Tapewire

NYSE · USD

HOV

HOVNANIAN ENTERPRISES INC

Export transactions ↓
Tapewire entity
5200
SEC CIK
0000357294
Parsed reports
360

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2017 Filed Jun 13, 2017 23:40 UTC
Smith Lucian T.Chief Operating Officer
GrantMarket Share Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011301 · doc4.xml · derivative · entry 2

Smith Lucian T. · CIK 0001689250 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Common Stock · 40,000 shares

Expires 2022-06-09

F1 · derivative.exercise_price: Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 9, 2019

F3 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
June 09, 2017 Filed Jun 13, 2017 21:37 UTC
O'Connor Brad GVP & Chief Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $2.25 $0.00
Disclosure

SEC source: 0001225208-17-011277 · doc4.xml · derivative · entry 2

O'Connor Brad G · CIK 0001520206 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires 2027-06-08

F2 · price: N/A

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on June 09, 2019

Read SEC document
June 09, 2017 Filed Jun 13, 2017 21:37 UTC
O'Connor Brad GVP & Chief Accounting Officer
GrantClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011277 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,096

Read SEC document
June 09, 2017 Filed Jun 13, 2017 21:27 UTC GrantClass A Common Stock 56,452 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011273 · doc4.xml · nonDerivative · entry 1

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,386

Read SEC document
June 09, 2017 Filed Jun 13, 2017 21:25 UTC GrantClass A Common Stock 64,516 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011271 · doc4.xml · nonDerivative · entry 1

MARENGI JOSEPH A · CIK 0001077821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,677

Read SEC document
June 09, 2017 Filed Jun 13, 2017 21:22 UTC GrantClass A Common Stock 64,516 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011269 · doc4.xml · nonDerivative · entry 1

KANGAS EDWARD A · CIK 0001211047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,357

Read SEC document
June 09, 2017 Filed Jun 13, 2017 21:19 UTC GrantClass A Common Stock 56,452 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011267 · doc4.xml · nonDerivative · entry 1

COUTTS ROBERT B · CIK 0001193999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,949

Read SEC document
January 30, 2017 Filed Jun 14, 2017 00:37 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
GiftClass B Common Stock · Derivative 67,239.02 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011304 · doc4.xml · derivative · entry 8

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts for Sossie K. Najarian's family

Disclosed balance after: 740,257.07

Underlying: Class A Common Stock · 67,239.02 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F7 · kind: On January 30, 2017, the Sirwart Hovnanian 1994 Marital Trust transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

F9 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F13 · ownership.nature: Held by Sossie K. Najarian Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership

Read SEC document
January 30, 2017 Filed Jun 14, 2017 00:37 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
GiftClass B Common Stock · Derivative 28,816.72 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011304 · doc4.xml · derivative · entry 7

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts for Nadia K. Rodriguez's family

Disclosed balance after: 480,078.59

Underlying: Class A Common Stock · 28,816.72 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F7 · kind: On January 30, 2017, the Sirwart Hovnanian 1994 Marital Trust transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

F9 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F12 · ownership.nature: Held by Nadia K. Rodriguez Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership

Read SEC document
January 30, 2017 Filed Jun 14, 2017 00:37 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
GiftClass B Common Stock · Derivative 48,027.87 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011304 · doc4.xml · derivative · entry 6

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts for Lucy K. Kalian's family

Disclosed balance after: 878,295.07

Underlying: Class A Common Stock · 48,027.87 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F7 · kind: On January 30, 2017, the Sirwart Hovnanian 1994 Marital Trust transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

F9 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F11 · ownership.nature: Held by Lucy K. Kalian Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership

Read SEC document
January 30, 2017 Filed Jun 14, 2017 00:37 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
GiftClass B Common Stock · Derivative 67,239.02 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011304 · doc4.xml · derivative · entry 5

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts for Esther K. Barry's family

Disclosed balance after: 877,266.01

Underlying: Class A Common Stock · 67,239.02 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F7 · kind: On January 30, 2017, the Sirwart Hovnanian 1994 Marital Trust transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

F9 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F10 · ownership.nature: Held by Esther K. Barry Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership

Read SEC document
January 30, 2017 Filed Jun 14, 2017 00:37 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
GiftClass B Common Stock · Derivative 28,816.72 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011304 · doc4.xml · derivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Ara K. Hovnanian Family 1994 long-term trusts

Disclosed balance after: 1,328,509.99

Underlying: Class A Common Stock · 28,816.72 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F7 · kind: On January 30, 2017, the Sirwart Hovnanian 1994 Marital Trust transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

F8 · ownership.nature: Held by Ara K. Hovnanian Family 1994 long-term trusts, of which the reporting person is trustee, including shares held through a partnership interest in the Limited Partnership

Read SEC document
January 30, 2017 Filed Jun 14, 2017 00:39 UTC
HOVNANIAN SIRWARTMember of a 10% Owner Group
GiftClass B Common Stock · Derivative 240,139.37 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011306 · doc4.xml · derivative · entry 2

HOVNANIAN SIRWART · CIK 0001219411 · Member of a 10% Owner Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Reporting Person through partnership interests in the Limited Partnership

Disclosed balance after: 17,842.23

Underlying: Class A Common Stock · 240,139.37 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock.

