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HOV

HOVNANIAN ENTERPRISES INC

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5200
SEC CIK
0000357294
Parsed reports
360

Last 12 months

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0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2018 Filed Jun 12, 2018 21:21 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Exercise / conversionClass B Common Stock · Derivative 85,651 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010561 · doc4.xml · derivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304,333

Underlying: Class A Common Stock · 85,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Class B Common Stock is immediately convertible into an equal number of shares of Class A Common Stock.

F8 · kind: On June 10, 2018 75,000 Market Share Units vested and converted into 85,651 shares of Class B Common Stock pursuant to the terms of the award granted on June 10, 2016

F7 · derivative.exercise_date: The Class B Common Stock is immediately convertible into an equal number of shares of Class A Common Stock.

F9 · derivative.expiration_date: No expiration date

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:24 UTC GrantClass A Common Stock 63,253 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010569 · doc4.xml · nonDerivative · entry 1

WEINROTH STEPHEN D · CIK 0001134122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,252

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:24 UTC GrantClass A Common Stock 63,253 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010568 · doc4.xml · nonDerivative · entry 1

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,639

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:24 UTC GrantClass A Common Stock 72,289 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010567 · doc4.xml · nonDerivative · entry 1

MARENGI JOSEPH A · CIK 0001077821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,966

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:24 UTC GrantClass A Common Stock 72,289 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010566 · doc4.xml · nonDerivative · entry 1

KANGAS EDWARD A · CIK 0001211047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,646

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:23 UTC
O'Connor Brad GVP & Chief Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001225208-18-010564 · doc4.xml · derivative · entry 1

O'Connor Brad G · CIK 0001520206 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2028-06-07

F2 · price: N/A

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on June 8, 2020

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:23 UTC GrantClass A Common Stock 63,253 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010565 · doc4.xml · nonDerivative · entry 1

COUTTS ROBERT B · CIK 0001193999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,430

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:22 UTC
Smith Lucian T.Chief Operating Officer
GrantMarket Share Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010563 · doc4.xml · derivative · entry 3

Smith Lucian T. · CIK 0001689250 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Common Stock · 40,000 shares

Expires 2023-06-08

F2 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis

F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 8, 2020

F4 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:22 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
GrantMarket Share Units · Derivative 85,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010562 · doc4.xml · derivative · entry 4

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Class A Common Stock · 85,000 shares

Expires 2023-06-08

F3 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis

F4 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 8, 2020

F5 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:22 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
GrantEmployee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0001225208-18-010562 · doc4.xml · derivative · entry 3

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires 2028-06-07

F2 · price: N/A

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:21 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
GrantOption to purchase Class B Common Stock · Derivative 250,000 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0001225208-18-010561 · doc4.xml · derivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires 2028-06-07

F6 · price: N/A

F5 · derivative.underlying: Upon exercise of the option, shares of Class B Common Stock would be purchased. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 21:21 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
GrantMarket Share Units · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010561 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 300,000 shares

Expires 2023-06-08

F1 · derivative.exercise_price: Shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), received upon vesting convert to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") on a one-for-one basis

F2 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 8, 2020

F3 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F4 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
January 12, 2018 Filed Jan 16, 2018 22:01 UTC
Smith Lucian T.Chief Operating Officer
Tax withholdingClass A Common Stock 27,870 $2.88 $80,265.60
Disclosure

SEC source: 0001225208-18-001046 · doc4.xml · nonDerivative · entry 1

Smith Lucian T. · CIK 0001689250 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,145

Read SEC document
January 12, 2018 Filed Jan 16, 2018 22:01 UTC
O'Connor Brad GVP & Chief Accounting Officer
Tax withholdingClass A Common Stock 11,433 $2.88 $32,927.04
Disclosure

SEC source: 0001225208-18-001045 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,663

Read SEC document
January 12, 2018 Filed Jan 16, 2018 21:59 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Tax withholdingClass A Common Stock 43,752 $2.88 $126,005.76
Disclosure

