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HOV

HOVNANIAN ENTERPRISES INC

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5200
SEC CIK
0000357294
Parsed reports
360

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2021 Filed Mar 10, 2021 21:42 UTC Disposition to issuerClass A Common Stock 130 $89.65 $11,654.50
Disclosure

SEC source: 0001225208-21-005064 · doc4.xml · nonDerivative · entry 2

COUTTS ROBERT B · CIK 0001193999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,542

F2 · kind: Reflects the withholding of shares of Class A Common Stock for cash to cover the Reporting Person's estimated tax liability in connection with the exercise of the options reported herein

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:42 UTC Exercise / conversionClass A Common Stock 756 $48.25 $36,477.00
Disclosure

SEC source: 0001225208-21-005064 · doc4.xml · nonDerivative · entry 1

COUTTS ROBERT B · CIK 0001193999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:34 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
SaleClass A Common Stock 7,191 $88.72 $637,985.52
Disclosure

SEC source: 0001225208-21-005126 · doc4.xml · nonDerivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held as trustee of trusts for Sossie K. Najarian's family

Disclosed balance after: 57,789.272

F4 · price: Represents the weighted average sales price for price increments ranging from $88.45 to $89.20. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F3 · ownership.nature: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the Hovnanian Family 2012 LLC (the "2012 LLC")

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:34 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
SaleClass A Common Stock 2,809 $89.69 $251,939.21
Disclosure

SEC source: 0001225208-21-005126 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held as trustee of trusts for Sossie K. Najarian's family

Disclosed balance after: 64,980.272

F1 · price: Represents the weighted average sales price for price increments ranging from $89.50 to $90.25. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F3 · ownership.nature: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the Hovnanian Family 2012 LLC (the "2012 LLC")

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:42 UTC Exercise / conversionStock Option (right to buy) · Derivative 756 $0.00 Strike: $48.25 $0.00
Disclosure

SEC source: 0001225208-21-005065 · doc4.xml · derivative · entry 4

MARENGI JOSEPH A · CIK 0001077821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 756 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019.

F5 · price: N/A

F4 · derivative.exercise_date: The option is fully vested

F1 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:42 UTC Tax withholdingClass A Common Stock 426 $85.64 $36,482.64
Disclosure

SEC source: 0001225208-21-005065 · doc4.xml · nonDerivative · entry 3

MARENGI JOSEPH A · CIK 0001077821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,087

F3 · kind: Reflects the withholding of shares of Class A Common Stock to cover the exercise price of the options reported as exercised herein

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:42 UTC Disposition to issuerClass A Common Stock 123 $85.64 $10,533.72
Disclosure

SEC source: 0001225208-21-005065 · doc4.xml · nonDerivative · entry 2

MARENGI JOSEPH A · CIK 0001077821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,513

F2 · kind: Reflects the withholding of shares of Class A Common Stock for cash to cover the Reporting Person's estimated tax liability in connection with the exercise of the options reported herein

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:42 UTC Exercise / conversionClass A Common Stock 756 $48.25 $36,477.00
Disclosure

SEC source: 0001225208-21-005065 · doc4.xml · nonDerivative · entry 1

MARENGI JOSEPH A · CIK 0001077821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:47 UTC
O'Connor Brad GSVP, CAO and Treasurer
Tax withholdingClass A Common Stock 100 $31.81 $3,181.00
Disclosure

SEC source: 0001225208-21-000718 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,274

Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:47 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Tax withholdingClass A Common Stock 281 $31.81 $8,938.61
Disclosure

SEC source: 0001225208-21-000717 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,764

Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:47 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Tax withholdingClass B Common Stock · Derivative 745 $31.81 $23,698.45
Disclosure

SEC source: 0001225208-21-000716 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,204

Underlying: Class A Common Stock · 745 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:40 UTC Tax withholdingClass A Common Stock 45 $31.85 $1,433.25
Disclosure

SEC source: 0001225208-21-000277 · doc4.xml · nonDerivative · entry 2

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,011

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:40 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Tax withholdingClass A Common Stock 2,571 $31.85 $81,886.35
Disclosure

SEC source: 0001225208-21-000276 · doc4.xml · nonDerivative · entry 4

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,045

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:40 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Tax withholdingClass B Common Stock · Derivative 1,226 $31.85 $39,048.10
Disclosure

SEC source: 0001225208-21-000275 · doc4.xml · derivative · entry 5

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,949

Underlying: Class A Common Stock · 1,226 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:40 UTC GrantPhantom Stock Units Payout 2027 · Derivative 1,758 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000277 · doc4.xml · derivative · entry 5

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Underlying: Class A Common Stock · 1,758 shares

Expires not disclosed

F4 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis

F5 · kind: Deemed disposition and acquisition of securities in connection with change to deferral period for Phantom Stock Units

F7 · derivative.exercise_date: Payout to be made on January 1, 2027, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan

