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Nasdaq · USD

HQY

HEALTHEQUITY, INC.

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3639
SEC CIK
0001428336
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607

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202602
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2018 Filed Apr 23, 2018 19:45 UTC
MOTT DARCY GExecutive VP and CFO
SaleCommon Stock 300 $66.06 $19,818.00
Disclosure

SEC source: 0001179110-18-005829 · edgar.xml · nonDerivative · entry 3

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,000

F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 19:45 UTC
MOTT DARCY GExecutive VP and CFO
SaleCommon Stock 9,200 $65.46 $602,209.00
Disclosure

SEC source: 0001179110-18-005829 · edgar.xml · nonDerivative · entry 2

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,300

F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.05 to $65.93, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 19:45 UTC
MOTT DARCY GExecutive VP and CFO
Exercise / conversionCommon Stock 12,500 $1.25 $15,625.00
Disclosure

SEC source: 0001179110-18-005829 · edgar.xml · nonDerivative · entry 1

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 21:50 UTC
ROBINSON GARY DEVP, Chief Marketing Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 500 $0.00 Strike: $41.28 $0.00
Disclosure

SEC source: 0001179110-18-005695 · edgar.xml · derivative · entry 3

ROBINSON GARY D · CIK 0001703205 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 500 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable as to 2,000 shares. The remaining shares become exercisable in three equal annual installments of 5,000 shares on March 27, 2019, 2020 and 2021.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 21:50 UTC
ROBINSON GARY DEVP, Chief Marketing Officer
SaleCommon Stock 500 $64.00 $32,000.00
Disclosure

SEC source: 0001179110-18-005695 · edgar.xml · nonDerivative · entry 2

ROBINSON GARY D · CIK 0001703205 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,990

Read SEC document
April 12, 2018 Filed Apr 16, 2018 21:50 UTC
ROBINSON GARY DEVP, Chief Marketing Officer
Exercise / conversionCommon Stock 500 $41.28 $20,640.00
Disclosure

SEC source: 0001179110-18-005695 · edgar.xml · nonDerivative · entry 1

ROBINSON GARY D · CIK 0001703205 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 21:19 UTC
Ladd DelanoEVP, Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 13,750 $0.00 Strike: $24.36 $0.00
Disclosure

SEC source: 0001179110-18-005688 · edgar.xml · derivative · entry 3

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 13,750 shares

Expires 2026-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option becomes exercisable in two equal annual installments of 13,750 shares on April 1, 2019, and 2020.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 21:19 UTC
Ladd DelanoEVP, Counsel & Secretary
SaleCommon Stock 13,750 $63.98 $879,685.13
Disclosure

SEC source: 0001179110-18-005688 · edgar.xml · nonDerivative · entry 2

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,465

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.80 to $64.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in footnote (1) to this Form 4.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 21:19 UTC
Ladd DelanoEVP, Counsel & Secretary
Exercise / conversionCommon Stock 13,750 $24.36 $334,950.00
Disclosure

SEC source: 0001179110-18-005688 · edgar.xml · nonDerivative · entry 1

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 21:57 UTC
ROBINSON GARY DEVP, Chief Marketing Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 1,500 $0.00 Strike: $41.28 $0.00
Disclosure

SEC source: 0001179110-18-005508 · edgar.xml · derivative · entry 3

ROBINSON GARY D · CIK 0001703205 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 1,500 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable as to 2,500 shares. The remaining shares become exercisable in three equal annual installments of 5,000 shares on March 27, 2019, 2020 and 2021.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 21:57 UTC
ROBINSON GARY DEVP, Chief Marketing Officer
SaleCommon Stock 1,500 $63.85 $95,775.00
Disclosure

SEC source: 0001179110-18-005508 · edgar.xml · nonDerivative · entry 2

ROBINSON GARY D · CIK 0001703205 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,990

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.78 to $64.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in footnote (1) to this Form 4.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 21:57 UTC
ROBINSON GARY DEVP, Chief Marketing Officer
Exercise / conversionCommon Stock 1,500 $41.28 $61,920.00
Disclosure

SEC source: 0001179110-18-005508 · edgar.xml · nonDerivative · entry 1

ROBINSON GARY D · CIK 0001703205 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 21:09 UTC
Dreier AshleyExecutive, VP, CTO and CIO
GrantCommon Stock 23,577 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005502 · edgar.xml · nonDerivative · entry 1

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,189

F1 · shares: Each restricted stock award represents a contingent right to receive one share of the issuer's common stock. The restricted stock awards vest as to 5,895 shares on April 5, 2019, and as to 5,894 shares on each of April 5, 2020, 2021, and 2022.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:00 UTC
ROBINSON GARY DEVP, Chief Marketing Officer
SaleCommon Stock 197 $60.52 $11,921.57
Disclosure

SEC source: 0001179110-18-005383 · edgar.xml · nonDerivative · entry 1

ROBINSON GARY D · CIK 0001703205 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,990

Read SEC document
April 01, 2018 Filed Apr 3, 2018 23:22 UTC GrantCommon Stock 2,284 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005342 · edgar.xml · nonDerivative · entry 2

McCowan Debra Charlotte · CIK 0001735093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,009

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,142 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will vest on January 31, 2019.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 23:22 UTC GrantCommon Stock 2,725 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005342 · edgar.xml · nonDerivative · entry 1

McCowan Debra Charlotte · CIK 0001735093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,725

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 909 shares on April 1, 2019. The remaining restricted stock units vest in two equal installments on April 1, 2020 and 2021.

