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HP INC

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2016 Filed Nov 3, 2016 20:43 UTC Exercise / conversionRestricted Stock Units · Derivative 62,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-16-003391 · primarydocument.xml · derivative · entry 5

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,511

Underlying: Common Stock · 62,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of HP common stock.

F3 · shares: On 11/2/2015 the reporting person was granted 180,766 restricted stock units ("RSUs"), 60,255 of which vested on 11/2/2016, and 60,255 of which will vest on 11/2/2017 and 60,256 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,342 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · price: On 11/2/2015 the reporting person was granted 180,766 restricted stock units ("RSUs"), 60,255 of which vested on 11/2/2016, and 60,255 of which will vest on 11/2/2017 and 60,256 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,342 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · derivative.exercise_date: On 11/2/2015 the reporting person was granted 180,766 restricted stock units ("RSUs"), 60,255 of which vested on 11/2/2016, and 60,255 of which will vest on 11/2/2017 and 60,256 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,342 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · derivative.expiration_date: On 11/2/2015 the reporting person was granted 180,766 restricted stock units ("RSUs"), 60,255 of which vested on 11/2/2016, and 60,255 of which will vest on 11/2/2017 and 60,256 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,342 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · derivative.underlying_shares: On 11/2/2015 the reporting person was granted 180,766 restricted stock units ("RSUs"), 60,255 of which vested on 11/2/2016, and 60,255 of which will vest on 11/2/2017 and 60,256 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,342 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F4 · balance_after: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 20:43 UTC Tax withholdingCommon Stock 31,249 $14.65 $457,797.85
Disclosure

SEC source: 0001562180-16-003391 · primarydocument.xml · nonDerivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,732

Read SEC document
November 02, 2016 Filed Nov 3, 2016 20:43 UTC Exercise / conversionCommon Stock 62,597 $14.65 $917,046.05
Disclosure

SEC source: 0001562180-16-003391 · primarydocument.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 20:43 UTC
WEISLER DION JDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 162,752 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-16-003390 · primarydocument.xml · derivative · entry 3

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,329

Underlying: Common Stock · 162,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of HP common stock.

F2 · shares: On 11/2/2015 the reporting person was granted 469,993 restricted stock units ("RSUs"), 156,664 of which vested on 11/2/2016, and 156,664 of which will vest on 11/2/2017 and 156,665 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 6,088 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · price: On 11/2/2015 the reporting person was granted 469,993 restricted stock units ("RSUs"), 156,664 of which vested on 11/2/2016, and 156,664 of which will vest on 11/2/2017 and 156,665 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 6,088 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.exercise_date: On 11/2/2015 the reporting person was granted 469,993 restricted stock units ("RSUs"), 156,664 of which vested on 11/2/2016, and 156,664 of which will vest on 11/2/2017 and 156,665 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 6,088 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.expiration_date: On 11/2/2015 the reporting person was granted 469,993 restricted stock units ("RSUs"), 156,664 of which vested on 11/2/2016, and 156,664 of which will vest on 11/2/2017 and 156,665 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 6,088 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.underlying_shares: On 11/2/2015 the reporting person was granted 469,993 restricted stock units ("RSUs"), 156,664 of which vested on 11/2/2016, and 156,664 of which will vest on 11/2/2017 and 156,665 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 6,088 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · balance_after: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 20:43 UTC
WEISLER DION JDirector · President and CEO
Tax withholdingCommon Stock 84,925 $14.65 $1,244,151.25
Disclosure

SEC source: 0001562180-16-003390 · primarydocument.xml · nonDerivative · entry 2

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,435

Read SEC document
November 02, 2016 Filed Nov 3, 2016 20:43 UTC
WEISLER DION JDirector · President and CEO
Exercise / conversionCommon Stock 162,752 $14.65 $2,384,316.80
Disclosure

SEC source: 0001562180-16-003390 · primarydocument.xml · nonDerivative · entry 1

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:47 UTC
WEISLER DION JDirector · President and CEO
Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 54,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-16-003366 · primarydocument.xml · derivative · entry 3

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of HP common stock.

