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Nasdaq · USD

HOPE

HOPE BANCORP INC

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Tapewire entity
4609
SEC CIK
0001128361
Parsed reports
493

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2024 Filed Jun 13, 2024 20:33 UTC
Koh StevenDirector
SaleCommon Stock 3,857 $9.94 $38,342.44
Disclosure

SEC source: 0000950170-24-073080 · ownership.xml · nonDerivative · entry 1

Koh Steven · CIK 0001301733 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Various Trusts

Disclosed balance after: 3,294,186

Read SEC document
May 21, 2024 Filed May 22, 2024 00:00 UTC
Harris AngeleeEVP, General Counsel
SaleCommon Stock 4,200 $10.68 $44,856.00
Disclosure

SEC source: 0000950170-24-063229 · ownership.xml · nonDerivative · entry 2

Harris Angelee · CIK 0001316204 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,527

Read SEC document
May 19, 2024 Filed May 22, 2024 00:00 UTC
Stenger ThomasSEVP, Chief Risk Officer
Tax withholdingCommon Stock 768 $10.93 $8,394.24
Disclosure

SEC source: 0000950170-24-063232 · ownership.xml · nonDerivative · entry 1

Stenger Thomas · CIK 0001777703 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,287

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
May 19, 2024 Filed May 22, 2024 00:00 UTC
Koh PeterSEVP & COO
Tax withholdingCommon Stock 560 $10.93 $6,120.80
Disclosure

SEC source: 0000950170-24-063231 · ownership.xml · nonDerivative · entry 1

Koh Peter · CIK 0001521137 · SEVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,797

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
May 19, 2024 Filed May 22, 2024 00:00 UTC
KIM KYU S.SEVP, Eastern Regional Pres.
Tax withholdingCommon Stock 527 $10.93 $5,760.11
Disclosure

SEC source: 0000950170-24-063228 · ownership.xml · nonDerivative · entry 1

KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,638

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
May 19, 2024 Filed May 22, 2024 00:00 UTC
Campbell Craig LewisEVP, Chief Corp Banking Ofr.
Tax withholdingCommon Stock 395 $10.93 $4,317.35
Disclosure

SEC source: 0000950170-24-063230 · ownership.xml · nonDerivative · entry 1

Campbell Craig Lewis · CIK 0002001190 · EVP, Chief Corp Banking Ofr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,860

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
May 19, 2024 Filed May 22, 2024 00:00 UTC
Harris AngeleeEVP, General Counsel
Tax withholdingCommon Stock 386 $10.93 $4,218.98
Disclosure

SEC source: 0000950170-24-063229 · ownership.xml · nonDerivative · entry 1

Harris Angelee · CIK 0001316204 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,727

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
May 19, 2024 Filed May 22, 2024 00:00 UTC
Kim Kevin SungDirector · Chairman, Pres & CEO
Tax withholdingCommon Stock 7,053 $10.93 $77,089.29
Disclosure

SEC source: 0000950170-24-063227 · ownership.xml · nonDerivative · entry 1

Kim Kevin Sung · CIK 0001445181 · Director · Chairman, Pres & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 844,692

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
April 27, 2024 Filed Apr 29, 2024 22:30 UTC Tax withholdingCommon Stock 1,784 $10.96 $19,552.64
Disclosure

SEC source: 0000950170-24-050092 · ownership.xml · nonDerivative · entry 1

Balicka Julianna · CIK 0001974802 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,216

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

F2 · balance_after: Total 25,000 Restricted Stock Units ("RSU") were granted on April 27, 2023, pursuant to the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 5,000 shares each will vest annually over five years beginning April 27, 2024.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
KIM KYU S.SEVP, Eastern Regional Pres.
Tax withholdingCommon Stock 1,360 $11.03 $15,000.80
Disclosure

SEC source: 0000950170-24-036725 · ownership.xml · nonDerivative · entry 4

KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,165

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
KIM KYU S.SEVP, Eastern Regional Pres.
Tax withholdingCommon Stock 962 $11.03 $10,610.86
Disclosure

SEC source: 0000950170-24-036725 · ownership.xml · nonDerivative · entry 3

KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,525

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
KIM KYU S.SEVP, Eastern Regional Pres.
Tax withholdingCommon Stock 923 $11.03 $10,180.69
Disclosure

SEC source: 0000950170-24-036725 · ownership.xml · nonDerivative · entry 2

KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,487

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
KIM KYU S.SEVP, Eastern Regional Pres.
Tax withholdingCommon Stock 560 $11.03 $6,176.80
Disclosure

