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FLAXMAN JON E

Disclosed activity across 1 company

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170465
SEC CIK
0001207617

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HP INCHPQ · Entity 642Chief Operating OfficerJanuary 05, 2018January 08, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HP INC

Report date January 05, 2018 · Filed January 08, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect90,732 Ending reported balance After 2018-01-05 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-01-05 · Exercise / conversion · Acquired 156,976 · Balance 298,538

Row 2 · 2018-01-05 · Sale · Disposed 207,806 · Balance 90,732

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by this reporting person on September 29, 2017.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.30-$21.74, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.47 · Expires 2023-11-01Direct156,976 Reported balance After 2018-01-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-01-05 · Exercise / conversion · Disposed 156,976 · Balance 156,976

F3: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F4: On October 30, 2015, the reporting person was granted performance contingent options to purchase a total of 470,928 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5: This option is no longer exercisable following this date.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by this reporting person on September 29, 2017.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.30-$21.74, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F4: On October 30, 2015, the reporting person was granted performance contingent options to purchase a total of 470,928 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5: This option is no longer exercisable following this date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2018 Filed Jan 8, 2018 21:14 UTC HP INC HPQ · Entity 642 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 156,976 $0.00 Strike: $12.47 $0.00
Disclosure

SEC source: 0001562180-18-000253 · primarydocument.xml · derivative · entry 3

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,976

Underlying: Common Stock · 0 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F4 · derivative.exercise_date: On October 30, 2015, the reporting person was granted performance contingent options to purchase a total of 470,928 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5 · derivative.expiration_date: This option is no longer exercisable following this date.

Read SEC document
January 05, 2018 Filed Jan 8, 2018 21:14 UTC HP INC HPQ · Entity 642 SaleCommon Stock 207,806 $21.58 $4,484,619.72
Disclosure

SEC source: 0001562180-18-000253 · primarydocument.xml · nonDerivative · entry 2

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,732

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by this reporting person on September 29, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.30-$21.74, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 05, 2018 Filed Jan 8, 2018 21:14 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 156,976 $12.47 $1,957,490.72
Disclosure

SEC source: 0001562180-18-000253 · primarydocument.xml · nonDerivative · entry 1

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2017 Filed Dec 12, 2017 22:49 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 6,051 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003853 · primarydocument.xml · derivative · entry 6

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: On 12/10/2014, the reporting person was granted 16,647 RSUs, 5,549 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 502 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · price: On 12/10/2014, the reporting person was granted 16,647 RSUs, 5,549 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 502 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · derivative.exercise_date: On 12/10/2014, the reporting person was granted 16,647 RSUs, 5,549 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 502 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · derivative.expiration_date: On 12/10/2014, the reporting person was granted 16,647 RSUs, 5,549 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 502 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · derivative.underlying_shares: On 12/10/2014, the reporting person was granted 16,647 RSUs, 5,549 of which vested on each of 12/10/2015, 12/10/2016 and 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 502 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
December 10, 2017 Filed Dec 12, 2017 22:49 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 3,028 $21.07 $63,799.96
Disclosure

SEC source: 0001562180-17-003853 · primarydocument.xml · nonDerivative · entry 4

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,562

Read SEC document
December 10, 2017 Filed Dec 12, 2017 22:49 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 6,051 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003853 · primarydocument.xml · nonDerivative · entry 3

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

Read SEC document
December 09, 2017 Filed Dec 12, 2017 22:49 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 41,204 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003853 · primarydocument.xml · derivative · entry 5

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,536

Underlying: Common Stock · 41,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: On 12/9/2015, the reporting person was granted 115,607 RSUs, 38,535 of which vested on 12/9/2016, 38,536 of which vested on 12/9/2017 and 38,536 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,668 vested dividend equivalent rights.

F2 · price: On 12/9/2015, the reporting person was granted 115,607 RSUs, 38,535 of which vested on 12/9/2016, 38,536 of which vested on 12/9/2017 and 38,536 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,668 vested dividend equivalent rights.

