Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HEALTHEQUITY, INC.HQY · Entity 3639 | Exec VP, Operations | March 27, 2018 | March 29, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HEALTHEQUITY, INC.
Report date March 27, 2018 · Filed March 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,020 |
Ending reported balance
After 2018-03-28 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-03-27 · Grant · Acquired 3,781 · Balance 9,433 F1: Each restricted stock award represents a contingent right to receive one share of the issuer's common stock. The restricted stock awards vest as to 946 shares on March 27, 2019, and in three equal installments of 945 shares on March 27, 2020, 2021 and 2022. Row 2 · 2018-03-27 · Tax withholding · Disposed 418 · Balance 9,015 Row 3 · 2018-03-28 · Sale · Disposed 995 · Balance 8,020 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.69 · Expires 2025-08-26 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2018-03-27 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 50,000 F2: The option becomes exercisable in two equal installments of 25,000 on August 26, 2018 and 2019. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.36 · Expires 2026-03-23 | Direct | 12,500 |
Reported balance
Holding disclosure · report date 2018-03-27 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 12,500 F3: The option becomes exercisable in two equal annual installments of 6,250 shares on March 23, 2019 and 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock award represents a contingent right to receive one share of the issuer's common stock. The restricted stock awards vest as to 946 shares on March 27, 2019, and in three equal installments of 945 shares on March 27, 2020, 2021 and 2022.
F2: The option becomes exercisable in two equal installments of 25,000 on August 26, 2018 and 2019.
F3: The option becomes exercisable in two equal annual installments of 6,250 shares on March 23, 2019 and 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2018 Filed Mar 29, 2018 20:41 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 995 | $61.30 | $60,993.50 |
DisclosureSEC source: 0001179110-18-004920 · edgar.xml · nonDerivative · entry 3 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,020 Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:41 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Tax withholdingCommon Stock | 418 | $63.50 | $26,543.00 |
DisclosureSEC source: 0001179110-18-004920 · edgar.xml · nonDerivative · entry 2 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,015 Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 20:41 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GrantCommon Stock | 3,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004920 · edgar.xml · nonDerivative · entry 1 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,433 F1 · shares: Each restricted stock award represents a contingent right to receive one share of the issuer's common stock. The restricted stock awards vest as to 946 shares on March 27, 2019, and in three equal installments of 945 shares on March 27, 2020, 2021 and 2022. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 19:56 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionStock Option (right to buy) · Derivative | 6,250 | $0.00 Strike: $24.36 | $0.00 |
DisclosureSEC source: 0001179110-18-004852 · edgar.xml · derivative · entry 6 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 6,250 shares Expires 2026-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. F6 · derivative.exercise_date: The option became exercisable as to 6,250 shares on March 23, 2018. The option becomes exercisable as to the remaining 12,500 shares in two equal annual installments of 6,250 on March 23, 2019 and 2020. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 19:56 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 550 | $65.78 | $36,181.48 |
DisclosureSEC source: 0001179110-18-004852 · edgar.xml · nonDerivative · entry 4 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,652 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.67 to $65.93,inclusive. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 19:56 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 1,500 | $64.82 | $97,232.55 |
DisclosureSEC source: 0001179110-18-004852 · edgar.xml · nonDerivative · entry 3 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,202 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.48 to $65.30,inclusive. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 19:56 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 4,200 | $64.00 | $268,802.94 |
DisclosureSEC source: 0001179110-18-004852 · edgar.xml · nonDerivative · entry 2 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,702 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.46 to $64.45, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2),(3) and (4) to this Form 4. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 19:56 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 6,250 | $24.36 | $152,250.00 |
DisclosureSEC source: 0001179110-18-004852 · edgar.xml · nonDerivative · entry 1 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 19:43 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $28.69 | $0.00 |
DisclosureSEC source: 0001140361-17-033744 · doc1.xml · derivative · entry 3 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 25,000 shares Expires 2025-08-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. F3 · derivative.exercise_date: The option became exercisable as to 25,000 shares on August 26, 2017. The option becomes exercisable as to the remaining 50,000 shares in two equal installments of 25,000 on August 26, 2018 and 2019. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 19:43 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 25,000 | $40.68 | $1,017,072.50 |
DisclosureSEC source: 0001140361-17-033744 · doc1.xml · nonDerivative · entry 2 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,652 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.39 to $41.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 19:43 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 25,000 | $28.69 | $717,250.00 |
DisclosureSEC source: 0001140361-17-033744 · doc1.xml · nonDerivative · entry 1 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. Read SEC document |
| March 27, 2017 Filed Mar 30, 2017 01:13 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GrantCommon Stock | 5,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-013839 · doc1.xml · nonDerivative · entry 1 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,652 Read SEC document |
| March 24, 2017 Filed Mar 29, 2017 01:38 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionStock Option (right to buy) · Derivative | 6,250 | $0.00 Strike: $24.36 | $0.00 |
DisclosureSEC source: 0001140361-17-013674 · doc1.xml · derivative · entry 3 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 6,250 shares Expires 2026-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016. F2 · derivative.exercise_date: The option became exercisable as to 6,250 shares on March 23, 2017. The option becomes exercisable as to the remaining 18,750 shares in thee equal annual installments of 6,250 on March 23, 2018, 2019 and 2020. Read SEC document |
| March 24, 2017 Filed Mar 29, 2017 01:38 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 6,250 | $41.95 | $262,187.50 |
DisclosureSEC source: 0001140361-17-013674 · doc1.xml · nonDerivative · entry 2 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016. Read SEC document |
| March 24, 2017 Filed Mar 29, 2017 01:38 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 6,250 | $24.36 | $152,250.00 |
DisclosureSEC source: 0001140361-17-013674 · doc1.xml · nonDerivative · entry 1 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 00:27 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $28.69 | $0.00 |
DisclosureSEC source: 0001140361-16-079713 · doc1.xml · derivative · entry 6 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 15,000 shares Expires 2025-08-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable as to 25,000 shares. The remaining shares become exercisable in three equal annual installments of 25,000 shares on August 26, 2017, 2018 and 2019. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 00:27 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 15,000 | $33.04 | $495,612.00 |
DisclosureSEC source: 0001140361-16-079713 · doc1.xml · nonDerivative · entry 4 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.95 to $33.32, inclusive. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 00:27 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 15,000 | $28.69 | $430,350.00 |
DisclosureSEC source: 0001140361-16-079713 · doc1.xml · nonDerivative · entry 3 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2016 Filed Sep 14, 2016 00:27 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $28.69 | $0.00 |
DisclosureSEC source: 0001140361-16-079713 · doc1.xml · derivative · entry 5 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 10,000 shares Expires 2025-08-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable as to 25,000 shares. The remaining shares become exercisable in three equal annual installments of 25,000 shares on August 26, 2017, 2018 and 2019. Read SEC document |
| September 09, 2016 Filed Sep 14, 2016 00:27 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 10,000 | $34.31 | $343,069.00 |
DisclosureSEC source: 0001140361-16-079713 · doc1.xml · nonDerivative · entry 2 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.59, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| September 09, 2016 Filed Sep 14, 2016 00:27 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 10,000 | $28.69 | $286,900.00 |
DisclosureSEC source: 0001140361-16-079713 · doc1.xml · nonDerivative · entry 1 Soldan Jon · CIK 0001651926 · Exec VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.