Last 12 months
Inside the activity.
3 purchase rows · 254 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 43 |
| Dec 2025 | 0 | 28 |
| Jan 2026 | 0 | 19 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 20 |
| Apr 2026 | 0 | 20 |
| May 2026 | 1 | 9 |
| Jun 2026 | 2 | 15 |
| Jul 2026 | 0 | 28 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 35 |
| Oct 2026 | 0 | 6 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2025 Filed Dec 3, 2025 22:58 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 24,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001705560-25-000014 · wk-form4_1764802706.xml · derivative · entry 5 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,727 Underlying: Class A Common Stock · 24,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F5 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:58 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 66,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001705560-25-000014 · wk-form4_1764802706.xml · derivative · entry 4 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 332,447 Underlying: Class A Common Stock · 66,490 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:58 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 28,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001705560-25-000014 · wk-form4_1764802706.xml · derivative · entry 3 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,936 Underlying: Class A Common Stock · 28,935 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:58 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Tax withholdingClass A Common Stock | 64,523 | $128.49 | $8,290,560.27 |
DisclosureSEC source: 0001705560-25-000014 · wk-form4_1764802706.xml · nonDerivative · entry 2 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 550,012 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 133,586 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:58 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionClass A Common Stock | 133,586 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001705560-25-000014 · wk-form4_1764802706.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 614,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:57 UTC |
Quirk Steven M.Chief Brokerage Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 16,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001659211-25-000010 · wk-form4_1764802676.xml · derivative · entry 5 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,463 Underlying: Class A Common Stock · 16,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F5 · derivative.expiration_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:57 UTC |
Quirk Steven M.Chief Brokerage Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 16,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001659211-25-000010 · wk-form4_1764802676.xml · derivative · entry 4 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,536 Underlying: Class A Common Stock · 16,838 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:57 UTC |
Quirk Steven M.Chief Brokerage Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 27,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001659211-25-000010 · wk-form4_1764802676.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,978 Underlying: Class A Common Stock · 27,996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:57 UTC |
Quirk Steven M.Chief Brokerage Officer
|
Tax withholdingClass A Common Stock | 27,172 | $128.49 | $3,491,330.28 |
DisclosureSEC source: 0001659211-25-000010 · wk-form4_1764802676.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,438 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 61,331 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:57 UTC |
Quirk Steven M.Chief Brokerage Officer
|
Exercise / conversionClass A Common Stock | 61,331 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001659211-25-000010 · wk-form4_1764802676.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:57 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 16,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001871212-25-000009 · wk-form4_1764802661.xml · derivative · entry 6 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,463 Underlying: Class A Common Stock · 16,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F7 · derivative.exercise_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F7 · derivative.expiration_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:57 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 22,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001871212-25-000009 · wk-form4_1764802661.xml · derivative · entry 5 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,574 Underlying: Class A Common Stock · 22,730 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F6 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 363,686 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F6 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 363,686 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:57 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 48,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001871212-25-000009 · wk-form4_1764802661.xml · derivative · entry 4 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,961 Underlying: Class A Common Stock · 48,993 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 783,785 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F5 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 783,785 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:57 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 24,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001871212-25-000009 · wk-form4_1764802661.xml · derivative · entry 3 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,113 Underlying: Class A Common Stock · 24,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:57 UTC |