F2 · derivative.exercise_date: On 12/9/2015, the reporting person was granted 115,607 RSUs, 38,535 of which vested on 12/9/2016, 38,536 of which vested on 12/9/2017 and 38,536 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,668 vested dividend equivalent rights.

F2 · derivative.expiration_date: On 12/9/2015, the reporting person was granted 115,607 RSUs, 38,535 of which vested on 12/9/2016, 38,536 of which vested on 12/9/2017 and 38,536 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,668 vested dividend equivalent rights.

F2 · derivative.underlying_shares: On 12/9/2015, the reporting person was granted 115,607 RSUs, 38,535 of which vested on 12/9/2016, 38,536 of which vested on 12/9/2017 and 38,536 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,668 vested dividend equivalent rights.

Read SEC document
December 09, 2017 Filed Dec 12, 2017 22:49 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 20,596 $21.07 $433,957.72
Disclosure

SEC source: 0001562180-17-003853 · primarydocument.xml · nonDerivative · entry 2

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,539

Read SEC document
December 09, 2017 Filed Dec 12, 2017 22:49 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 41,204 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003853 · primarydocument.xml · nonDerivative · entry 1

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:15 UTC HP INC HPQ · Entity 642 GrantPerformance Adjusted Restricted Stock Units · Derivative 116,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003833 · primarydocument.xml · derivative · entry 5

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,054

Underlying: Common Stock · 116,054 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock.

F4 · shares: On 12/7/2017, the reporting person was granted 116,054 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · price: On 12/7/2017, the reporting person was granted 116,054 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 116,054 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 116,054 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:15 UTC HP INC HPQ · Entity 642 GrantRestricted Stock Units · Derivative 82,499 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003833 · primarydocument.xml · derivative · entry 4

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,499

Underlying: Common Stock · 82,499 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: On 12/7/2017, the reporting person was granted 82,499 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · price: On 12/7/2017, the reporting person was granted 82,499 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 82,499 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 82,499 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:15 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 31,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003833 · primarydocument.xml · derivative · entry 3

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,920

Underlying: Common Stock · 31,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: On 12/7/2016, the reporting person was granted 92,879 RSUs, 30,959 of which vested on 12/7/2017 and 30,960 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 941 vested dividend equivalent rights.

F2 · price: On 12/7/2016, the reporting person was granted 92,879 RSUs, 30,959 of which vested on 12/7/2017 and 30,960 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 941 vested dividend equivalent rights.

F2 · derivative.exercise_date: On 12/7/2016, the reporting person was granted 92,879 RSUs, 30,959 of which vested on 12/7/2017 and 30,960 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 941 vested dividend equivalent rights.

F2 · derivative.expiration_date: On 12/7/2016, the reporting person was granted 92,879 RSUs, 30,959 of which vested on 12/7/2017 and 30,960 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 941 vested dividend equivalent rights.

F2 · derivative.underlying_shares: On 12/7/2016, the reporting person was granted 92,879 RSUs, 30,959 of which vested on 12/7/2017 and 30,960 of which are scheduled to vest on each of 12/7/2018 and 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 941 vested dividend equivalent rights.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:15 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 15,919 $20.97 $333,821.43
Disclosure

SEC source: 0001562180-17-003833 · primarydocument.xml · nonDerivative · entry 2

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,931

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:15 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 31,900 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003833 · primarydocument.xml · nonDerivative · entry 1

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 23:58 UTC HP INC HPQ · Entity 642 Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 106,295 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003779 · primarydocument.xml · derivative · entry 3

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,295

Underlying: Common Stock · 106,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: As previously reported, on 12/9/2015 the reporting person was granted 168,589 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 99,215 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 7,080 vested dividend equivalent units.

F2 · price: As previously reported, on 12/9/2015 the reporting person was granted 168,589 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 99,215 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 7,080 vested dividend equivalent units.

F2 · derivative.exercise_date: As previously reported, on 12/9/2015 the reporting person was granted 168,589 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 99,215 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 7,080 vested dividend equivalent units.

