommon Stock 3,164 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010330 · form4-06262023_100641.xml · nonDerivative · entry 1

DILLON ADRIAN T · CIK 0001163402 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,517

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in full on the earlier of June 22, 2024 or the date of the issuer's next annual stockholder meeting. Vested shares will be delivered to the reporting person upon vesting.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 22:14 UTC GrantCommon Stock 3,164 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010318 · form4-06262023_100655.xml · nonDerivative · entry 1

Natarajan Rajesh · CIK 0001812674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,836

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in full on the earlier of June 22, 2024 or the date of the issuer's next annual stockholder meeting. Vested shares will be delivered to the reporting person upon vesting.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 22:21 UTC GrantCommon Stock 3,164 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010324 · form4-06262023_100614.xml · nonDerivative · entry 1

Wellborn Gayle Furgurson · CIK 0001712960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,187

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in full on the earlier of June 22, 2024 or the date of the issuer's next annual stockholder meeting. Vested shares will be delivered to the reporting person upon vesting.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 22:27 UTC GrantCommon Stock 3,164 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010328 · form4-06262023_100630.xml · nonDerivative · entry 1

Corvino Frank · CIK 0001614878 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,748

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in full on the earlier of June 22, 2024 or the date of the issuer's next annual stockholder meeting. Vested shares will be delivered to the reporting person upon vesting.

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June 22, 2023 Filed Jun 26, 2023 22:24 UTC GrantCommon Stock 3,164 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010326 · form4-06262023_100631.xml · nonDerivative · entry 1

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,123

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in full on the earlier of June 22, 2024 or the date of the issuer's next annual stockholder meeting. Vested shares will be delivered to the reporting person upon vesting.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 22:18 UTC GrantCommon Stock 3,164 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010322 · form4-06262023_100612.xml · nonDerivative · entry 1

McCowan Debra Charlotte · CIK 0001735093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,236

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in full on the earlier of June 22, 2024 or the date of the issuer's next annual stockholder meeting. Vested shares will be delivered to the reporting person upon vesting.

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June 22, 2023 Filed Jun 26, 2023 22:16 UTC GrantCommon Stock 3,164 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010320 · form4-06262023_100629.xml · nonDerivative · entry 1

Parker Stuart B. · CIK 0001831511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,460

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in full on the earlier of June 22, 2024 or the date of the issuer's next annual stockholder meeting. Vested shares will be delivered to the reporting person upon the earlier of a change of control of the issuer (as defined in the issuer's 2014 equity incentive plan), or the reporting person's termination of service (as defined in the issuer's 2014 equity incentive plan), or the reporting person's death.

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June 22, 2023 Filed Jun 26, 2023 22:10 UTC
Black PaulDirector
GrantCommon Stock 3,164 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010314 · form4-06262023_100612.xml · nonDerivative · entry 1

Black Paul · CIK 0001511354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,851

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in full on the earlier of June 22, 2024 or the date of the issuer's next annual stockholder meeting. Vested shares will be delivered to the reporting person upon vesting.

Read SEC document
June 12, 2023 Filed Jun 12, 2023 23:32 UTC
Rosner ElimelechEVP, CHIEF TECHNOLOGY OFFICER
SaleCommon Stock 10,156 $64.29 $652,925.18
Disclosure

SEC source: 0001415889-23-009655 · form4-06122023_110603.xml · nonDerivative · entry 1

Rosner Elimelech · CIK 0001916312 · EVP, CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,334

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.97 to $64.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

Read SEC document
April 04, 2023 Filed Apr 5, 2023 16:35 UTC Tax withholdingCommon Stock 3,017 $55.99 $168,910.06
Disclosure

SEC source: 0001415889-23-006288 · form4-04052023_080428.xml · nonDerivative · entry 2

Murdock Tyson D. · CIK 0001853547 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,813

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.9860 to $55.9861 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

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April 04, 2023 Filed Apr 5, 2023 16:45 UTC
Trittschuh Larry LEVP CHIEF SECURITY OFFICER
Tax withholdingCommon Stock 1,512 $55.99 $84,650.98
Disclosure

SEC source: 0001415889-23-006294 · form4-04052023_080449.xml · nonDerivative · entry 2

Trittschuh Larry L · CIK 0001761050 · EVP CHIEF SECURITY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,589

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.9861 to $55.9864, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) of this Form 4.