Warnick JasonChief Financial Officer
|
Tax withholdingClass A Common Stock | 45,367 | $128.49 | $5,829,205.83 |
DisclosureSEC source: 0001871212-25-000009 · wk-form4_1764802661.xml · nonDerivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 516,048 F3 · shares: Represents shares withheld by Robinhood to satisfy tax withholding obligations in connection with the vesting and settlement of 112,333 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:57 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionClass A Common Stock | 112,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001871212-25-000009 · wk-form4_1764802661.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 561,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · balance_after: Reflects the acquisition of 391 shares in November 2025 under the Robinhood Markets, Inc. ("Robinhood") 2021 Employee Share Purchase Plan. Read SEC document |
| November 26, 2025 Filed Dec 1, 2025 21:38 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
SaleClass A Common Stock | 50,000 | $121.33 | $6,066,500.00 |
DisclosureSEC source: 0001705560-25-000012 · wk-form4_1764625092.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 480,949 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. Read SEC document |
| November 24, 2025 Filed Nov 26, 2025 21:34 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
SaleClass A Common Stock | 2,100 | $115.00 | $241,498.32 |
DisclosureSEC source: 0001783879-25-000318 · wk-form4_1764192852.xml · nonDerivative · entry 6 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 530,949 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. F7 · price: This transaction was executed in multiple trades during the day at prices ranging from $114.68 to $115.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 24, 2025 Filed Nov 26, 2025 21:34 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
SaleClass A Common Stock | 2,500 | $114.02 | $285,041.00 |
DisclosureSEC source: 0001783879-25-000318 · wk-form4_1764192852.xml · nonDerivative · entry 5 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 533,049 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. F6 · price: This transaction was executed in multiple trades during the day at prices ranging from $113.61 to $114.56. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 24, 2025 Filed Nov 26, 2025 21:34 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
SaleClass A Common Stock | 2,200 | $112.91 | $248,401.78 |
DisclosureSEC source: 0001783879-25-000318 · wk-form4_1764192852.xml · nonDerivative · entry 4 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 535,549 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $112.59 to $113.34. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 24, 2025 Filed Nov 26, 2025 21:34 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
SaleClass A Common Stock | 600 | $112.23 | $67,338.18 |
DisclosureSEC source: 0001783879-25-000318 · wk-form4_1764192852.xml · nonDerivative · entry 3 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 537,749 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $111.59 to $112.55. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 24, 2025 Filed Nov 26, 2025 21:34 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
SaleClass A Common Stock | 1,600 | $111.07 | $177,708.96 |
DisclosureSEC source: 0001783879-25-000318 · wk-form4_1764192852.xml · nonDerivative · entry 2 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 538,349 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $110.59 to $111.54. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 24, 2025 Filed Nov 26, 2025 21:34 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
SaleClass A Common Stock | 1,000 | $109.82 | $109,819.00 |
DisclosureSEC source: 0001783879-25-000318 · wk-form4_1764192852.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 539,949 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $109.41 to $110.33. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 21, 2025 Filed Nov 25, 2025 21:30 UTC |
Malka MeyerDirector
|
OtherVariable Share Forward Contract (obligation to sell) · Derivative | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-115974 · tm2532181-1_4seq1.xml · derivative · entry 1 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trusts Disclosed balance after: 1,000,000 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on November 21, 2025, the Reporting Person entered into a variable share forward contract (the "Contract") with an unaffiliated third party dealer with respect to the Class A Common Stock (the "Shares") of Robinhood Markets, Inc. Pursuant to the Contract, the Reporting Person may elect to receive cash payment during the term of the Contract of up to $89.3 million in exchange for agreeing to pledge and deliver to the dealer up to 1,000,000 of the Shares (the "Maximum Number of Shares") where the Reporting Person retains dividend and voting rights in such Shares during the term of the pledge, or an equivalent amount of cash if the Reporting Person elects cash settlement of the Contract. F2 · derivative.exercise_price: The number of shares to be delivered (or amount of cash to be paid), will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the valuation date (the "Settlement Price"), but will not exceed the Maximum Number of Shares. F3 · derivative.exercise_price: The number of Shares to be delivered (or amount of cash to be paid) to the dealer at settlement will be determined as follows: (A) if the Settlement Price is less than or equal to approximately $97.15 (the "Floor