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Nasdaq · USD

HQY

HEALTHEQUITY, INC.

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Tapewire entity
3639
SEC CIK
0001428336
Parsed reports
607

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202602
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 26, 2024 Filed Mar 28, 2024 19:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001415889-24-009304 · form4-03282024_070358.xml · derivative · entry 4

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2024-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 19:30 UTC SaleCommon Stock 32,500 $79.29 $2,576,847.00
Disclosure

SEC source: 0001415889-24-009304 · form4-03282024_070358.xml · nonDerivative · entry 3

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,123

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.86 to $79.73 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

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March 26, 2024 Filed Mar 28, 2024 19:30 UTC Exercise / conversionCommon Stock 7,500 $14.00 $105,000.00
Disclosure

SEC source: 0001415889-24-009304 · form4-03282024_070358.xml · nonDerivative · entry 2

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 19:30 UTC Exercise / conversionCommon Stock 25,000 $14.00 $350,000.00
Disclosure

SEC source: 0001415889-24-009304 · form4-03282024_070358.xml · nonDerivative · entry 1

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 14:13 UTC
Kessler JonDirector · PRESIDENT AND CEO
Exercise / conversionStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001415889-24-009084 · form4-03262024_020311.xml · derivative · entry 7

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by GKF, LLC

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2024-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 14:13 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 33,765 $79.81 $2,694,730.63
Disclosure

SEC source: 0001415889-24-009084 · form4-03262024_020311.xml · nonDerivative · entry 2

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by GKF, LLC

Disclosed balance after: 126,635

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.53 to $80.46 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 14:13 UTC
Kessler JonDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 60,000 $14.00 $840,000.00
Disclosure

SEC source: 0001415889-24-009084 · form4-03262024_020311.xml · nonDerivative · entry 1

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by GKF, LLC

Disclosed balance after: 160,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These securities are held by the GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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March 01, 2024 Filed Mar 5, 2024 17:39 UTC
Ladd DelanoEVP, GC & CORPORATE SECRETARY
SaleCommon Stock 2,558 $82.59 $211,265.22
Disclosure

SEC source: 0001415889-24-006505 · form4-03052024_050334.xml · nonDerivative · entry 1

Ladd Delano · CIK 0001683056 · EVP, GC & CORPORATE SECRETARY

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,438

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.

Read SEC document
February 09, 2024 Filed Feb 9, 2024 23:13 UTC
Ladd DelanoEVP, GC & CORPORATE SECRETARY
SaleCommon Stock 2,499 $80.00 $199,920.00
Disclosure

SEC source: 0001415889-24-003213 · form4-02092024_110243.xml · nonDerivative · entry 1

Ladd Delano · CIK 0001683056 · EVP, GC & CORPORATE SECRETARY

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,996

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 00:17 UTC GrantCommon Stock 1,455 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002728 · form4-02062024_120242.xml · nonDerivative · entry 1

DILLON ADRIAN T · CIK 0001163402 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,972

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 364 shares on February 1, 2024. The restricted stock units vest as to 364 shares on each of May 1, and August 1, of 2024. The remaining 363 shares will vest on November 1, 2024. Vested shares will be delivered to the reporting person upon vesting.

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February 01, 2024 Filed Feb 6, 2024 00:22 UTC GrantCommon Stock 1,124 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002740 · form4-02062024_120238.xml · nonDerivative · entry 1

Natarajan Rajesh · CIK 0001812674 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,960

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 281 shares on February 1, 2024. An additional 281 shares will vest on each of May 1, August 1, and November 1, of 2024. Vested shares will be delivered to the reporting person upon vesting.

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February 01, 2024 Filed Feb 6, 2024 00:20 UTC GrantCommon Stock 1,058 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002734 · form4-02062024_120228.xml · nonDerivative · entry 1

Parker Stuart B. · CIK 0001831511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,518

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 265 shares on February 1, 2024. The restricted stock units vest as to 265 shares on May 1, 2024. The shares will vest as to 264 shares on each of August 1, and November 1 of 2024. Vested shares will be delivered to the reporting person on February 1, 2028.

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January 08, 2024 Filed Jan 9, 2024 23:56 UTC
Ladd DelanoEVP, GC & CORPORATE SECRETARY
SaleCommon Stock 2,586 $70.00 $181,020.00
Disclosure

SEC source: 0001415889-24-000875 · form4-01092024_110121.xml · nonDerivative · entry 2

Ladd Delano · CIK 0001683056 · EVP, GC & CORPORATE SECRETARY

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,495

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.