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April 04, 2023 Filed Apr 5, 2023 21:01 UTC
Ladd DelanoEVP, GC & CORPORATE SECRETARY
Tax withholdingCommon Stock 1,189 $55.99 $66,567.83
Disclosure

SEC source: 0001415889-23-006302 · form4-04052023_090432.xml · nonDerivative · entry 2

Ladd Delano · CIK 0001683056 · EVP, GC & CORPORATE SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,773

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April 04, 2023 Filed Apr 5, 2023 20:42 UTC
Rosner ElimelechEVP, CHIEF TECHNOLOGY OFFICER
Tax withholdingCommon Stock 4,715 $55.99 $263,975.40
Disclosure

SEC source: 0001415889-23-006292 · form4-04052023_080452.xml · nonDerivative · entry 1

Rosner Elimelech · CIK 0001916312 · EVP, CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,490

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April 04, 2023 Filed Apr 5, 2023 20:39 UTC
Neeleman StephenDirector · FOUNDER AND VICE CHAIRMAN
Tax withholdingCommon Stock 1,886 $55.99 $105,588.46
Disclosure

SEC source: 0001415889-23-006290 · form4-04052023_080449.xml · nonDerivative · entry 2

Neeleman Stephen · CIK 0001614838 · Director · FOUNDER AND VICE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,516

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.9854 to $55.9855, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

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April 03, 2023 Filed Apr 5, 2023 16:35 UTC Tax withholdingCommon Stock 2,768 $57.70 $159,710.83
Disclosure

SEC source: 0001415889-23-006288 · form4-04052023_080428.xml · nonDerivative · entry 1

Murdock Tyson D. · CIK 0001853547 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,830

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April 03, 2023 Filed Apr 5, 2023 16:45 UTC
Trittschuh Larry LEVP CHIEF SECURITY OFFICER
Tax withholdingCommon Stock 3,438 $57.70 $198,369.51
Disclosure

SEC source: 0001415889-23-006294 · form4-04052023_080449.xml · nonDerivative · entry 1

Trittschuh Larry L · CIK 0001761050 · EVP CHIEF SECURITY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,101

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.6990 to $57.6993, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) of this Form 4.

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April 03, 2023 Filed Apr 5, 2023 21:01 UTC
Ladd DelanoEVP, GC & CORPORATE SECRETARY
Tax withholdingCommon Stock 3,472 $57.70 $200,331.28
Disclosure

SEC source: 0001415889-23-006302 · form4-04052023_090432.xml · nonDerivative · entry 1

Ladd Delano · CIK 0001683056 · EVP, GC & CORPORATE SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,962

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.6990 to $57.6991, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

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April 03, 2023 Filed Apr 5, 2023 20:39 UTC
Neeleman StephenDirector · FOUNDER AND VICE CHAIRMAN
Tax withholdingCommon Stock 4,429 $57.70 $255,549.31
Disclosure

SEC source: 0001415889-23-006290 · form4-04052023_080449.xml · nonDerivative · entry 1

Neeleman Stephen · CIK 0001614838 · Director · FOUNDER AND VICE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,402

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April 03, 2023 Filed Apr 5, 2023 20:31 UTC
Kessler JonDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 40,309 $57.70 $2,325,788.99
Disclosure

SEC source: 0001415889-23-006284 · form4-04052023_080423.xml · nonDerivative · entry 1

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,741

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March 29, 2023 Filed Mar 31, 2023 16:22 UTC GrantCommon Stock 7,261 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005667 · form4-03312023_080351.xml · nonDerivative · entry 2

Murdock Tyson D. · CIK 0001853547 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,598

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 7,261 shares on March 29, 2023.