Price"), the Reporting Person will deliver to the dealer the Maximum Number of Shares; (B) if the Settlement Price is less than or equal to approximately $149.51 (the "Cap Price"), but greater than the Floor Price, the Reporting Person will deliver to the dealer a variable number of Shares; and (C) if the Settlement Price is greater than the Cap Price, the Reporting Person will deliver to the dealer a number of Shares equal to (i) the Maximum Number of Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price. The Contract is expected to be settled in November 2027. F1 · kind: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on November 21, 2025, the Reporting Person entered into a variable share forward contract (the "Contract") with an unaffiliated third party dealer with respect to the Class A Common Stock (the "Shares") of Robinhood Markets, Inc. Pursuant to the Contract, the Reporting Person may elect to receive cash payment during the term of the Contract of up to $89.3 million in exchange for agreeing to pledge and deliver to the dealer up to 1,000,000 of the Shares (the "Maximum Number of Shares") where the Reporting Person retains dividend and voting rights in such Shares during the term of the pledge, or an equivalent amount of cash if the Reporting Person elects cash settlement of the Contract. F2 · kind: The number of shares to be delivered (or amount of cash to be paid), will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the valuation date (the "Settlement Price"), but will not exceed the Maximum Number of Shares. F3 · kind: The number of Shares to be delivered (or amount of cash to be paid) to the dealer at settlement will be determined as follows: (A) if the Settlement Price is less than or equal to approximately $97.15 (the "Floor Price"), the Reporting Person will deliver to the dealer the Maximum Number of Shares; (B) if the Settlement Price is less than or equal to approximately $149.51 (the "Cap Price"), but greater than the Floor Price, the Reporting Person will deliver to the dealer a variable number of Shares; and (C) if the Settlement Price is greater than the Cap Price, the Reporting Person will deliver to the dealer a number of Shares equal to (i) the Maximum Number of Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price. The Contract is expected to be settled in November 2027. F1 · price: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on November 21, 2025, the Reporting Person entered into a variable share forward contract (the "Contract") with an unaffiliated third party dealer with respect to the Class A Common Stock (the "Shares") of Robinhood Markets, Inc. Pursuant to the Contract, the Reporting Person may elect to receive cash payment during the term of the Contract of up to $89.3 million in exchange for agreeing to pledge and deliver to the dealer up to 1,000,000 of the Shares (the "Maximum Number of Shares") where the Reporting Person retains dividend and voting rights in such Shares during the term of the pledge, or an equivalent amount of cash if the Reporting Person elects cash settlement of the Contract. F2 · price: The number of shares to be delivered (or amount of cash to be paid), will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the valuation date (the "Settlement Price"), but will not exceed the Maximum Number of Shares. F3 · price: The number of Shares to be delivered (or amount of cash to be paid) to the dealer at settlement will be determined as follows: (A) if the Settlement Price is less than or equal to approximately $97.15 (the "Floor Price"), the Reporting Person will deliver to the dealer the Maximum Number of Shares; (B) if the Settlement Price is less than or equal to approximately $149.51 (the "Cap Price"), but greater than the Floor Price, the Reporting Person will deliver to the dealer a variable number of Shares; and (C) if the Settlement Price is greater than the Cap Price, the Reporting Person will deliver to the dealer a number of Shares equal to (i) the Maximum Number of Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price. The Contract is expected to be settled in November 2027. F1 · derivative.exercise_date: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on November 21, 2025, the Reporting Person entered into a variable share forward contract (the "Contract") with an unaffiliated third party dealer with respect to the Class A Common Stock (the "Shares") of Robinhood Markets, Inc. Pursuant to the Contract, the Reporting Person may elect to receive cash payment during the term of the Contract of up to $89.3 million in exchange for agreeing to pledge and deliver to the dealer up to 1,000,000 of the Shares (the "Maximum Number of Shares") where the Reporting Person retains dividend and voting rights in such Shares during the term of the pledge, or an equivalent amount of cash if the Reporting Person elects cash settlement of the Contract. F2 · derivative.exercise_date: The number of shares to be delivered (or amount of cash to be paid), will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the valuation date (the "Settlement Price"), but will not exceed the Maximum Number of Shares. F3 · derivative.exercise_date: The number of Shares to be delivered (or amount of cash to be paid) to the dealer at settlement will be determined as follows: (A) if the Settlement Price is less than or equal to approximately $97.15 (the "Floor Price"), the Reporting Person will deliver to the dealer the Maximum Number of Shares; (B) if the Settlement Price is less than or equal to approximately $149.51 (the "Cap Price"), but greater than the Floor Price, the Reporting Person will deliver to the dealer a variable number of Shares; and (C) if the Settlement Price is greater than the Cap