F2 · derivative.expiration_date: As previously reported, on 12/9/2015 the reporting person was granted 168,589 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 99,215 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 7,080 vested dividend equivalent units.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 23:58 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 55,465 $21.08 $1,169,202.20
Disclosure

SEC source: 0001562180-17-003779 · primarydocument.xml · nonDerivative · entry 2

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,950

Read SEC document
December 04, 2017 Filed Dec 6, 2017 23:58 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 106,295 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003779 · primarydocument.xml · nonDerivative · entry 1

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 22:05 UTC HP INC HPQ · Entity 642 Exercise / conversionNon-Qualified Employee Stock Options (right to buy) · Derivative 43,239 $0.00 Strike: $6.40 $0.00
Disclosure

SEC source: 0001562180-17-003700 · primarydocument.xml · derivative · entry 7

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,239 shares

Expires 2020-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: On December 6, 2012, the reporting person was granted an option to purchase a total of 129,717 shares (post conversion), vesting in three equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable following this date.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 22:05 UTC HP INC HPQ · Entity 642 Exercise / conversionNon-Qualified Employee Stock Options (right to buy) · Derivative 36,753 $0.00 Strike: $12.49 $0.00
Disclosure

SEC source: 0001562180-17-003700 · primarydocument.xml · derivative · entry 6

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,753 shares

Expires 2021-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: On December 11, 2013, the reporting person was granted an option to purchase a total of 110,259 shares (post conversion), vesting in three equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable following this date.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 22:05 UTC HP INC HPQ · Entity 642 Exercise / conversionNon-Qualified Employee Stock Options (right to buy) · Derivative 156,976 $0.00 Strike: $12.47 $0.00
Disclosure

SEC source: 0001562180-17-003700 · primarydocument.xml · derivative · entry 5

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,952

Underlying: Common Stock · 156,976 shares

Expires 2023-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F4 · shares: On October 30, 2015, the reporting person was granted performance contingent options to purchase a total of 470,928 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5 · derivative.exercise_date: This option became exercisable beginning on this date.

F6 · derivative.expiration_date: This option is no longer exercisable following this date.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 22:05 UTC HP INC HPQ · Entity 642 SaleCommon Stock 271,968 $21.34 $5,804,912.19
Disclosure

SEC source: 0001562180-17-003700 · primarydocument.xml · nonDerivative · entry 4

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,120

F1 · shares: 35,000 shares were sold pursuant to a 10b5-1 plan adopted by the reporting person on 12/20/2016 and 236,968 shares were sold pursuant to a 10b5-1 plan adopted by the reporting person on 9/29/2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.16-$21.48, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 22:05 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 43,239 $6.40 $276,729.60
Disclosure

SEC source: 0001562180-17-003700 · primarydocument.xml · nonDerivative · entry 3

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 22:05 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 36,753 $12.49 $459,044.97
Disclosure

SEC source: 0001562180-17-003700 · primarydocument.xml · nonDerivative · entry 2

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 22:05 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 156,976 $12.47 $1,957,490.72
Disclosure

SEC source: 0001562180-17-003700 · primarydocument.xml · nonDerivative · entry 1

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 20:40 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 50,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003424 · primarydocument.xml · derivative · entry 3

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,779

Underlying: Common Stock · 50,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU') represents a contingent right to receive one share of HP common stock.

F2 · shares: On 10/30/15 the reporting person was granted 140,336 restricted stock units ("RSUs"), 46,778 of which vested on 10/30/2016, 46,779 of which vested on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,239 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · price: On 10/30/15 the reporting person was granted 140,336 restricted stock units ("RSUs"), 46,778 of which vested on 10/30/2016, 46,779 of which vested on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,239 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.exercise_date: On 10/30/15 the reporting person was granted 140,336 restricted stock units ("RSUs"), 46,778 of which vested on 10/30/2016, 46,779 of which vested on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,239 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.expiration_date: On 10/30/15 the reporting person was granted 140,336 restricted stock units ("RSUs"), 46,778 of which vested on 10/30/2016, 46,779 of which vested on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,239 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.underlying_shares: On 10/30/15 the reporting person was granted 140,336 restricted stock units ("RSUs"), 46,778 of which vested on 10/30/2016, 46,779 of which vested on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,239 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · derivative.underlying_shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 20:40 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 26,101 $21.39 $558,300.39
Disclosure

SEC source: 0001562180-17-003424 · primarydocument.xml · nonDerivative · entry 2

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,120

Read SEC document
October 30, 2017 Filed Nov 1, 2017 20:40 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 50,018 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003424 · primarydocument.xml · nonDerivative · entry 1

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU') represents a contingent right to receive one share of HP common stock.

