HPE

SEC source: 0001179706-16-000557 · edgar.xml · derivative · entry 2

STONESIFER TIMOTHY C. · CIK 0001656085 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,937

Underlying: Common Stock · 289,937 shares

Expires not disclosed

F2 · derivative.exercise_date: This performance contingent stock option will vest 33.3% on each of the first, second and third anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.

F2 · derivative.expiration_date: This performance contingent stock option will vest 33.3% on each of the first, second and third anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.

SEC source: 0001179706-16-000556 · edgar.xml · derivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,713

Underlying: Common Stock · 55,713 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 12/07/16 the reporting person was granted 55,713 restricted stock units ("RSUs"), 18,571 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 12/07/16 the reporting person was granted 55,713 restricted stock units ("RSUs"), 18,571 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 12/07/16 the reporting person was granted 55,713 restricted stock units ("RSUs"), 18,571 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 12/07/16 the reporting person was granted 55,713 restricted stock units ("RSUs"), 18,571 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001179706-16-000556 · edgar.xml · derivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,331

Underlying: Common Stock · 199,331 shares

Expires not disclosed

F2 · derivative.exercise_date: This performance contingent stock option will vest 33.3% on each of the first, second and third anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.

F2 · derivative.expiration_date: This performance contingent stock option will vest 33.3% on each of the first, second and third anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.

SEC source: 0001179706-16-000555 · edgar.xml · derivative · entry 3

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,233

Underlying: Common Stock · 18,233 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: On 12/07/16 the reporting person was granted 18,233 restricted stock units ("RSUs"), 6,077 of which will vest on 12/07/17, and 6,078 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · price: On 12/07/16 the reporting person was granted 18,233 restricted stock units ("RSUs"), 6,077 of which will vest on 12/07/17, and 6,078 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.exercise_date: On 12/07/16 the reporting person was granted 18,233 restricted stock units ("RSUs"), 6,077 of which will vest on 12/07/17, and 6,078 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.expiration_date: On 12/07/16 the reporting person was granted 18,233 restricted stock units ("RSUs"), 6,077 of which will vest on 12/07/17, and 6,078 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001179706-16-000555 · edgar.xml · derivative · entry 2

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,235

Underlying: Common Stock · 18,235 shares

Expires 2024-12-07

F2 · derivative.exercise_date: This option will become exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001179706-16-000554 · edgar.xml · derivative · entry 3

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,167

Underlying: Common Stock · 91,167 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: On 12/07/16 the reporting person was granted 91,167 restricted stock units ("RSUs"), 30,389 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · price: On 12/07/16 the reporting person was granted 91,167 restricted stock units ("RSUs"), 30,389 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.exercise_date: On 12/07/16 the reporting person was granted 91,167 restricted stock units ("RSUs"), 30,389 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.expiration_date: On 12/07/16 the reporting person was granted 91,167 restricted stock units ("RSUs"), 30,389 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001179706-16-000554 · edgar.xml · derivative · entry 2

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,179

Underlying: Common Stock · 326,179 shares

Expires not disclosed

F3 · derivative.exercise_date: This performance contingent stock option will vest 33.3% on each of the first, second and third anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.

F3 · derivative.expiration_date: This performance contingent stock option will vest 33.3% on each of the first, second and third anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.

SEC source: 0001179706-16-000554 · edgar.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · EVP and GM EG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,936

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/30/16.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $23.84 To $24.05. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

SEC source: 0001179706-16-000551 · edgar.xml · derivative · entry 3

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,037

Underlying: Common Stock · 81,037 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 12/07/16 the reporting person was granted 81,037 restricted stock units ("RSUs"), 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 12/07/16 the reporting person was granted 81,037 restricted stock units ("RSUs"), 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 12/07/16 the reporting person was granted 81,037 restricted stock units ("RSUs"), 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 12/07/16 the reporting person was granted 81,037 restricted stock units ("RSUs"), 27,012 of which will vest on each of 12/07/17 and 12/07/18, and 27,013 of which will vest on 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001179706-16-000551 · edgar.xml · derivative · entry 2

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,937

Underlying: Common Stock · 289,937 shares

Expires not disclosed

F2 · derivative.exercise_date: This performance contingent stock option will vest 33.3% on each of the first, second and third anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.

F2 · derivative.expiration_date: This performance contingent stock option will vest 33.3% on each of the first, second and third anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.

SEC source: 0001179706-16-000552 · edgar.xml · derivative · entry 3

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,233

Underlying: Common Stock · 18,233 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 12/07/16 the reporting person was granted 18,233 restricted stock units ("RSUs"), 6,077 of which will vest on 12/07/17, and 6,078 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 12/07/16 the reporting person was granted 18,233 restricted stock units ("RSUs"), 6,077 of which will vest on 12/07/17, and 6,078 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 12/07/16 the reporting person was granted 18,233 restricted stock units ("RSUs"), 6,077 of which will vest on 12/07/17, and 6,078 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 12/07/16 the reporting person was granted 18,233 restricted stock units ("RSUs"), 6,077 of which will vest on 12/07/17, and 6,078 of which will vest on each of 12/07/18 and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001179706-16-000552 · edgar.xml · derivative · entry 2

Karros Kirt P · CIK 0001584883 · SVP, Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,235

Underlying: Common Stock · 18,235 shares

Expires 2024-12-07

F1 · derivative.exercise_date: This option will become exercisable beginning on this date.