F7 · derivative.expiration_date: Payout to be made on January 1, 2027, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:40 UTC Disposition to issuerPhantom Stock Units Payout 2022 · Derivative 1,758 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000277 · doc4.xml · derivative · entry 4

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,758 shares

Expires not disclosed

F4 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis

F5 · kind: Deemed disposition and acquisition of securities in connection with change to deferral period for Phantom Stock Units

F2 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019

F6 · derivative.exercise_date: Payout to be made on January 1, 2022, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan

F6 · derivative.expiration_date: Payout to be made on January 1, 2022, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan

F2 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:40 UTC Exercise / conversionPhantom Stock Units Payout 2021 · Derivative 985 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000277 · doc4.xml · derivative · entry 3

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These phantom stock units converted into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019

F3 · derivative.exercise_date: Payout to be made on January 1, 2021, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan

F3 · derivative.expiration_date: Payout to be made on January 1, 2021, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan

F2 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:40 UTC Exercise / conversionClass A Common Stock 985 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000277 · doc4.xml · nonDerivative · entry 1

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:40 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Exercise / conversionPhantom Stock Units Payout 2021 · Derivative 5,986 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000276 · doc4.xml · derivative · entry 7

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis

F5 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019

F6 · derivative.exercise_date: Payout to be made on January 1, 2021, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan

F6 · derivative.expiration_date: Payout to be made on January 1, 2021, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan

F5 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock that occurred on March 29, 2019

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:40 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Exercise / conversionMarket Share Units (Performance) · Derivative 425 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000276 · doc4.xml · derivative · entry 6

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

Underlying: Class A Common Stock · 425 shares

Expires 2023-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis

F1 · kind: On January 1, 2021, 425 Market Share Units vested and converted into 330 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020

F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023

F4 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:40 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Exercise / conversionMarket Share Units (Performance) · Derivative 425 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000276 · doc4.xml · derivative · entry 5

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,975

Underlying: Class A Common Stock · 425 shares

Expires 2023-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis

F1 · kind: On January 1, 2021, 425 Market Share Units vested and converted into 330 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020

F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023

F4 · balance_after: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:40 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Exercise / conversionClass A Common Stock 330 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000276 · doc4.xml · nonDerivative · entry 3

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 1, 2021, 425 Market Share Units vested and converted into 330 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:40 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Exercise / conversionClass A Common Stock 330 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000276 · doc4.xml · nonDerivative · entry 2

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 1, 2021, 425 Market Share Units vested and converted into 330 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:40 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
Exercise / conversionClass A Common Stock 5,986 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000276 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:40 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Exercise / conversionMarket Share Units (Performance) · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000275 · doc4.xml · derivative · entry 4

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Class A Common Stock · 1,500 shares

Expires 2023-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis

F2 · kind: On January 1, 2021, 1,500 Market Share Units vested and converted into 1,164 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020

F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023

F6 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F7 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:40 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Exercise / conversionMarket Share Units (Performance) · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000275 · doc4.xml · derivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Class A Common Stock · 1,500 shares

Expires 2023-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis

F2 · kind: On January 1, 2021, 1,500 Market Share Units vested and converted into 1,164 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020

F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023

F6 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F7 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:40 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Exercise / conversionClass B Common Stock · Derivative 1,164 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000275 · doc4.xml · derivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,175

Underlying: Class A Common Stock · 1,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · kind: On January 1, 2021, 1,500 Market Share Units vested and converted into 1,164 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:40 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
Exercise / conversionClass B Common Stock · Derivative 1,164 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000275 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,011

Underlying: Class A Common Stock · 1,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · kind: On January 1, 2021, 1,500 Market Share Units vested and converted into 1,164 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:53 UTC
O'Connor Brad GSVP, CAO and Treasurer
GrantClass A Common Stock 3,652 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014815 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,374

F1 · date: The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied

F2 · shares: Represents the number of shares determined to have been earned for the share portion of the LTIP. The share portion of the LTIP award vests as follows: (a) 1,301 shares vest on October 31, 2021, and (b) 2,351 shares vest on October 31, 2022.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:53 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
GrantMarket Share Units (Performance) · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014814 · doc4.xml · derivative · entry 3

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Underlying: Class A Common Stock · 1,700 shares

Expires 2023-06-08

F3 · derivative.exercise_price: Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F4 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied

F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023

F6 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:53 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
GrantMarket Share Units (Performance) · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014814 · doc4.xml · derivative · entry 2

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Class A Common Stock · 1,700 shares

Expires 2023-06-08

F3 · derivative.exercise_price: Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F4 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied

F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023

F6 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:53 UTC
SORSBY J LARRYDirector · Exec. VP and CFO
GrantClass A Common Stock 11,046 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014814 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,970

