Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HP INCHPQ · Entity 642 | Chief Operating Officer | January 05, 2018 | January 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HP INC
Report date January 05, 2018 · Filed January 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 90,732 |
Ending reported balance
After 2018-01-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-01-05 · Exercise / conversion · Acquired 156,976 · Balance 298,538 Row 2 · 2018-01-05 · Sale · Disposed 207,806 · Balance 90,732 F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by this reporting person on September 29, 2017. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.30-$21.74, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.47 · Expires 2023-11-01 | Direct | 156,976 |
Reported balance
After 2018-01-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-01-05 · Exercise / conversion · Disposed 156,976 · Balance 156,976 F3: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F4: On October 30, 2015, the reporting person was granted performance contingent options to purchase a total of 470,928 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date. F5: This option is no longer exercisable following this date. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by this reporting person on September 29, 2017.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.30-$21.74, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.
F4: On October 30, 2015, the reporting person was granted performance contingent options to purchase a total of 470,928 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.
F5: This option is no longer exercisable following this date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2018 Filed Jan 8, 2018 21:14 UTC | HP INC HPQ · Entity 642 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 156,976 | $0.00 Strike: $12.47 | $0.00 |
DisclosureSEC source: 0001562180-18-000253 · primarydocument.xml · derivative · entry 3 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,976 Underlying: Common Stock · 0 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F4 · derivative.exercise_date: On October 30, 2015, the reporting person was granted performance contingent options to purchase a total of 470,928 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date. F5 · derivative.expiration_date: This option is no longer exercisable following this date. Read SEC document |
| January 05, 2018 Filed Jan 8, 2018 21:14 UTC | HP INC HPQ · Entity 642 | SaleCommon Stock | 207,806 | $21.58 | $4,484,619.72 |
DisclosureSEC source: 0001562180-18-000253 · primarydocument.xml · nonDerivative · entry 2 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,732 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by this reporting person on September 29, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.30-$21.74, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 05, 2018 Filed Jan 8, 2018 21:14 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 156,976 | $12.47 | $1,957,490.72 |
DisclosureSEC source: 0001562180-18-000253 · primarydocument.xml · nonDerivative · entry 1 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 22:49 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Units · Derivative | 6,051 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003853 · primarydocument.xml · derivative · entry 6 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,051 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F3 · shares: On 12/10/2014, the reporting person was granted 16,647 RSUs, 5,549 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 502 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · price: On 12/10/2014, the reporting person was granted 16,647 RSUs, 5,549 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 502 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · derivative.exercise_date: On 12/10/2014, the reporting person was granted 16,647 RSUs, 5,549 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 502 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · derivative.expiration_date: On 12/10/2014, the reporting person was granted 16,647 RSUs, 5,549 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 502 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · derivative.underlying_shares: On 12/10/2014, the reporting person was granted 16,647 RSUs, 5,549 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 502 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 22:49 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 3,028 | $21.07 | $63,799.96 |
DisclosureSEC source: 0001562180-17-003853 · primarydocument.xml · nonDerivative · entry 4 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,562 Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 22:49 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 6,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003853 · primarydocument.xml · nonDerivative · entry 3 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. Read SEC document |
| December 09, 2017 Filed Dec 12, 2017 22:49 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Units · Derivative | 41,204 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003853 · primarydocument.xml · derivative · entry 5 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,536 Underlying: Common Stock · 41,204 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F2 · shares: On 12/9/2015, the reporting person was granted 115,607 RSUs, 38,535 of which vested on 12/9/2016, 38,536 of which vested on 12/9/2017 and 38,536 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,668 vested dividend equivalent rights. F2 · price: On 12/9/2015, the reporting person was granted 115,607 RSUs, 38,535 of which vested on 12/9/2016, 38,536 of which vested on 12/9/2017 and 38,536 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,668 vested dividend equivalent rights. F2 · derivative.exercise_date: On 12/9/2015, the reporting person was granted 115,607 RSUs, 38,535 of which vested on 12/9/2016, 38,536 of which vested on 12/9/2017 and 38,536 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,668 vested dividend equivalent rights. F2 · derivative.expiration_date: On 12/9/2015, the reporting person was granted 115,607 RSUs, 38,535 of which vested on 12/9/2016, 38,536 of which vested on 12/9/2017 and 38,536 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,668 vested dividend equivalent rights. F2 · derivative.underlying_shares: On 12/9/2015, the reporting person was granted 115,607 RSUs, 38,535 of which vested on 12/9/2016, 38,536 of which vested on 12/9/2017 and 38,536 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,668 vested dividend equivalent rights. Read SEC document |