SEC source: 0001225208-18-001044 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,176

Read SEC document
January 12, 2018 Filed Jan 16, 2018 21:59 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Tax withholdingClass B Common Stock · Derivative 159,333 $2.88 $458,879.04
Disclosure

SEC source: 0001225208-18-001043 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218,682

Underlying: Class A Common Stock · 159,333 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

Read SEC document
January 12, 2018 Filed Jan 16, 2018 21:59 UTC GrantPhantom Stock Units Payout 2021 · Derivative 9,548 $2.88 $27,498.24
Disclosure

SEC source: 0001225208-18-001042 · doc4.xml · derivative · entry 1

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,633

Underlying: Class A Common Stock · 9,548 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Payout to be made on January 1, 2021, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan.

F2 · derivative.expiration_date: Payout to be made on January 1, 2021, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 21:58 UTC GrantClass A Common Stock 18,228 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001041 · doc4.xml · nonDerivative · entry 1

COUTTS ROBERT B · CIK 0001193999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,177

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:13 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Tax withholdingClass A Common Stock 4,052 $3.32 $13,452.64
Disclosure

SEC source: 0001225208-18-000399 · doc4.xml · nonDerivative · entry 2

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,928

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:11 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Tax withholdingClass B Common Stock · Derivative 32,429 $3.32 $107,664.28
Disclosure

SEC source: 0001225208-18-000397 · doc4.xml · derivative · entry 4

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,378,015

Underlying: Class A Common Stock · 32,429 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

Read SEC document
January 01, 2018 Filed Jan 3, 2018 22:13 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Exercise / conversionMarket Share Units (Performance) · Derivative 14,112 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000399 · doc4.xml · derivative · entry 3

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,334

Underlying: Class A Common Stock · 14,112 shares

Expires 2020-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis

F1 · kind: On January 1, 2018, 14,112 Market Share Units vested and converted into 11,619 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 12, 2015 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2017

F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2018, June 12, 2018, June 12, 2019 and June 12, 2020

F4 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
January 01, 2018 Filed Jan 3, 2018 22:13 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Exercise / conversionClass A Common Stock 11,619 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000399 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 1, 2018, 14,112 Market Share Units vested and converted into 11,619 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 12, 2015 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2017

Read SEC document
January 01, 2018 Filed Jan 3, 2018 22:11 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Exercise / conversionMarket Share Units (Performance) · Derivative 70,558 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000397 · doc4.xml · derivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,674

Underlying: Class A Common Stock · 70,558 shares

Expires 2020-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis

F3 · kind: On January 1, 2018, 70,558 Market Share Units vested and converted into 58,094 shares of Class B Common Stock pursuant to the terms of the award granted on June 12, 2015 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2017

F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2018, June 12, 2018, June 12, 2019 and June 12, 2020

F6 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F7 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
January 01, 2018 Filed Jan 3, 2018 22:11 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Exercise / conversionClass B Common Stock · Derivative 58,094 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000397 · doc4.xml · derivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410,444

Underlying: Class A Common Stock · 58,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · kind: On January 1, 2018, 70,558 Market Share Units vested and converted into 58,094 shares of Class B Common Stock pursuant to the terms of the award granted on June 12, 2015 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2017

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:40 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
GrantMarket Share Units (Performance) · Derivative 282,232 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018903 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,232

Underlying: Class A Common Stock · 282,232 shares

Expires 2020-06-12

F1 · derivative.exercise_price: Shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), received upon vesting are immediately convertible into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied

F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2018, June 12, 2018, June 12, 2019 and June 12, 2020

F4 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F5 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:38 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
GrantMarket Share Units (Performance) · Derivative 56,446 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018900 · doc4.xml · derivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,446

Underlying: Class A Common Stock · 56,446 shares

Expires 2020-06-12

F1 · derivative.exercise_price: Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied

F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2018, June 12, 2018, June 12, 2019 and June 12, 2020

F4 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
December 11, 2017 Filed Jan 3, 2018 22:11 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
GiftClass B Common Stock · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000397 · doc4.xml · derivative · entry 5