F1 · date: The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied

F2 · shares: Represents the number of shares determined to have been earned for the share portion of the LTIP. The share portion of the LTIP award vests as follows: (a) 3,933 shares vest on October 31, 2021, and (b) 7,113 shares vest on October 31, 2022.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:53 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
GrantMarket Share Units (Performance) · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014813 · doc4.xml · derivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Class A Common Stock · 6,000 shares

Expires 2023-06-08

F7 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis

F8 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied

F9 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023

F10 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F11 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:53 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
GrantMarket Share Units (Performance) · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014813 · doc4.xml · derivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Class A Common Stock · 6,000 shares

Expires 2023-06-08

F7 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis

F8 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied

F9 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023

F10 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F11 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:53 UTC
HOVNANIAN ARA KDirector · Chairman of Bd., Pres. & CEO · 10% owner
GrantClass B Common Stock · Derivative 29,109 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014813 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,847

Underlying: Class A Common Stock · 29,109 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · date: The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied

F3 · shares: Represents the number of shares determined to have been earned for the share portion of the LTIP award

F6 · price: N/A

F4 · derivative.exercise_date: The share portion of the LTIP award vests as follows: (a) 10,365 shares vest on October 31, 2021, and (b) 18,744 shares vest on October 31, 2022.

F5 · derivative.expiration_date: No expiration date

Read SEC document
August 03, 2020 Filed Aug 5, 2020 16:22 UTC
Smith Lucian T.Chief Operating Officer
Tax withholdingClass A Common Stock 674 $24.65 $16,614.10
Disclosure

SEC source: 0001225208-20-010241 · doc4.xml · nonDerivative · entry 1

Smith Lucian T. · CIK 0001689250 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,885

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:49 UTC GrantClass A Common Stock 6,949 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009038 · doc4.xml · nonDerivative · entry 1

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,071

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:50 UTC GrantClass A Common Stock 6,949 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009039 · doc4.xml · nonDerivative · entry 1

Sellers Robin Stone · CIK 0001744557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,963

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:49 UTC GrantClass A Common Stock 7,942 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009036 · doc4.xml · nonDerivative · entry 1

KANGAS EDWARD A · CIK 0001211047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,267

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:49 UTC GrantClass A Common Stock 7,942 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009037 · doc4.xml · nonDerivative · entry 1

MARENGI JOSEPH A · CIK 0001077821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,880

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:49 UTC GrantClass A Common Stock 6,949 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009035 · doc4.xml · nonDerivative · entry 1

COUTTS ROBERT B · CIK 0001193999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,916

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:49 UTC
Smith Lucian T.Chief Operating Officer
Tax withholdingClass A Common Stock 53 $20.94 $1,109.82
Disclosure

SEC source: 0001225208-20-009034 · doc4.xml · nonDerivative · entry 1

Smith Lucian T. · CIK 0001689250 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,559

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:49 UTC
O'Connor Brad GSVP, CAO and Treasurer
GrantClass A Common Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009033 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,722

Read SEC document
June 10, 2020 Filed Jun 11, 2020 20:28 UTC Disposition to issuerClass A Common Stock 184 $26.42 $4,861.28
Disclosure

SEC source: 0001225208-20-008849 · doc4.xml · nonDerivative · entry 2

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,122

F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 20:27 UTC Disposition to issuerClass A Common Stock 420 $26.42 $11,096.40
Disclosure

SEC source: 0001225208-20-008848 · doc4.xml · nonDerivative · entry 2

MARENGI JOSEPH A · CIK 0001077821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,938

F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 20:27 UTC Disposition to issuerClass A Common Stock 420 $26.42 $11,096.40
Disclosure

SEC source: 0001225208-20-008847 · doc4.xml · nonDerivative · entry 2

KANGAS EDWARD A · CIK 0001211047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,325

F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 20:27 UTC Disposition to issuerClass A Common Stock 368 $26.42 $9,722.56
Disclosure

SEC source: 0001225208-20-008846 · doc4.xml · nonDerivative · entry 2

COUTTS ROBERT B · CIK 0001193999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,967

F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 20:28 UTC
O'Connor Brad GSVP, CAO and Treasurer
Tax withholdingClass A Common Stock 17 $27.66 $470.22
Disclosure

SEC source: 0001225208-20-008850 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · SVP, CAO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,722

Read SEC document
June 09, 2020 Filed Jun 11, 2020 20:28 UTC Disposition to issuerClass A Common Stock 279 $27.66 $7,717.14
Disclosure

SEC source: 0001225208-20-008849 · doc4.xml · nonDerivative · entry 1

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,306

F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 20:27 UTC Disposition to issuerClass A Common Stock 319 $27.66 $8,823.54
Disclosure

SEC source: 0001225208-20-008848 · doc4.xml · nonDerivative · entry 1

MARENGI JOSEPH A · CIK 0001077821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,358

F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.