| December 09, 2017 Filed Dec 12, 2017 22:49 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 20,596 | $21.07 | $433,957.72 |
DisclosureSEC source: 0001562180-17-003853 · primarydocument.xml · nonDerivative · entry 2 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,539 Read SEC document |
| December 09, 2017 Filed Dec 12, 2017 22:49 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 41,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003853 · primarydocument.xml · nonDerivative · entry 1 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:15 UTC | HP INC HPQ · Entity 642 | GrantPerformance Adjusted Restricted Stock Units · Derivative | 116,054 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003833 · primarydocument.xml · derivative · entry 5 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,054 Underlying: Common Stock · 116,054 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock. F4 · shares: On 12/7/2017, the reporting person was granted 116,054 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. F4 · price: On 12/7/2017, the reporting person was granted 116,054 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. F4 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 116,054 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. F4 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 116,054 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:15 UTC | HP INC HPQ · Entity 642 | GrantRestricted Stock Units · Derivative | 82,499 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003833 · primarydocument.xml · derivative · entry 4 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,499 Underlying: Common Stock · 82,499 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock. F3 · shares: On 12/7/2017, the reporting person was granted 82,499 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. F3 · price: On 12/7/2017, the reporting person was granted 82,499 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. F3 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 82,499 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. F3 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 82,499 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:15 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Units · Derivative | 31,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003833 · primarydocument.xml · derivative · entry 3 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,920 Underlying: Common Stock · 31,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock. F2 · shares: On 12/7/2016, the reporting person was granted 92,879 RSUs, 30,959 of which vested on 12/7/2017 and 30,960 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 941 vested dividend equivalent rights. F2 · price: On 12/7/2016, the reporting person was granted 92,879 RSUs, 30,959 of which vested on 12/7/2017 and 30,960 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 941 vested dividend equivalent rights. F2 · derivative.exercise_date: On 12/7/2016, the reporting person was granted 92,879 RSUs, 30,959 of which vested on 12/7/2017 and 30,960 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 941 vested dividend equivalent rights. F2 · derivative.expiration_date: On 12/7/2016, the reporting person was granted 92,879 RSUs, 30,959 of which vested on 12/7/2017 and 30,960 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 941 vested dividend equivalent rights. F2 · derivative.underlying_shares: On 12/7/2016, the reporting person was granted 92,879 RSUs, 30,959 of which vested on 12/7/2017 and 30,960 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 941 vested dividend equivalent rights. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:15 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 15,919 | $20.97 | $333,821.43 |
DisclosureSEC source: 0001562180-17-003833 · primarydocument.xml · nonDerivative · entry 2 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,931 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:15 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 31,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003833 · primarydocument.xml · nonDerivative · entry 1 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 23:58 UTC | HP INC HPQ · Entity 642 | Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative | 106,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003779 · primarydocument.xml · derivative · entry 3 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,295 Underlying: Common Stock · 106,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F2 · shares: As previously reported, on 12/9/2015 the reporting person was granted 168,589 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 99,215 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 7,080 vested dividend equivalent units. F2 · price: As previously reported, on 12/9/2015 the reporting person was granted 168,589 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 99,215 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 7,080 vested dividend equivalent units. F2 · derivative.exercise_date: As previously reported, on 12/9/2015 the reporting person was granted 168,589 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 99,215 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 7,080 vested dividend equivalent units. F2 · derivative.expiration_date: As previously reported, on 12/9/2015 the reporting person was granted 168,589 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 99,215 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 7,080 vested dividend equivalent units. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 23:58 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 55,465 | $21.08 | $1,169,202.20 |