SEC source: 0000950170-24-036725 · ownership.xml · nonDerivative · entry 1

KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,410

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Kim Kevin SungDirector · Chairman, Pres & CEO
Tax withholdingCommon Stock 11,508 $11.03 $126,933.24
Disclosure

SEC source: 0000950170-24-036728 · ownership.xml · nonDerivative · entry 2

Kim Kevin Sung · CIK 0001445181 · Director · Chairman, Pres & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 851,745

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Kim Kevin SungDirector · Chairman, Pres & CEO
Tax withholdingCommon Stock 8,253 $11.03 $91,030.59
Disclosure

SEC source: 0000950170-24-036728 · ownership.xml · nonDerivative · entry 1

Kim Kevin Sung · CIK 0001445181 · Director · Chairman, Pres & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 863,253

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Koh PeterSEVP & COO
Tax withholdingCommon Stock 1,415 $11.03 $15,607.45
Disclosure

SEC source: 0000950170-24-036727 · ownership.xml · nonDerivative · entry 4

Koh Peter · CIK 0001521137 · SEVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,357

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Koh PeterSEVP & COO
Tax withholdingCommon Stock 1,132 $11.03 $12,485.96
Disclosure

SEC source: 0000950170-24-036727 · ownership.xml · nonDerivative · entry 3

Koh Peter · CIK 0001521137 · SEVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,772

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Koh PeterSEVP & COO
Tax withholdingCommon Stock 914 $11.03 $10,081.42
Disclosure

SEC source: 0000950170-24-036727 · ownership.xml · nonDerivative · entry 2

Koh Peter · CIK 0001521137 · SEVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,904

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Koh PeterSEVP & COO
Tax withholdingCommon Stock 628 $11.03 $6,926.84
Disclosure

SEC source: 0000950170-24-036727 · ownership.xml · nonDerivative · entry 1

Koh Peter · CIK 0001521137 · SEVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,818

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Campbell Craig LewisEVP, Chief Corp Banking Ofr.
Tax withholdingCommon Stock 1,115 $11.03 $12,298.45
Disclosure

SEC source: 0000950170-24-036724 · ownership.xml · nonDerivative · entry 4

Campbell Craig Lewis · CIK 0002001190 · EVP, Chief Corp Banking Ofr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,255

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Campbell Craig LewisEVP, Chief Corp Banking Ofr.
Tax withholdingCommon Stock 755 $11.03 $8,327.65
Disclosure

SEC source: 0000950170-24-036724 · ownership.xml · nonDerivative · entry 3

Campbell Craig Lewis · CIK 0002001190 · EVP, Chief Corp Banking Ofr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,370

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Campbell Craig LewisEVP, Chief Corp Banking Ofr.
Tax withholdingCommon Stock 665 $11.03 $7,334.95
Disclosure

SEC source: 0000950170-24-036724 · ownership.xml · nonDerivative · entry 2

Campbell Craig Lewis · CIK 0002001190 · EVP, Chief Corp Banking Ofr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,125

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Campbell Craig LewisEVP, Chief Corp Banking Ofr.
Tax withholdingCommon Stock 428 $11.03 $4,720.84
Disclosure

SEC source: 0000950170-24-036724 · ownership.xml · nonDerivative · entry 1

Campbell Craig Lewis · CIK 0002001190 · EVP, Chief Corp Banking Ofr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,790

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Stenger ThomasSEVP, Chief Risk Officer
Tax withholdingCommon Stock 1,975 $11.03 $21,784.25
Disclosure

SEC source: 0000950170-24-036726 · ownership.xml · nonDerivative · entry 4

Stenger Thomas · CIK 0001777703 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,055

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Stenger ThomasSEVP, Chief Risk Officer
Tax withholdingCommon Stock 1,242 $11.03 $13,699.26
Disclosure

SEC source: 0000950170-24-036726 · ownership.xml · nonDerivative · entry 3

Stenger Thomas · CIK 0001777703 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,030

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Stenger ThomasSEVP, Chief Risk Officer
Tax withholdingCommon Stock 1,211 $11.03 $13,357.33
Disclosure

SEC source: 0000950170-24-036726 · ownership.xml · nonDerivative · entry 2

Stenger Thomas · CIK 0001777703 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,272

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Stenger ThomasSEVP, Chief Risk Officer
Tax withholdingCommon Stock 812 $11.03 $8,956.36
Disclosure

SEC source: 0000950170-24-036726 · ownership.xml · nonDerivative · entry 1

Stenger Thomas · CIK 0001777703 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,483

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Harris AngeleeEVP, General Counsel
Tax withholdingCommon Stock 1,231 $11.03 $13,577.93
Disclosure