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by daughter Serena

Disclosed balance after: 175,150

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

Read SEC document
December 11, 2017 Filed Jan 3, 2018 22:11 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
GiftClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000397 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,352,350

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

Read SEC document
June 14, 2017 Filed Jun 15, 2017 21:00 UTC
Smith Lucian T.Chief Operating Officer
Tax withholdingClass A Common Stock 1,471 $2.32 $3,412.72
Disclosure

SEC source: 0001225208-17-011359 · doc4.xml · nonDerivative · entry 2

Smith Lucian T. · CIK 0001689250 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,015

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:22 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Exercise / conversionMarket Share Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011332 · doc4.xml · derivative · entry 8

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2019-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis

F2 · kind: On June 13, 2017, 15,000 Market Share Units vested and converted into 7,782 shares of Class A Common Stock pursuant to the terms of the award granted on June 13, 2014

F8 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 13, 2016

F7 · balance_after: This amount reflects the forfeiture of Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:22 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Exercise / conversionMarket Share Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011332 · doc4.xml · derivative · entry 7

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis

F3 · kind: On June 13, 2017, 15,000 Market Share Units vested and converted into 7,782 shares of Class A Common Stock pursuant to the terms of the award granted on June 13, 2014 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2016

F6 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2017, June 13, 2017, June 13, 2018 and June 13, 2019

F6 · derivative.expiration_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2017, June 13, 2017, June 13, 2018 and June 13, 2019

F7 · balance_after: This amount reflects the forfeiture of Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:22 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Tax withholdingClass A Common Stock 7,350 $2.25 $16,537.50
Disclosure

SEC source: 0001225208-17-011332 · doc4.xml · nonDerivative · entry 5

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,361

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:22 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Exercise / conversionClass A Common Stock 7,782 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011332 · doc4.xml · nonDerivative · entry 4

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On June 13, 2017, 15,000 Market Share Units vested and converted into 7,782 shares of Class A Common Stock pursuant to the terms of the award granted on June 13, 2014 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2016

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:22 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Exercise / conversionClass A Common Stock 7,782 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011332 · doc4.xml · nonDerivative · entry 3

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 13, 2017, 15,000 Market Share Units vested and converted into 7,782 shares of Class A Common Stock pursuant to the terms of the award granted on June 13, 2014

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:21 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Exercise / conversionMarket Share Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011331 · doc4.xml · derivative · entry 8

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 75,000 shares

Expires 2019-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting convert to Class A Common Stock on a one-for-one basis

F7 · kind: On June 13, 2017, 75,000 Market Share Units vested and converted into 38,908 shares of Class B Common Stock pursuant to the terms of the award granted on June 13, 2014

F11 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 13, 2016

F6 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F10 · balance_after: This amount reflects the forfeiture of Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:21 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Exercise / conversionMarket Share Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011331 · doc4.xml · derivative · entry 7

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting convert to Class A Common Stock on a one-for-one basis

F8 · kind: On June 13, 2017, 75,000 Market Share Units vested and converted into 38,908 shares of Class B Common Stock pursuant to the terms of the award granted on June 13, 2014 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2016

F9 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2017, June 13, 2017, June 13, 2018 and June 13, 2019

F9 · derivative.expiration_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2017, June 13, 2017, June 13, 2018 and June 13, 2019

F6 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F10 · balance_after: This amount reflects the forfeiture of Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:21 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Tax withholdingClass B Common Stock · Derivative 43,438 $2.25 $97,735.50
Disclosure

SEC source: 0001225208-17-011331 · doc4.xml · derivative · entry 6

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,402,350

Underlying: Class A Common Stock · 43,438 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:21 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Exercise / conversionClass B Common Stock · Derivative 38,908 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011331 · doc4.xml · derivative · entry 5

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,445,788

Underlying: Class A Common Stock · 38,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F8 · kind: On June 13, 2017, 75,000 Market Share Units vested and converted into 38,908 shares of Class B Common Stock pursuant to the terms of the award granted on June 13, 2014 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2016