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March 29, 2023 Filed Mar 31, 2023 16:22 UTC GrantCommon Stock 23,581 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005667 · form4-03312023_080351.xml · nonDerivative · entry 1

Murdock Tyson D. · CIK 0001853547 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,337

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Shares vest as to 25% of the initial award on April 1, 2024. Shares shall vest as to 6.25% thereafter on the first day of each calendar quarter for the twelve calendar quarters following April 1, 2024.

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March 29, 2023 Filed Mar 31, 2023 16:09 UTC
Trittschuh Larry LEVP CHIEF SECURITY OFFICER
GrantCommon Stock 9,442 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005659 · form4-03312023_080317.xml · nonDerivative · entry 2

Trittschuh Larry L · CIK 0001761050 · EVP CHIEF SECURITY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,539

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 9,442 shares on March 29, 2023.

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March 29, 2023 Filed Mar 31, 2023 16:09 UTC
Trittschuh Larry LEVP CHIEF SECURITY OFFICER
GrantCommon Stock 15,006 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005659 · form4-03312023_080317.xml · nonDerivative · entry 1

Trittschuh Larry L · CIK 0001761050 · EVP CHIEF SECURITY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,097

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Shares vest as to 25% of the initial award on April 1, 2024. Shares shall vest as to 6.25% thereafter on the first day of each calendar quarter for the twelve calendar quarters following April 1, 2024.

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March 29, 2023 Filed Mar 31, 2023 20:17 UTC
Neeleman StephenDirector · FOUNDER AND VICE CHAIRMAN
GrantCommon Stock 13,057 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005663 · form4-03312023_080305.xml · nonDerivative · entry 2

Neeleman Stephen · CIK 0001614838 · Director · FOUNDER AND VICE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,831

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 13,057 shares on March 29, 2023.

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March 29, 2023 Filed Mar 31, 2023 20:17 UTC
Neeleman StephenDirector · FOUNDER AND VICE CHAIRMAN
GrantCommon Stock 15,006 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005663 · form4-03312023_080305.xml · nonDerivative · entry 1

Neeleman Stephen · CIK 0001614838 · Director · FOUNDER AND VICE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,774

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Shares vest as to 25% of the initial award on April 1, 2024. Shares shall vest as to 6.25% thereafter on the first day of each calendar quarter for the twelve calendar quarters following April 1, 2024.

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March 29, 2023 Filed Mar 31, 2023 20:12 UTC
Rosner ElimelechEVP, CHIEF TECHNOLOGY OFFICER
GrantCommon Stock 25,725 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005661 · form4-03312023_080349.xml · nonDerivative · entry 1

Rosner Elimelech · CIK 0001916312 · EVP, CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,205

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Shares vest as to 25% of the initial award on April 1, 2024. Shares shall vest as to 6.25% thereafter on the first day of each calendar quarter for the twelve calendar quarters following April 1, 2024.

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March 29, 2023 Filed Mar 31, 2023 20:05 UTC
Ladd DelanoEVP, GC & CORPORATE SECRETARY
GrantCommon Stock 10,446 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005657 · form4-03312023_080343.xml · nonDerivative · entry 2

Ladd Delano · CIK 0001683056 · EVP, GC & CORPORATE SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,434

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 10,446 shares on March 29, 2023.

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March 29, 2023 Filed Mar 31, 2023 20:05 UTC
Ladd DelanoEVP, GC & CORPORATE SECRETARY
GrantCommon Stock 12,862 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005657 · form4-03312023_080343.xml · nonDerivative · entry 1

Ladd Delano · CIK 0001683056 · EVP, GC & CORPORATE SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,988

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Shares vest as to 25% of the initial award on April 1, 2024. Shares shall vest as to 6.25% thereafter on the first day of each calendar quarter for the twelve calendar quarters following April 1, 2024.

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March 29, 2023 Filed Mar 31, 2023 20:03 UTC
Kessler JonDirector · PRESIDENT AND CEO
GrantCommon Stock 86,179 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005655 · form4-03312023_080338.xml · nonDerivative · entry 1

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,050

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 86,179 shares on March 29, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.