Read SEC document
March 28, 2018 Filed Mar 29, 2018 20:41 UTC
Soldan JonExec VP, Operations
SaleCommon Stock 995 $61.30 $60,993.50
Disclosure

SEC source: 0001179110-18-004920 · edgar.xml · nonDerivative · entry 3

Soldan Jon · CIK 0001651926 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,020

Read SEC document
March 27, 2018 Filed Mar 29, 2018 16:34 UTC
MOTT DARCY GExecutive VP and CFO
GrantStock Option (right to buy) · Derivative 14,228 $0.00 Strike: $61.72 $0.00
Disclosure

SEC source: 0001179110-18-004918 · edgar.xml · derivative · entry 6

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,228

Underlying: Common Stock · 14,228 shares

Expires 2028-03-27

F5 · derivative.exercise_date: The option becomes exercisable in four equal installments of 3,557 shares on March 27, 2019, 2020, 2021, and 2022.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 16:34 UTC
MOTT DARCY GExecutive VP and CFO
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001179110-18-004918 · edgar.xml · derivative · entry 3

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 30,000 shares

Expires 2024-07-30

F2 · shares: On June 30, 2014, the reporting person was granted an option to purchase 100,000 shares of common stock. The option vests in annual installments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2016 (10%), 2017 (20%), 2018 (30%) and 2019 (40%). The performance criteria for 2018 were met, resulting in the vesting of the option as to 30,000 shares.

F1 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:45 UTC
Ladd DelanoEVP, Counsel & Secretary
Tax withholdingCommon Stock 353 $63.50 $22,415.50
Disclosure

SEC source: 0001179110-18-004922 · edgar.xml · nonDerivative · entry 2

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,465

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:45 UTC
Ladd DelanoEVP, Counsel & Secretary
GrantCommon Stock 3,781 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-004922 · edgar.xml · nonDerivative · entry 1

Ladd Delano · CIK 0001683056 · EVP, Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,818

F1 · shares: Each restricted stock award represents a contingent right to receive one share of the issuer's common stock. The restricted stock awards vest as to 946 shares on March 27, 2019, and in three equal installments of 945 shares on March 27, 2020, 2021 and 2022.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:29 UTC
Neeleman StephenDirector · Founder and Vice Chairman
GrantStock Option (right to buy) · Derivative 14,228 $0.00 Strike: $61.72 $0.00
Disclosure

SEC source: 0001179110-18-004916 · edgar.xml · derivative · entry 6

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,228

Underlying: Common Stock · 14,228 shares

Expires 2028-03-27

F6 · derivative.exercise_date: The option becomes exercisable in four equal installments of 3,557 shares on March 27, 2019, 2020, 2021, and 2022.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:29 UTC
Neeleman StephenDirector · Founder and Vice Chairman
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001179110-18-004916 · edgar.xml · derivative · entry 5

Neeleman Stephen · CIK 0001614838 · Director · Founder and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 60,000 shares

Expires 2024-07-30

F4 · shares: On June 30, 2014, the reporting person was granted an option to purchase 200,000 shares of common stock. The option vests in annual installments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2016 (10%), 2017 (20%), 2018 (30%) and 2019 (40%). The performance criteria for 2018 were met, resulting in the vesting of the option as to 60,000 shares.

F5 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:41 UTC
Soldan JonExec VP, Operations
Tax withholdingCommon Stock 418 $63.50 $26,543.00
Disclosure

SEC source: 0001179110-18-004920 · edgar.xml · nonDerivative · entry 2

Soldan Jon · CIK 0001651926 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,015

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:41 UTC
Soldan JonExec VP, Operations
GrantCommon Stock 3,781 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-004920 · edgar.xml · nonDerivative · entry 1

Soldan Jon · CIK 0001651926 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,433

F1 · shares: Each restricted stock award represents a contingent right to receive one share of the issuer's common stock. The restricted stock awards vest as to 946 shares on March 27, 2019, and in three equal installments of 945 shares on March 27, 2020, 2021 and 2022.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:26 UTC
Kessler JonDirector · President and CEO
GrantStock Option (right to buy) · Derivative 47,859 $0.00 Strike: $61.72 $0.00
Disclosure