DisclosureSEC source: 0001562180-17-003779 · primarydocument.xml · nonDerivative · entry 2 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,950 Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 23:58 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 106,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003779 · primarydocument.xml · nonDerivative · entry 1 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 22:05 UTC | HP INC HPQ · Entity 642 | Exercise / conversionNon-Qualified Employee Stock Options (right to buy) · Derivative | 43,239 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001562180-17-003700 · primarydocument.xml · derivative · entry 7 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,239 shares Expires 2020-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: On December 6, 2012, the reporting person was granted an option to purchase a total of 129,717 shares (post conversion), vesting in three equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.exercise_date: This option became exercisable beginning on this date. F6 · derivative.expiration_date: This option is no longer exercisable following this date. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 22:05 UTC | HP INC HPQ · Entity 642 | Exercise / conversionNon-Qualified Employee Stock Options (right to buy) · Derivative | 36,753 | $0.00 Strike: $12.49 | $0.00 |
DisclosureSEC source: 0001562180-17-003700 · primarydocument.xml · derivative · entry 6 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,753 shares Expires 2021-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: On December 11, 2013, the reporting person was granted an option to purchase a total of 110,259 shares (post conversion), vesting in three equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.exercise_date: This option became exercisable beginning on this date. F6 · derivative.expiration_date: This option is no longer exercisable following this date. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 22:05 UTC | HP INC HPQ · Entity 642 | Exercise / conversionNon-Qualified Employee Stock Options (right to buy) · Derivative | 156,976 | $0.00 Strike: $12.47 | $0.00 |
DisclosureSEC source: 0001562180-17-003700 · primarydocument.xml · derivative · entry 5 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,952 Underlying: Common Stock · 156,976 shares Expires 2023-10-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F4 · shares: On October 30, 2015, the reporting person was granted performance contingent options to purchase a total of 470,928 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date. F5 · derivative.exercise_date: This option became exercisable beginning on this date. F6 · derivative.expiration_date: This option is no longer exercisable following this date. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 22:05 UTC | HP INC HPQ · Entity 642 | SaleCommon Stock | 271,968 | $21.34 | $5,804,912.19 |
DisclosureSEC source: 0001562180-17-003700 · primarydocument.xml · nonDerivative · entry 4 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,120 F1 · shares: 35,000 shares were sold pursuant to a 10b5-1 plan adopted by the reporting person on 12/20/2016 and 236,968 shares were sold pursuant to a 10b5-1 plan adopted by the reporting person on 9/29/2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.16-$21.48, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 22:05 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 43,239 | $6.40 | $276,729.60 |
DisclosureSEC source: 0001562180-17-003700 · primarydocument.xml · nonDerivative · entry 3 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 22:05 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 36,753 | $12.49 | $459,044.97 |
DisclosureSEC source: 0001562180-17-003700 · primarydocument.xml · nonDerivative · entry 2 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 22:05 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 156,976 | $12.47 | $1,957,490.72 |
DisclosureSEC source: 0001562180-17-003700 · primarydocument.xml · nonDerivative · entry 1 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 20:40 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Units · Derivative | 50,018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-003424 · primarydocument.xml · derivative · entry 3 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,779 Underlying: Common Stock · 50,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU') represents a contingent right to receive one share of HP common stock. F2 · shares: On 10/30/15 the reporting person was granted 140,336 restricted stock units ("RSUs"), 46,778 of which vested on 10/30/2016, 46,779 of which vested on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,239 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F2 · price: On 10/30/15 the reporting person was granted 140,336 restricted stock units ("RSUs"), 46,778 of which vested on 10/30/2016, 46,779 of which vested on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,239 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F2 · derivative.exercise_date: On 10/30/15 the reporting person was granted 140,336 restricted stock units ("RSUs"), 46,778 of which vested on 10/30/2016, 46,779 of which vested on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,239 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F2 · derivative.expiration_date: On 10/30/15 the reporting person was granted 140,336 restricted stock units ("RSUs"), 46,778 of which vested on 10/30/2016, 46,779 of which vested on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,239 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F2 · derivative.underlying_shares: On 10/30/15 the reporting person was granted 140,336 restricted stock units ("RSUs"), 46,778 of which vested on 10/30/2016, 46,779 of which vested on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,239 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · derivative.underlying_shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 20:40 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 26,101 | $21.39 | $558,300.39 |
DisclosureSEC source: 0001562180-17-003424 · primarydocument.xml · nonDerivative · entry 2 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,120 Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 20:40 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 50,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003424 · primarydocument.xml · nonDerivative · entry 1 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU') represents a contingent right to receive one share of HP common stock. Read SEC document |
| May 26, 2017 Filed May 30, 2017 21:07 UTC | HP INC HPQ · Entity 642 | SaleCommon Stock | 35,000 | $18.26 | $638,984.50 |
DisclosureSEC source: 0001562180-17-002082 · primarydocument.xml · nonDerivative · entry 1 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,203 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/20/2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.23-$18.32, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 27, 2017 Filed May 1, 2017 20:45 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Unit · Derivative | 17,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001597 · primarydocument.xml · derivative · entry 3 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,344 Underlying: Common Stock · 17,443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F2 · price: On 4/27/2015 the reporting person was granted 49,031 RSUs, 16,343 of which vested on 4/27/2016, 16,344 of which vested on 4/27/2017, and 16,344 will vest on 4/27/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,099 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F2 · derivative.exercise_date: On 4/27/2015 the reporting person was granted 49,031 RSUs, 16,343 of which vested on 4/27/2016, 16,344 of which vested on 4/27/2017, and 16,344 will vest on 4/27/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,099 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F2 · derivative.expiration_date: On 4/27/2015 the reporting person was granted 49,031 RSUs, 16,343 of which vested on 4/27/2016, 16,344 of which vested on 4/27/2017, and 16,344 will vest on 4/27/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,099 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. Read SEC document |
| April 27, 2017 Filed May 1, 2017 20:45 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 7,453 | $18.77 | $139,892.81 |
DisclosureSEC source: 0001562180-17-001597 · primarydocument.xml · nonDerivative · entry 2 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,203 Read SEC document |
| April 27, 2017 Filed May 1, 2017 20:45 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 17,443 | $18.77 | $327,405.11 |
DisclosureSEC source: 0001562180-17-001597 · primarydocument.xml · nonDerivative · entry 1 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2016 Filed Feb 10, 2017 22:39 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Unit · Derivative | 6,610 | $15.78 | $104,305.80 |
DisclosureSEC source: 0001562180-17-000618 · primarydocument.xml · derivative · entry 3 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F2 · derivative.exercise_date: On 12/11/2013 the reporting person was granted 18,381 RSUs, of which 6,127 vested on each of 12/11/2014, 9/17/2015 and 12/11/2016. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 483 vested dividend equivalent rights The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F2 · derivative.expiration_date: On 12/11/2013 the reporting person was granted 18,381 RSUs, of which 6,127 vested on each of 12/11/2014, 9/17/2015 and 12/11/2016. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 483 vested dividend equivalent rights The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. Read SEC document |
| December 11, 2016 Filed Feb 10, 2017 22:39 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 3,307 | $15.78 | $52,184.46 |
DisclosureSEC source: 0001562180-17-000618 · primarydocument.xml · nonDerivative · entry 2 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,213 Read SEC document |
| December 11, 2016 Filed Feb 10, 2017 22:39 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 6,610 | $15.78 | $104,305.80 |
DisclosureSEC source: 0001562180-17-000618 · primarydocument.xml · nonDerivative · entry 1 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2016 Filed Dec 14, 2016 00:51 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Units · Derivative | 5,883 | $15.78 | $92,833.74 |
DisclosureSEC source: 0001562180-16-003760 · primarydocument.xml · derivative · entry 6 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,549 Underlying: Common Stock · 5,883 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F3 · derivative.exercise_date: On 12/10/2014 the reporting person was granted 16,647 RSUs, 5,549 of which vested on each of 12/10/2015 and 12/10/2016 and 5,549 of which will vest on 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 334 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · derivative.expiration_date: On 12/10/2014 the reporting person was granted 16,647 RSUs, 5,549 of which vested on each of 12/10/2015 and 12/10/2016 and 5,549 of which will vest on 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 334 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. Read SEC document |