Read SEC document
January 05, 2024 Filed Jan 10, 2024 00:04 UTC
Neeleman StephenDirector · FOUNDER AND VICE CHAIRMAN
Tax withholdingCommon Stock 235 $67.64 $15,894.91
Disclosure

SEC source: 0001415889-24-000879 · form4-01102024_120124.xml · nonDerivative · entry 1

Neeleman Stephen · CIK 0001614838 · Director · FOUNDER AND VICE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,652

Read SEC document
January 05, 2024 Filed Jan 10, 2024 00:01 UTC
Rosner ElimelechEVP, CHIEF TECHNOLOGY OFFICER
Tax withholdingCommon Stock 1,215 $67.64 $82,179.08
Disclosure

SEC source: 0001415889-24-000877 · form4-01102024_120115.xml · nonDerivative · entry 1

Rosner Elimelech · CIK 0001916312 · EVP, CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,683

Read SEC document
January 05, 2024 Filed Jan 9, 2024 23:56 UTC
Ladd DelanoEVP, GC & CORPORATE SECRETARY
Tax withholdingCommon Stock 188 $67.64 $12,715.70
Disclosure

SEC source: 0001415889-24-000875 · form4-01092024_110121.xml · nonDerivative · entry 1

Ladd Delano · CIK 0001683056 · EVP, GC & CORPORATE SECRETARY

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,081

Read SEC document
December 28, 2023 Filed Jan 2, 2024 15:57 UTC GiftCommon Stock 1,538 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000026 · form4-01022024_080151.xml · nonDerivative · entry 1

Murdock Tyson D. · CIK 0001853547 · FORMER CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,937

Read SEC document
December 28, 2023 Filed Jan 2, 2024 20:55 UTC
Neeleman StephenDirector · FOUNDER AND VICE CHAIRMAN
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000024 · form4-01022024_080104.xml · nonDerivative · entry 2

Neeleman Stephen · CIK 0001614838 · Director · FOUNDER AND VICE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 559,235

F1 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 22:31 UTC
Sacks IanFORMER DIRECTOR
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $25.39 $0.00
Disclosure

SEC source: 0001415889-23-016846 · form4-12212023_101258.xml · derivative · entry 7

Sacks Ian · CIK 0001614866 · FORMER DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2025-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 22:31 UTC
Sacks IanFORMER DIRECTOR
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001415889-23-016846 · form4-12212023_101258.xml · derivative · entry 6

Sacks Ian · CIK 0001614866 · FORMER DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2024-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 22:31 UTC
Sacks IanFORMER DIRECTOR
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $21.27 $0.00
Disclosure

SEC source: 0001415889-23-016846 · form4-12212023_101258.xml · derivative · entry 5

Sacks Ian · CIK 0001614866 · FORMER DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 22:31 UTC
Sacks IanFORMER DIRECTOR
SaleCommon Stock 45,000 $63.50 $2,857,720.50
Disclosure

SEC source: 0001415889-23-016846 · form4-12212023_101258.xml · nonDerivative · entry 4

Sacks Ian · CIK 0001614866 · FORMER DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,630

Read SEC document
December 19, 2023 Filed Dec 21, 2023 22:31 UTC
Sacks IanFORMER DIRECTOR
Exercise / conversionCommon Stock 15,000 $25.39 $380,850.00
Disclosure

SEC source: 0001415889-23-016846 · form4-12212023_101258.xml · nonDerivative · entry 3

Sacks Ian · CIK 0001614866 · FORMER DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 22:31 UTC
Sacks IanFORMER DIRECTOR
Exercise / conversionCommon Stock 15,000 $14.00 $210,000.00
Disclosure

SEC source: 0001415889-23-016846 · form4-12212023_101258.xml · nonDerivative · entry 2

Sacks Ian · CIK 0001614866 · FORMER DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 22:31 UTC
Sacks IanFORMER DIRECTOR
Exercise / conversionCommon Stock 15,000 $21.27 $319,050.00
Disclosure

SEC source: 0001415889-23-016846 · form4-12212023_101258.xml · nonDerivative · entry 1

Sacks Ian · CIK 0001614866 · FORMER DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 17:01 UTC
Murdock Tyson D.SPECIAL ADVISOR
GiftCommon Stock 2,343 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016396 · form4-12132023_101201.xml · nonDerivative · entry 1

Murdock Tyson D. · CIK 0001853547 · SPECIAL ADVISOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,475

Read SEC document
December 11, 2023 Filed Dec 13, 2023 22:13 UTC
Rosner ElimelechEVP, CHIEF TECHNOLOGY OFFICER
SaleCommon Stock 2,017 $70.09 $141,364.07
Disclosure

SEC source: 0001415889-23-016404 · form4-12132023_101240.xml · nonDerivative · entry 1

Rosner Elimelech · CIK 0001916312 · EVP, CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,898

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.0600 to $70.1550 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:56 UTC
Neeleman StephenDirector · FOUNDER AND VICE CHAIRMAN
Exercise / conversionStock Option (right to buy) · Derivative 70,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001415889-23-016295 · form4-12122023_081248.xml · derivative · entry 7