F2 · shares: As previously reported, on 12/11/13 the reporting person was granted 108,443 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested on 10/31/2016, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,224.794 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · price: As previously reported, on 12/11/13 the reporting person was granted 108,443 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested on 10/31/2016, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,224.794 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 108,443 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested on 10/31/2016, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,224.794 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 108,443 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested on 10/31/2016, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,224.794 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:47 UTC
WEISLER DION JDirector · President and CEO
Tax withholdingCommon Stock 22,831 $14.49 $330,821.19
Disclosure

SEC source: 0001562180-16-003366 · primarydocument.xml · nonDerivative · entry 2

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,608

Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:47 UTC
WEISLER DION JDirector · President and CEO
Exercise / conversionCommon Stock 54,014 $14.49 $782,662.86
Disclosure

SEC source: 0001562180-16-003366 · primarydocument.xml · nonDerivative · entry 1

WEISLER DION J · CIK 0001580693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:48 UTC Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 59,414 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-16-003368 · primarydocument.xml · derivative · entry 5

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/11/13 the reporting person was granted 119,287 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested on 10/31/2016, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,253 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · price: As previously reported, on 12/11/13 the reporting person was granted 119,287 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested on 10/31/2016, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,253 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 119,287 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested on 10/31/2016, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,253 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 119,287 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested on 10/31/2016, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,253 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:48 UTC Tax withholdingCommon Stock 31,003 $14.49 $449,233.47
Disclosure

SEC source: 0001562180-16-003368 · primarydocument.xml · nonDerivative · entry 2

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,384

Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:48 UTC Exercise / conversionCommon Stock 59,414 $14.49 $860,908.86
Disclosure

SEC source: 0001562180-16-003368 · primarydocument.xml · nonDerivative · entry 1

LESJAK CATHERINE A · CIK 0001256992 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:47 UTC
KEOGH TRACY SChief HR Officer
Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 32,408 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-16-003367 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of HP common stock.

F2 · shares: As previously reported, on 12/11/13 the reporting person was granted 65,067 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested on 10/31/2016, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,229.14 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · price: As previously reported, on 12/11/13 the reporting person was granted 65,067 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested on 10/31/2016, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,229.14 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 65,067 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested on 10/31/2016, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,229.14 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 65,067 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested on 10/31/2016, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,229.14 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:47 UTC
KEOGH TRACY SChief HR Officer
Tax withholdingCommon Stock 16,911 $14.49 $245,040.39
Disclosure

SEC source: 0001562180-16-003367 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,079

Read SEC document
October 31, 2016 Filed Nov 3, 2016 00:47 UTC
KEOGH TRACY SChief HR Officer
Exercise / conversionCommon Stock 32,408 $14.49 $469,591.92
Disclosure

SEC source: 0001562180-16-003367 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2016 Filed Nov 1, 2016 21:11 UTC
LORES ENRIQUEPresident, PSS
Exercise / conversionRestricted Stock Units · Derivative 48,596 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-16-003331 · primarydocument.xml · derivative · entry 3

LORES ENRIQUE · CIK 0001656242 · President, PSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,558

Underlying: Common Stock · 48,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · price: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.exercise_date: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.expiration_date: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · derivative.underlying_shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
October 30, 2016 Filed Nov 1, 2016 21:11 UTC
LORES ENRIQUEPresident, PSS
Tax withholdingCommon Stock 25,358 $14.09 $357,294.22
Disclosure

SEC source: 0001562180-16-003331 · primarydocument.xml · nonDerivative · entry 2

LORES ENRIQUE · CIK 0001656242 · President, PSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,953.562

Read SEC document
October 30, 2016 Filed Nov 1, 2016 21:11 UTC
LORES ENRIQUEPresident, PSS
Exercise / conversionCommon Stock 48,596 $14.09 $684,717.64
Disclosure

SEC source: 0001562180-16-003331 · primarydocument.xml · nonDerivative · entry 1

LORES ENRIQUE · CIK 0001656242 · President, PSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,311.562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2016 Filed Nov 1, 2016 21:13 UTC
COUGHLIN RONPresident, Personal Systems
Exercise / conversionRestricted Stock Units · Derivative 48,596 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-16-003333 · primarydocument.xml · derivative · entry 3

COUGHLIN RON · CIK 0001656301 · President, Personal Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,558

Underlying: Common Stock · 48,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of HP common stock.

F2 · shares: As previously reported, on 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 of which vested on 10/30/2016, 46,779 will vest on 10/30/2017 and 46,779 will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights.

F3 · shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · price: As previously reported, on 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 of which vested on 10/30/2016, 46,779 will vest on 10/30/2017 and 46,779 will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 of which vested on 10/30/2016, 46,779 will vest on 10/30/2017 and 46,779 will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 of which vested on 10/30/2016, 46,779 will vest on 10/30/2017 and 46,779 will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights.