| December 10, 2016 Filed Dec 14, 2016 00:51 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 2,941 | $15.78 | $46,408.98 |
DisclosureSEC source: 0001562180-16-003760 · primarydocument.xml · nonDerivative · entry 4 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,790 Read SEC document |
| December 10, 2016 Filed Dec 14, 2016 00:51 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 5,883 | $15.78 | $92,833.74 |
DisclosureSEC source: 0001562180-16-003760 · primarydocument.xml · nonDerivative · entry 3 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Dec 14, 2016 00:51 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Unit · Derivative | 40,033 | $15.78 | $631,720.74 |
DisclosureSEC source: 0001562180-16-003760 · primarydocument.xml · derivative · entry 5 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,072 Underlying: Common Stock · 40,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F2 · derivative.exercise_date: On 12/9/2015 the reporting person was granted 115,607 RSUs, 38,535 of which vested on 12/9/2016, 38,536 of which will vest on each of 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,498 vested dividend equivalent rights. F2 · derivative.expiration_date: On 12/9/2015 the reporting person was granted 115,607 RSUs, 38,535 of which vested on 12/9/2016, 38,536 of which will vest on each of 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,498 vested dividend equivalent rights. Read SEC document |
| December 09, 2016 Filed Dec 14, 2016 00:51 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 19,148 | $15.78 | $302,155.44 |
DisclosureSEC source: 0001562180-16-003760 · primarydocument.xml · nonDerivative · entry 2 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,848 Read SEC document |
| December 09, 2016 Filed Dec 14, 2016 00:51 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 40,033 | $15.78 | $631,720.74 |
DisclosureSEC source: 0001562180-16-003760 · primarydocument.xml · nonDerivative · entry 1 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 01:12 UTC | HP INC HPQ · Entity 642 | GrantRestricted Stock Units · Derivative | 92,879 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-16-003726 · primarydocument.xml · derivative · entry 2 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,879 Underlying: Common Stock · 92,879 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F3 · shares: On 12/07/16 the reporting person was granted 92,879 RSUs, 30,959 of which will vest on 12/07/17 and 30,960 will vest on each of 12/07/2018 and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock. F3 · price: On 12/07/16 the reporting person was granted 92,879 RSUs, 30,959 of which will vest on 12/07/17 and 30,960 will vest on each of 12/07/2018 and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock. F3 · derivative.exercise_date: On 12/07/16 the reporting person was granted 92,879 RSUs, 30,959 of which will vest on 12/07/17 and 30,960 will vest on each of 12/07/2018 and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock. F3 · derivative.expiration_date: On 12/07/16 the reporting person was granted 92,879 RSUs, 30,959 of which will vest on 12/07/17 and 30,960 will vest on each of 12/07/2018 and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 01:12 UTC | HP INC HPQ · Entity 642 | GrantPerformance Adjusted Restricted Stock Units · Derivative | 127,535 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-16-003726 · primarydocument.xml · derivative · entry 1 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,535 Underlying: Common Stock · 127,535 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F2 · shares: On 12/7/16 the reporting person was granted 127,535 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. F2 · price: On 12/7/16 the reporting person was granted 127,535 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. F2 · derivative.exercise_date: On 12/7/16 the reporting person was granted 127,535 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. F2 · derivative.expiration_date: On 12/7/16 the reporting person was granted 127,535 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. Read SEC document |
| October 30, 2016 Filed Nov 1, 2016 21:10 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Units · Derivative | 48,596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-16-003330 · primarydocument.xml · derivative · entry 3 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,558 Underlying: Common Stock · 48,596 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F2 · shares: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F2 · price: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F2 · derivative.exercise_date: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F2 · derivative.expiration_date: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F2 · derivative.underlying_shares: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · derivative.underlying_shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. Read SEC document |
| October 30, 2016 Filed Nov 1, 2016 21:10 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 17,164 | $14.09 | $241,840.76 |
DisclosureSEC source: 0001562180-16-003330 · primarydocument.xml · nonDerivative · entry 2 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,963 Read SEC document |
| October 30, 2016 Filed Nov 1, 2016 21:10 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 48,596 | $14.09 | $684,717.64 |
DisclosureSEC source: 0001562180-16-003330 · primarydocument.xml · nonDerivative · entry 1 FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.