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:21 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Exercise / conversionClass B Common Stock · Derivative 38,908 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011331 · doc4.xml · derivative · entry 4

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406,880

Underlying: Class A Common Stock · 38,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F7 · kind: On June 13, 2017, 75,000 Market Share Units vested and converted into 38,908 shares of Class B Common Stock pursuant to the terms of the award granted on June 13, 2014

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 13, 2017 Filed Jun 15, 2017 21:00 UTC
Smith Lucian T.Chief Operating Officer
Tax withholdingClass A Common Stock 1,471 $2.25 $3,309.75
Disclosure

SEC source: 0001225208-17-011359 · doc4.xml · nonDerivative · entry 1

Smith Lucian T. · CIK 0001689250 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,486

Read SEC document
June 12, 2017 Filed Jun 13, 2017 23:40 UTC
Smith Lucian T.Chief Operating Officer
Tax withholdingClass A Common Stock 1,471 $2.24 $3,295.04
Disclosure

SEC source: 0001225208-17-011301 · doc4.xml · nonDerivative · entry 1

Smith Lucian T. · CIK 0001689250 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,957

Read SEC document
June 12, 2017 Filed Jun 14, 2017 21:22 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Exercise / conversionMarket Share Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011332 · doc4.xml · derivative · entry 6

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2020-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis

F1 · kind: On June 12, 2017, 15,000 Market Share Units vested and converted into 11,168 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 12, 2015

F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 12, 2017

Read SEC document
June 12, 2017 Filed Jun 14, 2017 21:22 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Tax withholdingClass A Common Stock 5,382 $2.24 $12,055.68
Disclosure

SEC source: 0001225208-17-011332 · doc4.xml · nonDerivative · entry 2

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,147

Read SEC document
June 12, 2017 Filed Jun 14, 2017 21:22 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Exercise / conversionClass A Common Stock 11,168 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011332 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On June 12, 2017, 15,000 Market Share Units vested and converted into 11,168 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 12, 2015

Read SEC document
June 12, 2017 Filed Jun 14, 2017 21:21 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Exercise / conversionMarket Share Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011331 · doc4.xml · derivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Class A Common Stock · 75,000 shares

Expires 2020-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting convert to Class A Common Stock on a one-for-one basis

F2 · kind: On June 12, 2017, 75,000 Market Share Units vested and converted into 55,836 shares of Class B Common Stock pursuant to the terms of the award granted on June 12, 2015

F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 12, 2017

F6 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 21:21 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Tax withholdingClass B Common Stock · Derivative 31,168 $2.24 $69,816.32
Disclosure

SEC source: 0001225208-17-011331 · doc4.xml · derivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367,972

Underlying: Class A Common Stock · 31,168 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 12, 2017 Filed Jun 14, 2017 21:21 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Exercise / conversionClass B Common Stock · Derivative 55,836 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011331 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,399,140

Underlying: Class A Common Stock · 55,836 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · kind: On June 12, 2017, 75,000 Market Share Units vested and converted into 55,836 shares of Class B Common Stock pursuant to the terms of the award granted on June 12, 2015

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 09, 2017 Filed Jun 14, 2017 00:37 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
GrantMarket Share Units · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011304 · doc4.xml · derivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 300,000 shares

Expires 2022-06-09

F3 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting convert to Class A Common Stock on a one-for-one basis

F4 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 9, 2019

F5 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F6 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
June 09, 2017 Filed Jun 13, 2017 21:31 UTC GrantClass A Common Stock 56,452 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011275 · doc4.xml · nonDerivative · entry 1

WEINROTH STEPHEN D · CIK 0001134122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,999

Read SEC document
June 09, 2017 Filed Jun 13, 2017 23:40 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
GrantMarket Share Units · Derivative 85,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011302 · doc4.xml · derivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Class A Common Stock · 85,000 shares

Expires 2022-06-09

F1 · derivative.exercise_price: Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 9, 2019

F3 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.