Read SEC document
May 26, 2017 Filed May 30, 2017 21:07 UTC HP INC HPQ · Entity 642 SaleCommon Stock 35,000 $18.26 $638,984.50
Disclosure

SEC source: 0001562180-17-002082 · primarydocument.xml · nonDerivative · entry 1

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,203

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/20/2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.23-$18.32, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 27, 2017 Filed May 1, 2017 20:45 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Unit · Derivative 17,443 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-001597 · primarydocument.xml · derivative · entry 3

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,344

Underlying: Common Stock · 17,443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · price: On 4/27/2015 the reporting person was granted 49,031 RSUs, 16,343 of which vested on 4/27/2016, 16,344 of which vested on 4/27/2017, and 16,344 will vest on 4/27/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,099 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.exercise_date: On 4/27/2015 the reporting person was granted 49,031 RSUs, 16,343 of which vested on 4/27/2016, 16,344 of which vested on 4/27/2017, and 16,344 will vest on 4/27/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,099 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.expiration_date: On 4/27/2015 the reporting person was granted 49,031 RSUs, 16,343 of which vested on 4/27/2016, 16,344 of which vested on 4/27/2017, and 16,344 will vest on 4/27/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,099 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
April 27, 2017 Filed May 1, 2017 20:45 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 7,453 $18.77 $139,892.81
Disclosure

SEC source: 0001562180-17-001597 · primarydocument.xml · nonDerivative · entry 2

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,203

Read SEC document
April 27, 2017 Filed May 1, 2017 20:45 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 17,443 $18.77 $327,405.11
Disclosure

SEC source: 0001562180-17-001597 · primarydocument.xml · nonDerivative · entry 1

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2016 Filed Feb 10, 2017 22:39 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Unit · Derivative 6,610 $15.78 $104,305.80
Disclosure

SEC source: 0001562180-17-000618 · primarydocument.xml · derivative · entry 3

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · derivative.exercise_date: On 12/11/2013 the reporting person was granted 18,381 RSUs, of which 6,127 vested on each of 12/11/2014, 9/17/2015 and 12/11/2016. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 483 vested dividend equivalent rights The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.expiration_date: On 12/11/2013 the reporting person was granted 18,381 RSUs, of which 6,127 vested on each of 12/11/2014, 9/17/2015 and 12/11/2016. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 483 vested dividend equivalent rights The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
December 11, 2016 Filed Feb 10, 2017 22:39 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 3,307 $15.78 $52,184.46
Disclosure

SEC source: 0001562180-17-000618 · primarydocument.xml · nonDerivative · entry 2

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,213

Read SEC document
December 11, 2016 Filed Feb 10, 2017 22:39 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 6,610 $15.78 $104,305.80
Disclosure

SEC source: 0001562180-17-000618 · primarydocument.xml · nonDerivative · entry 1

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2016 Filed Dec 14, 2016 00:51 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 5,883 $15.78 $92,833.74
Disclosure

SEC source: 0001562180-16-003760 · primarydocument.xml · derivative · entry 6

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,549

Underlying: Common Stock · 5,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · derivative.exercise_date: On 12/10/2014 the reporting person was granted 16,647 RSUs, 5,549 of which vested on each of 12/10/2015 and 12/10/2016 and 5,549 of which will vest on 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 334 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · derivative.expiration_date: On 12/10/2014 the reporting person was granted 16,647 RSUs, 5,549 of which vested on each of 12/10/2015 and 12/10/2016 and 5,549 of which will vest on 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 334 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
December 10, 2016 Filed Dec 14, 2016 00:51 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 2,941 $15.78 $46,408.98
Disclosure