SEC source: 0000950170-24-036723 · ownership.xml · nonDerivative · entry 4

Harris Angelee · CIK 0001316204 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,113

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Harris AngeleeEVP, General Counsel
Tax withholdingCommon Stock 701 $11.03 $7,732.03
Disclosure

SEC source: 0000950170-24-036723 · ownership.xml · nonDerivative · entry 3

Harris Angelee · CIK 0001316204 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,344

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Harris AngeleeEVP, General Counsel
Tax withholdingCommon Stock 643 $11.03 $7,092.29
Disclosure

SEC source: 0000950170-24-036723 · ownership.xml · nonDerivative · entry 2

Harris Angelee · CIK 0001316204 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,045

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2024 Filed Mar 27, 2024 00:30 UTC
Harris AngeleeEVP, General Counsel
Tax withholdingCommon Stock 406 $11.03 $4,478.18
Disclosure

SEC source: 0000950170-24-036723 · ownership.xml · nonDerivative · entry 1

Harris Angelee · CIK 0001316204 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,688

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 17, 2024 Filed Mar 20, 2024 00:30 UTC
Campbell Craig LewisEVP, Chief Corp Banking Ofr.
Exercise / conversionCommon Stock 1,089 $10.77 $11,728.53
Disclosure

SEC source: 0000950170-24-033874 · ownership.xml · nonDerivative · entry 3

Campbell Craig Lewis · CIK 0002001190 · EVP, Chief Corp Banking Ofr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 00:30 UTC Disposition to issuerPerformance-based Restricted Stock Units · Derivative 4,540 $10.77 $48,895.80
Disclosure

SEC source: 0000950170-24-033877 · ownership.xml · derivative · entry 5

Malone David P · CIK 0001680721 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,540 shares

Expires not disclosed

F3 · derivative.exercise_price: 4,540 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F4 · kind: Represents the forfeiture of PRSU granted to the reporting person on May 19, 2021 that were eligible to vest based on certain financial performance objectives.

F3 · derivative.exercise_date: 4,540 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F3 · derivative.expiration_date: 4,540 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 00:30 UTC Exercise / conversionPerformance-based Restricted Stock Units · Derivative 4,540 $10.77 $48,895.80
Disclosure

SEC source: 0000950170-24-033877 · ownership.xml · derivative · entry 4

Malone David P · CIK 0001680721 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 4,540 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F2 · derivative.exercise_date: 4,540 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F2 · derivative.expiration_date: 4,540 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 00:30 UTC Exercise / conversionPerformance-based Restricted Stock Units · Derivative 2,269 $10.77 $24,437.13
Disclosure

SEC source: 0000950170-24-033877 · ownership.xml · derivative · entry 3

Malone David P · CIK 0001680721 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 2,269 Performance-based Restricted Stock Units "PRSU" were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F1 · derivative.exercise_date: 2,269 Performance-based Restricted Stock Units "PRSU" were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F1 · derivative.expiration_date: 2,269 Performance-based Restricted Stock Units "PRSU" were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 00:30 UTC Exercise / conversionCommon Stock 2,542 $10.77 $27,377.34
Disclosure

SEC source: 0000950170-24-033877 · ownership.xml · nonDerivative · entry 2

Malone David P · CIK 0001680721 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 00:30 UTC Exercise / conversionCommon Stock 6,810 $10.77 $73,343.70
Disclosure

SEC source: 0000950170-24-033877 · ownership.xml · nonDerivative · entry 1

Malone David P · CIK 0001680721 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 00:30 UTC
Koh PeterSEVP & COO
Disposition to issuerPerformance-based Restricted Stock Units · Derivative 1,880 $10.77 $20,247.60
Disclosure

SEC source: 0000950170-24-033876 · ownership.xml · derivative · entry 7

Koh Peter · CIK 0001521137 · SEVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,880 shares

Expires not disclosed

F4 · derivative.exercise_price: 1,880 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F5 · kind: Represents the forfeiture of PRSU granted to the reporting person on May 19, 2021 that were eligible to vest based on certain financial performance objectives.