Neeleman Stephen · CIK 0001614838 · Director · FOUNDER AND VICE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2024-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:56 UTC
Neeleman StephenDirector · FOUNDER AND VICE CHAIRMAN
SaleCommon Stock 300 $70.01 $21,003.99
Disclosure

SEC source: 0001415889-23-016295 · form4-12122023_081248.xml · nonDerivative · entry 4

Neeleman Stephen · CIK 0001614838 · Director · FOUNDER AND VICE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,887

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.0100 to $70.0200, inclusive.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:56 UTC
Neeleman StephenDirector · FOUNDER AND VICE CHAIRMAN
SaleCommon Stock 7,122 $69.09 $492,079.63
Disclosure

SEC source: 0001415889-23-016295 · form4-12122023_081248.xml · nonDerivative · entry 3

Neeleman Stephen · CIK 0001614838 · Director · FOUNDER AND VICE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,187

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.8700 to $69.6500, inclusive.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:56 UTC
Neeleman StephenDirector · FOUNDER AND VICE CHAIRMAN
SaleCommon Stock 62,578 $68.51 $4,286,962.21
Disclosure

SEC source: 0001415889-23-016295 · form4-12122023_081248.xml · nonDerivative · entry 2

Neeleman Stephen · CIK 0001614838 · Director · FOUNDER AND VICE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,309

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.8700 to $68.8600, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) of this Form 4

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:56 UTC
Neeleman StephenDirector · FOUNDER AND VICE CHAIRMAN
Exercise / conversionCommon Stock 70,000 $14.00 $980,000.00
Disclosure

SEC source: 0001415889-23-016295 · form4-12122023_081248.xml · nonDerivative · entry 1

Neeleman Stephen · CIK 0001614838 · Director · FOUNDER AND VICE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 17:50 UTC
Murdock Tyson D.SPECIAL ADVISOR
SaleCommon Stock 1,000 $76.55 $76,550.00
Disclosure

SEC source: 0001415889-23-014355 · form4-10172023_091036.xml · nonDerivative · entry 1

Murdock Tyson D. · CIK 0001853547 · SPECIAL ADVISOR

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,818

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 17:09 UTC
Murdock Tyson D.SPECIAL ADVISOR
Tax withholdingCommon Stock 571 $72.06 $41,147.57
Disclosure

SEC source: 0001415889-23-014042 · form4-10062023_091033.xml · nonDerivative · entry 1

Murdock Tyson D. · CIK 0001853547 · SPECIAL ADVISOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,818

Read SEC document
October 04, 2023 Filed Oct 6, 2023 21:54 UTC
Neeleman StephenDirector · FOUNDER AND VICE CHAIRMAN
Tax withholdingCommon Stock 312 $72.06 $22,483.59
Disclosure

SEC source: 0001415889-23-014048 · form4-10062023_091035.xml · nonDerivative · entry 3

Neeleman Stephen · CIK 0001614838 · Director · FOUNDER AND VICE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,887

Read SEC document
October 04, 2023 Filed Oct 6, 2023 21:53 UTC
Rosner ElimelechEVP, CHIEF TECHNOLOGY OFFICER
Tax withholdingCommon Stock 1,701 $72.06 $122,577.80
Disclosure

SEC source: 0001415889-23-014047 · form4-10062023_091040.xml · nonDerivative · entry 1

Rosner Elimelech · CIK 0001916312 · EVP, CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,915

Read SEC document
October 04, 2023 Filed Oct 6, 2023 21:51 UTC
Ladd DelanoEVP, GC & CORPORATE SECRETARY
Tax withholdingCommon Stock 250 $72.06 $18,015.33
Disclosure

SEC source: 0001415889-23-014046 · form4-10062023_091048.xml · nonDerivative · entry 1

Ladd Delano · CIK 0001683056 · EVP, GC & CORPORATE SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,269

Read SEC document
October 02, 2023 Filed Oct 6, 2023 21:54 UTC
Neeleman StephenDirector · FOUNDER AND VICE CHAIRMAN
GiftCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-014048 · form4-10062023_091035.xml · nonDerivative · entry 1

Neeleman Stephen · CIK 0001614838 · Director · FOUNDER AND VICE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 564,235

F1 · ownership.nature: Shares held of record by the Stephen and Christine Neeleman Trust.

Read SEC document
September 27, 2023 Filed Sep 29, 2023 20:39 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 9,035 $75.72 $684,111.23
Disclosure

SEC source: 0001415889-23-013654 · form4-09292023_080943.xml · nonDerivative · entry 9

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Team Gracie Trust

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.525 to $75.98, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) of this Form 4.