Price, the Reporting Person will deliver to the dealer a number of Shares equal to (i) the Maximum Number of Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price. The Contract is expected to be settled in November 2027. F1 · derivative.expiration_date: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on November 21, 2025, the Reporting Person entered into a variable share forward contract (the "Contract") with an unaffiliated third party dealer with respect to the Class A Common Stock (the "Shares") of Robinhood Markets, Inc. Pursuant to the Contract, the Reporting Person may elect to receive cash payment during the term of the Contract of up to $89.3 million in exchange for agreeing to pledge and deliver to the dealer up to 1,000,000 of the Shares (the "Maximum Number of Shares") where the Reporting Person retains dividend and voting rights in such Shares during the term of the pledge, or an equivalent amount of cash if the Reporting Person elects cash settlement of the Contract. F2 · derivative.expiration_date: The number of shares to be delivered (or amount of cash to be paid), will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the valuation date (the "Settlement Price"), but will not exceed the Maximum Number of Shares. F3 · derivative.expiration_date: The number of Shares to be delivered (or amount of cash to be paid) to the dealer at settlement will be determined as follows: (A) if the Settlement Price is less than or equal to approximately $97.15 (the "Floor Price"), the Reporting Person will deliver to the dealer the Maximum Number of Shares; (B) if the Settlement Price is less than or equal to approximately $149.51 (the "Cap Price"), but greater than the Floor Price, the Reporting Person will deliver to the dealer a variable number of Shares; and (C) if the Settlement Price is greater than the Cap Price, the Reporting Person will deliver to the dealer a number of Shares equal to (i) the Maximum Number of Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price. The Contract is expected to be settled in November 2027. F1 · derivative.underlying_shares: In accordance with the procedures described in the interpretive letters from the staff of the SEC to Goldman Sachs & Co. LLC, dated December 20, 1999 and to Bank of America, N.A., dated December 1, 2011, on November 21, 2025, the Reporting Person entered into a variable share forward contract (the "Contract") with an unaffiliated third party dealer with respect to the Class A Common Stock (the "Shares") of Robinhood Markets, Inc. Pursuant to the Contract, the Reporting Person may elect to receive cash payment during the term of the Contract of up to $89.3 million in exchange for agreeing to pledge and deliver to the dealer up to 1,000,000 of the Shares (the "Maximum Number of Shares") where the Reporting Person retains dividend and voting rights in such Shares during the term of the pledge, or an equivalent amount of cash if the Reporting Person elects cash settlement of the Contract. F2 · derivative.underlying_shares: The number of shares to be delivered (or amount of cash to be paid), will be determined based on the volume weighted average price per share of the Shares on or immediately prior to the valuation date (the "Settlement Price"), but will not exceed the Maximum Number of Shares. F3 · derivative.underlying_shares: The number of Shares to be delivered (or amount of cash to be paid) to the dealer at settlement will be determined as follows: (A) if the Settlement Price is less than or equal to approximately $97.15 (the "Floor Price"), the Reporting Person will deliver to the dealer the Maximum Number of Shares; (B) if the Settlement Price is less than or equal to approximately $149.51 (the "Cap Price"), but greater than the Floor Price, the Reporting Person will deliver to the dealer a variable number of Shares; and (C) if the Settlement Price is greater than the Cap Price, the Reporting Person will deliver to the dealer a number of Shares equal to (i) the Maximum Number of Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price. The Contract is expected to be settled in November 2027. F4 · ownership.nature: The Shares are held by Lassen Residential LLC, which is controlled by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust"). The Reporting Person serves as trustee of the Malka Trust. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 21:33 UTC |
Warnick JasonChief Financial Officer
|
GiftClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-25-000317 · wk-form4_1763760779.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 448,691 F1 · kind: Represents a bona fide gift of 15,000 shares from the reporting person to a donor advised fund. Read SEC document |
| November 17, 2025 Filed Nov 19, 2025 21:31 UTC |
Bhatt BaijuDirector
|
ConversionClass B Common Stock · Derivative | 418,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · derivative · entry 12 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 47,264,176 Underlying: Class A Common Stock · 418,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transactions effected on November 17, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales F1 · derivative.exercise_date: As part of the transactions effected on November 17, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales F1 · derivative.expiration_date: As part of the transactions effected on November 17, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales Read SEC document |
| November 17, 2025 Filed Nov 19, 2025 21:31 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 5,972 | $120.70 | $720,819.80 |
DisclosureSEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 10 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F11 · price: This transaction was executed in multiple trades during the day at prices ranging from $120.46 to $120.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 17, 2025 Filed Nov 19, 2025 21:31 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 31,444 | $119.83 | $3,768,069.73 |
DisclosureSEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 9 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 5,972 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F10 · price: This transaction was executed in multiple trades during the day at prices ranging from $119.46 to $120.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 17, 2025 Filed Nov 19, 2025 21:31 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 37,135 | $118.95 | $4,417,289.95 |
DisclosureSEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 8 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 37,416 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F9 · price: This transaction was executed in multiple trades during the day at prices ranging from $118.46 to $119.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 17, 2025 Filed Nov 19, 2025 21:31 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 84,332 | $117.84 | $9,937,514.22 |
DisclosureSEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 7 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 74,551 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F8 · price: This transaction was executed in multiple trades during the day at prices ranging from $117.46 to $118.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 17, 2025 Filed Nov 19, 2025 21:31 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 66,645 | $117.06 | $7,801,343.74 |
DisclosureSEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 6 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 158,883 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F7 · price: This transaction was executed in multiple trades during the day at prices ranging from $116.46 to $117.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 17, 2025 Filed Nov 19, 2025 21:31 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 78,685 | $115.95 | $9,123,226.75 |
DisclosureSEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 5 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 225,528 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F6 · price: This transaction was executed in multiple trades during the day at prices ranging from $115.46 to $116.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 17, 2025 Filed Nov 19, 2025 21:31 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 30,292 | $114.94 | $3,481,614.05 |
DisclosureSEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 304,213 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $114.46 to $115.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 17, 2025 Filed Nov 19, 2025 21:31 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 44,897 | $113.81 | $5,109,678.18 |
DisclosureSEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 3 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 334,505 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $113.46 to $114.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 17, 2025 Filed Nov 19, 2025 21:31 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 38,936 | $113.08 | $4,402,843.94 |
DisclosureSEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 379,402 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $112.46 to $113.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 17, 2025 Filed Nov 19, 2025 21:31 UTC |
Bhatt BaijuDirector
|
ConversionClass A Common Stock | 418,338 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 418,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transactions effected on November 17, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales Read SEC document |
| November 11, 2025 Filed Nov 13, 2025 20:51 UTC |
RUBINSTEIN JONATHANDirector
|
SaleClass A Common Stock | 900 | $134.37 | $120,934.98 |
DisclosureSEC source: 0001783879-25-000315 · wk-form4_1763067100.xml · nonDerivative · entry 4 RUBINSTEIN JONATHAN · CIK 0001209522 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 146,678 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by The Jonathan J. Rubinstein Trust (the "Trust") on August 4, 2025. F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $134.18 to $134.50. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. F6 · balance_after: Reflects the prior transfer of 1,004 shares of Class A Common Stock from the Reporting Person to the Trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares. Read SEC document |
| November 11, 2025 Filed Nov 13, 2025 20:51 UTC |
RUBINSTEIN JONATHANDirector
|
SaleClass A Common Stock | 4,900 | $133.52 | $654,234.77 |
DisclosureSEC source: 0001783879-25-000315 · wk-form4_1763067100.xml · nonDerivative · entry 3 RUBINSTEIN JONATHAN · CIK 0001209522 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 147,578 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by The Jonathan J. Rubinstein Trust (the "Trust") on August 4, 2025. F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $133.17 to $134.15. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 11, 2025 Filed Nov 13, 2025 20:51 UTC |
RUBINSTEIN JONATHANDirector
|
SaleClass A Common Stock | 12,834 | $132.56 | $1,701,321.24 |
DisclosureSEC source: 0001783879-25-000315 · wk-form4_1763067100.xml · nonDerivative · entry 2 RUBINSTEIN JONATHAN · CIK 0001209522 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 152,478 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by The Jonathan J. Rubinstein Trust (the "Trust") on August 4, 2025. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $132.14 to $133.13. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 11, 2025 Filed Nov 13, 2025 20:51 UTC |