SEC source: 0001179110-18-004914 · edgar.xml · derivative · entry 4

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,859

Underlying: Common Stock · 47,859 shares

Expires 2028-03-27

F4 · derivative.exercise_date: The option becomes exercisable in three equal installments of 11,965 shares on March 27, 2019, 2020, and 2021. The option becomes exercisable as to the remaining 11,964 shares on March 27, 2022.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:26 UTC
Kessler JonDirector · President and CEO
GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001179110-18-004914 · edgar.xml · derivative · entry 3

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2024-07-30

F2 · shares: On June 30, 2014, the reporting person was granted an option to purchase 400,000 shares of common stock. The option vests in annual installments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2016 (10%), 2017 (20%), 2018 (30%) and 2019 (40%). The performance criteria for 2018 were met, resulting in the vesting of the option as to 120,000 shares.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:21 UTC
Dreier AshleyExecutive, VP, CTO and CIO
GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001179110-18-004912 · edgar.xml · derivative · entry 3

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires 2024-07-30

F2 · shares: On June 30, 2014, the reporting person was granted an option to purchase 10,000 shares of common stock. The option vests in annual installments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2016 (10%), 2017 (20%), 2018 (30%) and 2019 (40%). The performance criteria for 2018 were met, resulting in the vesting of the option as to 3,000 shares.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:21 UTC
Dreier AshleyExecutive, VP, CTO and CIO
Tax withholdingCommon Stock 631 $63.50 $40,068.50
Disclosure

SEC source: 0001179110-18-004912 · edgar.xml · nonDerivative · entry 2

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,612

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:21 UTC
Dreier AshleyExecutive, VP, CTO and CIO
GrantCommon Stock 4,591 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-004912 · edgar.xml · nonDerivative · entry 1

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,243

F1 · shares: Each restricted stock award represents a contingent right to receive one share of the issuer's common stock. The restricted stock awards vest as to 1,148 shares on March 27, 2019, 2020, and 2021, and as to 1,147 shares on March 27, 2022.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:15 UTC
Otten William RobertExecutive VP of Sales
Tax withholdingCommon Stock 182 $63.50 $11,557.00
Disclosure

SEC source: 0001179110-18-004908 · edgar.xml · nonDerivative · entry 2

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,599

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:15 UTC
Otten William RobertExecutive VP of Sales
GrantCommon Stock 3,781 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-004908 · edgar.xml · nonDerivative · entry 1

Otten William Robert · CIK 0001704840 · Executive VP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,781

F1 · shares: Each restricted stock award represents a contingent right to receive one share of the issuer's common stock. The restricted stock awards vest as to 946 shares on March 27, 2019, and in three equal installments of 945 shares on March 27, 2020, 2021 and 2022.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:19 UTC
ROBINSON GARY DEVP, Chief Marketing Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 1,000 $0.00 Strike: $41.28 $0.00
Disclosure

SEC source: 0001179110-18-004910 · edgar.xml · derivative · entry 5

ROBINSON GARY D · CIK 0001703205 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 1,000 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable as to 5,000 shares on March 27, 2018. The remaining shares become exercisable in three equal annual installments of 5,000 shares on March 27, 2019, 2020 and 2021.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:19 UTC
ROBINSON GARY DEVP, Chief Marketing Officer
SaleCommon Stock 1,000 $63.02 $63,020.10
Disclosure

SEC source: 0001179110-18-004910 · edgar.xml · nonDerivative · entry 4

ROBINSON GARY D · CIK 0001703205 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,187

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:19 UTC
ROBINSON GARY DEVP, Chief Marketing Officer
Exercise / conversionCommon Stock 1,000 $41.28 $41,280.00
Disclosure

SEC source: 0001179110-18-004910 · edgar.xml · nonDerivative · entry 3

ROBINSON GARY D · CIK 0001703205 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:19 UTC
ROBINSON GARY DEVP, Chief Marketing Officer
Tax withholdingCommon Stock 182 $63.50 $11,557.00
Disclosure

SEC source: 0001179110-18-004910 · edgar.xml · nonDerivative · entry 2

ROBINSON GARY D · CIK 0001703205 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,187

Read SEC document
March 27, 2018 Filed Mar 29, 2018 20:19 UTC
ROBINSON GARY DEVP, Chief Marketing Officer
GrantCommon Stock 1,350 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-004910 · edgar.xml · nonDerivative · entry 1

ROBINSON GARY D · CIK 0001703205 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,369

F1 · shares: Each restricted stock award represents a contingent right to receive one share of the issuer's common stock. The restricted stock awards vest as to 338 shares on each of March 27, 2019 and 2020, and 337 shares on each of March 27, 2021 and 2022.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 19:56 UTC
Soldan JonExec VP, Operations
Exercise / conversionStock Option (right to buy) · Derivative 6,250 $0.00 Strike: $24.36 $0.00
Disclosure

SEC source: 0001179110-18-004852 · edgar.xml · derivative · entry 6

Soldan Jon · CIK 0001651926 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 6,250 shares

Expires 2026-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.