F7 · ownership.nature: These securities are held by the Team Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 27, 2023 Filed Sep 29, 2023 20:39 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 9,199 $74.87 $688,741.09
Disclosure

SEC source: 0001415889-23-013654 · form4-09292023_080943.xml · nonDerivative · entry 8

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Team Gracie Trust

Disclosed balance after: 9,035

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.525 to $75.52, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) of this Form 4.

F7 · ownership.nature: These securities are held by the Team Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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September 27, 2023 Filed Sep 29, 2023 20:39 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 6,279 $74.26 $466,248.40
Disclosure

SEC source: 0001415889-23-013654 · form4-09292023_080943.xml · nonDerivative · entry 7

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Team Gracie Trust

Disclosed balance after: 18,234

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.525 to $74.52, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

F7 · ownership.nature: These securities are held by the Team Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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September 27, 2023 Filed Sep 29, 2023 20:39 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 6,771 $75.72 $512,678.45
Disclosure

SEC source: 0001415889-23-013654 · form4-09292023_080943.xml · nonDerivative · entry 6

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Team Bear Trust

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.525 to $75.98, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) of this Form 4.

F6 · ownership.nature: These securities are held by the Team Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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September 27, 2023 Filed Sep 29, 2023 20:39 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 6,960 $74.87 $521,116.08
Disclosure

SEC source: 0001415889-23-013654 · form4-09292023_080943.xml · nonDerivative · entry 5

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Team Bear Trust

Disclosed balance after: 6,771

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.525 to $75.52, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) of this Form 4.

F6 · ownership.nature: These securities are held by the Team Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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September 27, 2023 Filed Sep 29, 2023 20:39 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 4,699 $74.26 $348,924.25
Disclosure

SEC source: 0001415889-23-013654 · form4-09292023_080943.xml · nonDerivative · entry 4

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Team Bear Trust

Disclosed balance after: 13,731

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.525 to $74.52, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

F6 · ownership.nature: These securities are held by the Team Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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September 27, 2023 Filed Sep 29, 2023 20:39 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 1,471 $75.72 $111,387.21
Disclosure

SEC source: 0001415889-23-013654 · form4-09292023_080943.xml · nonDerivative · entry 3

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Jon Kessler and Laura M. Gottsman Family Trust

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.525 to $75.98, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) of this Form 4.

F3 · ownership.nature: These securities are held by the Jon Kessler and Laura M. Gottsman Family Trust, a revocable trust in which the Reporting Person and his Spouse are co-trustees, and the Reporting Person and members of his immediate family are the sole beneficiaries.

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September 27, 2023 Filed Sep 29, 2023 20:39 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 1,377 $74.86 $103,078.92
Disclosure

SEC source: 0001415889-23-013654 · form4-09292023_080943.xml · nonDerivative · entry 2

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Jon Kessler and Laura M. Gottsman Family Trust

Disclosed balance after: 1,471

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.525 to $75.52, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) of this Form 4.

F3 · ownership.nature: These securities are held by the Jon Kessler and Laura M. Gottsman Family Trust, a revocable trust in which the Reporting Person and his Spouse are co-trustees, and the Reporting Person and members of his immediate family are the sole beneficiaries.

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September 27, 2023 Filed Sep 29, 2023 20:39 UTC
Kessler JonDirector · PRESIDENT AND CEO
SaleCommon Stock 1,027 $74.25 $76,257.52
Disclosure

SEC source: 0001415889-23-013654 · form4-09292023_080943.xml · nonDerivative · entry 1

Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by Jon Kessler and Laura M. Gottsman Family Trust

Disclosed balance after: 2,848

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.525 to $74.52, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

F3 · ownership.nature: These securities are held by the Jon Kessler and Laura M. Gottsman Family Trust, a revocable trust in which the Reporting Person and his Spouse are co-trustees, and the Reporting Person and members of his immediate family are the sole beneficiaries.

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September 22, 2023 Filed Sep 26, 2023 21:10 UTC
Rosner ElimelechEVP, CHIEF TECHNOLOGY OFFICER
SaleCommon Stock 1,998 $71.92 $143,703.75
Disclosure

SEC source: 0001415889-23-013595 · form4-09262023_090925.xml · nonDerivative · entry 1

Rosner Elimelech · CIK 0001916312 · EVP, CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,616

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September 22, 2023 Filed Sep 26, 2023 21:08 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,608 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001415889-23-013593 · form4-09262023_090951.xml · derivative · entry 5

Corvino Frank · CIK 0001614878 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,608 shares

Expires 2024-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is immediately exercisable.

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September 22, 2023 Filed Sep 26, 2023 21:08 UTC SaleCommon Stock 1,455 $72.23 $105,093.63
Disclosure

SEC source: 0001415889-23-013593 · form4-09262023_090951.xml · nonDerivative · entry 3

Corvino Frank · CIK 0001614878 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,293

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.21 to $72.25 inclusive.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.