F3 · derivative.underlying_shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

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October 30, 2016 Filed Nov 1, 2016 21:13 UTC
COUGHLIN RONPresident, Personal Systems
Tax withholdingCommon Stock 18,264 $14.09 $257,339.76
Disclosure

SEC source: 0001562180-16-003333 · primarydocument.xml · nonDerivative · entry 2

COUGHLIN RON · CIK 0001656301 · President, Personal Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,784.754

Read SEC document
October 30, 2016 Filed Nov 1, 2016 21:13 UTC
COUGHLIN RONPresident, Personal Systems
Exercise / conversionCommon Stock 48,596 $14.09 $684,717.64
Disclosure

SEC source: 0001562180-16-003333 · primarydocument.xml · nonDerivative · entry 1

COUGHLIN RON · CIK 0001656301 · President, Personal Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,048.754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2016 Filed Nov 1, 2016 21:12 UTC
MYERS MARIEGlobal Controller, HFS & PAO
Exercise / conversionRestricted Stock Units · Derivative 6,942 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-16-003332 · primarydocument.xml · derivative · entry 3

MYERS MARIE · CIK 0001656326 · Global Controller, HFS & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,366

Underlying: Common Stock · 6,942 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: On 10/30/2015 the reporting person was granted 20,048 RSUs, 6,682 of which vested on 10/30/2016 and 6,683 of which will vest on 10/30/2017 and 6,683 will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 260 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · price: On 10/30/2015 the reporting person was granted 20,048 RSUs, 6,682 of which vested on 10/30/2016 and 6,683 of which will vest on 10/30/2017 and 6,683 will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 260 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.exercise_date: On 10/30/2015 the reporting person was granted 20,048 RSUs, 6,682 of which vested on 10/30/2016 and 6,683 of which will vest on 10/30/2017 and 6,683 will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 260 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.expiration_date: On 10/30/2015 the reporting person was granted 20,048 RSUs, 6,682 of which vested on 10/30/2016 and 6,683 of which will vest on 10/30/2017 and 6,683 will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 260 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.underlying_shares: On 10/30/2015 the reporting person was granted 20,048 RSUs, 6,682 of which vested on 10/30/2016 and 6,683 of which will vest on 10/30/2017 and 6,683 will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 260 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · derivative.underlying_shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
October 30, 2016 Filed Nov 1, 2016 21:12 UTC
MYERS MARIEGlobal Controller, HFS & PAO
Tax withholdingCommon Stock 1,900 $14.09 $26,771.00
Disclosure

SEC source: 0001562180-16-003332 · primarydocument.xml · nonDerivative · entry 2

MYERS MARIE · CIK 0001656326 · Global Controller, HFS & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,163

Read SEC document
October 30, 2016 Filed Nov 1, 2016 21:12 UTC
MYERS MARIEGlobal Controller, HFS & PAO
Exercise / conversionCommon Stock 6,942 $14.09 $97,812.78
Disclosure

SEC source: 0001562180-16-003332 · primarydocument.xml · nonDerivative · entry 1

MYERS MARIE · CIK 0001656326 · Global Controller, HFS & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2016 Filed Nov 1, 2016 21:10 UTC
FLAXMAN JON EChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 48,596 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-16-003330 · primarydocument.xml · derivative · entry 3

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,558

Underlying: Common Stock · 48,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · price: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.exercise_date: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.expiration_date: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.underlying_shares: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · derivative.underlying_shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
October 30, 2016 Filed Nov 1, 2016 21:10 UTC
FLAXMAN JON EChief Operating Officer
Tax withholdingCommon Stock 17,164 $14.09 $241,840.76
Disclosure

SEC source: 0001562180-16-003330 · primarydocument.xml · nonDerivative · entry 2

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,963

Read SEC document
October 30, 2016 Filed Nov 1, 2016 21:10 UTC
FLAXMAN JON EChief Operating Officer
Exercise / conversionCommon Stock 48,596 $14.09 $684,717.64
Disclosure

SEC source: 0001562180-16-003330 · primarydocument.xml · nonDerivative · entry 1

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2016 Filed Sep 23, 2016 20:28 UTC
KEOGH TRACY SChief HR Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $6.40 $0.00
Disclosure

SEC source: 0001562180-16-003158 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,026

Underlying: Common Stock · 100,000 shares

Expires 2020-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option will no longer be exercisable beginning on this date.

Read SEC document
September 22, 2016 Filed Sep 23, 2016 20:28 UTC
KEOGH TRACY SChief HR Officer
SaleCommon Stock 100,000 $15.00 $1,500,000.00
Disclosure

SEC source: 0001562180-16-003158 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,582

F1 · price: These shares were sold pursuant to the reporting person's 10b5-1 trading plan.

Read SEC document
September 22, 2016 Filed Sep 23, 2016 20:28 UTC
KEOGH TRACY SChief HR Officer
Exercise / conversionCommon Stock 100,000 $6.40 $640,000.00
Disclosure

SEC source: 0001562180-16-003158 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.