F6 · derivative.exercise_date: The option became exercisable as to 6,250 shares on March 23, 2018. The option becomes exercisable as to the remaining 12,500 shares in two equal annual installments of 6,250 on March 23, 2019 and 2020.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 19:56 UTC
Soldan JonExec VP, Operations
SaleCommon Stock 550 $65.78 $36,181.48
Disclosure

SEC source: 0001179110-18-004852 · edgar.xml · nonDerivative · entry 4

Soldan Jon · CIK 0001651926 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,652

F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.67 to $65.93,inclusive.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 19:56 UTC
Soldan JonExec VP, Operations
SaleCommon Stock 1,500 $64.82 $97,232.55
Disclosure

SEC source: 0001179110-18-004852 · edgar.xml · nonDerivative · entry 3

Soldan Jon · CIK 0001651926 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,202

F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.48 to $65.30,inclusive.

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March 23, 2018 Filed Mar 27, 2018 19:56 UTC
Soldan JonExec VP, Operations
SaleCommon Stock 4,200 $64.00 $268,802.94
Disclosure

SEC source: 0001179110-18-004852 · edgar.xml · nonDerivative · entry 2

Soldan Jon · CIK 0001651926 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,702

F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.46 to $64.45, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2),(3) and (4) to this Form 4.

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March 23, 2018 Filed Mar 27, 2018 19:56 UTC
Soldan JonExec VP, Operations
Exercise / conversionCommon Stock 6,250 $24.36 $152,250.00
Disclosure

SEC source: 0001179110-18-004852 · edgar.xml · nonDerivative · entry 1

Soldan Jon · CIK 0001651926 · Exec VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.

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March 23, 2018 Filed Mar 29, 2018 20:26 UTC
Kessler JonDirector · President and CEO
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-004914 · edgar.xml · nonDerivative · entry 1

Kessler Jon · CIK 0001615062 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,000

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March 22, 2018 Filed Mar 22, 2018 21:03 UTC
Dreier AshleyExecutive, VP, CTO and CIO
Exercise / conversionStock Option (right to buy) · Derivative 55,750 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001179110-18-004778 · edgar.xml · derivative · entry 7

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,750

Underlying: Common Stock · 55,750 shares

Expires 2023-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2017.

F4 · derivative.exercise_date: The option is immediately exercisable.

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March 22, 2018 Filed Mar 22, 2018 21:03 UTC
Dreier AshleyExecutive, VP, CTO and CIO
SaleCommon Stock 55,750 $67.00 $3,735,250.00
Disclosure

SEC source: 0001179110-18-004778 · edgar.xml · nonDerivative · entry 4

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,652

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at $67.00 per share.

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March 22, 2018 Filed Mar 22, 2018 21:03 UTC
Dreier AshleyExecutive, VP, CTO and CIO
Exercise / conversionCommon Stock 55,750 $1.50 $83,625.00
Disclosure

SEC source: 0001179110-18-004778 · edgar.xml · nonDerivative · entry 3

Dreier Ashley · CIK 0001614957 · Executive, VP, CTO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2017.

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March 20, 2018 Filed Mar 22, 2018 16:28 UTC
MOTT DARCY GExecutive VP and CFO
Exercise / conversionStock Option (right to buy) · Derivative 12,500 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001179110-18-004771 · edgar.xml · derivative · entry 5

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 12,500 shares

Expires 2021-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.

F5 · derivative.exercise_date: The option is immediately exercisable.

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March 20, 2018 Filed Mar 22, 2018 16:28 UTC
MOTT DARCY GExecutive VP and CFO
SaleCommon Stock 6,500 $61.50 $399,721.40
Disclosure

SEC source: 0001179110-18-004771 · edgar.xml · nonDerivative · entry 4

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.20 to $61.81, inclusive.

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March 20, 2018 Filed Mar 22, 2018 16:28 UTC
MOTT DARCY GExecutive VP and CFO
SaleCommon Stock 1,300 $60.70 $78,908.96
Disclosure

SEC source: 0001179110-18-004771 · edgar.xml · nonDerivative · entry 3

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,500

F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.17 to $61.11, inclusive.

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March 20, 2018 Filed Mar 22, 2018 16:28 UTC
MOTT DARCY GExecutive VP and CFO
SaleCommon Stock 1,700 $59.42 $101,018.08
Disclosure

SEC source: 0001179110-18-004771 · edgar.xml · nonDerivative · entry 2

MOTT DARCY G · CIK 0001179972 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,800

F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.11 to $60.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.