F4 · derivative.exercise_date: 1,880 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F4 · derivative.expiration_date: 1,880 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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March 15, 2024 Filed Mar 20, 2024 00:30 UTC
Koh PeterSEVP & COO
Exercise / conversionPerformance-based Restricted Stock Units · Derivative 1,880 $10.77 $20,247.60
Disclosure

SEC source: 0000950170-24-033876 · ownership.xml · derivative · entry 6

Koh Peter · CIK 0001521137 · SEVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1,880 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F3 · derivative.exercise_date: 1,880 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F3 · derivative.expiration_date: 1,880 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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March 15, 2024 Filed Mar 20, 2024 00:30 UTC
Koh PeterSEVP & COO
Exercise / conversionPerformance-based Restricted Stock Units · Derivative 941 $10.77 $10,134.57
Disclosure

SEC source: 0000950170-24-033876 · ownership.xml · derivative · entry 5

Koh Peter · CIK 0001521137 · SEVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 941 Performance-based Restricted Stock Units "PRSU" were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F2 · derivative.exercise_date: 941 Performance-based Restricted Stock Units "PRSU" were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F2 · derivative.expiration_date: 941 Performance-based Restricted Stock Units "PRSU" were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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March 15, 2024 Filed Mar 20, 2024 00:30 UTC
Koh PeterSEVP & COO
Tax withholdingCommon Stock 377 $10.77 $4,060.29
Disclosure

SEC source: 0000950170-24-033876 · ownership.xml · nonDerivative · entry 4

Koh Peter · CIK 0001521137 · SEVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,446

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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March 15, 2024 Filed Mar 20, 2024 00:30 UTC
Koh PeterSEVP & COO
Exercise / conversionCommon Stock 1,054 $10.77 $11,351.58
Disclosure

SEC source: 0000950170-24-033876 · ownership.xml · nonDerivative · entry 3

Koh Peter · CIK 0001521137 · SEVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 15, 2024 Filed Mar 20, 2024 00:30 UTC
Koh PeterSEVP & COO
Tax withholdingCommon Stock 1,007 $10.77 $10,845.39
Disclosure

SEC source: 0000950170-24-033876 · ownership.xml · nonDerivative · entry 2

Koh Peter · CIK 0001521137 · SEVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,769

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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March 15, 2024 Filed Mar 20, 2024 00:30 UTC
Koh PeterSEVP & COO
Exercise / conversionCommon Stock 2,820 $10.77 $30,371.40
Disclosure

SEC source: 0000950170-24-033876 · ownership.xml · nonDerivative · entry 1

Koh Peter · CIK 0001521137 · SEVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 00:30 UTC
KIM KYU S.SEVP, Eastern Regional Pres.
Disposition to issuerPerformance-based Restricted Stock Units · Derivative 1,751 $10.77 $18,858.27
Disclosure

SEC source: 0000950170-24-033872 · ownership.xml · derivative · entry 7

KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,751 shares

Expires not disclosed

F4 · derivative.exercise_price: 1,751 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F5 · kind: Represents the forfeiture of PRSU granted to the reporting person on May 19, 2021 that were eligible to vest based on certain financial performance objectives.

F4 · derivative.exercise_date: 1,751 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F4 · derivative.expiration_date: 1,751 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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March 15, 2024 Filed Mar 20, 2024 00:30 UTC
KIM KYU S.SEVP, Eastern Regional Pres.
Exercise / conversionPerformance-based Restricted Stock Units · Derivative 1,751 $10.77 $18,858.27
Disclosure

SEC source: 0000950170-24-033872 · ownership.xml · derivative · entry 6

KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1,751 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F3 · derivative.exercise_date: 1,751 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F3 · derivative.expiration_date: 1,751 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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March 15, 2024 Filed Mar 20, 2024 00:30 UTC
KIM KYU S.SEVP, Eastern Regional Pres.
Exercise / conversionPerformance-based Restricted Stock Units · Derivative 875 $10.77 $9,423.75
Disclosure

SEC source: 0000950170-24-033872 · ownership.xml · derivative · entry 5

KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 875 Performance-based Restricted Stock Units "PRSU" were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F2 · derivative.exercise_date: 875 Performance-based Restricted Stock Units "PRSU" were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F2 · derivative.expiration_date: 875 Performance-based Restricted Stock Units "PRSU" were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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March 15, 2024 Filed Mar 20, 2024 00:30 UTC
KIM KYU S.SEVP, Eastern Regional Pres.
Tax withholdingCommon Stock 354 $10.77 $3,812.58
Disclosure

SEC source: 0000950170-24-033872 · ownership.xml · nonDerivative · entry 4

KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,970

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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March 15, 2024 Filed Mar 20, 2024 00:30 UTC
KIM KYU S.SEVP, Eastern Regional Pres.
Exercise / conversionCommon Stock 980 $10.77 $10,554.60
Disclosure

SEC source: 0000950170-24-033872 · ownership.xml · nonDerivative · entry 3

KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 00:30 UTC
KIM KYU S.SEVP, Eastern Regional Pres.
Tax withholdingCommon Stock 948 $10.77 $10,209.96
Disclosure

SEC source: 0000950170-24-033872 · ownership.xml · nonDerivative · entry 2

KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,344

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.