F2 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001179706-16-000550 · edgar.xml · derivative · entry 3

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,713

Underlying: Common Stock · 55,713 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 12/07/16 the reporting person was granted 55,713 restricted stock units ("RSUs"), 18,571 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 12/07/16 the reporting person was granted 55,713 restricted stock units ("RSUs"), 18,571 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 12/07/16 the reporting person was granted 55,713 restricted stock units ("RSUs"), 18,571 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 12/07/16 the reporting person was granted 55,713 restricted stock units ("RSUs"), 18,571 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001179706-16-000550 · edgar.xml · derivative · entry 2

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,331

Underlying: Common Stock · 199,331 shares

Expires not disclosed

F2 · derivative.exercise_date: This performance contingent stock option will vest 33.3% on each of the first, second and third anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.

F2 · derivative.expiration_date: This performance contingent stock option will vest 33.3% on each of the first, second and third anniversary of the grant date, in each case subject to the satisfaction of certain stock price performance conditions.

SEC source: 0001179706-16-000540 · edgar.xml · derivative · entry 3

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,944

Underlying: Common Stock · 64,760 shares

Expires 2023-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

SEC source: 0001179706-16-000540 · edgar.xml · nonDerivative · entry 2

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,396

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.

SEC source: 0001179706-16-000540 · edgar.xml · nonDerivative · entry 1

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000538 · edgar.xml · nonDerivative · entry 1

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,694

F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q3 cash retainer and chairman fees of $25,000 for Issuer's Board Year 2016.

SEC source: 0001179706-16-000537 · edgar.xml · nonDerivative · entry 1

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,318

F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q3 cash retainer and chair fees of $25,000 for Issuer's Board Year 2016.

SEC source: 0001179706-16-000533 · edgar.xml · nonDerivative · entry 1

Andreessen Marc L · CIK 0001160077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,660

F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q3 cash retainer and chairman fees of $8,333 for Issuer's Board Year 2016.

SEC source: 0001179706-16-000535 · edgar.xml · nonDerivative · entry 1

Lane Raymond J. · CIK 0001166598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,736

F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q3 cash retainer and chairman fees of $25,000 for Issuer's Board Year 2016.

SEC source: 0001179706-16-000536 · edgar.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,376

F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q3 cash retainer and chairman fees of $28,750 for Issuer's Board Year 2016.

SEC source: 0001179706-16-000534 · edgar.xml · nonDerivative · entry 1

KLEINFELD KLAUS · CIK 0001268014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,562

F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of Q3 cash retainer and chairman fees of $12,500 for Issuer's Board Year 2016.

SEC source: 0001179706-16-000526 · edgar.xml · derivative · entry 4

WHITMAN MARGARET C · CIK 0001079816 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,586.127

Underlying: Common Stock · 124,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/14 the reporting person was granted 91,170 performance adjusted restricted stock units ("PARSUs") that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F3 · price: As previously reported, on 12/10/14 the reporting person was granted 91,170 performance adjusted restricted stock units ("PARSUs") that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 91,170 performance adjusted restricted stock units ("PARSUs") that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 91,170 performance adjusted restricted stock units ("PARSUs") that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001179706-16-000526 · edgar.xml · nonDerivative · entry 2

WHITMAN MARGARET C · CIK 0001079816 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,770

SEC source: 0001179706-16-000526 · edgar.xml · nonDerivative · entry 1

WHITMAN MARGARET C · CIK 0001079816 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000525 · edgar.xml · derivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,749.288

Underlying: Common Stock · 28,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/14 the reporting person was granted 21,039 performance adjusted restricted stock units ("PARSUs") that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F2 · price: As previously reported, on 12/10/14 the reporting person was granted 21,039 performance adjusted restricted stock units ("PARSUs") that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 21,039 performance adjusted restricted stock units ("PARSUs") that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 21,039 performance adjusted restricted stock units ("PARSUs") that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001179706-16-000525 · edgar.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,196

SEC source: 0001179706-16-000525 · edgar.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000524 · edgar.xml · derivative · entry 4

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,916.9498

Underlying: Common Stock · 47,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/14 the reporting person was granted 35,065 performance adjusted restricted stock units ("PARSUs") that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F3 · price: As previously reported, on 12/10/14 the reporting person was granted 35,065 performance adjusted restricted stock units ("PARSUs") that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 35,065 performance adjusted restricted stock units ("PARSUs") that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F3 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 35,065 performance adjusted restricted stock units ("PARSUs") that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001179706-16-000524 · edgar.xml · nonDerivative · entry 2

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,165

SEC source: 0001179706-16-000524 · edgar.xml · nonDerivative · entry 1

Nefkens Michael G · CIK 0001566846 · EVP, GM Enterprise Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000523 · edgar.xml · derivative · entry 3

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,353.514

Underlying: Common Stock · 26,357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/14 the reporting person was granted 19,286 performance adjusted restricted stock units ("PARSUs"), that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F2 · price: As previously reported, on 12/10/14 the reporting person was granted 19,286 performance adjusted restricted stock units ("PARSUs"), that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 19,286 performance adjusted restricted stock units ("PARSUs"), that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 19,286 performance adjusted restricted stock units ("PARSUs"), that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.