SEC source: 0001562180-16-003760 · primarydocument.xml · nonDerivative · entry 4

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,790

Read SEC document
December 10, 2016 Filed Dec 14, 2016 00:51 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 5,883 $15.78 $92,833.74
Disclosure

SEC source: 0001562180-16-003760 · primarydocument.xml · nonDerivative · entry 3

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 14, 2016 00:51 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Unit · Derivative 40,033 $15.78 $631,720.74
Disclosure

SEC source: 0001562180-16-003760 · primarydocument.xml · derivative · entry 5

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,072

Underlying: Common Stock · 40,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · derivative.exercise_date: On 12/9/2015 the reporting person was granted 115,607 RSUs, 38,535 of which vested on 12/9/2016, 38,536 of which will vest on each of 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,498 vested dividend equivalent rights.

F2 · derivative.expiration_date: On 12/9/2015 the reporting person was granted 115,607 RSUs, 38,535 of which vested on 12/9/2016, 38,536 of which will vest on each of 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,498 vested dividend equivalent rights.

Read SEC document
December 09, 2016 Filed Dec 14, 2016 00:51 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 19,148 $15.78 $302,155.44
Disclosure

SEC source: 0001562180-16-003760 · primarydocument.xml · nonDerivative · entry 2

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,848

Read SEC document
December 09, 2016 Filed Dec 14, 2016 00:51 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 40,033 $15.78 $631,720.74
Disclosure

SEC source: 0001562180-16-003760 · primarydocument.xml · nonDerivative · entry 1

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 01:12 UTC HP INC HPQ · Entity 642 GrantRestricted Stock Units · Derivative 92,879 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-16-003726 · primarydocument.xml · derivative · entry 2

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,879

Underlying: Common Stock · 92,879 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: On 12/07/16 the reporting person was granted 92,879 RSUs, 30,959 of which will vest on 12/07/17 and 30,960 will vest on each of 12/07/2018 and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock.

F3 · price: On 12/07/16 the reporting person was granted 92,879 RSUs, 30,959 of which will vest on 12/07/17 and 30,960 will vest on each of 12/07/2018 and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock.

F3 · derivative.exercise_date: On 12/07/16 the reporting person was granted 92,879 RSUs, 30,959 of which will vest on 12/07/17 and 30,960 will vest on each of 12/07/2018 and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock.

F3 · derivative.expiration_date: On 12/07/16 the reporting person was granted 92,879 RSUs, 30,959 of which will vest on 12/07/17 and 30,960 will vest on each of 12/07/2018 and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock.

Read SEC document
December 07, 2016 Filed Dec 10, 2016 01:12 UTC HP INC HPQ · Entity 642 GrantPerformance Adjusted Restricted Stock Units · Derivative 127,535 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-16-003726 · primarydocument.xml · derivative · entry 1

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,535

Underlying: Common Stock · 127,535 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: On 12/7/16 the reporting person was granted 127,535 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F2 · price: On 12/7/16 the reporting person was granted 127,535 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F2 · derivative.exercise_date: On 12/7/16 the reporting person was granted 127,535 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F2 · derivative.expiration_date: On 12/7/16 the reporting person was granted 127,535 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

Read SEC document
October 30, 2016 Filed Nov 1, 2016 21:10 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 48,596 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-16-003330 · primarydocument.xml · derivative · entry 3

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,558

Underlying: Common Stock · 48,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · price: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.exercise_date: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.expiration_date: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.underlying_shares: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · derivative.underlying_shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
October 30, 2016 Filed Nov 1, 2016 21:10 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 17,164 $14.09 $241,840.76
Disclosure

SEC source: 0001562180-16-003330 · primarydocument.xml · nonDerivative · entry 2

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,963

Read SEC document
October 30, 2016 Filed Nov 1, 2016 21:10 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 48,596 $14.09 $684,717.64
Disclosure

SEC source: 0001562180-16-003330 · primarydocument.xml · nonDerivative · entry 1

FLAXMAN JON E · CIK 0001207617 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.