RUBINSTEIN JONATHANDirector
|
SaleClass A Common Stock | 23,796 | $131.76 | $3,135,303.85 |
DisclosureSEC source: 0001783879-25-000315 · wk-form4_1763067100.xml · nonDerivative · entry 1 RUBINSTEIN JONATHAN · CIK 0001209522 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 165,312 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by The Jonathan J. Rubinstein Trust (the "Trust") on August 4, 2025. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $131.13 to $132.12. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 11, 2025 Filed Nov 13, 2025 20:51 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 175,000 | $0.00 Strike: $5.93 | $0.00 |
DisclosureSEC source: 0001871212-25-000006 · wk-form4_1763067116.xml · derivative · entry 6 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 200,000 Underlying: Class A Common Stock · 175,000 shares Expires 2028-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: On December 15, 2018, the Reporting Person was granted an option to purchase 700,000 shares of Common Stock under Robinhood's Amended and Restated 2013 Stock Plan, which option was amended and restated on January 13, 2020. This option vested and became exercisable as to one-fourth (1/4) of those shares on December 4, 2019, with the remainder scheduled to vest and become exercisable in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| November 11, 2025 Filed Nov 13, 2025 20:51 UTC |
Warnick JasonChief Financial Officer
|
SaleClass A Common Stock | 25,901 | $134.25 | $3,477,266.23 |
DisclosureSEC source: 0001871212-25-000006 · wk-form4_1763067116.xml · nonDerivative · entry 5 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 463,691 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $133.96 to $134.59. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 11, 2025 Filed Nov 13, 2025 20:51 UTC |
Warnick JasonChief Financial Officer
|
SaleClass A Common Stock | 114,032 | $133.49 | $15,222,302.73 |
DisclosureSEC source: 0001871212-25-000006 · wk-form4_1763067116.xml · nonDerivative · entry 4 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 489,592 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $132.96 to $133.94. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 11, 2025 Filed Nov 13, 2025 20:51 UTC |
Warnick JasonChief Financial Officer
|
SaleClass A Common Stock | 88,950 | $132.41 | $11,777,424.75 |
DisclosureSEC source: 0001871212-25-000006 · wk-form4_1763067116.xml · nonDerivative · entry 3 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 603,624 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $131.96 to $132.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 11, 2025 Filed Nov 13, 2025 20:51 UTC |
Warnick JasonChief Financial Officer
|
SaleClass A Common Stock | 71,117 | $131.69 | $9,365,141.71 |
DisclosureSEC source: 0001871212-25-000006 · wk-form4_1763067116.xml · nonDerivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 692,574 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $130.96 to $131.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 11, 2025 Filed Nov 13, 2025 20:51 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionClass A Common Stock | 175,000 | $5.93 | $1,037,750.00 |
DisclosureSEC source: 0001871212-25-000006 · wk-form4_1763067116.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 763,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2025 Filed Nov 10, 2025 23:30 UTC |
Bhatt BaijuDirector
|
ConversionClass B Common Stock · Derivative | 1,330,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-25-000314 · wk-form4_1762817413.xml · derivative · entry 7 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 47,682,514 Underlying: Class A Common Stock · 1,330,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transactions effected on November 7, 2025, the Living Trust sold an aggregate of 1,330,000 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales. F1 · derivative.exercise_date: As part of the transactions effected on November 7, 2025, the Living Trust sold an aggregate of 1,330,000 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales. F1 · derivative.expiration_date: As part of the transactions effected on November 7, 2025, the Living Trust sold an aggregate of 1,330,000 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales. Read SEC document |
| November 07, 2025 Filed Nov 10, 2025 23:30 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 34,677 | $130.54 | $4,526,614.21 |
DisclosureSEC source: 0001783879-25-000314 · wk-form4_1762817413.xml · nonDerivative · entry 5 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 0 F5 · balance_after: This transaction was executed in multiple trades during the day at prices ranging from $130.27 to $130.98. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 07, 2025 Filed Nov 10, 2025 23:30 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 104,998 | $129.78 | $13,626,388.44 |
DisclosureSEC source: 0001783879-25-000314 · wk-form4_1762817413.xml · nonDerivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 34,677 F4 · balance_after: This transaction was executed in multiple trades during the day at prices ranging from $129.27 to $130.26. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 07, 2025 Filed Nov 10, 2025 23:30 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 559,473 | $128.66 | $71,982,019.97 |
DisclosureSEC source: 0001783879-25-000314 · wk-form4_1762817413.xml · nonDerivative · entry 3 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 139,675 F3 · balance_after: This transaction was executed in multiple trades during the day at prices ranging from $128.27 to $129.26. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.