SEC source: 0001179706-16-000523 · edgar.xml · nonDerivative · entry 2

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,667

SEC source: 0001179706-16-000523 · edgar.xml · nonDerivative · entry 1

Gomez Henry · CIK 0001317648 · EVP, CM & CO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000521 · edgar.xml · nonDerivative · entry 3

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,396

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.

SEC source: 0001179706-16-000522 · edgar.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, GC & SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,446.908

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $23.31 to $23.54. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

SEC source: 0001179706-16-000521 · edgar.xml · derivative · entry 4

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 11/19/14, the reporting person was granted 26,896 restricted stock units ("RSUs"), 13,448 of which vested on 11/19/15 and 24,186 of which vested on 11/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 808 vested dividend equivalent rights and a de minimus adjustment of 0.8754 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 11/19/14, the reporting person was granted 26,896 restricted stock units ("RSUs"), 13,448 of which vested on 11/19/15 and 24,186 of which vested on 11/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 808 vested dividend equivalent rights and a de minimus adjustment of 0.8754 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 11/19/14, the reporting person was granted 26,896 restricted stock units ("RSUs"), 13,448 of which vested on 11/19/15 and 24,186 of which vested on 11/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 808 vested dividend equivalent rights and a de minimus adjustment of 0.8754 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 11/19/14, the reporting person was granted 26,896 restricted stock units ("RSUs"), 13,448 of which vested on 11/19/15 and 24,186 of which vested on 11/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 808 vested dividend equivalent rights and a de minimus adjustment of 0.8754 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001179706-16-000521 · edgar.xml · nonDerivative · entry 2

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,176

SEC source: 0001179706-16-000521 · edgar.xml · nonDerivative · entry 1

HSU CHRISTOPHER P · CIK 0001655996 · EVP, GM Software, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000518 · edgar.xml · derivative · entry 2

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16, at which time the vested shares were delivered to the reporting person. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16, at which time the vested shares were delivered to the reporting person. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16, at which time the vested shares were delivered to the reporting person. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16, at which time the vested shares were delivered to the reporting person. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001179706-16-000518 · edgar.xml · nonDerivative · entry 1

TAN LIP BU · CIK 0001008463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000514 · edgar.xml · derivative · entry 2

Ammann Daniel · CIK 0001492931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16, at which time the vested shares were delivered to the reporting person. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 12.1897 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16, at which time the vested shares were delivered to the reporting person. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 12.1897 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16, at which time the vested shares were delivered to the reporting person. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 12.1897 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16, at which time the vested shares were delivered to the reporting person. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 12.1897 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001179706-16-000514 · edgar.xml · nonDerivative · entry 1

Ammann Daniel · CIK 0001492931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000517 · edgar.xml · derivative · entry 3

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

F3 · shares: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 12.1897 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 12.1897 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 12.1897 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 12.1897 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001179706-16-000517 · edgar.xml · nonDerivative · entry 2

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Merrill Lynch

Disclosed balance after: 4,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.

SEC source: 0001179706-16-000516 · edgar.xml · derivative · entry 2

BRUN LESLIE A · CIK 0001217068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16, at which time the vested shares were delivered to the reporting person. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 12.1897 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16, at which time the vested shares were delivered to the reporting person. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 12.1897 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16, at which time the vested shares were delivered to the reporting person. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 12.1897 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16, at which time the vested shares were delivered to the reporting person. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 12.1897 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001179706-16-000516 · edgar.xml · nonDerivative · entry 1

BRUN LESLIE A · CIK 0001217068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179706-16-000515 · edgar.xml · derivative · entry 3

Angelakis Michael J · CIK 0001393014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16, at which time the vested shares were delivered to the reporting person. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 12.1897 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16, at which time the vested shares were delivered to the reporting person. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 12.1897 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16, at which time the vested shares were delivered to the reporting person. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 12.1897 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 11/11/15 the reporting person was granted 4,078 restricted stock units ("RSUs"), all of which cliff vested on 11/11/16, at which time the vested shares were delivered to the reporting person. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 12.1897 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16, and 9.9818 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 includes 50 vested dividend equivalent rights and a de minimus adjustment of 0.1855 due to fractional rounding of the dividend equivalent rights.

SEC source: 0001179706-16-000515 · edgar.xml · nonDerivative · entry 1

Angelakis Michael J · CIK 0001393014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.