F2 · kind: The Sirwart Hovnanian 1994 Marital Trust transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to the Reporting Person, who immediately transferred such units to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock.

F3 · derivative.expiration_date: No expiration date

Read SEC document
January 30, 2017 Filed Jun 14, 2017 00:39 UTC
HOVNANIAN SIRWARTMember of a 10% Owner Group
GiftClass B Common Stock · Derivative 240,139.37 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011306 · doc4.xml · derivative · entry 1

HOVNANIAN SIRWART · CIK 0001219411 · Member of a 10% Owner Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Reporting Person through partnership interests in the Limited Partnership

Disclosed balance after: 257,981.6

Underlying: Class A Common Stock · 240,139.37 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock.

F2 · kind: The Sirwart Hovnanian 1994 Marital Trust transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to the Reporting Person, who immediately transferred such units to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock.

F3 · derivative.expiration_date: No expiration date

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:54 UTC GrantClass A Common Stock 23,025 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001193 · doc4.xml · nonDerivative · entry 1

COUTTS ROBERT B · CIK 0001193999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,497

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:52 UTC GrantPhantom Stock Units Payout 2021 · Derivative 12,061 $2.28 $27,499.08
Disclosure

SEC source: 0001225208-17-001192 · doc4.xml · derivative · entry 1

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,085

Underlying: Class A Common Stock · 12,061 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Payout to be made on January 1, 2021, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan.

F2 · derivative.expiration_date: Payout to be made on January 1, 2021, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:45 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Tax withholdingClass A Common Stock 20,784 $2.64 $54,869.76
Disclosure

SEC source: 0001225208-17-000428 · doc4.xml · nonDerivative · entry 2

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,361

Read SEC document
January 01, 2017 Filed Jan 4, 2017 21:45 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Exercise / conversionPhantom Stock Units Payout 2017 · Derivative 42,764 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000428 · doc4.xml · derivative · entry 3

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 42,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis

F3 · price: N/A

F2 · derivative.exercise_date: Payout to be made on January 1, 2017, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan

F2 · derivative.expiration_date: Payout to be made on January 1, 2017, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan

Read SEC document
January 01, 2017 Filed Jan 4, 2017 21:45 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Exercise / conversionClass A Common Stock 42,764 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000428 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2016 Filed Nov 30, 2017 21:07 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
OtherClass A Common Stock 1,705,259 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017778 · doc5.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by executors for the Estate of Kevork S. Hovnanian

Disclosed balance after: 0

F1 · kind: On December 23, 2016, the executors of the estate of Kevork S. Hovnanian transferred 1,705,259 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") to Sirwart Hovnanian pursuant to the terms of the Will of Kevork S. Hovnanian, deceased

F2 · ownership.nature: Held by Sirwart Hovnanian, Ara K. Hovnanian, Sossie K. Najarian, Esto K. Barry, Lucy K. Kalian and Nadia K. Rodriguez, Executors of the Estate of Kevork S. Hovnanian, Deceased (the "Executors"). The reporting person is special purpose Executor with respect to investments in securities of the Issuer.

Read SEC document
December 23, 2016 Filed Nov 30, 2017 21:07 UTC
HOVNANIAN SIRWARTMember of a 10% Owner Group
OtherClass A Common Stock 1,705,259 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017777 · doc5.xml · nonDerivative · entry 1

HOVNANIAN SIRWART · CIK 0001219411 · Member of a 10% Owner Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,521,405

F1 · kind: On December 23, 2016, the executors of the estate of Kevork S. Hovnanian transferred 1,705,259 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") to the Reporting Person pursuant to the terms of the Will of Kevork S. Hovnanian, deceased.

F1 · shares: On December 23, 2016, the executors of the estate of Kevork S. Hovnanian transferred 1,705,259 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") to the Reporting Person pursuant to the terms of the Will of Kevork S. Hovnanian, deceased.

F2 · balance_after: Reflects annuity payments to the Reporting Person from a grantor retained annuity trust of which the Reporting Person was the sole trustee and annuitant (the "GRAT"). The GRAT terminated on October 28, 2017.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 22:04 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
GrantMarket Share Units · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043547 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 300,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied

F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on January 1, 2017

F3 · derivative.expiration_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on January 1, 2017

F4 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F5 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
December 15, 2016 Filed Dec 19, 2016 22:05 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
GrantMarket Share Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043548 · doc4.xml · derivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied

F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on January 1, 2017

F3 · derivative.expiration_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on January 1, 2017

F4 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
December 08, 2016 Filed Jun 14, 2017 00:37 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
GiftClass B Common Stock · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011304 · doc4.xml · derivative · entry 4

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by daughter Serena

Disclosed balance after: 150,150

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

Read SEC document
December 08, 2016 Filed Jun 14, 2017 00:37 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
GiftClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011304 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,343,304

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.